Hankey Don

SEC source: 0001493152-23-009491 · ownership.xml · derivative · entry 13

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

Knight Insurance Company, Ltd · CIK 0001971547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Knight Specialty Insurance Company

Disclosed balance after: 37,918

Underlying: Common · 37,918 shares

Expires 2026-10-13

F1 · kind: On March 27, 2023, Hankey Capital LLC transferred an aggregate of 7,043,801 shares and 476,190 shares issuable upon exercise of warrants of the Company as follows: a. Don Hankey Trust, Related Party, 4,153,065 shares, 280,764 warrants b. Knight Services, Inc, Related Party, 77,681 shares, 5,252 warrants c. Knight Insurance Company, Ltd., Related Party, 1,466,603 shares, 99,148 warrants d. Knightbrook Insurance Company, Related Party, 285,438 shares, 19,297 warrants e. Knight Specialty Insurance Company, Related Party, 560,877 shares, 37,918 warrants f. Unrelated Parties, 500,137 shares, 33,811 warrants

SEC source: 0001493152-23-009491 · ownership.xml · derivative · entry 12

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

Knight Insurance Company, Ltd · CIK 0001971547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Knightbrook Insurance Company

Disclosed balance after: 19,297

Underlying: Common · 19,297 shares

Expires 2026-10-13

F1 · kind: On March 27, 2023, Hankey Capital LLC transferred an aggregate of 7,043,801 shares and 476,190 shares issuable upon exercise of warrants of the Company as follows: a. Don Hankey Trust, Related Party, 4,153,065 shares, 280,764 warrants b. Knight Services, Inc, Related Party, 77,681 shares, 5,252 warrants c. Knight Insurance Company, Ltd., Related Party, 1,466,603 shares, 99,148 warrants d. Knightbrook Insurance Company, Related Party, 285,438 shares, 19,297 warrants e. Knight Specialty Insurance Company, Related Party, 560,877 shares, 37,918 warrants f. Unrelated Parties, 500,137 shares, 33,811 warrants

SEC source: 0001493152-23-009491 · ownership.xml · derivative · entry 11

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

Knight Insurance Company, Ltd · CIK 0001971547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Knight Insurance Company, Ltd.

Disclosed balance after: 99,148

Underlying: Common · 99,148 shares

Expires 2026-10-13

F1 · kind: On March 27, 2023, Hankey Capital LLC transferred an aggregate of 7,043,801 shares and 476,190 shares issuable upon exercise of warrants of the Company as follows: a. Don Hankey Trust, Related Party, 4,153,065 shares, 280,764 warrants b. Knight Services, Inc, Related Party, 77,681 shares, 5,252 warrants c. Knight Insurance Company, Ltd., Related Party, 1,466,603 shares, 99,148 warrants d. Knightbrook Insurance Company, Related Party, 285,438 shares, 19,297 warrants e. Knight Specialty Insurance Company, Related Party, 560,877 shares, 37,918 warrants f. Unrelated Parties, 500,137 shares, 33,811 warrants

SEC source: 0001493152-23-009491 · ownership.xml · derivative · entry 10

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

Knight Insurance Company, Ltd · CIK 0001971547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Knight Services, Inc

Disclosed balance after: 5,252

Underlying: Common · 5,252 shares

Expires 2026-10-13

F1 · kind: On March 27, 2023, Hankey Capital LLC transferred an aggregate of 7,043,801 shares and 476,190 shares issuable upon exercise of warrants of the Company as follows: a. Don Hankey Trust, Related Party, 4,153,065 shares, 280,764 warrants b. Knight Services, Inc, Related Party, 77,681 shares, 5,252 warrants c. Knight Insurance Company, Ltd., Related Party, 1,466,603 shares, 99,148 warrants d. Knightbrook Insurance Company, Related Party, 285,438 shares, 19,297 warrants e. Knight Specialty Insurance Company, Related Party, 560,877 shares, 37,918 warrants f. Unrelated Parties, 500,137 shares, 33,811 warrants

