Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TORO COTTC · Entity 2699 | Group VP, Construction | March 27, 2023 | March 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TORO CO
Report date March 27, 2023 · Filed March 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,736.668 |
Ending reported balance
After 2023-03-27 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-03-27 · Exercise / conversion · Acquired 1,400 · Balance 25,136.668 Row 2 · 2023-03-27 · Sale · Disposed 1,400 · Balance 23,736.668 F1: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $108.760 to $108.782, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2023-03-27 · Exercise / conversion · Acquired 1,600 · Balance 25,336.668 Row 4 · 2023-03-27 · Sale · Disposed 1,600 · Balance 23,736.668 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $31.38 · Expires 2024-12-05 | Direct | 0 |
Reported balance
After 2023-03-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-03-27 · Exercise / conversion · Disposed 1,400 · Balance 0 F4: The option vested in three equal annual installments commencing on the first anniversary of the December 5, 2014 grant date. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $38.82 · Expires 2025-12-04 | Direct | 5,800 |
Reported balance
After 2023-03-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-03-27 · Exercise / conversion · Disposed 1,600 · Balance 5,800 F5: The option vested in three equal annual installments commencing on the first anniversary of the December 4, 2015 grant date. |
| Common StockSEC Table I · non-derivative | IndirectThe Toro Company Retirement Plan | 2,833.551 |
Reported balance
Holding disclosure · report date 2023-03-27 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,833.551 F2: Includes 8.276 shares of common stock acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Retirement Plan. |
| Performance Share UnitsSEC Table I · non-derivative | Direct | 6,158.082 |
Reported balance
Holding disclosure · report date 2023-03-27 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 6,158.082 F3: Includes 17.906 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $108.760 to $108.782, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Includes 8.276 shares of common stock acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Retirement Plan.
F3: Includes 17.906 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers.
F4: The option vested in three equal annual installments commencing on the first anniversary of the December 5, 2014 grant date.
F5: The option vested in three equal annual installments commencing on the first anniversary of the December 4, 2015 grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2020 Filed Sep 17, 2020 22:28 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 3,400 | $0.00 Strike: $14.11 | $0.00 |
DisclosureSEC source: 0001127602-20-025350 · form4.xml · derivative · entry 5 Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Underlying: Common Stock · 3,400 shares Expires 2021-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 7, 2011. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 22:28 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 3,400 | $85.21 | $289,697.00 |
DisclosureSEC source: 0001127602-20-025350 · form4.xml · nonDerivative · entry 2 Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,185 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $85.190 to $85.205, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 22:28 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 3,400 | $14.11 | $47,982.50 |
DisclosureSEC source: 0001127602-20-025350 · form4.xml · nonDerivative · entry 1 Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 21:13 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 2,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-019366 · form4.xml · nonDerivative · entry 5 Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,185 Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 21:13 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 1,600 | $0.00 Strike: $14.11 | $0.00 |
DisclosureSEC source: 0001127602-20-019366 · form4.xml · derivative · entry 9 Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Underlying: Common Stock · 1,600 shares Expires 2021-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 7, 2011. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 21:13 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 3,400 | $0.00 Strike: $15.88 | $0.00 |
DisclosureSEC source: 0001127602-20-019366 · form4.xml · derivative · entry 8 Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,400 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 21:13 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 1,600 | $72.76 | $116,411.20 |
DisclosureSEC source: 0001127602-20-019366 · form4.xml · nonDerivative · entry 4 Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,565 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $72.73 to $72.761, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 21:13 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 1,600 | $14.11 | $22,580.00 |
DisclosureSEC source: 0001127602-20-019366 · form4.xml · nonDerivative · entry 3 Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 21:13 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 3,400 | $72.63 | $246,928.40 |
DisclosureSEC source: 0001127602-20-019366 · form4.xml · nonDerivative · entry 2 Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,565 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $72.62 to $72.626, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 21:13 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 3,400 | $15.88 | $53,992.00 |
DisclosureSEC source: 0001127602-20-019366 · form4.xml · nonDerivative · entry 1 Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2020 Filed May 21, 2020 01:41 UTC | TORO CO TTC · Entity 2699 | GrantRestricted Stock Units · Derivative | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-017434 · form4.xml · derivative · entry 5 Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 1,600 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Toro common stock. F5 · derivative.exercise_date: The restricted stock units and related dividend equivalents vest and become non-forfeitable in three equal annual installments commencing on the first anniversary of the date of grant. F6 · derivative.expiration_date: The restricted stock units and related dividend equivalents vest and become non-forfeitable in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| May 19, 2020 Filed May 21, 2020 01:41 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 25,300 | $0.00 Strike: $65.77 | $0.00 |
DisclosureSEC source: 0001127602-20-017434 · form4.xml · derivative · entry 4 Rodier Richard W · CIK 0001310825 · Group VP, Construction & RLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,300 Underlying: Common Stock · 25,300 shares Expires 2030-05-19 F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 19:52 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 18,200 | $0.00 Strike: $76.53 | $0.00 |
DisclosureSEC source: 0001127602-19-035642 · form4.xml · derivative · entry 5 Rodier Richard W · CIK 0001310825 · Group VP, Construction Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,200 Underlying: Common Stock · 18,200 shares Expires 2029-12-19 F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 19:52 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 560 | $75.75 | $42,420.00 |
