Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CarGurus, Inc.CARG · Entity 4203 | Chief Product Officer | March 31, 2023 | April 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CarGurus, Inc.
Report date March 31, 2023 · Filed April 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 172,827 |
Reported balance
After 2023-03-31 transaction · row 1
1 source rowRow 1 · 2023-03-31 · Tax withholding · Disposed 2,184 · Balance 172,827 F1: Shares withheld for payment of tax liability upon vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for payment of tax liability upon vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2020 Filed Jan 6, 2020 21:09 UTC | CarGurus, Inc. CARG · Entity 4203 | Tax withholdingClass A Common Stock | 1,379 | $35.18 | $48,513.22 |
DisclosureSEC source: 0001127602-20-001114 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,379 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units ("RSUs"). Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 21:20 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 5,301 | $38.00 | $201,438.00 |
DisclosureSEC source: 0001127602-19-032518 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,758 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| October 04, 2019 Filed Oct 7, 2019 20:21 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionRestricted Stock Units · Derivative | 8,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-030218 · form4.xml · derivative · entry 3 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,240 Underlying: Class B Common Stock · 8,248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Such RSUs convert into shares of Class B common stock on a one-for-one basis. F4 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting. F5 · derivative.expiration_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting. Read SEC document |
| October 04, 2019 Filed Oct 7, 2019 20:21 UTC | CarGurus, Inc. CARG · Entity 4203 | Tax withholdingClass A Common Stock | 5,495 | $30.29 | $166,443.55 |
DisclosureSEC source: 0001127602-19-030218 · form4.xml · nonDerivative · entry 2 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,811 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units ("RSUs"). Read SEC document |
| October 04, 2019 Filed Oct 7, 2019 20:21 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionClass A Common Stock | 8,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-030218 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:15 UTC | CarGurus, Inc. CARG · Entity 4203 | Tax withholdingClass A Common Stock | 1,769 | $31.07 | $54,962.83 |
DisclosureSEC source: 0001127602-19-029996 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,306 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 20:05 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 5,300 | $38.06 | $201,718.00 |
DisclosureSEC source: 0001127602-19-024380 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,075 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.11 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| July 03, 2019 Filed Jul 8, 2019 20:14 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionRestricted Stock Units · Derivative | 8,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024099 · form4.xml · derivative · entry 3 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,488 Underlying: Class B Common Stock · 8,248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Such RSUs convert into shares of Class B common stock on a one-for-one basis. F4 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting. F5 · derivative.expiration_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting. Read SEC document |
| July 03, 2019 Filed Jul 8, 2019 20:14 UTC | CarGurus, Inc. CARG · Entity 4203 | Tax withholdingClass A Common Stock | 5,495 | $36.17 | $198,754.15 |
DisclosureSEC source: 0001127602-19-024099 · form4.xml · nonDerivative · entry 2 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,375 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units ("RSUs"). Read SEC document |
| July 03, 2019 Filed Jul 8, 2019 20:14 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionClass A Common Stock | 8,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024099 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 19:00 UTC | CarGurus, Inc. CARG · Entity 4203 | Tax withholdingClass A Common Stock | 1,770 | $36.02 | $63,755.40 |
DisclosureSEC source: 0001127602-19-023999 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,622 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 20:41 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 5,353 | $41.33 | $221,239.49 |
DisclosureSEC source: 0001127602-19-015114 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,392 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.90 to $41.70 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 20:40 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionRestricted Stock Units · Derivative | 8,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014939 · form4.xml · derivative · entry 3 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,736 Underlying: Class B Common Stock · 8,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Such RSUs convert into shares of Class B common stock on a one-for-one basis. F4 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting. F5 · derivative.expiration_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting. Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 20:40 UTC | CarGurus, Inc. CARG · Entity 4203 | Tax withholdingClass A Common Stock | 4,731 | $41.24 | $195,106.44 |
DisclosureSEC source: 0001127602-19-014939 · form4.xml · nonDerivative · entry 2 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,745 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units ("RSUs"). Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 20:40 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionClass A Common Stock | 8,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014939 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 20:45 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 617 | $40.00 | $24,680.00 |
DisclosureSEC source: 0001127602-19-014643 · form4.xml · nonDerivative · entry 2 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,224 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:45 UTC | CarGurus, Inc. CARG · Entity 4203 | Tax withholdingClass A Common Stock | 1,172 | $39.90 | $46,762.80 |