SEC source: 0001493152-23-009491 · ownership.xml · derivative · entry 9

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

Knight Insurance Company, Ltd · CIK 0001971547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Don Hankey Trust

Disclosed balance after: 280,764

Underlying: Common · 280,764 shares

Expires 2026-10-13

F1 · kind: On March 27, 2023, Hankey Capital LLC transferred an aggregate of 7,043,801 shares and 476,190 shares issuable upon exercise of warrants of the Company as follows: a. Don Hankey Trust, Related Party, 4,153,065 shares, 280,764 warrants b. Knight Services, Inc, Related Party, 77,681 shares, 5,252 warrants c. Knight Insurance Company, Ltd., Related Party, 1,466,603 shares, 99,148 warrants d. Knightbrook Insurance Company, Related Party, 285,438 shares, 19,297 warrants e. Knight Specialty Insurance Company, Related Party, 560,877 shares, 37,918 warrants f. Unrelated Parties, 500,137 shares, 33,811 warrants

SEC source: 0001493152-23-009491 · ownership.xml · derivative · entry 8

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

Knight Insurance Company, Ltd · CIK 0001971547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Hankey Capital, LLC

Disclosed balance after: 0

Underlying: Common · 33,811 shares

Expires 2026-10-13

F1 · kind: On March 27, 2023, Hankey Capital LLC transferred an aggregate of 7,043,801 shares and 476,190 shares issuable upon exercise of warrants of the Company as follows: a. Don Hankey Trust, Related Party, 4,153,065 shares, 280,764 warrants b. Knight Services, Inc, Related Party, 77,681 shares, 5,252 warrants c. Knight Insurance Company, Ltd., Related Party, 1,466,603 shares, 99,148 warrants d. Knightbrook Insurance Company, Related Party, 285,438 shares, 19,297 warrants e. Knight Specialty Insurance Company, Related Party, 560,877 shares, 37,918 warrants f. Unrelated Parties, 500,137 shares, 33,811 warrants

SEC source: 0001493152-23-009491 · ownership.xml · nonDerivative · entry 1

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

Knight Insurance Company, Ltd · CIK 0001971547 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Hankey Capital, LLC

Disclosed balance after: 0

F1 · kind: On March 27, 2023, Hankey Capital LLC transferred an aggregate of 7,043,801 shares and 476,190 shares issuable upon exercise of warrants of the Company as follows: a. Don Hankey Trust, Related Party, 4,153,065 shares, 280,764 warrants b. Knight Services, Inc, Related Party, 77,681 shares, 5,252 warrants c. Knight Insurance Company, Ltd., Related Party, 1,466,603 shares, 99,148 warrants d. Knightbrook Insurance Company, Related Party, 285,438 shares, 19,297 warrants e. Knight Specialty Insurance Company, Related Party, 560,877 shares, 37,918 warrants f. Unrelated Parties, 500,137 shares, 33,811 warrants

SEC source: 0001493152-21-025816 · ownership.xml · derivative · entry 5

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

HANKEY CAPITAL, LLC · CIK 0001675964 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hankey Capital, LLC

Disclosed balance after: 476,190

Underlying: Common · 476,190 shares

Expires 2026-10-13

F3 · price: Represents shares purchased in the Issuer's public offering of units, with each unit consisting of one share of Common Stock and one Warrant. The allocation of a unit is $5.24 for a common share, and $0.01 for a warrant.

SEC source: 0001493152-21-025816 · ownership.xml · nonDerivative · entry 4

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

HANKEY CAPITAL, LLC · CIK 0001675964 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HANKEY CAPITAL, LLC

Disclosed balance after: 7,025,802

F4 · kind: Represents shares gifted to third parties.

