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Raff Robert H Jr

Disclosed activity across 1 company

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115453
SEC CIK
0001738908

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CompanyLast reported asReport datePublished
STANLEY BLACK & DECKER, INC.SWK · Entity 3378Int. Co-Pres., Tools & OutdoorMarch 15, 2023March 17, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STANLEY BLACK & DECKER, INC.

Report date March 15, 2023 · Filed March 17, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,855.3668 Reported balance After 2023-03-15 transaction · row 1
1 source row

Row 1 · 2023-03-15 · Tax withholding · Disposed 161 · Balance 25,855.3668

F1: Shares withheld to satisfy the reporting person's tax withholding obligation upon settlement of one-third of the performance share units under the 2020 Management Incentive Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to satisfy the reporting person's tax withholding obligation upon settlement of one-third of the performance share units under the 2020 Management Incentive Compensation Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 17, 2023 20:47 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 161 $79.16 $12,743.96
Disclosure

SEC source: 0001127602-23-010707 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · Int. Co-Pres., Tools & Outdoor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,855.3668

F1 · shares: Shares withheld to satisfy the reporting person's tax withholding obligation upon settlement of one-third of the performance share units under the 2020 Management Incentive Compensation Plan.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 20:48 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 331 $90.32 $29,895.92
Disclosure

SEC source: 0001127602-23-006750 · form4.xml · nonDerivative · entry 2

Raff Robert H Jr · CIK 0001738908 · Int. Co-Pres., Tools & Outdoor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,016.3668

F2 · shares: Shares withheld to cover taxes on the 2020-2022 performance awards.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 20:48 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 845 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006750 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · Int. Co-Pres., Tools & Outdoor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,347.3668

F1 · shares: Shares issued following determination of performance achieved for the 2020-2022 performance period pursuant to the 2020-2022 long-term incentive performance award program under the Company's 2018 Omnibus Award Plan.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:00 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantStock Option (Right to Buy) · Derivative 11,603 $0.00 Strike: $90.32 $0.00
Disclosure

SEC source: 0001127602-23-005885 · form4.xml · derivative · entry 2

Raff Robert H Jr · CIK 0001738908 · Int. Co-Pres., Tools & Outdoor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,603

Underlying: Common Stock · 11,603 shares

Expires 2033-02-15

F3 · derivative.exercise_date: The options will become exercisable in three equal annual installments beginning on February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:00 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 3,366 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005885 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · Int. Co-Pres., Tools & Outdoor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,502.3668

F1 · shares: Shares to be delivered on vesting of restricted stock units that vest in three equal annual installments beginning on February 15, 2024.

F2 · balance_after: Balance includes 7.1836 shares acquired pursuant to the Employee Stock Purchase Plan since the reporting person's Form 4 filed December 21, 2022.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 13:41 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 146 $75.56 $11,031.03
Disclosure

SEC source: 0001127602-22-028036 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · Int. Co-Pres., Tools & Outdoor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,129.1832

F1 · shares: Represents shares withheld to cover FICA taxes on RSUs awarded on 12/6/2022.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 13:42 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 140 $79.09 $11,072.60
Disclosure

SEC source: 0001127602-22-027355 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · Int. Co-Pres., Tools & Outdoor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,275.1832

F1 · shares: Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 23:45 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantStock Option (Right to Buy) · Derivative 13,787 $0.00 Strike: $77.83 $0.00
Disclosure

SEC source: 0001127602-22-027103 · form4.xml · derivative · entry 2

Raff Robert H Jr · CIK 0001738908 · Int. Co-Pres., Tools & Outdoor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,787

Underlying: Common Stock · 13,787 shares

Expires 2032-12-06

F2 · derivative.exercise_date: The options will become exercisable in three equal annual installments beginning on December 6, 2023.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 23:45 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 3,906 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027103 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · Int. Co-Pres., Tools & Outdoor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,415.1832

F1 · shares: Shares to be delivered on vesting of restricted stock units that vest in three equal annual installments beginning on December 6, 2023.

Read SEC document
December 04, 2022 Filed Dec 7, 2022 01:43 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 210 $81.26 $17,063.55
Disclosure

SEC source: 0001127602-22-027010 · form4.xml · nonDerivative · entry 2

Raff Robert H Jr · CIK 0001738908 · Int. Co-Pres., Tools & Outdoor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,509.1832

F1 · shares: Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units.