DisclosureSEC source: 0001127602-19-014643 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,841 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 21:54 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 6,595 | $39.97 | $263,602.15 |
DisclosureSEC source: 0001127602-19-006363 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,013 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 22:20 UTC | CarGurus, Inc. CARG · Entity 4203 | GrantClass A Common Stock | 43,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004613 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,608 F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Subject to the Reporting Person's continuous service as an employee of the Issuer, 6.25% of the RSUs will vest on April 1, 2019 and 6.25% of the RSUs will vest on the last day of each three-month period thereafter until January 1, 2023. Such vesting may be accelerated in connection with a Change of Control (as defined in the Issuer's Omnibus Incentive Compensation Plan). Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 21:48 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionRestricted Stock Units · Derivative | 8,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001637 · form4.xml · derivative · entry 3 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,988 Underlying: Class B Common Stock · 8,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Such RSUs convert into shares of Class B common stock on a one-for-one basis. F2 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F4 · derivative.exercise_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting. F4 · derivative.expiration_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 21:48 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionClass A Common Stock | 8,252 | $33.19 | $273,883.88 |
DisclosureSEC source: 0001127602-19-001637 · form4.xml · nonDerivative · entry 2 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 21:48 UTC | CarGurus, Inc. CARG · Entity 4203 | Tax withholdingClass A Common Stock | 3,773 | $33.19 | $125,225.87 |
DisclosureSEC source: 0001127602-19-001637 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,631 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units ("RSUs"). Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:57 UTC | CarGurus, Inc. CARG · Entity 4203 | Tax withholdingClass A Common Stock | 435 | $33.73 | $14,672.55 |
DisclosureSEC source: 0001127602-19-001342 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,404 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 20:19 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 3,093 | $49.99 | $154,619.07 |
DisclosureSEC source: 0001127602-18-029810 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,839 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.84 to $51.49 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 20:22 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionRestricted Stock Units · Derivative | 8,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-029634 · form4.xml · derivative · entry 3 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,240 Underlying: Class B Common Stock · 8,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Such RSUs convert into shares of Class B common stock on a one-for-one basis. F2 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F4 · derivative.exercise_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting. F4 · derivative.expiration_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting. Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 20:22 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionClass A Common Stock | 8,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-029634 · form4.xml · nonDerivative · entry 2 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 20:22 UTC | CarGurus, Inc. CARG · Entity 4203 | Tax withholdingClass A Common Stock | 5,504 | $51.34 | $282,575.36 |
DisclosureSEC source: 0001127602-18-029634 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,680 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units ("RSUs"). Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:54 UTC | CarGurus, Inc. CARG · Entity 4203 | Tax withholdingClass A Common Stock | 556 | $54.70 | $30,413.20 |
DisclosureSEC source: 0001127602-18-029461 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,184 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:51 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 3,094 | $50.54 | $156,370.76 |
DisclosureSEC source: 0001127602-18-025694 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,740 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.21 to $51.01 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 20:36 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 3,094 | $35.72 | $110,517.68 |
DisclosureSEC source: 0001127602-18-022926 · form4.xml · nonDerivative · entry 3 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,834 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.09 to $35.99 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 20:36 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionClass B Common Stock · Derivative | 8,252 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-022926 · form4.xml · derivative · entry 5 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election. F7 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 20:36 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionRestricted Stock Units · Derivative | 8,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-022926 · form4.xml · derivative · entry 4 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,492 Underlying: Class B Common Stock · 8,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Such RSUs convert into shares of Class B common stock on a one-for-one basis. F6 · derivative.exercise_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting. F6 · derivative.expiration_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 20:36 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionClass A Common Stock | 8,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-022926 · form4.xml · nonDerivative · entry 2 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 20:36 UTC | CarGurus, Inc. CARG · Entity 4203 | Tax withholdingClass A Common Stock | 5,503 | $35.52 | $195,466.56 |