SEC source: 0001493152-21-025816 · ownership.xml · nonDerivative · entry 3

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

HANKEY CAPITAL, LLC · CIK 0001675964 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HANKEY CAPITAL, LLC

Disclosed balance after: 8,030,112

F3 · kind: Represents shares purchased in the Issuer's public offering of units, with each unit consisting of one share of Common Stock and one Warrant. The allocation of a unit is $5.24 for a common share, and $0.01 for a warrant.

SEC source: 0001493152-21-025816 · ownership.xml · nonDerivative · entry 2

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

HANKEY CAPITAL, LLC · CIK 0001675964 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HANKEY CAPITAL, LLC

Disclosed balance after: 7,553,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents cancelation of collateral shares issued to secure the debt.

SEC source: 0001493152-21-025816 · ownership.xml · nonDerivative · entry 1

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

HANKEY CAPITAL, LLC · CIK 0001675964 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HANKEY CAPITAL, LLC

Disclosed balance after: 16,915,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents shares issued upon conversion of debt at a conversion rate of $2.50 per share.

SEC source: 0001493152-20-000773 · ownership.xml · nonDerivative · entry 1

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

HANKEY CAPITAL, LLC · CIK 0001675964 · 10% owner

Don Hankey Trust · CIK 0001747743 · affiliate of 10% owner/dir

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hankey Capital, LLC

Disclosed balance after: 28,563,398

F1 · shares: Consists of shares transferred from H&H Funding LLC ("H&H") to Hankey Capital LLC ("Hankey Capital"). Hankey Capital is owned by Hankey Investment Company LP ("HIC") of which the Don Hankey Trust (the "Trust") owns a 66.09% interest. HIC is owned by Knight Services Inc. of which the Trust is the sole owner. Don Hankey is the sole trustee of the Trust. Mr. Hankey is the sole manager of H&H. Mr. Hankey disclaims beneficial ownership in the shares held by Hankey Capital and H&H except to the extent of his pecuniary interest.

F2 · balance_after: Mr. Hankey is the beneficial owner of 28,563,398 shares of the Company consisting of 4,062,870 shares owned by Hankey Capital, 23,404,255 Collateral Shares for which Hankey Capital has voting rights, 335,000 shares issuable to Hankey Capital upon conversion of debt, 361,640 shares owned by the Don Hankey Trust (the "Trust") of which Mr. Hankey is the Trustee, 79,240 shares held by H&H Funding LLC and 320,393 shares issuable upon exercise of warrants issued to Hankey Capital.

SEC source: 0001493152-19-011866 · ownership.xml · nonDerivative · entry 1

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

HANKEY CAPITAL, LLC · CIK 0001675964 · 10% owner

Don Hankey Trust · CIK 0001747743 · affiliate of 10% owner/dir

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hankey Capital, LLC

Disclosed balance after: 28,465,740

F1 · shares: Consists of shares held by Hankey Capital LLC ("Hankey Capital") as collateral for the repayment of convertible notes (the "Notes") issued to Hankey Capital (the "Collateral Shares"). Hankey Capital may not transfer, sell or otherwise dispose of any of the Collateral Shares, except during the existence of Event of Default under the Notes in connection with the exercise of its rights and remedies as a secured lender. Hankey Capital is owned by Hankey Investment Company LP ("HIC") of which the Don Hankey Trust (the "Trust") owns a 66.09% interest. HIC is owned by Knight Services Inc. of which the Trust is the sole owner. Don Hankey is the sole trustee of the Trust. Mr. Hankey disclaims beneficial ownership in the shares held by Hankey Capital except to the extent of his pecuniary interest.

F2 · balance_after: Mr. Hankey is the beneficial owner of 28,465,740 shares of the Company consisting of 3,867,870 shares owned by Hankey Capital, 23,404,255 Collateral Shares for which Hankey Capital has voting rights, 361,640 shares owned by the Don Hankey Trust (the "Trust") of which Mr. Hankey is the Trustee, 274,240 shares held by H&H Funding LLC of which Mr. Hankey is the sole manager and 557,735 shares issuable upon exercise of warrants issued to Hankey Capital.