F2 · balance_after: Balance includes 6.2719 shares acquired pursuant to the Employee Stock Purchase Plan since the reporting person's Form 4 filed August 3, 2022.

Read SEC document
December 03, 2022 Filed Dec 7, 2022 01:43 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 239 $81.26 $19,419.95
Disclosure

SEC source: 0001127602-22-027010 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · Int. Co-Pres., Tools & Outdoor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,719.1832

F1 · shares: Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units.

F2 · balance_after: Balance includes 6.2719 shares acquired pursuant to the Employee Stock Purchase Plan since the reporting person's Form 4 filed August 3, 2022.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 20:56 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 10,322 $96.88 $999,995.36
Disclosure

SEC source: 0001127602-22-020389 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · Int. Co-Pres., Tools & Outdoor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,069

F1 · shares: Shares to be delivered on vesting of restricted stock units that vest 3,441 shares on the first anniversary of the date of grant, 3,440 shares on the second anniversary of the date of grant and 3,441 shares on the third anniversary of the date of grant.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:53 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 220 $145.09 $31,919.80
Disclosure

SEC source: 0001127602-22-009745 · form4.xml · nonDerivative · entry 2

Raff Robert H Jr · CIK 0001738908 · Head of Outdoor Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,747

F2 · shares: Represents number of shares withheld in satisfaction of tax withholding with respect to 1/3rd of the 2020 MICP-PSUs.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:53 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 191 $145.09 $27,712.19
Disclosure

SEC source: 0001127602-22-009745 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · Head of Outdoor Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,967

F1 · shares: Represents number of shares withheld in satisfaction of tax withholding with respect to 1/3rd of the 2019 MICP-PSUs.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:45 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 636 $165.89 $105,502.86
Disclosure

SEC source: 0001127602-22-006817 · form4.xml · nonDerivative · entry 2

Raff Robert H Jr · CIK 0001738908 · Head of Outdoor Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,158

F2 · shares: Shares withheld to cover taxes on the 2019-2021 performance awards.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:45 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 1,572 $165.89 $260,771.22
Disclosure

SEC source: 0001127602-22-006817 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · Head of Outdoor Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,794

F1 · shares: Shares issued following determination of performance achieved for the 2019-2021 performance period pursuant to the 2019-2021 performance award program under the Company's 2018 Omnibus Award Plan.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:45 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 59 $192.58 $11,362.33
Disclosure

SEC source: 0001127602-21-031600 · form4.xml · nonDerivative · entry 3

Raff Robert H Jr · CIK 0001738908 · Head of Outdoor Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,222

F3 · shares: Represents shares withheld to cover FICA taxes on RSUs awarded on 12/10/2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:45 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 31 $192.58 $5,970.04
Disclosure

SEC source: 0001127602-21-031600 · form4.xml · nonDerivative · entry 2

Raff Robert H Jr · CIK 0001738908 · Head of Outdoor Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,281

F2 · shares: Represents shares withheld to cover FICA taxes on RSUs awarded on 12/3/2020.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:45 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 30 $192.58 $5,777.43
Disclosure

SEC source: 0001127602-21-031600 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · Head of Outdoor Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,312

F1 · shares: Represents shares withheld to cover FICA taxes on RSUs awarded on 12/3/2019.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:36 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantStock Option (Right to Buy) · Derivative 5,755 $0.00 Strike: $193.97 $0.00
Disclosure

SEC source: 0001127602-21-030936 · form4.xml · derivative · entry 4

Raff Robert H Jr · CIK 0001738908 · Head of Outdoor Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,755

Underlying: Common Stock · 5,755 shares

Expires 2031-12-10

F4 · derivative.exercise_date: The option will become exercisable in four equal annual installments beginning on December 10, 2022.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:36 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 1,567 $193.97 $303,950.99
Disclosure

SEC source: 0001127602-21-030936 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · Head of Outdoor Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,342

F1 · shares: Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on December 10, 2022.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 21:50 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 91 $186.78 $16,996.85
Disclosure

SEC source: 0001127602-21-030629 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · Head of Outdoor Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,775

F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units.

