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Caputo Thomas Michael

Disclosed activity across 1 company

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114859
SEC CIK
0001719192

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CarGurus, Inc.CARG · Entity 4203Chief Product OfficerMarch 31, 2023April 03, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CarGurus, Inc.

Report date March 31, 2023 · Filed April 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect172,827 Reported balance After 2023-03-31 transaction · row 1
1 source row

Row 1 · 2023-03-31 · Tax withholding · Disposed 2,184 · Balance 172,827

F1: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2023 Filed Apr 3, 2023 21:28 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 2,184 $18.68 $40,797.12
Disclosure

SEC source: 0001127602-23-011961 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,827

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:41 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 3,526 $14.01 $49,399.26
Disclosure

SEC source: 0001127602-23-000892 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,011

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:35 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 4,513 $14.17 $63,949.21
Disclosure

SEC source: 0001127602-22-023252 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,537

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:27 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 4,512 $22.42 $101,159.04
Disclosure

SEC source: 0001127602-22-018723 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,050

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:28 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 4,511 $43.52 $196,318.72
Disclosure

SEC source: 0001127602-22-011174 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,562

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 01:16 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 8,173 $35.64 $291,285.72
Disclosure

SEC source: 0001127602-22-004334 · form4.xml · nonDerivative · entry 3

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,073

F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.16 to $35.84 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 22:12 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 4,521 $35.01 $158,280.21
Disclosure

SEC source: 0001127602-22-003998 · form4.xml · nonDerivative · entry 2

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,881

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.13 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
February 08, 2022 Filed Feb 11, 2022 01:16 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 1,169 $34.88 $40,774.72
Disclosure

SEC source: 0001127602-22-004334 · form4.xml · nonDerivative · entry 2

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,246

F3 · kind: Shares withheld for payment of tax liability upon vesting of RSUs.

Read SEC document
February 08, 2022 Filed Feb 11, 2022 01:16 UTC CarGurus, Inc. CARG · Entity 4203 GrantClass A Common Stock 43,004 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004334 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,415

F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Subject to the Reporting Person's continuous service as an employee of the Issuer, 6.25% of the RSUs will vest on April 1, 2022 and 6.25% of the RSUs will vest on the last day of each three-month period thereafter until January 1, 2026. Such vesting may be accelerated in connection with a Change of Control (as defined in the Issuer's Omnibus Incentive Compensation Plan (the "2017 Plan")).

F2 · balance_after: The Reporting Person previously reported a prior award of performance-based RSUs in Table II of the Form 4 filed by the Reporting Person on February 12, 2021 (the "Prior Form 4"). These awards were amended by the Compensation Committee of the Issuer's Board of Directors on February 8, 2022 to revise the vesting terms thereunder from performance-based to time-based and therefore are being moved to Table I, consistent with prior grants of time-based RSUs by the Issuer to the Reporting Person. The total reported in Column 5 of this Form 4 includes the 10,530 time-based RSUs previously reported as performance-based RSUs in Table II of the Prior Form 4. Each such RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Subject to the Reporting Person's continuous service as an employee of the Issuer, 6.25% of the RSUs vested on each of April 1, 2021, July 1, 2021, October 1, 2021 and January 1, 2022, and 6.25% of the RSUs will vest on the last day of each three-month period thereafter until January 1, 2025. Such vesting may be accelerated in connection with a Change of Control (as defined in the 2017 Plan).

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:12 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 200 $35.10 $7,020.00
Disclosure

SEC source: 0001127602-22-003998 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,402

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.05 to $35.14 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:27 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 300 $35.45 $10,635.00
Disclosure

SEC source: 0001127602-22-000867 · form4.xml · nonDerivative · entry 3

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,602

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.30 to $35.53 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:27 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 18,681 $34.63 $646,923.03
Disclosure

SEC source: 0001127602-22-000867 · form4.xml · nonDerivative · entry 2

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,902

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.28 to $35.27 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:27 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 17,786 $33.64 $598,321.04
Disclosure

SEC source: 0001127602-22-000867 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,583

