Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TORO COTTC · Entity 2699 | Group VP, Construction | March 27, 2023 | March 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TORO CO
Report date March 27, 2023 · Filed March 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,736.668 |
Ending reported balance
After 2023-03-27 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-03-27 · Exercise / conversion · Acquired 1,400 · Balance 25,136.668 Row 2 · 2023-03-27 · Sale · Disposed 1,400 · Balance 23,736.668 F1: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $108.760 to $108.782, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2023-03-27 · Exercise / conversion · Acquired 1,600 · Balance 25,336.668 Row 4 · 2023-03-27 · Sale · Disposed 1,600 · Balance 23,736.668 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $31.38 · Expires 2024-12-05 | Direct | 0 |
Reported balance
After 2023-03-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-03-27 · Exercise / conversion · Disposed 1,400 · Balance 0 F4: The option vested in three equal annual installments commencing on the first anniversary of the December 5, 2014 grant date. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $38.82 · Expires 2025-12-04 | Direct | 5,800 |
Reported balance
After 2023-03-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-03-27 · Exercise / conversion · Disposed 1,600 · Balance 5,800 F5: The option vested in three equal annual installments commencing on the first anniversary of the December 4, 2015 grant date. |
| Common StockSEC Table I · non-derivative | IndirectThe Toro Company Retirement Plan | 2,833.551 |
Reported balance
Holding disclosure · report date 2023-03-27 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,833.551 F2: Includes 8.276 shares of common stock acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Retirement Plan. |
| Performance Share UnitsSEC Table I · non-derivative | Direct | 6,158.082 |
Reported balance
Holding disclosure · report date 2023-03-27 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 6,158.082 F3: Includes 17.906 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $108.760 to $108.782, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Includes 8.276 shares of common stock acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Retirement Plan.
F3: Includes 17.906 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers.
F4: The option vested in three equal annual installments commencing on the first anniversary of the December 5, 2014 grant date.
F5: The option vested in three equal annual installments commencing on the first anniversary of the December 4, 2015 grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2016 Filed Dec 14, 2016 23:28 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 1,000 | $55.43 | $55,434.00 |
DisclosureSEC source: 0001127602-16-070040 · form4.xml · nonDerivative · entry 2 Rodier Richard W · CIK 0001310825 · VP & GM, Sitework Systems 10b5-1 filing: Not disclosed Ownership: Indirect · The Toro Company Investment, Savings & ESOP Disclosed balance after: 12,317.193 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 23:28 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 335 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070040 · form4.xml · nonDerivative · entry 1 Rodier Richard W · CIK 0001310825 · VP & GM, Sitework Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,395 Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 22:19 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 6,400 | $0.00 Strike: $56.54 | $0.00 |
DisclosureSEC source: 0001127602-16-069743 · form4.xml · derivative · entry 4 Rodier Richard W · CIK 0001310825 · VP & GM, Sitework Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Underlying: Common Stock · 6,400 shares Expires 2026-12-09 F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 22:19 UTC | TORO CO TTC · Entity 2699 | GrantPerformance Share Units | 1,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069743 · form4.xml · nonDerivative · entry 1 Rodier Richard W · CIK 0001310825 · VP & GM, Sitework Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,125.004 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2014 to Fiscal 2016 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"), as approved by the issuer's Compensation & Human Resources Committee of its Board of Directors on December 6, 2016, and which was conditioned upon and subject to confirmation by the issuer's Fiscal 2016 financial results that were released on December 8, 2016. The reporting person has deferred the payout of his Performance Share Award under The Toro Company Deferred Compensation Plan for Officers (the "Deferred Plan") and, accordingly, the reporting person's Performance Share Award is paid in performance share units under the Deferred Plan. F2 · balance_after: Includes 1.748 performance share units acquired by the reporting person under the dividend reinvestment feature of the Deferred Plan since the date of his last report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.