DisclosureSEC source: 0001127602-18-022926 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,676 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units ("RSUs"). Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:42 UTC | CarGurus, Inc. CARG · Entity 4203 | Tax withholdingClass A Common Stock | 556 | $34.74 | $19,315.44 |
DisclosureSEC source: 0001127602-18-022656 · form4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,179 F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:31 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 16,798 | $31.62 | $531,152.76 |
DisclosureSEC source: 0000899243-18-013218 · doc4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,735 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.43 to $31.83 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 21:12 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 9,948 | $33.23 | $330,572.04 |
DisclosureSEC source: 0000899243-18-010211 · doc4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,533 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.55 to $33.75 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| April 12, 2018 Filed Apr 13, 2018 22:33 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 6,850 | $33.89 | $232,146.50 |
DisclosureSEC source: 0000899243-18-010152 · doc4.xml · nonDerivative · entry 4 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,481 F9 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.41 to $34.35 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 22:33 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionRestricted Stock Units · Derivative | 20,628 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010152 · doc4.xml · derivative · entry 8 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Such RSUs convert into shares of Class A common stock on a one-for-one basis. F8 · derivative.exercise_date: On October 11, 2017, the Reporting Person was granted 66,000 RSUs convertible into shares of Class A common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the IPO, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Currently vested RSUs settled 180 days after the date the liquidity-based vesting requirement was satisfied (April 11, 2018). Thereafter, any vested RSUs will settle within 60 days of the date of vesting. The Reporting Person has elected to report the remaining unvested 45,372 shares of Class A common stock underlying this RSU on Table I on subsequent reports (see footnote 2). F8 · derivative.expiration_date: On October 11, 2017, the Reporting Person was granted 66,000 RSUs convertible into shares of Class A common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the IPO, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Currently vested RSUs settled 180 days after the date the liquidity-based vesting requirement was satisfied (April 11, 2018). Thereafter, any vested RSUs will settle within 60 days of the date of vesting. The Reporting Person has elected to report the remaining unvested 45,372 shares of Class A common stock underlying this RSU on Table I on subsequent reports (see footnote 2). Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 22:33 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionClass B Common Stock · Derivative | 41,256 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010152 · doc4.xml · derivative · entry 7 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 41,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election. F7 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 22:33 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionClass B Common Stock · Derivative | 41,256 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010152 · doc4.xml · derivative · entry 6 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,256 Underlying: Class A Common Stock · 41,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 22:33 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionRestricted Stock Units · Derivative | 41,256 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010152 · doc4.xml · derivative · entry 5 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,744 Underlying: Class B Common Stock · 41,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Such RSUs convert into shares of Class B common stock on a one-for-one basis. F6 · derivative.exercise_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering (the "IPO"), and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Currently vested RSUs settled 180 days after the date the liquidity-based vesting requirement was satisfied (April 11, 2018). Thereafter, any vested RSUs will settle within 60 days of the date of vesting. F6 · derivative.expiration_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering (the "IPO"), and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Currently vested RSUs settled 180 days after the date the liquidity-based vesting requirement was satisfied (April 11, 2018). Thereafter, any vested RSUs will settle within 60 days of the date of vesting. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 22:33 UTC | CarGurus, Inc. CARG · Entity 4203 | Tax withholdingClass A Common Stock | 24,925 | $38.06 | $948,645.50 |
DisclosureSEC source: 0000899243-18-010152 · doc4.xml · nonDerivative · entry 3 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,331 F4 · shares: Shares withheld for payment of tax liability upon vesting of RSUs. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 22:33 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionClass A Common Stock | 20,628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-010152 · doc4.xml · nonDerivative · entry 2 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The reported transaction represents the conversion of restricted stock units ("RSUs") into shares of Class A common stock. The Reporting Person has previously reported the October 11, 2017 award of RSUs convertible into shares of Class A common stock in Table II of Form 4. The total reported in Column 5 includes the 64,122 previously reported unvested RSUs convertible into shares of Class A common stock and 63,134 shares of Class A common stock. F3 · price: Such RSUs convert into shares of Class A common stock on a one-for-one basis. F2 · balance_after: The reported transaction represents the conversion of restricted stock units ("RSUs") into shares of Class A common stock. The Reporting Person has previously reported the October 11, 2017 award of RSUs convertible into shares of Class A common stock in Table II of Form 4. The total reported in Column 5 includes the 64,122 previously reported unvested RSUs convertible into shares of Class A common stock and 63,134 shares of Class A common stock. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 22:33 UTC | CarGurus, Inc. CARG · Entity 4203 | Exercise / conversionClass A Common Stock | 41,256 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010152 · doc4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 23:13 UTC | CarGurus, Inc. CARG · Entity 4203 | GrantClass A Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-006205 · doc4.xml · nonDerivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Sr. VP, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continuous service as an employee of the Issuer, 6.25% of the RSUs will vest on April 1, 2018 and 6.25% of the RSUs will vest on the last day of each three-month period thereafter until January 1, 2022. Such vesting may be accelerated in connection with a Change of Control (as defined in the Issuer's Omnibus Incentive Compensation Plan). Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 23:35 UTC | CarGurus, Inc. CARG · Entity 4203 | GrantRestricted Stock Unit · Derivative | 132,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-062192 · a4.xml · derivative · entry 2 Caputo Thomas Michael · CIK 0001719192 · Senior Vice President, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,000 Underlying: Class B Common Stock · 132,000 shares Expires not disclosed F3 · derivative.exercise_price: The RSUs granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Registration Statement for the registration of its Class A Common Stock in its IPO, and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class B Common Stock. Subject to the reporting person's continued employment, 25% of the RSUs vest on January 4, 2018 and 6.25% of the RSUs vest on the last day of each three month period thereafter until January 4, 2021. The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the 2015 Plan). Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting. F3 · derivative.exercise_date: The RSUs granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Registration Statement for the registration of its Class A Common Stock in its IPO, and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class B Common Stock. Subject to the reporting person's continued employment, 25% of the RSUs vest on January 4, 2018 and 6.25% of the RSUs vest on the last day of each three month period thereafter until January 4, 2021. The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the 2015 Plan). Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting. F3 · derivative.expiration_date: The RSUs granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Registration Statement for the registration of its Class A Common Stock in its IPO, and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class B Common Stock. Subject to the reporting person's continued employment, 25% of the RSUs vest on January 4, 2018 and 6.25% of the RSUs vest on the last day of each three month period thereafter until January 4, 2021. The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the 2015 Plan). Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting. F4 · derivative.underlying: Upon the closing of the IPO, each share of Class B Common Stock will be convertible into one share of Class A Common Stock at the option of the reporting person or automatically upon the transfer of such share of Class B Common Stock, except for certain events described in the Issuer's amended and restated certificate of incorporation then in effect (the "Certificate"), and upon the date falling after the first to occur of the death of the reporting person's voluntary termination of all employment with the Issuer and service on the Issuer's board of directors or the sum of the number of shares of the Issuer's capital stock held by Langley Steinert, by any Family Member of Langley Steinert, and by any Permitted Entity of Langley Steinert (as such terms are defined in the Certificate), F5 · derivative.underlying: assuming the exercise and settlement in full of all outstanding options and convertible securities and calculated on an as-converted to Class A Common Stock basis, being less than 9,091,484. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 23:35 UTC | CarGurus, Inc. CARG · Entity 4203 | GrantRestricted Stock Unit · Derivative | 66,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-062192 · a4.xml · derivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Senior Vice President, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Underlying: Class A Common Stock · 66,000 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units ("RSUs") granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Issuer's Registration Statement on Form S-1 (Form 333-220495) (the "Registration Statement") for the registration of its Class A Common Stock in its initial public offering (the "IPO"), and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continued employment, 25% of the RSUs vest on January 4, 2018 and 6.25% of the RSUs vest on the last day of each three month period thereafter until January 4, 2021. The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan (the "2015 Plan")). F2 · derivative.exercise_price: Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting. F1 · derivative.exercise_date: The restricted stock units ("RSUs") granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Issuer's Registration Statement on Form S-1 (Form 333-220495) (the "Registration Statement") for the registration of its Class A Common Stock in its initial public offering (the "IPO"), and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continued employment, 25% of the RSUs vest on January 4, 2018 and 6.25% of the RSUs vest on the last day of each three month period thereafter until January 4, 2021. The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan (the "2015 Plan")). F2 · derivative.exercise_date: Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting. F1 · derivative.expiration_date: The restricted stock units ("RSUs") granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Issuer's Registration Statement on Form S-1 (Form 333-220495) (the "Registration Statement") for the registration of its Class A Common Stock in its initial public offering (the "IPO"), and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continued employment, 25% of the RSUs vest on January 4, 2018 and 6.25% of the RSUs vest on the last day of each three month period thereafter until January 4, 2021. The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan (the "2015 Plan")). F2 · derivative.expiration_date: Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting. Read SEC document |
