Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FARADAY FUTURE INTELLIGENT ELECTRIC INC.FFIE · Entity 8069 | CAO & Interim CFO | March 29, 2023 | March 31, 2023 |
| Romeo Power, Inc.RMO · Entity 123033 | Chief Accounting Officer | October 13, 2022 | October 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
Report date March 29, 2023 · Filed March 31, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 517,241 |
Reported balance
After 2023-03-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-03-29 · Grant · Acquired 517,241 · Balance 517,241 F1: Represents performance stock units ("PSUs") granted to the reporting person on October 25, 2022 (the "Grant Date"), with a start-of-production of the issuer's FF91 Futurist as the performance measurement, which was satisfied on March 29, 2023. Each PSU represents the right to receive one share of Class A Common Stock of the Company F2: These PSUs vest 1/3 on March 29, 2024, then in a series of 2 equal annual installments thereafter, subject to the reporting person's continued employment through the applicable vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents performance stock units ("PSUs") granted to the reporting person on October 25, 2022 (the "Grant Date"), with a start-of-production of the issuer's FF91 Futurist as the performance measurement, which was satisfied on March 29, 2023. Each PSU represents the right to receive one share of Class A Common Stock of the Company
F2: These PSUs vest 1/3 on March 29, 2024, then in a series of 2 equal annual installments thereafter, subject to the reporting person's continued employment through the applicable vesting dates.
Romeo Power, Inc.
Report date October 13, 2022 · Filed October 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-10-13 transaction · row 1
1 source rowRow 1 · 2022-10-13 · Other · Disposed 23,220 · Balance 0 F1: (1) Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2022-10-13 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-10-13 · Other · Disposed 100 · Balance 0 F1: (1) Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-10-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-10-14 · Other · Acquired 99,646 · Balance 0 F2: (2) Each restricted stock unit represents a contingent right to receive one share of common stock. F3: (3) Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: (1) Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis.
F2: (2) Each restricted stock unit represents a contingent right to receive one share of common stock.
F3: (3) Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2023 Filed Mar 31, 2023 22:36 UTC | FARADAY FUTURE INTELLIGENT ELECTRIC INC. FFIE · Entity 8069 | GrantPerformance Stock Units · Derivative | 517,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-010256 · wf-form4_168030214881137.xml · derivative · entry 1 Han Yun · CIK 0001870681 · CAO & Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 517,241 Underlying: Class A Common Stock · 517,241 shares Expires not disclosed F1 · derivative.exercise_price: Represents performance stock units ("PSUs") granted to the reporting person on October 25, 2022 (the "Grant Date"), with a start-of-production of the issuer's FF91 Futurist as the performance measurement, which was satisfied on March 29, 2023. Each PSU represents the right to receive one share of Class A Common Stock of the Company F2 · derivative.exercise_date: These PSUs vest 1/3 on March 29, 2024, then in a series of 2 equal annual installments thereafter, subject to the reporting person's continued employment through the applicable vesting dates. F2 · derivative.expiration_date: These PSUs vest 1/3 on March 29, 2024, then in a series of 2 equal annual installments thereafter, subject to the reporting person's continued employment through the applicable vesting dates. Read SEC document |
| December 31, 2022 Filed Jan 5, 2023 02:51 UTC | FARADAY FUTURE INTELLIGENT ELECTRIC INC. FFIE · Entity 8069 | Exercise / conversionClass A Common Stock · Derivative | 346,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000372 · wf-form4_167288704851039.xml · derivative · entry 3 Han Yun · CIK 0001870681 · CAO & Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 346,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted to the reporting person on November 23, 2022. Each RSU represents the right to receive one share of Class A Common Stock of the Company. F2 · derivative.exercise_date: These RSUs vested in full on December 31, 2022. F2 · derivative.expiration_date: These RSUs vested in full on December 31, 2022. Read SEC document |