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 21:56 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 4,489 $31.17 $139,922.13
Disclosure

SEC source: 0001127602-21-026725 · form4.xml · nonDerivative · entry 2

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,369

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.55 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:56 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 3,581 $32.55 $116,561.55
Disclosure

SEC source: 0001127602-21-026725 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,858

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 20:14 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 4,490 $25.73 $115,527.70
Disclosure

SEC source: 0001127602-21-021677 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,439

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.40 to $26.33 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:28 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 3,582 $26.33 $94,314.06
Disclosure

SEC source: 0001127602-21-021247 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,929

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
May 12, 2021 Filed May 13, 2021 20:12 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 732 $27.96 $20,466.72
Disclosure

SEC source: 0001127602-21-016555 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,511

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.57 to $28.37 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 20:01 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 4,691 $25.25 $118,447.75
Disclosure

SEC source: 0001127602-21-013480 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,243

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.04 to $25.47 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:33 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 2,648 $24.51 $64,889.24
Disclosure

SEC source: 0001127602-21-013204 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,934

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:16 UTC CarGurus, Inc. CARG · Entity 4203 GrantPerformance-Based Restricted Stock Units · Derivative 10,530 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005495 · form4.xml · derivative · entry 3

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,530

Underlying: Class A Common Stock · 10,530 shares

Expires not disclosed

F3 · shares: Each performance-based RSU ("PSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock, based on the Issuer's total shareholder return ("TSR") compared to pre-established relative TSR goals, based on the median TSR of the TSR of the companies that comprise the S&P 500 Index as of the day before the applicable performance period, that were set by the Compensation Committee of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 7 and 9 of this report.

F4 · derivative.exercise_date: Between zero (0) and 200% of one-half of the PSUs will vest, if at all, on each of December 31, 2023 and December 31, 2024. Such vesting may be accelerated in connection with a Change of Control (as defined in the 2017 Plan) or if the Reporting Person's service is terminated by the Issuer without Cause or by the Reporting Person for Good Reason (each as defined in the Reporting Person's PSU grant agreement). Any vested PSUs will settle within 60 days of the date of vesting.

F4 · derivative.expiration_date: Between zero (0) and 200% of one-half of the PSUs will vest, if at all, on each of December 31, 2023 and December 31, 2024. Such vesting may be accelerated in connection with a Change of Control (as defined in the 2017 Plan) or if the Reporting Person's service is terminated by the Issuer without Cause or by the Reporting Person for Good Reason (each as defined in the Reporting Person's PSU grant agreement). Any vested PSUs will settle within 60 days of the date of vesting.

F3 · derivative.underlying_shares: Each performance-based RSU ("PSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock, based on the Issuer's total shareholder return ("TSR") compared to pre-established relative TSR goals, based on the median TSR of the TSR of the companies that comprise the S&P 500 Index as of the day before the applicable performance period, that were set by the Compensation Committee of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 7 and 9 of this report.

F3 · balance_after: Each performance-based RSU ("PSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock, based on the Issuer's total shareholder return ("TSR") compared to pre-established relative TSR goals, based on the median TSR of the TSR of the companies that comprise the S&P 500 Index as of the day before the applicable performance period, that were set by the Compensation Committee of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 7 and 9 of this report.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:16 UTC CarGurus, Inc. CARG · Entity 4203 GrantStock Option · Derivative 21,904 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001127602-21-005495 · form4.xml · derivative · entry 2

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,904

Underlying: Class A Common Stock · 21,904 shares

Expires 2031-02-10

F2 · derivative.exercise_date: Subject to the Reporting Person's continuous service as an employee of the Issuer, 6.25% of the shares underlying the stock option will vest on April 1, 2021 and 6.25% of the shares underlying the stock option will vest on the last day of each three-month period thereafter until January 1, 2025. Such vesting may be accelerated in connection with a Change of Control (as defined in the 2017 Plan).

