Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STAAR SURGICAL COSTAA · Entity 4851 | Chief Legal Officer | March 20, 2023 | March 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STAAR SURGICAL CO
Report date March 20, 2023 · Filed March 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,665 |
Reported balance
After 2023-03-20 transaction · row 1
1 source rowRow 1 · 2023-03-20 · Tax withholding · Disposed 892 · Balance 43,665 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2023 Filed Mar 21, 2023 20:23 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Tax withholdingCommon Stock | 892 | $62.07 | $55,366.44 |
DisclosureSEC source: 0001209191-23-020249 · doc4.xml · nonDerivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,665 Read SEC document |
| March 10, 2023 Filed Mar 11, 2023 02:37 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 17,430 | $0.00 Strike: $56.63 | $0.00 |
DisclosureSEC source: 0001209191-23-018058 · doc4.xml · derivative · entry 3 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,430 Underlying: Common Stock · 17,430 shares Expires 2033-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/10/2024 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/10/2026. Read SEC document |
| March 10, 2023 Filed Mar 11, 2023 02:37 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 9,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018058 · doc4.xml · nonDerivative · entry 2 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Award of 9531 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/10/2024, 1/3 of the RSUs on 3/10/2025, and the remaining 1/3 of the RSUs on 3/10/2026. Read SEC document |
| March 10, 2023 Filed Mar 11, 2023 02:37 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Tax withholdingCommon Stock | 280 | $56.63 | $15,856.40 |
DisclosureSEC source: 0001209191-23-018058 · doc4.xml · nonDerivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,688 Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 01:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 1,338 | $58.13 | $77,777.94 |
DisclosureSEC source: 0001209191-23-017420 · doc4.xml · nonDerivative · entry 2 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance Stock Units (PSUs) converted into common shares on a one-to-one basis, with the amount representing the vesting of PSUs awarded on March 7, 2022, with achievement based on the Corporation's satisfaction of pre-established financial metrics. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 01:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Tax withholdingCommon Stock | 831 | $58.13 | $48,306.03 |
DisclosureSEC source: 0001209191-23-017420 · doc4.xml · nonDerivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,968 Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:45 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 15,010 | $0.00 Strike: $74.80 | $0.00 |
DisclosureSEC source: 0001209191-22-017265 · doc4.xml · derivative · entry 2 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,010 Underlying: Common Stock · 15,010 shares Expires 2032-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:45 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 7,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017265 · doc4.xml · nonDerivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Award of 7216 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and the remaining 1/3 of the RSUs on 3/7/25. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 00:27 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 15,000 | $114.53 | $1,717,950.00 |
DisclosureSEC source: 0001209191-21-059738 · doc4.xml · nonDerivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,583 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.36 to $115.00 inclusive. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 20:22 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 7,156 | $0.00 Strike: $27.53 | $0.00 |
DisclosureSEC source: 0001209191-21-051394 · doc4.xml · derivative · entry 9 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,946 Underlying: Common Stock · 7,156 shares Expires 2030-03-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 20:22 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 11,364 | $0.00 Strike: $35.98 | $0.00 |
DisclosureSEC source: 0001209191-21-051394 · doc4.xml · derivative · entry 8 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,682 Underlying: Common Stock · 11,364 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 20:22 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 4,495 | $0.00 Strike: $29.80 | $0.00 |
DisclosureSEC source: 0001209191-21-051394 · doc4.xml · derivative · entry 7 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,495 shares Expires 2028-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 20:22 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 6,667 | $0.00 Strike: $16.15 | $0.00 |
DisclosureSEC source: 0001209191-21-051394 · doc4.xml · derivative · entry 6 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,667 shares Expires 2028-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 20:22 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 29,682 | $134.71 | $3,998,462.22 |
DisclosureSEC source: 0001209191-21-051394 · doc4.xml · nonDerivative · entry 5 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,583 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.58 to $137.35 inclusive. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 20:22 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 7,156 | $27.53 | $197,004.68 |
DisclosureSEC source: 0001209191-21-051394 · doc4.xml · nonDerivative · entry 4 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 20:22 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 11,364 | $35.98 | $408,876.72 |
DisclosureSEC source: 0001209191-21-051394 · doc4.xml · nonDerivative · entry 3 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 20:22 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 4,495 | $29.80 | $133,951.00 |
DisclosureSEC source: 0001209191-21-051394 · doc4.xml · nonDerivative · entry 2 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 20:22 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 6,667 | $16.15 | $107,672.05 |
DisclosureSEC source: 0001209191-21-051394 · doc4.xml · nonDerivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2021 Filed Mar 22, 2021 23:00 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 1,032 | $96.37 | $99,453.84 |
DisclosureSEC source: 0001209191-21-022442 · doc4.xml · nonDerivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,583 Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 21:12 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 5,137 | $0.00 Strike: $90.38 | $0.00 |
