Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STAAR SURGICAL COSTAA · Entity 4851 | Chief Technology Officer | March 20, 2023 | March 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STAAR SURGICAL CO
Report date March 20, 2023 · Filed March 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,157 |
Reported balance
After 2023-03-20 transaction · row 1
1 source rowRow 1 · 2023-03-20 · Tax withholding · Disposed 907 · Balance 28,157 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2020 Filed Sep 16, 2020 22:01 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 1,286 | $7.52 | $9,670.72 |
DisclosureSEC source: 0001209191-20-050755 · doc4.xml · nonDerivative · entry 1 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed May 15, 2020 22:10 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 25,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001209191-20-029842 · doc4.xml · derivative · entry 3 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2025-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed May 15, 2020 22:10 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 25,000 | $37.69 | $942,250.00 |
DisclosureSEC source: 0001209191-20-029842 · doc4.xml · nonDerivative · entry 2 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,447 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.52 to $37.88, inclusive. Read SEC document |
| May 15, 2020 Filed May 15, 2020 22:10 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 25,000 | $7.20 | $180,000.00 |
DisclosureSEC source: 0001209191-20-029842 · doc4.xml · nonDerivative · entry 1 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:19 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock Options · Derivative | 16,372 | $0.00 Strike: $27.53 | $0.00 |
DisclosureSEC source: 0001209191-20-020930 · doc4.xml · derivative · entry 2 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,372 Underlying: Common Stock · 16,372 shares Expires 2030-03-19 F2 · security: The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:19 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 7,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020930 · doc4.xml · nonDerivative · entry 1 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,447 F1 · security: Award of 7874 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/20/21, 1/3 of the RSUs on 3/20/22, and the remaining 1/3 of the RSUs on 3/20/23. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:26 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 14,441 | $35.00 | $505,435.00 |
DisclosureSEC source: 0001209191-19-055495 · doc4.xml · nonDerivative · entry 2 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,323 Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 21:26 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 2,100 | $35.00 | $73,500.00 |
DisclosureSEC source: 0001209191-19-055495 · doc4.xml · nonDerivative · entry 1 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,764 Read SEC document |
| March 22, 2019 Filed Mar 22, 2019 20:11 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 3,125 | $38.89 | $121,531.25 |
DisclosureSEC source: 0001209191-19-020998 · doc4.xml · nonDerivative · entry 2 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,114 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.52 to $39.57 inclusive. Read SEC document |
| March 19, 2019 Filed Mar 22, 2019 20:11 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 2,084 | $36.22 | $75,482.48 |
DisclosureSEC source: 0001209191-19-020998 · doc4.xml · nonDerivative · entry 1 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,239 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.94 to $36.39 inclusive. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 20:05 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock Options · Derivative | 25,995 | $0.00 Strike: $35.98 | $0.00 |
DisclosureSEC source: 0001209191-19-019678 · doc4.xml · derivative · entry 1 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,995 Underlying: Common Stock · 25,995 shares Expires 2029-03-13 F1 · security: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 01:59 UTC Amendment | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock · Derivative | 13,484 | $0.00 Strike: $29.80 | $0.00 |
DisclosureSEC source: 0001209191-18-037926 · doc4a.xml · derivative · entry 1 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,484 Underlying: Common Stock · 13,484 shares Expires 2028-06-13 F1 · security: The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/14/2021. Read SEC document |
| June 14, 2018 Filed Jun 14, 2018 21:29 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock Options · Derivative | 13,484 | $0.00 Strike: $29.80 | $0.00 |
DisclosureSEC source: 0001209191-18-037807 · doc4.xml · derivative · entry 1 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,484 Underlying: Common Stock · 13,484 shares Expires 2028-06-13 F1 · security: The options granted become exercisable as follows: 1/3 on 3/15/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/15/2021. Read SEC document |
| March 22, 2018 Filed Mar 22, 2018 16:49 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 2,188 | $16.03 | $35,064.89 |
DisclosureSEC source: 0001209191-18-021212 · doc4.xml · nonDerivative · entry 1 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,781 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.02 to $16.05 inclusive. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 20:25 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 1,458 | $16.05 | $23,400.90 |
DisclosureSEC source: 0001209191-18-021082 · doc4.xml · nonDerivative · entry 1 Holliday Keith · CIK 0001678691 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,969 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:23 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock Options · Derivative | 25,000 | $0.00 Strike: $16.15 | $0.00 |
DisclosureSEC source: 0001209191-18-020653 · doc4.xml · derivative · entry 1 Holliday Keith · CIK 0001678691 · V.P., Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-03-14 F1 · security: The options granted become exercisable as follows: 1/3 on 3/15/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/15/2021. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:14 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 6,000 | $16.65 | $99,915.00 |
DisclosureSEC source: 0001209191-17-062268 · doc4.xml · nonDerivative · entry 1 Holliday Keith · CIK 0001678691 · V.P., Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,969 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.65 to $16.6550 inclusive. Read SEC document |
| March 21, 2017 Filed Mar 21, 2017 20:49 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock Options · Derivative | 37,500 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001209191-17-022068 · doc4.xml · derivative · entry 3 Holliday Keith · CIK 0001678691 · V.P., Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2027-03-20 F2 · security: The options granted become exercisable as follows: 1/3 on 3/21/2018 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/21/2020. Read SEC document |
| March 21, 2017 Filed Mar 21, 2017 20:49 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022068 · doc4.xml · nonDerivative · entry 2 Holliday Keith · CIK 0001678691 · V.P., Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,969 F1 · security: Award of 18,750 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/21/18, 1/3 of the RSUs on 3/21/19, and 1/3 of the RSUs on 3/21/20. Read SEC document |
| March 18, 2017 Filed Mar 21, 2017 20:49 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Tax withholdingCommon Stock | 1,822 | $9.90 | $18,037.80 |
DisclosureSEC source: 0001209191-17-022068 · doc4.xml · nonDerivative · entry 1 Holliday Keith · CIK 0001678691 · V.P., Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,219 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.