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:16 UTC CarGurus, Inc. CARG · Entity 4203 GrantClass A Common Stock 21,061 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005495 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,582

F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Subject to the Reporting Person's continuous service as an employee of the Issuer, 6.25% of the RSUs will vest on April 1, 2021 and 6.25% of the RSUs will vest on the last day of each three-month period thereafter until January 1, 2025. Such vesting may be accelerated in connection with a Change of Control (as defined in the Issuer's Omnibus Incentive Compensation Plan (the "2017 Plan")).

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:44 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 13,289 $32.02 $425,513.78
Disclosure

SEC source: 0001127602-21-001020 · form4.xml · nonDerivative · entry 3

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,521

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.69 to $32.42 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:44 UTC CarGurus, Inc. CARG · Entity 4203 Exercise / conversionRestricted Stock Units · Derivative 8,248 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001020 · form4.xml · derivative · entry 4

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 8,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Such RSUs convert into shares of Class B common stock on a one-for-one basis.

F6 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting.

F7 · derivative.expiration_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:44 UTC CarGurus, Inc. CARG · Entity 4203 Exercise / conversionClass A Common Stock 8,248 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001020 · form4.xml · nonDerivative · entry 2

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:44 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 5,839 $31.73 $185,271.47
Disclosure

SEC source: 0001127602-21-001020 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,562

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units ("RSUs").

Read SEC document
November 30, 2020 Filed Dec 1, 2020 21:14 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 2,465 $25.02 $61,674.30
Disclosure

SEC source: 0001127602-20-030205 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,401

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.06 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
November 27, 2020 Filed Nov 30, 2020 21:28 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 140 $25.12 $3,516.80
Disclosure

SEC source: 0001127602-20-030117 · form4.xml · nonDerivative · entry 2

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,866

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.12 to $25.13 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 21:28 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 2,715 $25.02 $67,929.30
Disclosure

SEC source: 0001127602-20-030117 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,006

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.10 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 22:24 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 3,443 $22.45 $77,295.35
Disclosure

SEC source: 0001127602-20-026629 · form4.xml · nonDerivative · entry 4

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,721

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.95 to $22.70 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

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October 02, 2020 Filed Oct 6, 2020 22:24 UTC CarGurus, Inc. CARG · Entity 4203 Exercise / conversionRestricted Stock Units · Derivative 8,248 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026629 · form4.xml · derivative · entry 5

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,248

Underlying: Class B Common Stock · 8,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Such RSUs convert into shares of Class B common stock on a one-for-one basis.

F7 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.

F8 · derivative.exercise_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting.

F8 · derivative.expiration_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting.

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October 02, 2020 Filed Oct 6, 2020 22:24 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 5,487 $21.97 $120,549.39
Disclosure

SEC source: 0001127602-20-026629 · form4.xml · nonDerivative · entry 3

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,164

F4 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units ("RSUs").

Read SEC document
October 02, 2020 Filed Oct 6, 2020 22:24 UTC CarGurus, Inc. CARG · Entity 4203 Exercise / conversionClass A Common Stock 8,248 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026629 · form4.xml · nonDerivative · entry 2

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election.

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October 02, 2020 Filed Oct 6, 2020 22:24 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 1,879 $22.01 $41,356.79
Disclosure

SEC source: 0001127602-20-026629 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,403

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.63 to $22.38 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

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October 01, 2020 Filed Oct 2, 2020 20:02 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 2,998 $22.31 $66,885.38
Disclosure

SEC source: 0001127602-20-026237 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,282

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 21:12 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 10,643 $25.50 $271,396.50
Disclosure

SEC source: 0001127602-20-022179 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,280

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.04 to $25.82 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

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July 02, 2020 Filed Jul 7, 2020 22:57 UTC CarGurus, Inc. CARG · Entity 4203 Exercise / conversionRestricted Stock Units · Derivative 8,248 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021276 · form4.xml · derivative · entry 3

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,496

Underlying: Class B Common Stock · 8,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Such RSUs convert into shares of Class B common stock on a one-for-one basis.

F4 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting.

F5 · derivative.expiration_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting.

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July 02, 2020 Filed Jul 7, 2020 22:57 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 5,487 $26.30 $144,308.10
Disclosure

SEC source: 0001127602-20-021276 · form4.xml · nonDerivative · entry 2

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,675

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units ("RSUs").