Read SEC document
December 04, 2021 Filed Dec 7, 2021 21:49 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 210 $179.14 $37,619.40
Disclosure

SEC source: 0001127602-21-030480 · form4.xml · nonDerivative · entry 3

Raff Robert H Jr · CIK 0001738908 · Head of Outdoor Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,866

F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 21:49 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 109 $179.14 $19,526.26
Disclosure

SEC source: 0001127602-21-030480 · form4.xml · nonDerivative · entry 2

Raff Robert H Jr · CIK 0001738908 · Head of Outdoor Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,076

F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 21:49 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 153 $179.14 $27,408.42
Disclosure

SEC source: 0001127602-21-030480 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · Head of Outdoor Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,185

F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:28 UTC Amendment STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 241 $171.45 $41,319.45
Disclosure

SEC source: 0001127602-21-012421 · form4a.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,338

F1 · shares: As a result of a clerical error, it was determined that an additional number of shares was required to be withheld in order to satisfy the tax withholding with respect to the 2018-2020 performance awards above the withholding liability previously reported.

Read SEC document
March 24, 2021 Filed Mar 26, 2021 21:17 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 201 $191.73 $38,537.73
Disclosure

SEC source: 0001127602-21-012121 · form4.xml · nonDerivative · entry 4

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,579

F4 · shares: As a result of a clerical error, it was determined that an additional number of shares was required to be withheld in order to satisfy the tax withholding with respect to 1/3rd of the 2019 MICP-PSUs above the withholding liability previously reported.

Read SEC document
March 24, 2021 Filed Mar 26, 2021 21:17 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 223 $191.73 $42,755.79
Disclosure

SEC source: 0001127602-21-012121 · form4.xml · nonDerivative · entry 3

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,780

F3 · shares: As a result of a clerical error, it was determined that an additional number of shares was required to be withheld in order to satisfy the tax withholding with respect to 1/3rd of the 2020 MICP-PSUs above the withholding liability previously reported.

Read SEC document
March 24, 2021 Filed Mar 26, 2021 21:17 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 37 $191.73 $7,094.01
Disclosure

SEC source: 0001127602-21-012121 · form4.xml · nonDerivative · entry 2

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,003

F2 · shares: Represents shares withheld to cover FICA taxes on performance stock units awarded under the 2020 MICP PSU program.

Read SEC document
March 24, 2021 Filed Mar 26, 2021 21:17 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 17 $191.73 $3,259.41
Disclosure

SEC source: 0001127602-21-012121 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,040

F1 · shares: Represents shares withheld to cover FICA taxes on performance stock units awarded under the 2019 MICP PSU program.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:06 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 13 $191.73 $2,492.49
Disclosure

SEC source: 0001127602-21-011577 · form4.xml · nonDerivative · entry 3

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,057

F3 · shares: Represents number of shares withheld in satisfaction of tax withholding with respect to 1/3rd of the 2019 MICP-PSUs.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:06 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 19 $191.73 $3,642.87
Disclosure

SEC source: 0001127602-21-011577 · form4.xml · nonDerivative · entry 2

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,070

F2 · shares: Represents number of shares withheld in satisfaction of tax withholding with respect to 1/3rd of the 2020 MICP-PSUs.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 21:06 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 1,838 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011577 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,089

F1 · shares: Represents number of performance stock units earned in respect of the one-year performance period under the 2020 MICP PSU program (the "PSUs"). The PSUs are issued pursuant to the Stanley Black & Decker 2018 Omnibus Award Plan, and generally vest in three equal installments subject to satisfaction of service-based conditions on each applicable vesting date. Each PSU represents a contingent right to receive one share of Issuer's common stock.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:58 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 33 $171.45 $5,657.85
Disclosure

SEC source: 0001127602-21-008908 · form4.xml · nonDerivative · entry 2

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,251

F2 · shares: Shares withheld to cover taxes on the 2018-2020 performance awards.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:58 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 651 $171.45 $111,613.95
Disclosure

SEC source: 0001127602-21-008908 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,284

F1 · shares: Shares issued following determination of performance achieved for the 2018-2020 performance period pursuant to the 2018-2020 performance award program under the Company's 2013 Long-Term Incentive Plan.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:38 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 SaleCommon Stock 943 $178.62 $168,438.66
Disclosure

SEC source: 0001127602-20-031177 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,633

F1 · shares: Pursuant to 10b5-1 Plan.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 22:44 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 91 $178.26 $16,221.21
Disclosure

SEC source: 0001127602-20-031034 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576

F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 02:04 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 210 $180.11 $37,823.63
Disclosure

SEC source: 0001127602-20-030787 · form4.xml · nonDerivative · entry 3

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units.

