Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STANLEY BLACK & DECKER, INC.SWK · Entity 3378 | Int. Co-Pres., Tools & Outdoor | March 15, 2023 | March 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STANLEY BLACK & DECKER, INC.
Report date March 15, 2023 · Filed March 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,855.3668 |
Reported balance
After 2023-03-15 transaction · row 1
1 source rowRow 1 · 2023-03-15 · Tax withholding · Disposed 161 · Balance 25,855.3668 F1: Shares withheld to satisfy the reporting person's tax withholding obligation upon settlement of one-third of the performance share units under the 2020 Management Incentive Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy the reporting person's tax withholding obligation upon settlement of one-third of the performance share units under the 2020 Management Incentive Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2020 Filed Sep 1, 2020 20:44 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,875 | $0.00 Strike: $79.70 | $0.00 |
DisclosureSEC source: 0001127602-20-024565 · form4.xml · derivative · entry 8 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,875 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options were issued under the Company's 2013 Long-Term Incentive Plan and became exercisable in four equal annual installments beginning on December 5, 2014. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:44 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 16,875 | $162.00 | $2,733,750.00 |
DisclosureSEC source: 0001127602-20-024565 · form4.xml · nonDerivative · entry 5 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,092 Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:44 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Exercise / conversionCommon Stock | 5,625 | $118.66 | $667,462.50 |
DisclosureSEC source: 0001127602-20-024565 · form4.xml · nonDerivative · entry 4 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:44 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Exercise / conversionCommon Stock | 5,625 | $109.25 | $614,503.13 |
DisclosureSEC source: 0001127602-20-024565 · form4.xml · nonDerivative · entry 3 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:44 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Exercise / conversionCommon Stock | 3,750 | $95.18 | $356,925.00 |
DisclosureSEC source: 0001127602-20-024565 · form4.xml · nonDerivative · entry 2 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 20:44 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Exercise / conversionCommon Stock | 1,875 | $79.70 | $149,437.50 |
DisclosureSEC source: 0001127602-20-024565 · form4.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:13 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 1,431 | $155.52 | $222,551.98 |
DisclosureSEC source: 0001127602-20-022862 · form4.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,092 Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 22:09 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Tax withholdingCommon Stock | 131 | $105.57 | $13,829.02 |
DisclosureSEC source: 0001127602-20-011790 · form4.xml · nonDerivative · entry 2 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,523 F2 · shares: Represents number of shares withheld in satisfaction of tax withholding with respect to 1/3rd of the PSUs. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 22:09 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantCommon Stock | 1,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011790 · form4.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,654 F1 · shares: Represents number of performance stock units earned in respect of the one-year performance period under the 2019 MICP PSU program (the "PSUs"). The PSUs are issued pursuant to the Stanley Black & Decker 2018 Omnibus Award Plan, and generally vest in three equal installments subject to satisfaction of service-based conditions on each applicable vesting date. Each PSU represents a contingent right to receive one share of Issuer's common stock. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 23:27 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantCommon Stock | 1,028 | $162.29 | $166,834.12 |
DisclosureSEC source: 0001127602-20-008681 · form4.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,053 F1 · shares: Shares issued pursuant to the 2015-2017 performance award program under the Company's 2013 Long-Term Incentive Plan, net of shares withheld to cover taxes. F2 · balance_after: Total outstanding shares reflect subsequent transactions made to the 12,760 shares reported in the January 15, 2020 Form 4 amendment. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 21:19 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 990 | $166.16 | $164,498.40 |
DisclosureSEC source: 0001127602-19-035843 · form4.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,025 F1 · shares: Pursuant to 10b5-1 Plan. Read SEC document |
| December 07, 2019 Filed Dec 10, 2019 21:42 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 91 | $158.86 | $14,455.81 |
DisclosureSEC source: 0001127602-19-034693 · form4.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,015 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 22:33 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 210 | $154.34 | $32,411.36 |
DisclosureSEC source: 0001127602-19-034392 · form4.xml · nonDerivative · entry 3 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,106 F2 · shares: Shares withheld to cover taxes on vesting of restricted stock. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 22:33 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 185 | $154.34 | $28,552.86 |
DisclosureSEC source: 0001127602-19-034392 · form4.xml · nonDerivative · entry 2 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,316 F2 · shares: Shares withheld to cover taxes on vesting of restricted stock. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 22:33 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $150.70 | $0.00 |
DisclosureSEC source: 0001127602-19-034392 · form4.xml · derivative · entry 4 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-12-03 F3 · derivative.exercise_date: The option will become exercisable in four equal annual installments beginning on December 3, 2020. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 22:33 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantCommon Stock | 1,563 | $150.70 | $235,536.29 |
DisclosureSEC source: 0001127602-19-034392 · form4.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,501 F1 · shares: Shares to be delivered upon vesting of restricted stock units that vest in four equal annual installments beginning on December 3, 2020. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:33 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 161 | $155.46 | $25,029.54 |