| December 31, 2022 Filed Jan 5, 2023 02:51 UTC | FARADAY FUTURE INTELLIGENT ELECTRIC INC. FFIE · Entity 8069 | Exercise / conversionClass A Common Stock | 346,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-000372 · wf-form4_167288704851039.xml · nonDerivative · entry 1 Han Yun · CIK 0001870681 · CAO & Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents restricted stock units ("RSUs") granted to the reporting person on November 23, 2022. Each RSU represents the right to receive one share of Class A Common Stock of the Company. Read SEC document |
| November 23, 2022 Filed Jan 5, 2023 02:51 UTC | FARADAY FUTURE INTELLIGENT ELECTRIC INC. FFIE · Entity 8069 | GrantClass A Common Stock · Derivative | 346,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000372 · wf-form4_167288704851039.xml · derivative · entry 2 Han Yun · CIK 0001870681 · CAO & Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,256 Underlying: Class A Common Stock · 346,256 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted to the reporting person on November 23, 2022. Each RSU represents the right to receive one share of Class A Common Stock of the Company. F2 · derivative.exercise_date: These RSUs vested in full on December 31, 2022. F2 · derivative.expiration_date: These RSUs vested in full on December 31, 2022. Read SEC document |
| October 25, 2022 Filed Nov 22, 2022 22:53 UTC | FARADAY FUTURE INTELLIGENT ELECTRIC INC. FFIE · Entity 8069 | GrantClass A Common Stock | 517,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-042823 · form4.xml · nonDerivative · entry 2 Han Yun · CIK 0001870681 · CAO & Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,069 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person on October 25, 2022 (the "Grant Date"). Each RSU represents the right to receive one share of Class A Common Stock of the Company. F3 · shares: These RSUs vest in four equal installments on each of the first four anniversaries of the Grant Date. Read SEC document |
| October 25, 2022 Filed Nov 22, 2022 22:53 UTC | FARADAY FUTURE INTELLIGENT ELECTRIC INC. FFIE · Entity 8069 | GrantClass A Common Stock | 344,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-042823 · form4.xml · nonDerivative · entry 1 Han Yun · CIK 0001870681 · CAO & Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,828 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person on October 25, 2022 (the "Grant Date"). Each RSU represents the right to receive one share of Class A Common Stock of the Company. F2 · shares: These RSUs vest in full on the 30th day following the Grant Date, subject to clawback of the award in the event of the reporting person's departure from the Company on or prior to the 24-month anniversary of the Grant Date. Read SEC document |
| October 14, 2022 Filed Oct 17, 2022 16:14 UTC | Romeo Power, Inc. RMO · Entity 123033 | OtherRestricted Stock Units · Derivative | 99,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-22-000060 · wf-form4_166603762254816.xml · derivative · entry 3 Han Yun · CIK 0001870681 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 99,646 shares Expires not disclosed F2 · derivative.exercise_price: (2) Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · price: (3) Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement. F3 · derivative.exercise_date: (3) Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement. F3 · derivative.expiration_date: (3) Pursuant to the Agreement and Plan of Merger and Reorganization, dated as of July 30, 2022, by and among Nikola Corporation, J Purchaser Corp. and Romeo Power, Inc. (the "Merger Agreement"), each restricted stock unit of the Issuer that was outstanding as of the effective time of the merger, whether vested or unvested, was automatically converted into a restricted stock unit with respect to shares of Nikola Corporation common stock, as adjusted for the 1-for-0.1186 exchange ratio detailed in the merger agreement. Read SEC document |
| October 13, 2022 Filed Oct 17, 2022 16:14 UTC | Romeo Power, Inc. RMO · Entity 123033 | OtherCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-22-000060 · wf-form4_166603762254816.xml · nonDerivative · entry 2 Han Yun · CIK 0001870681 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 F1 · price: (1) Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis. Read SEC document |
| October 13, 2022 Filed Oct 17, 2022 16:14 UTC | Romeo Power, Inc. RMO · Entity 123033 | OtherCommon Stock | 23,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-22-000060 · wf-form4_166603762254816.xml · nonDerivative · entry 1 Han Yun · CIK 0001870681 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: (1) Pursuant to the exchange offer conducted by Nikola Corporation, the reporting person exchanged all shares of common stock of the Issuer held by the reporting person for shares of Nikola Corporation common stock on a 1-for-0.1186 basis. Read SEC document |