SEC source: 0001493152-19-010727 · ownership.xml · nonDerivative · entry 1

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

HANKEY CAPITAL, LLC · CIK 0001675964 · 10% owner

Don Hankey Trust · CIK 0001747743 · affiliate of 10% owner/dir

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hankey Capital, LLC

Disclosed balance after: 27,912,549

F1 · shares: Consists of shares held by Hankey Capital LLC ("Hankey Capital") as collateral for the repayment of convertible notes (the "Notes") issued to Hankey Capital (the "Collateral Shares"). Hankey Capital may not transfer, sell or otherwise dispose of any of the Collateral Shares, except during the existence of Event of Default under the Notes in connection with the exercise of its rights and remedies as a secured lender. Hankey Capital is owned by Hankey Investment Company LP ("HIC") of which the Don Hankey Trust (the "Trust") owns a 66.09% interest. HIC is owned by Knight Services Inc. of which the Trust is the sole owner. Don Hankey is the sole trustee of the Trust. Mr. Hankey disclaims beneficial ownership in the shares held by Hankey Capital except to the extent of his pecuniary interest.

F2 · balance_after: Mr. Hankey is the beneficial owner of 27,912,549 shares of the Company consisting of 3,867,870 shares owned by Hankey Capital, 22,851,064 Collateral Shares for which Hankey Capital has voting rights, 361,640 shares owned by the Don Hankey Trust (the "Trust") of which Mr. Hankey is the Trustee, 274,240 shares held by H&H Funding LLC of which Mr. Hankey is the sole manager and 557,735 shares issuable upon exercise of warrants issued to Hankey Capital.

SEC source: 0001493152-19-009561 · ownership.xml · nonDerivative · entry 1

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

HANKEY CAPITAL, LLC · CIK 0001675964 · 10% owner

Don Hankey Trust · CIK 0001747743 · affiliate of 10% owner/dir

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hankey Capital, LLC

Disclosed balance after: Not disclosed

F1 · shares: Consists of shares held by Hankey Capital LLC ("Hankey Capital") as collateral for the repayment of convertible notes (the "Notes") issued to Hankey Capital (the "Collateral Shares"). Hankey Capital may not transfer, sell or otherwise dispose of any of the Collateral Shares, except during the existence of Event of Default under the Notes in connection with the exercise of its rights and remedies as a secured lender. Hankey Capital is owned by Hankey Investment Company LP ("HIC") of which the Don Hankey Trust (the "Trust") owns a 66.09% interest. HIC is owned by Knight Services Inc. of which the Trust is the sole owner. Don Hankey is the sole trustee of the Trust. Mr. Hankey disclaims beneficial ownership in the shares held by Hankey Capital except to the extent of his pecuniary interest.

F2 · valueOwnedAfter: Mr. Hankey is the beneficial owner of 27,827,443 shares of the Company consisting of 3,867,870 shares owned by Hankey Capital, 22,765,958 Collateral Shares for which Hankey Capital has voting rights, 361,640 shares owned by the Don Hankey Trust (the "Trust") of which Mr. Hankey is the Trustee, 274,240 shares held by H&H Funding LLC of which Mr. Hankey is the sole manager and 557,735 shares issuable upon exercise of warrants issued to Hankey Capital.