Read SEC document
December 03, 2020 Filed Dec 8, 2020 02:04 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $179.85 $0.00
Disclosure

SEC source: 0001127602-20-030787 · form4.xml · derivative · entry 6

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2030-12-03

F5 · shares: The option will become exercisable in four equal annual installments beginning on December 3, 2021.

Read SEC document
December 03, 2020 Filed Dec 8, 2020 02:04 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 1,100 $179.85 $197,829.50
Disclosure

SEC source: 0001127602-20-030787 · form4.xml · nonDerivative · entry 2

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,877

F2 · shares: Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on December 3, 2021.

Read SEC document
December 03, 2020 Filed Dec 8, 2020 02:04 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 154 $179.85 $27,696.13
Disclosure

SEC source: 0001127602-20-030787 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,777

F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:52 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Exercise / conversionStock Option (Right to Buy) · Derivative 1,875 $0.00 Strike: $118.66 $0.00
Disclosure

SEC source: 0001127602-20-030606 · form4.xml · derivative · entry 6

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,875 shares

Expires 2026-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options were issued under the Company's 2013 Long-Term Incentive Plan and became exercisable in four equal annual installments beginning on December 2, 2016.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:52 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 161 $179.30 $28,866.50
Disclosure

SEC source: 0001127602-20-030606 · form4.xml · nonDerivative · entry 3

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,931

F2 · shares: Shares withheld to cover taxes on vesting of restricted stock units.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:52 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 SaleCommon Stock 1,875 $179.80 $337,125.00
Disclosure

SEC source: 0001127602-20-030606 · form4.xml · nonDerivative · entry 2

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,092

F1 · shares: Pursuant to 10b5-1 Plan.

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December 02, 2020 Filed Dec 4, 2020 21:52 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Exercise / conversionCommon Stock 1,875 $118.66 $222,487.50
Disclosure

SEC source: 0001127602-20-030606 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 19, 2020 Filed Oct 21, 2020 20:20 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 SaleCommon Stock 3,032 $176.72 $535,815.04
Disclosure

SEC source: 0001127602-20-027386 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,092

F1 · shares: Pursuant to 10b5-1 Plan.

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October 15, 2020 Filed Oct 19, 2020 20:33 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Tax withholdingCommon Stock 1,968 $175.45 $345,275.76
Disclosure

SEC source: 0001127602-20-027207 · form4.xml · nonDerivative · entry 1

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,124

F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units.

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August 28, 2020 Filed Sep 1, 2020 20:44 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Exercise / conversionStock Option (Right to Buy) · Derivative 5,625 $0.00 Strike: $118.66 $0.00
Disclosure

SEC source: 0001127602-20-024565 · form4.xml · derivative · entry 11

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 5,625 shares

Expires 2026-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options were issued under the Company's 2013 Long-Term Incentive Plan and became exercisable in four equal annual installments beginning on December 2, 2017.

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August 28, 2020 Filed Sep 1, 2020 20:44 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Exercise / conversionStock Option (Right to Buy) · Derivative 5,625 $0.00 Strike: $109.25 $0.00
Disclosure

SEC source: 0001127602-20-024565 · form4.xml · derivative · entry 10

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,625 shares

Expires 2025-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options were issued under the Company's 2013 Long-Term Incentive Plan and became exercisable in four equal annual installments beginning on December 4, 2016.

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August 28, 2020 Filed Sep 1, 2020 20:44 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $95.18 $0.00
Disclosure

SEC source: 0001127602-20-024565 · form4.xml · derivative · entry 9

Raff Robert H Jr · CIK 0001738908 · President, Stanley Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2024-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options were issued under the Company's 2013 Long-Term Incentive Plan and became exercisable in four equal annual installments beginning on December 5, 2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.