Read SEC document
July 02, 2020 Filed Jul 7, 2020 22:57 UTC CarGurus, Inc. CARG · Entity 4203 Exercise / conversionClass A Common Stock 8,248 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021276 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:55 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 2,997 $26.00 $77,922.00
Disclosure

SEC source: 0001127602-20-021057 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,162

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:02 UTC CarGurus, Inc. CARG · Entity 4203 Exercise / conversionRestricted Stock Units · Derivative 8,248 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-013310 · form4.xml · derivative · entry 3

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,744

Underlying: Class B Common Stock · 8,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Such RSUs convert into shares of Class B common stock on a one-for-one basis.

F4 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting.

F5 · derivative.expiration_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting.

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April 03, 2020 Filed Apr 6, 2020 20:02 UTC CarGurus, Inc. CARG · Entity 4203 Exercise / conversionClass A Common Stock 8,248 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-013310 · form4.xml · nonDerivative · entry 2

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:02 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 4,646 $15.93 $74,010.78
Disclosure

SEC source: 0001127602-20-013310 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,159

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units ("RSUs").

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:21 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 1,984 $17.19 $34,104.96
Disclosure

SEC source: 0001127602-20-013119 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,557

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 23:25 UTC CarGurus, Inc. CARG · Entity 4203 GrantClass A Common Stock 83,176 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005356 · form4.xml · nonDerivative · entry 2

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,541

F2 · shares: Represents shares issuable upon settlement of RSUs granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Subject to the Reporting Person's continuous service as an employee of the Issuer, 50% of the RSUs will vest on January 1, 2022 and the remaining 50% of the RSUs will vest on January 1, 2024. Such vesting may be accelerated in connection with a Change of Control (as defined in the Issuer's Omnibus Incentive Compensation Plan).

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February 12, 2020 Filed Feb 13, 2020 23:25 UTC CarGurus, Inc. CARG · Entity 4203 GrantClass A Common Stock 44,361 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005356 · form4.xml · nonDerivative · entry 1

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,365

F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Subject to the Reporting Person's continuous service as an employee of the Issuer, 6.25% of the RSUs will vest on April 1, 2020 and 6.25% of the RSUs will vest on the last day of each three-month period thereafter until January 1, 2024. Such vesting may be accelerated in connection with a Change of Control (as defined in the Issuer's Omnibus Incentive Compensation Plan).

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:09 UTC CarGurus, Inc. CARG · Entity 4203 Exercise / conversionRestricted Stock Units · Derivative 8,248 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001114 · form4.xml · derivative · entry 4

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,992

Underlying: Class B Common Stock · 8,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Such RSUs convert into shares of Class B common stock on a one-for-one basis.

F4 · shares: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting.

F5 · derivative.expiration_date: On October 11, 2017, the Reporting Person was granted 132,000 RSUs convertible into shares of Class B common stock. The RSUs are subject to a liquidity-based vesting requirement, which was satisfied in connection with the Issuer's initial public offering, and a service-based vesting requirement. Subject to the Reporting Person's continued employment, 25% of the RSUs vested on January 4, 2018 and 6.25% of the RSUs vest (or have vested, as applicable) on the last day of each three-month period thereafter until January 4, 2021. Any vested RSUs will settle within 60 days of the date of vesting.

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January 03, 2020 Filed Jan 6, 2020 21:09 UTC CarGurus, Inc. CARG · Entity 4203 Tax withholdingClass A Common Stock 3,623 $36.35 $131,696.05
Disclosure

SEC source: 0001127602-20-001114 · form4.xml · nonDerivative · entry 3

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,756

F1 · kind: Shares withheld for payment of tax liability upon vesting of restricted stock units ("RSUs").

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:09 UTC CarGurus, Inc. CARG · Entity 4203 Exercise / conversionClass A Common Stock 8,248 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001114 · form4.xml · nonDerivative · entry 2

Caputo Thomas Michael · CIK 0001719192 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.