Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Chief Risk Officer | February 24, 2023 | February 24, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date February 24, 2023 · Filed February 24, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 339,210.995 |
Ending reported balance
After 2023-02-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-24 · Grant · Acquired 41,016 · Balance 360,150.995 F1: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020. Row 2 · 2023-02-24 · Tax withholding · Disposed 20,940 · Balance 339,210.995 F2: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020.
F2: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 28, 2014 Filed Jan 29, 2014 21:50 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 9,912 | $29.99 | $297,211.32 |
DisclosureSEC source: 0001209191-14-005576 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,034.167 F2 · kind: Shares withheld to satisfy taxes upon the conversion of RSUs granted on January 21, 2011. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 21:50 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 20,832 | $30.04 | $625,689.12 |
DisclosureSEC source: 0001209191-14-005576 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,946.723 F1 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") granted on January 20, 2012. Read SEC document |
| January 21, 2014 Filed Jan 23, 2014 22:10 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 61,113.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-004604 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,779.162 F1 · kind: Restricted Stock Units granted in 2014 as part of 2013 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| February 13, 2013 Filed Feb 14, 2013 22:41 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 1,100 | $23.81 | $26,191.00 |
DisclosureSEC source: 0001209191-13-009045 · doc4.xml · nonDerivative · entry 4 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,765.886 Read SEC document |
| February 13, 2013 Filed Feb 14, 2013 22:41 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 1,556 | $23.80 | $37,032.80 |
DisclosureSEC source: 0001209191-13-009045 · doc4.xml · nonDerivative · entry 3 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,865.886 Read SEC document |
| February 13, 2013 Filed Feb 14, 2013 22:41 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 3,178 | $23.78 | $75,572.84 |
DisclosureSEC source: 0001209191-13-009045 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,421.886 Read SEC document |
| February 13, 2013 Filed Feb 14, 2013 22:41 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 17,200 | $23.77 | $408,844.00 |
DisclosureSEC source: 0001209191-13-009045 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,599.886 Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 00:10 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 13,649 | $23.36 | $318,772.40 |
DisclosureSEC source: 0001209191-13-006633 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,800.754 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on January 21, 2010 and January 21, 2011 to the Reporting Person. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:07 UTC | MORGAN STANLEY MS · Entity 2815 | GrantEmployee Stock Option (Right to Buy) · Derivative | 230,870 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-13-004228 · doc4.xml · derivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,870 Underlying: Common Stock · 230,870 shares Expires 2018-01-22 F1 · derivative.exercise_date: The Black-Scholes value of the Stock Option award is $1,250,000. Options will vest and become exercisable in three equal annual installments beginning on January 27, 2014. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:07 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 38,191 | $22.05 | $842,111.55 |
DisclosureSEC source: 0001209191-13-004228 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,449.754 Read SEC document |
| January 20, 2012 Filed Jan 20, 2012 21:42 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 96,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-004685 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,197.486 F1 · kind: Restricted Stock Units granted in 2012 as part of 2011 year-end compensation, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2012 Filed Jan 24, 2012 23:31 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 11,259 | $18.12 | $204,013.08 |
DisclosureSEC source: 0001209191-12-005203 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,938.486 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 18, 2008 and January 21, 2010 to the Reporting Person. Read SEC document |
| May 20, 2011 Filed May 20, 2011 18:46 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 12,302 | $24.13 | $296,785.75 |
DisclosureSEC source: 0001209191-11-030188 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,366 Read SEC document |
| January 21, 2011 Filed Jan 21, 2011 17:18 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 37,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-004458 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Interim Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,668 F1 · kind: Restricted Stock Units granted as part of 2010 year-end compensation, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.