| October 06, 2022 Filed Oct 11, 2022 17:46 UTC | Romeo Power, Inc. RMO · Entity 123033 | Exercise / conversionRestricted Stock Units · Derivative | 4,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-22-000055 · wf-form4_166552480193556.xml · derivative · entry 3 Han Yun · CIK 0001870681 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,510 Underlying: Common Stock · 4,644 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units vest as to 1/3 of the underlying shares on the first anniversary of the vesting commencement date and as to 1/8th of the remainder of the underlying shares quarterly thereafter. The vesting commencement date is July 6, 2021. F2 · derivative.expiration_date: The restricted stock units vest as to 1/3 of the underlying shares on the first anniversary of the vesting commencement date and as to 1/8th of the remainder of the underlying shares quarterly thereafter. The vesting commencement date is July 6, 2021. Read SEC document |
| October 06, 2022 Filed Oct 11, 2022 17:46 UTC | Romeo Power, Inc. RMO · Entity 123033 | Exercise / conversionCommon Stock | 4,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-22-000055 · wf-form4_166552480193556.xml · nonDerivative · entry 1 Han Yun · CIK 0001870681 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2022 Filed Jul 7, 2022 19:05 UTC | Romeo Power, Inc. RMO · Entity 123033 | Exercise / conversionRestricted Stock Units · Derivative | 18,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-22-000042 · wf-form4_165723509932390.xml · derivative · entry 3 Han Yun · CIK 0001870681 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,154 Underlying: Common Stock · 18,576 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units vests as to 1/3 of the underlying shares on the first anniversary of the vesting commencement date and as to 1/8th of the remainder of the underlying shares quarterly thereafter. The vesting commencement date is July 6, 2021. F2 · derivative.expiration_date: The restricted stock units vests as to 1/3 of the underlying shares on the first anniversary of the vesting commencement date and as to 1/8th of the remainder of the underlying shares quarterly thereafter. The vesting commencement date is July 6, 2021. Read SEC document |
| July 06, 2022 Filed Jul 7, 2022 19:05 UTC | Romeo Power, Inc. RMO · Entity 123033 | Exercise / conversionCommon Stock | 18,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-22-000042 · wf-form4_165723509932390.xml · nonDerivative · entry 1 Han Yun · CIK 0001870681 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 21:33 UTC | Romeo Power, Inc. RMO · Entity 123033 | GrantRestricted Stock Units · Derivative | 67,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-22-000015 · wf-form4_164558358876580.xml · derivative · entry 1 Han Yun · CIK 0001870681 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,136 Underlying: Common Stock · 67,136 shares Expires not disclosed F1 · derivative.exercise_price: (1) Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units vests as to 1/3 of the underlying shares on the first anniversary of the vesting commencement date and as to 1/12th of the remainder of the underlying shares in eight quarterly installments thereafter. The vesting commencement date is is February 18, 2022. F2 · derivative.expiration_date: The restricted stock units vests as to 1/3 of the underlying shares on the first anniversary of the vesting commencement date and as to 1/12th of the remainder of the underlying shares in eight quarterly installments thereafter. The vesting commencement date is is February 18, 2022. Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 17:07 UTC | Romeo Power, Inc. RMO · Entity 123033 | GrantRestricted Stock Units · Derivative | 55,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001757932-21-000059 · wf-form4_162750641597039.xml · derivative · entry 1 Han Yun · CIK 0001870681 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,730 Underlying: Common Stock · 55,730 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units vests as to 1/3 of the underlying shares on the first anniversary of the vesting commencement date and as to 1/8th of the remainder of the underlying shares quarterly thereafter. The vesting commencement date is July 6, 2021. F2 · derivative.expiration_date: The restricted stock units vests as to 1/3 of the underlying shares on the first anniversary of the vesting commencement date and as to 1/8th of the remainder of the underlying shares quarterly thereafter. The vesting commencement date is July 6, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.