SEC source: 0001493152-19-008227 · ownership.xml · nonDerivative · entry 1

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

HANKEY CAPITAL, LLC · CIK 0001675964 · 10% owner

Don Hankey Trust · CIK 0001747743 · affiliate of 10% owner/dir

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hankey Capital, LLC

Disclosed balance after: 26,763,613

F1 · shares: Consists of shares held by Hankey Capital LLC ("Hankey Capital") as collateral for the repayment of convertible notes (the "Notes") issued to Hankey Capital (the "Collateral Shares"). Hankey Capital may not transfer, sell or otherwise dispose of any of the Collateral Shares, except during the existence of Event of Default under the Notes in connection with the exercise of its rights and remedies as a secured lender. Hankey Capital is owned by Hankey Investment Company LP ("HIC") of which the Don Hankey Trust (the "Trust") owns a 66.09% interest. HIC is owned by Knight Services Inc. of which the Trust is the sole owner. Don Hankey is the sole trustee of the Trust. Mr. Hankey disclaims beneficial ownership in the shares held by Hankey Capital except to the extent of his pecuniary interest.

F2 · balance_after: Mr. Hankey is the beneficial owner of 26,763,613 shares of the Company consisting of 3,867,870 shares owned by Hankey Capital, 21,702,128 Collateral Shares for which Hankey Capital has voting rights, 361,640 shares owned by the Don Hankey Trust (the "Trust") of which Mr. Hankey is the Trustee, 274,240 shares held by H&H Funding LLC of which Mr. Hankey is the sole manager and 557,735 shares issuable upon exercise of warrants issued to Hankey Capital.

SEC source: 0001493152-19-003931 · ownership.xml · nonDerivative · entry 2

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

HANKEY CAPITAL, LLC · CIK 0001675964 · 10% owner

Don Hankey Trust · CIK 0001747743 · affiliate of 10% owner/dir

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hankey Capital, LLC

Disclosed balance after: 25,699,783

F1 · shares: Consists of shares held by Hankey Capital LLC ("Hankey Capital") as collateral for the repayment of convertible notes (the "Notes") issued to Hankey Capital (the "Collateral Shares"). Hankey Capital may not transfer, sell or otherwise dispose of any of the Collateral Shares, except during the existence of Event of Default under the Notes in connection with the exercise of its rights and remedies as a secured lender. Hankey Capital is owned by Hankey Investment Company LP ("HIC") of which the Don Hankey Trust (the "Trust") owns a 66.09% interest. HIC is owned by Knight Services Inc. of which the Trust is the sole owner. Don Hankey is the sole trustee of the Trust. Mr. Hankey disclaims beneficial ownership in the shares held by Hankey Capital except to the extent of his pecuniary interest.

F2 · balance_after: Mr. Hankey is the beneficial owner of 25,699,783 shares of the Company consisting of 3,867,870 shares owned by Hankey Capital, 20,638,298 Collateral Shares for which Hankey Capital has voting rights, 361,640 shares owned by the Don Hankey Trust (the "Trust") of which Mr. Hankey is the Trustee, 274,240 shares held by H&H Funding LLC of which Mr. Hankey is the sole manager and 557,735 shares issuable upon exercise of warrants issued to Hankey Capital.

SEC source: 0001493152-19-003931 · ownership.xml · nonDerivative · entry 1

Hankey Don · CIK 0001561288 · Director · Chairman of the Board · 10% owner

HANKEY CAPITAL, LLC · CIK 0001675964 · 10% owner

Don Hankey Trust · CIK 0001747743 · affiliate of 10% owner/dir

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hankey Capital, LLC

Disclosed balance after: 24,210,421

F1 · shares: Consists of shares held by Hankey Capital LLC ("Hankey Capital") as collateral for the repayment of convertible notes (the "Notes") issued to Hankey Capital (the "Collateral Shares"). Hankey Capital may not transfer, sell or otherwise dispose of any of the Collateral Shares, except during the existence of Event of Default under the Notes in connection with the exercise of its rights and remedies as a secured lender. Hankey Capital is owned by Hankey Investment Company LP ("HIC") of which the Don Hankey Trust (the "Trust") owns a 66.09% interest. HIC is owned by Knight Services Inc. of which the Trust is the sole owner. Don Hankey is the sole trustee of the Trust. Mr. Hankey disclaims beneficial ownership in the shares held by Hankey Capital except to the extent of his pecuniary interest.