Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Chief Risk Officer | February 24, 2023 | February 24, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date February 24, 2023 · Filed February 24, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 339,210.995 |
Ending reported balance
After 2023-02-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-24 · Grant · Acquired 41,016 · Balance 360,150.995 F1: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020. Row 2 · 2023-02-24 · Tax withholding · Disposed 20,940 · Balance 339,210.995 F2: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020.
F2: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2023 Filed Feb 24, 2023 21:30 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 20,940 | $97.94 | $2,050,863.60 |
DisclosureSEC source: 0001209191-23-012726 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,210.995 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:30 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 41,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012726 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,150.995 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:24 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 11,651 | $97.08 | $1,131,079.08 |
DisclosureSEC source: 0001209191-23-004249 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,346.676 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:24 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 26,936.52 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004249 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,997.676 F1 · kind: Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:21 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 30,068 | $93.55 | $2,812,861.40 |
DisclosureSEC source: 0001209191-22-013168 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,484.662 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:21 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 58,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013168 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,552.662 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 18, 2019. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 21:14 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 24,500 | $105.00 | $2,572,500.00 |
DisclosureSEC source: 0001209191-22-008019 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,986.393 Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:18 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 11,299 | $95.73 | $1,081,653.27 |
DisclosureSEC source: 0001209191-22-004414 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,486.393 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:18 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 28,091.23 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004414 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,785.393 F1 · kind: Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:23 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 19,384 | $78.43 | $1,520,287.12 |
DisclosureSEC source: 0001209191-21-014748 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,987.835 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:23 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 39,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014748 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,371.835 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 19, 2018. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:17 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 22,746 | $76.25 | $1,734,382.50 |
DisclosureSEC source: 0001209191-21-011823 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,785.835 Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:38 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 9,120 | $74.84 | $682,540.80 |
DisclosureSEC source: 0001209191-21-004889 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,086.157 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 19, 2018. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:38 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 43,578.03 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004889 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,206.157 F1 · kind: Restricted Stock Units granted in 2021 as part of 2020 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:11 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 19,000 | $52.00 | $988,000.00 |
DisclosureSEC source: 0001209191-20-043305 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,666.494 Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 21:23 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 17,165 | $45.41 | $779,462.65 |
DisclosureSEC source: 0001209191-20-013826 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,976.86 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 21:23 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 34,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013826 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,141.86 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 18, 2017. Read SEC document |
| January 17, 2020 Filed Jan 17, 2020 21:36 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 9,689 | $56.44 | $546,847.16 |
DisclosureSEC source: 0001209191-20-004025 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,776.245 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2017. Read SEC document |
| January 17, 2020 Filed Jan 17, 2020 21:36 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 24,934.97 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004025 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,465.245 F1 · kind: Restricted Stock Units granted in 2020 as part of 2019 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:27 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 26,000 | $49.78 | $1,294,248.80 |
DisclosureSEC source: 0001209191-19-058546 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,530.496 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.77 to $49.795, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 26, 2019 Filed Dec 2, 2019 21:27 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058546 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,530.496 Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:11 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 25,738 | $42.19 | $1,085,886.22 |
DisclosureSEC source: 0001209191-19-014458 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,841.764 F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 20, 2016 and earned on February 26, 2019 as described in footnote (1). Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:11 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 52,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014458 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,579.764 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 20, 2016. Read SEC document |
| January 18, 2019 Filed Jan 18, 2019 21:29 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 17,508 | $42.53 | $744,615.24 |
DisclosureSEC source: 0001209191-19-004560 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,498.49 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2016. Read SEC document |
| January 18, 2019 Filed Jan 18, 2019 21:29 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 24,367.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004560 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,006.49 F1 · kind: Restricted Stock Units granted in 2019 as part of 2018 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 01, 2018 Filed Nov 28, 2018 21:10 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-060109 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,638.83 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:21 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 21,825 | $57.01 | $1,244,243.25 |