| October 11, 2017 Filed Oct 18, 2017 18:14 UTC Amendment | CarGurus, Inc. CARG · Entity 4203 | GrantRestricted Stock Unit · Derivative | 132,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-062742 · a4a.xml · derivative · entry 2 Caputo Thomas Michael · CIK 0001719192 · Senior Vice President, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,000 Underlying: Class B Common Stock · 132,000 shares Expires not disclosed F3 · derivative.exercise_price: The RSUs granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Registration Statement for the registration of its Class A Common Stock in its IPO, and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class B Common Stock. Subject to the reporting person's continued employment, 25% of the RSUs vest on January 4, 2018 and 6.25% of the RSUs vest on the last day of each three month period thereafter until January 4, 2021. The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the 2015 Plan). Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting. F3 · derivative.exercise_date: The RSUs granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Registration Statement for the registration of its Class A Common Stock in its IPO, and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class B Common Stock. Subject to the reporting person's continued employment, 25% of the RSUs vest on January 4, 2018 and 6.25% of the RSUs vest on the last day of each three month period thereafter until January 4, 2021. The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the 2015 Plan). Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting. F3 · derivative.expiration_date: The RSUs granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Registration Statement for the registration of its Class A Common Stock in its IPO, and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class B Common Stock. Subject to the reporting person's continued employment, 25% of the RSUs vest on January 4, 2018 and 6.25% of the RSUs vest on the last day of each three month period thereafter until January 4, 2021. The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the 2015 Plan). Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting. F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or automatically either upon the transfer of such share of Class B Common Stock, except for certain events described in the Issuer's amended and restated certificate of incorporation (the "Certificate"), or upon the date falling after the first to occur of the death of Langley Steinert, Langley Steinert's voluntary termination of all employment with the Issuer and service on the Issuer's board of directors or the sum of the number of shares of the Issuer's capital stock held by Langley Steinert, by any Family Member of Langley Steinert, and by any Permitted Entity of Langley Steinert (as such terms are defined in the Certificate), F5 · derivative.underlying: assuming the exercise and settlement in full of all outstanding options and convertible securities and calculated on an as-converted to Class A Common Stock basis, being less than 9,091,484 shares. Read SEC document |
| October 11, 2017 Filed Oct 18, 2017 18:14 UTC Amendment | CarGurus, Inc. CARG · Entity 4203 | GrantRestricted Stock Unit · Derivative | 66,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-062742 · a4a.xml · derivative · entry 1 Caputo Thomas Michael · CIK 0001719192 · Senior Vice President, Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Underlying: Class A Common Stock · 66,000 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units ("RSUs") granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Issuer's Registration Statement on Form S-1 (Form 333-220495) (the "Registration Statement") for the registration of its Class A Common Stock in its initial public offering (the "IPO"), and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continued employment, 25% of the RSUs vest on January 4, 2018 and 6.25% of the RSUs vest on the last day of each three month period thereafter until January 4, 2021. The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan (the "2015 Plan")). F2 · derivative.exercise_price: Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting. F1 · derivative.exercise_date: The restricted stock units ("RSUs") granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Issuer's Registration Statement on Form S-1 (Form 333-220495) (the "Registration Statement") for the registration of its Class A Common Stock in its initial public offering (the "IPO"), and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continued employment, 25% of the RSUs vest on January 4, 2018 and 6.25% of the RSUs vest on the last day of each three month period thereafter until January 4, 2021. The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan (the "2015 Plan")). F2 · derivative.exercise_date: Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting. F1 · derivative.expiration_date: The restricted stock units ("RSUs") granted to the reporting person are subject to a liquidity-based vesting requirement, which was satisfied upon effectiveness of the Issuer's Registration Statement on Form S-1 (Form 333-220495) (the "Registration Statement") for the registration of its Class A Common Stock in its initial public offering (the "IPO"), and a service-based vesting requirement. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continued employment, 25% of the RSUs vest on January 4, 2018 and 6.25% of the RSUs vest on the last day of each three month period thereafter until January 4, 2021. The RSUs are also subject to certain acceleration of vesting provisions in connection with the occurrence of a transaction (as defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan (the "2015 Plan")). F2 · derivative.expiration_date: Currently vested RSUs will settle 180 days after the date the liquidity-based vesting requirement was satisfied. Thereafter, any vested RSUs will settle within 60 days of the date of vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.