DisclosureSEC source: 0001127602-19-034248 · form4.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,938 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 21:14 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | OtherInterest in Employer Stock Fund (Supplemental Plan) · Derivative | 336.8841 | $154.10 | $51,913.84 |
DisclosureSEC source: 0001127602-19-031370 · form4.xml · derivative · entry 3 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.2823 Underlying: Common Stock · 336.8841 shares Expires not disclosed F1 · security: Represents shares notionally held for the reporting person under the Company's Supplemental Plan. F2 · derivative.exercise_price: Exempt F2 · derivative.exercise_date: Exempt F2 · derivative.expiration_date: Exempt Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 21:14 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | OtherCommon Stock | 1,294.1848 | $154.10 | $199,433.88 |
DisclosureSEC source: 0001127602-19-031370 · form4.xml · nonDerivative · entry 2 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held indirectly in the name of Corporation's 401(k) Plan Disclosed balance after: 1.2423 Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 21:14 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 3,661 | $151.36 | $554,128.96 |
DisclosureSEC source: 0001127602-19-031370 · form4.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,099 Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 21:12 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantCommon Stock | 3,661 | $148.35 | $543,109.35 |
DisclosureSEC source: 0001127602-19-030743 · form4.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,760 F1 · shares: Shares issued pursuant to the 2015-2017 performance award program under the Company's 2013 Long-Term Incentive Plan, net of shares withheld to cover taxes. Read SEC document |
| October 15, 2019 Filed Jan 15, 2020 21:38 UTC Amendment | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Tax withholdingCommon Stock | 1,339 | $148.35 | $198,640.65 |
DisclosureSEC source: 0001127602-20-001655 · form4a.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,760 F1 · shares: This amendment is to correct the filing made on 10/17/2019, reporting the acquisition of 3,661 shares instead of reporting the number of shares withheld to cover taxes upon the vesting of restricted stock units. Read SEC document |
| May 03, 2019 Filed May 6, 2019 20:15 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 17 | $152.30 | $2,589.10 |
DisclosureSEC source: 0001127602-19-017434 · form4.xml · nonDerivative · entry 2 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,099 Read SEC document |
| May 03, 2019 Filed May 6, 2019 20:15 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 6,162 | $151.66 | $934,538.78 |
DisclosureSEC source: 0001127602-19-017434 · form4.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,116 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.2100 to $152.1400. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:15 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantCommon Stock | 1,919 | $130.82 | $251,033.99 |
DisclosureSEC source: 0001127602-19-008682 · form4.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,278 F1 · shares: Shares issued pursuant to the 2015-2017 performance award program under the Company's 2013 Long-Term Incentive Plan, net of shares withheld to cover taxes. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 21:58 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 56 | $125.28 | $7,015.68 |
DisclosureSEC source: 0001127602-18-035909 · form4.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,359 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 05, 2018 Filed Dec 6, 2018 22:08 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 131 | $130.88 | $17,144.63 |
DisclosureSEC source: 0001127602-18-035428 · form4.xml · nonDerivative · entry 3 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,415 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 22:08 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $130.88 | $0.00 |
DisclosureSEC source: 0001127602-18-035428 · form4.xml · derivative · entry 4 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-12-04 F3 · shares: The option will become exercisable in four equal annual installments beginning on December 4, 2019. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 22:08 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantCommon Stock | 2,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035428 · form4.xml · nonDerivative · entry 2 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,546 F2 · shares: Shares to be delivered upon vesting of restricted stock units that vest in four equal annual installments beginning on December 4, 2019. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 22:08 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 115 | $130.88 | $15,050.63 |
DisclosureSEC source: 0001127602-18-035428 · form4.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,418 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 02, 2018 Filed Dec 4, 2018 21:49 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 100 | $129.04 | $12,903.50 |
DisclosureSEC source: 0001127602-18-035161 · form4.xml · nonDerivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,533 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 20:08 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | OtherInterest In Employer Stock Fund (401(k) Plan) · Derivative | 968.2812 | $143.21 | $138,667.55 |
DisclosureSEC source: 0001127602-18-015416 · form4.xml · derivative · entry 2 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,257.3609 Underlying: Common Stock · 968.2812 shares Expires not disclosed F1 · derivative.exercise_price: Exempt F1 · derivative.exercise_date: Exempt F1 · derivative.expiration_date: Exempt Read SEC document |
| April 24, 2018 Filed Apr 27, 2018 20:08 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | OtherInterest In Employer Stock Fund (401(k) Plan) · Derivative | 289.0797 | $141.61 | $40,936.58 |
DisclosureSEC source: 0001127602-18-015416 · form4.xml · derivative · entry 1 Raff Robert H Jr · CIK 0001738908 · President, Stanley Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289.0797 Underlying: Common Stock · 289.0797 shares Expires not disclosed F1 · derivative.exercise_price: Exempt F1 · derivative.exercise_date: Exempt F1 · derivative.expiration_date: Exempt Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.