DisclosureSEC source: 0001127602-19-035642 · form4.xml · nonDerivative · entry 2 Rodier Richard W · CIK 0001310825 · Group VP, Construction Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,565 Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 19:52 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 1,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-035642 · form4.xml · nonDerivative · entry 1 Rodier Richard W · CIK 0001310825 · Group VP, Construction Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,125 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2017 to Fiscal 2019 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"), as approved by the Issuer's Compensation & Human Resources Committee of its Board of Directors on December 3, 2019, and which was conditioned upon and subject to confirmation by the Issuer's Fiscal 2019 financial results that were released on December 18, 2019. Performance Share Awards are paid in shares of common stock under the Amended and Restated 2010 Plan. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 21:08 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 3,000 | $0.00 Strike: $15.88 | $0.00 |
DisclosureSEC source: 0001127602-19-028256 · form4.xml · derivative · entry 6 Rodier Richard W · CIK 0001310825 · Group VP, Construction Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Underlying: Common Stock · 3,000 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 21:08 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 3,000 | $72.83 | $218,478.00 |
DisclosureSEC source: 0001127602-19-028256 · form4.xml · nonDerivative · entry 3 Rodier Richard W · CIK 0001310825 · Group VP, Construction Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,295 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $72.65 to $73.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 21:08 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 3,000 | $15.88 | $47,640.00 |
DisclosureSEC source: 0001127602-19-028256 · form4.xml · nonDerivative · entry 2 Rodier Richard W · CIK 0001310825 · Group VP, Construction Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 21:08 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028256 · form4.xml · nonDerivative · entry 1 Rodier Richard W · CIK 0001310825 · Group VP, Construction Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,295 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:24 UTC | TORO CO TTC · Entity 2699 | GrantRestricted Stock Units · Derivative | 3,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014716 · form4.xml · derivative · entry 4 Rodier Richard W · CIK 0001310825 · Group VP, Construction Bus. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,850 Underlying: Common Stock · 3,850 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Toro common stock. F2 · derivative.exercise_date: The restricted stock units vest and become non-forfeitable in full on April 1, 2022, which is the third anniversary of the date of grant. F2 · derivative.expiration_date: The restricted stock units vest and become non-forfeitable in full on April 1, 2022, which is the third anniversary of the date of grant. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 22:01 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 2,000 | $0.00 Strike: $15.88 | $0.00 |
DisclosureSEC source: 0001127602-19-012465 · form4.xml · derivative · entry 8 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Underlying: Common Stock · 2,000 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 22:01 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 4,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001127602-19-012465 · form4.xml · derivative · entry 7 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 1, 2009. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 22:01 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 2,000 | $68.45 | $136,900.00 |
DisclosureSEC source: 0001127602-19-012465 · form4.xml · nonDerivative · entry 4 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,395 Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 22:01 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 2,000 | $15.88 | $31,760.00 |
DisclosureSEC source: 0001127602-19-012465 · form4.xml · nonDerivative · entry 3 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 22:01 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 4,000 | $68.45 | $273,800.00 |
DisclosureSEC source: 0001127602-19-012465 · form4.xml · nonDerivative · entry 2 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,395 Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 22:01 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 4,000 | $10.18 | $40,730.00 |
DisclosureSEC source: 0001127602-19-012465 · form4.xml · nonDerivative · entry 1 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 23:01 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 4,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001127602-18-036995 · form4.xml · derivative · entry 6 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 1, 2009. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 23:01 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 2,000 | $57.45 | $114,892.00 |
DisclosureSEC source: 0001127602-18-036995 · form4.xml · nonDerivative · entry 4 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Indirect · The Toro Company Investment, Savings & ESOP Disclosed balance after: 2,626.824 Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 23:01 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 1,727 | $57.21 | $98,808.58 |
DisclosureSEC source: 0001127602-18-036995 · form4.xml · nonDerivative · entry 3 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,395 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $57.202 to $57.252, inclusive. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 23:01 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 4,000 | $57.10 | $228,392.00 |
DisclosureSEC source: 0001127602-18-036995 · form4.xml · nonDerivative · entry 2 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,122 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $57.082 to $57.136, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 23:01 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 4,000 | $10.18 | $40,730.00 |
DisclosureSEC source: 0001127602-18-036995 · form4.xml · nonDerivative · entry 1 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:13 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 9,000 | $0.00 Strike: $58.53 | $0.00 |