DisclosureSEC source: 0001209191-21-020516 · doc4.xml · derivative · entry 2 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,137 Underlying: Common Stock · 5,137 shares Expires 2031-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 21:12 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock | 2,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020516 · doc4.xml · nonDerivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Award of 2430 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/12/22, 1/3 of the RSUs on 3/12/23, and the remaining 1/3 of the RSUs on 3/12/24. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 8,522 | $0.00 Strike: $35.98 | $0.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · derivative · entry 21 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,374 Underlying: Common Stock · 8,522 shares Expires 2029-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 6,292 | $0.00 Strike: $29.80 | $0.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · derivative · entry 20 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,495 Underlying: Common Stock · 6,292 shares Expires 2028-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 13,333 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · derivative · entry 19 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 13,333 shares Expires 2028-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 12,500 | $0.00 Strike: $15.54 | $0.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · derivative · entry 18 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2024-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 20,000 | $0.00 Strike: $11.02 | $0.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · derivative · entry 17 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2022-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 50,000 | $0.00 Strike: $11.02 | $0.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · derivative · entry 16 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 21,875 | $0.00 Strike: $9.30 | $0.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · derivative · entry 15 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625 Underlying: Common Stock · 21,875 shares Expires 2027-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 20,000 | $0.00 Strike: $7.52 | $0.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · derivative · entry 14 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2026-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 20,000 | $0.00 Strike: $7.35 | $0.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · derivative · entry 13 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2025-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | Exercise / conversionCommon Stock Options · Derivative | 20,000 | $0.00 Strike: $5.34 | $0.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · derivative · entry 12 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2023-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 192,522 | $40.00 | $7,700,880.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · nonDerivative · entry 11 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,185 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.09 inclusive. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 8,522 | $35.98 | $306,621.56 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · nonDerivative · entry 10 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,707 Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 6,292 | $29.80 | $187,501.60 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · nonDerivative · entry 9 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,185 Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 13,333 | $16.50 | $219,994.50 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · nonDerivative · entry 8 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,893 Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 12,500 | $15.54 | $194,250.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · nonDerivative · entry 7 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,560 Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 20,000 | $11.02 | $220,400.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · nonDerivative · entry 6 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,060 Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 50,000 | $11.02 | $551,000.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · nonDerivative · entry 5 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,060 Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 21,875 | $9.30 | $203,437.50 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · nonDerivative · entry 4 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,060 Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 20,000 | $7.52 | $150,400.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · nonDerivative · entry 3 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,185 Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 20,000 | $7.35 | $147,000.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · nonDerivative · entry 2 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,185 Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:16 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 20,000 | $5.34 | $106,800.00 |
DisclosureSEC source: 0001209191-20-031993 · doc4.xml · nonDerivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,185 Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 20:14 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 2,742 | $27.42 | $75,185.64 |
DisclosureSEC source: 0001209191-20-020922 · doc4.xml · nonDerivative · entry 2 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,185 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:14 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock Options · Derivative | 16,102 | $0.00 Strike: $27.53 | $0.00 |
DisclosureSEC source: 0001209191-20-020922 · doc4.xml · derivative · entry 3 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,102 Underlying: Common Stock · 16,102 shares Expires 2030-03-19 F2 · security: The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:14 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock | 7,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020922 · doc4.xml · nonDerivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,873 F1 · price: Award of 7745 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/20/21, 1/3 of the RSUs on 3/20/22, and the remaining 1/3 of the RSUs on 3/20/23. Read SEC document |
| March 22, 2019 Filed Mar 22, 2019 20:10 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 1,688 | $38.87 | $65,612.56 |
DisclosureSEC source: 0001209191-19-020995 · doc4.xml · nonDerivative · entry 2 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,128 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 to $39.30 inclusive. Read SEC document |
| March 19, 2019 Filed Mar 22, 2019 20:10 UTC | STAAR SURGICAL CO STAA · Entity 4851 | SaleCommon Stock | 1,500 | $36.20 | $54,300.00 |
DisclosureSEC source: 0001209191-19-020995 · doc4.xml · nonDerivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,816 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.88 to $36.34 inclusive. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 20:04 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock Options · Derivative | 25,568 | $0.00 Strike: $35.98 | $0.00 |
DisclosureSEC source: 0001209191-19-019677 · doc4.xml · derivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,568 Underlying: Common Stock · 25,568 shares Expires 2029-03-13 F1 · security: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022. Read SEC document |
| June 14, 2018 Filed Jun 14, 2018 21:28 UTC | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock Options · Derivative | 10,787 | $0.00 Strike: $29.80 | $0.00 |
DisclosureSEC source: 0001209191-18-037806 · doc4.xml · derivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,787 Underlying: Common Stock · 10,787 shares Expires 2028-06-13 Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 10:09 UTC Amendment | STAAR SURGICAL CO STAA · Entity 4851 | GrantCommon Stock · Derivative | 10,787 | $0.00 Strike: $29.80 | $0.00 |
DisclosureSEC source: 0001209191-18-037930 · doc4a.xml · derivative · entry 1 Gesten Samuel J · CIK 0001496615 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,787 Underlying: Common Stock · 10,787 shares Expires 2028-06-13 F1 · security: The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/14/2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.