DisclosureSEC source: 0001209191-18-015009 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,051.108 F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 21, 2015 and earned on February 27, 2018 as described in footnote (1). Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:21 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 44,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015009 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,876.108 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 21, 2015. Read SEC document |
| January 19, 2018 Filed Jan 19, 2018 21:40 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 22,381 | $55.84 | $1,249,755.04 |
DisclosureSEC source: 0001209191-18-004575 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,903.387 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2015. Read SEC document |
| January 19, 2018 Filed Jan 19, 2018 21:40 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 22,014.63 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-004575 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,284.387 F1 · kind: Restricted Stock Units granted in 2018 as part of 2017 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:05 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 25,000 | $50.00 | $1,250,000.00 |
DisclosureSEC source: 0001209191-17-063014 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,270.168 Read SEC document |
| November 20, 2017 Filed Nov 30, 2017 21:05 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063014 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,270.168 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:42 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 20,588 | $45.67 | $940,253.96 |
DisclosureSEC source: 0001209191-17-017643 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,511.125 F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 21, 2014 and earned on March 1, 2017 as described in footnote (1). Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:42 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 39,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017643 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,099.125 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 21, 2014. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:10 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 13,334 | $42.15 | $562,028.10 |
DisclosureSEC source: 0001209191-17-004822 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,679.313 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2014. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:10 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 24,654.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004822 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,013.485 F1 · kind: Restricted Stock Units granted in 2017 as part of 2016 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| August 17, 2016 Filed Aug 18, 2016 20:14 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 230,870 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-16-137764 · doc4.xml · derivative · entry 4 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 230,870 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested and became exercisable in three equal annual installments beginning on January 27, 2014. Read SEC document |
| August 17, 2016 Filed Aug 18, 2016 20:14 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 15,582 | $30.25 | $471,355.50 |
DisclosureSEC source: 0001209191-16-137764 · doc4.xml · nonDerivative · entry 3 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,738.504 Read SEC document |
| August 17, 2016 Filed Aug 18, 2016 20:14 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 230,870 | $30.27 | $6,987,626.86 |
DisclosureSEC source: 0001209191-16-137764 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,320.504 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.25 to $30.37, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 17, 2016 Filed Aug 18, 2016 20:14 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionCommon Stock | 230,870 | $22.98 | $5,305,392.60 |
DisclosureSEC source: 0001209191-16-137764 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,190.504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2016 Filed Feb 26, 2016 21:10 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 30,419 | $23.71 | $721,234.49 |
DisclosureSEC source: 0001209191-16-102832 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,813.27 F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 31, 2013 and earned on February 25, 2016 as described in footnote (1). Read SEC document |
| February 25, 2016 Filed Feb 26, 2016 21:10 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 58,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-102832 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,232.27 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 31, 2013. Read SEC document |
| January 20, 2016 Filed Jan 22, 2016 21:12 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 5,924 | $26.26 | $155,564.24 |
DisclosureSEC source: 0001209191-16-093105 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,484.206 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2014. Read SEC document |
| January 20, 2016 Filed Jan 22, 2016 21:12 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 39,753.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-093105 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,408.85 F1 · kind: Restricted Stock Units granted in 2016 as part of 2015 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| March 02, 2015 Filed Mar 2, 2015 16:57 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 26,430 | $35.79 | $945,929.70 |
DisclosureSEC source: 0001209191-15-020322 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,487.777 F2 · kind: Shares withheld to satisfy taxes upon the conversion of PSUs awarded on January 20, 2012 and earned on March 2, 2015 as described in footnote (1). Read SEC document |
| March 02, 2015 Filed Mar 2, 2015 16:57 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 51,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-020322 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,917.777 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of Performance Stock Units ("PSUs") awarded on January 20, 2012 as part of 2011 year-end compensation. Read SEC document |
| January 21, 2015 Filed Jan 23, 2015 16:22 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 29,698 | $34.75 | $1,032,005.50 |
DisclosureSEC source: 0001209191-15-006186 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,414.928 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2012 and January 21, 2014. Read SEC document |
| January 21, 2015 Filed Jan 23, 2015 16:22 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 47,730.13 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-006186 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,113.776 F1 · kind: Restricted Stock Units granted in 2015 as part of 2014 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 09, 2014 Filed May 9, 2014 21:35 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 3,528 | $29.50 | $104,080.59 |
DisclosureSEC source: 0001209191-14-032680 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,355.721 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.50 to $29.51, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 08, 2014 Filed May 9, 2014 21:35 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 30,336 | $30.09 | $912,661.59 |
DisclosureSEC source: 0001209191-14-032680 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,883.721 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30 to $30.17, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.