DisclosureSEC source: 0001127602-18-035720 · form4.xml · derivative · entry 4 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2028-12-07 F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 22:13 UTC | TORO CO TTC · Entity 2699 | GrantPerformance Share Units | 2,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035720 · form4.xml · nonDerivative · entry 1 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,773.048 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2016 to Fiscal 2018 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated, as approved by the issuer's Compensation & Human Resources Committee of its Board of Directors on December 4, 2018, and which was conditioned upon and subject to confirmation by the issuer's Fiscal 2018 financial results that were released on December 6, 2018. The reporting person has deferred the payout of his Performance Share Award under The Toro Company Deferred Compensation Plan for Officers (the "Deferred Plan") and, accordingly, the reporting person's Performance Share Award is paid in performance share units under the Deferred Plan. F2 · balance_after: Includes 21.691 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of the Deferred Plan. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 20:49 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 3,000 | $63.27 | $189,801.00 |
DisclosureSEC source: 0001127602-18-011396 · form4.xml · nonDerivative · entry 1 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Indirect · The Toro Company Investment, Savings & ESOP Disclosed balance after: 4,515.041 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $63.26 to $63.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:31 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 4,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001127602-18-009361 · form4.xml · derivative · entry 6 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 4,000 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 1, 2009. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:31 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009361 · form4.xml · nonDerivative · entry 3 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,122 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:31 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 4,000 | $64.67 | $258,684.00 |
DisclosureSEC source: 0001127602-18-009361 · form4.xml · nonDerivative · entry 2 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,122 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:31 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 4,000 | $10.18 | $40,730.00 |
DisclosureSEC source: 0001127602-18-009361 · form4.xml · nonDerivative · entry 1 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 19:47 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 6,600 | $0.00 Strike: $65.93 | $0.00 |
DisclosureSEC source: 0001127602-17-034339 · form4.xml · derivative · entry 5 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,600 Underlying: Common Stock · 6,600 shares Expires 2027-12-08 F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 19:47 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 874 | $65.50 | $57,247.00 |
DisclosureSEC source: 0001127602-17-034339 · form4.xml · nonDerivative · entry 2 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,122 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 19:47 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 2,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034339 · form4.xml · nonDerivative · entry 1 Rodier Richard W · CIK 0001310825 · VP, Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,996 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2015 to Fiscal 2017 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"), as approved by the issuer's Compensation & Human Resources Committee of its Board of Directors on December 5, 2017, and which was conditioned upon and subject to confirmation by the issuer's Fiscal 2017 financial results that were released on December 7, 2017. Performance Share Awards are paid in shares of common stock under the Amended and Restated 2010 Plan. Read SEC document |
| June 26, 2017 Filed Jun 27, 2017 20:55 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 3,000 | $70.74 | $212,223.00 |
DisclosureSEC source: 0001127602-17-022252 · form4.xml · nonDerivative · entry 4 Rodier Richard W · CIK 0001310825 · VP, Sitework Systems 10b5-1 filing: Not disclosed Ownership: Indirect · The Toro Company Investment, Savings & ESOP Disclosed balance after: 7,445.906 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $70.711 to $70.742, inclusive. F3 · balance_after: Includes the following shares of common stock acquired by the reporting person since the date of his last report: 90.401 net shares acquired under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP (the "IS&ESOP") less quarterly non-discretionary administrative fees; and 61.232 shares acquired through issuer annual investment fund contributions to the IS&ESOP. Read SEC document |
| June 26, 2017 Filed Jun 27, 2017 20:55 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022252 · form4.xml · nonDerivative · entry 3 Rodier Richard W · CIK 0001310825 · VP, Sitework Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,395 Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 20:55 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 4,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001127602-17-022252 · form4.xml · derivative · entry 6 Rodier Richard W · CIK 0001310825 · VP, Sitework Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 4,000 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 1, 2009. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 20:55 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 4,000 | $70.73 | $282,920.00 |
DisclosureSEC source: 0001127602-17-022252 · form4.xml · nonDerivative · entry 2 Rodier Richard W · CIK 0001310825 · VP, Sitework Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,395 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $70.72 to $70.742, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 20:55 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 4,000 | $10.18 | $40,730.00 |
DisclosureSEC source: 0001127602-17-022252 · form4.xml · nonDerivative · entry 1 Rodier Richard W · CIK 0001310825 · VP, Sitework Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 21:58 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 2,000 | $60.11 | $120,218.00 |
DisclosureSEC source: 0001127602-17-010457 · form4.xml · nonDerivative · entry 3 Rodier Richard W · CIK 0001310825 · VP, Sitework Systems 10b5-1 filing: Not disclosed Ownership: Indirect · The Toro Company Investment, Savings & ESOP Disclosed balance after: 10,355.505 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.098 to $60.13, inclusive. F3 · balance_after: Includes 38.312 net shares acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP less quarterly non-discretionary administrative fees. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:58 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 5,000 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001127602-17-010457 · form4.xml · derivative · entry 5 Rodier Richard W · CIK 0001310825 · VP, Sitework Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:58 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 5,000 | $60.65 | $303,260.00 |
DisclosureSEC source: 0001127602-17-010457 · form4.xml · nonDerivative · entry 2 Rodier Richard W · CIK 0001310825 · VP, Sitework Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,395 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.64 to $60.659, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:58 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 5,000 | $7.16 | $35,775.00 |
DisclosureSEC source: 0001127602-17-010457 · form4.xml · nonDerivative · entry 1 Rodier Richard W · CIK 0001310825 · VP, Sitework Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.