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person · Reporting owner

Roberts Brian M

Disclosed activity across 2 companies

Tapewire entity
114854
SEC CIK
0001292329

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Grand Canyon Education, Inc.LOPE · Entity 4062General CounselMarch 01, 2018March 02, 2018
SmartRent, Inc.SMRT · Entity 6112Chief Legal OfficerApril 03, 2023April 03, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Grand Canyon Education, Inc.

Report date March 01, 2018 · Filed March 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect46,185 Reported balance After 2018-03-01 transaction · row 1
1 source row

Row 1 · 2018-03-01 · Tax withholding · Disposed 6,803 · Balance 46,185

F1: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock.

SmartRent, Inc.

Report date April 03, 2023 · Filed April 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect8,631 Ending reported balance After 2023-04-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-04-03 · Exercise / conversion · Acquired 870 · Balance 8,874

F1: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Row 2 · 2023-04-03 · Tax withholding · Disposed 243 · Balance 8,631

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect28,707 Reported balance After 2023-04-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-04-03 · Exercise / conversion · Disposed 870 · Balance 28,707

F1: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2: The Restricted Stock Units vest as follows: one-fourth vested on January 3, 2023 with the remaining vesting in 36 equal monthly installments until vested in full.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2: The Restricted Stock Units vest as follows: one-fourth vested on January 3, 2023 with the remaining vesting in 36 equal monthly installments until vested in full.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2023 Filed Apr 3, 2023 16:15 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 870 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022159 · doc4.xml · derivative · entry 3

Roberts Brian M · CIK 0001292329 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,707

Underlying: Class A Common Stock · 870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: one-fourth vested on January 3, 2023 with the remaining vesting in 36 equal monthly installments until vested in full.

F2 · derivative.expiration_date: The Restricted Stock Units vest as follows: one-fourth vested on January 3, 2023 with the remaining vesting in 36 equal monthly installments until vested in full.

Read SEC document
April 03, 2023 Filed Apr 3, 2023 16:15 UTC SmartRent, Inc. SMRT · Entity 6112 Tax withholdingClass A Common Stock 243 $2.55 $619.65
Disclosure

SEC source: 0001209191-23-022159 · doc4.xml · nonDerivative · entry 2

Roberts Brian M · CIK 0001292329 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,631

Read SEC document
April 03, 2023 Filed Apr 3, 2023 16:15 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 870 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-022159 · doc4.xml · nonDerivative · entry 1

Roberts Brian M · CIK 0001292329 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
March 03, 2023 Filed Mar 3, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 870 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015480 · doc4.xml · derivative · entry 3

Roberts Brian M · CIK 0001292329 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,577

Underlying: Class A Common Stock · 870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: one-fourth vested on January 3, 2023 with the remaining vesting in 36 equal monthly installments until vested in full.

F2 · derivative.expiration_date: The Restricted Stock Units vest as follows: one-fourth vested on January 3, 2023 with the remaining vesting in 36 equal monthly installments until vested in full.

Read SEC document
March 03, 2023 Filed Mar 3, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 Tax withholdingClass A Common Stock 243 $2.66 $646.38
Disclosure

SEC source: 0001209191-23-015480 · doc4.xml · nonDerivative · entry 2

Roberts Brian M · CIK 0001292329 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,004

Read SEC document
March 03, 2023 Filed Mar 3, 2023 16:21 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 870 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-015480 · doc4.xml · nonDerivative · entry 1

Roberts Brian M · CIK 0001292329 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
February 03, 2023 Filed Feb 3, 2023 16:19 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 869 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-006827 · doc4.xml · derivative · entry 3

Roberts Brian M · CIK 0001292329 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,447

Underlying: Class A Common Stock · 869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: one-fourth vested on January 3, 2023 with the remaining vesting in 36 equal monthly installments until vested in full.

F2 · derivative.expiration_date: The Restricted Stock Units vest as follows: one-fourth vested on January 3, 2023 with the remaining vesting in 36 equal monthly installments until vested in full.

Read SEC document
February 03, 2023 Filed Feb 3, 2023 16:19 UTC SmartRent, Inc. SMRT · Entity 6112 Tax withholdingClass A Common Stock 302 $3.17 $957.34
Disclosure

SEC source: 0001209191-23-006827 · doc4.xml · nonDerivative · entry 2

Roberts Brian M · CIK 0001292329 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,377

Read SEC document
February 03, 2023 Filed Feb 3, 2023 16:19 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 869 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-006827 · doc4.xml · nonDerivative · entry 1

Roberts Brian M · CIK 0001292329 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 16:29 UTC SmartRent, Inc. SMRT · Entity 6112 GrantEmployee Stock Option (Right to Buy) · Derivative 204,309 $0.00 Strike: $2.87 $0.00
Disclosure

SEC source: 0001209191-23-004836 · doc4.xml · derivative · entry 1

Roberts Brian M · CIK 0001292329 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,309

Underlying: Class A Common Stock · 204,309 shares

Expires 2033-01-24

F1 · derivative.exercise_date: The options shall vest as follows: twenty-five percent (25%) shall vest on the first anniversary of the grant date with the remainder vesting in three equal annual installments on January 24, 2025, January 24, 2026 and January 24, 2027.

Read SEC document
January 03, 2023 Filed Jan 3, 2023 16:04 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 10,438 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000166 · doc4.xml · derivative · entry 3

Roberts Brian M · CIK 0001292329 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,316

Underlying: Class A Common Stock · 10,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: one-fourth vested on January 3, 2023 with the remaining vesting in 36 equal monthly installments until vested in full.

F2 · derivative.expiration_date: The Restricted Stock Units vest as follows: one-fourth vested on January 3, 2023 with the remaining vesting in 36 equal monthly installments until vested in full.

Read SEC document
January 03, 2023 Filed Jan 3, 2023 16:04 UTC SmartRent, Inc. SMRT · Entity 6112 Tax withholdingClass A Common Stock 3,628 $2.43 $8,816.04
Disclosure

SEC source: 0001209191-23-000166 · doc4.xml · nonDerivative · entry 2

Roberts Brian M · CIK 0001292329 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,810

Read SEC document
January 03, 2023 Filed Jan 3, 2023 16:04 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 10,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-000166 · doc4.xml · nonDerivative · entry 1

Roberts Brian M · CIK 0001292329 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 10:51 UTC SmartRent, Inc. SMRT · Entity 6112 GrantEmployee Stock Option (Right to Buy) · Derivative 175,000 $0.00 Strike: $9.58 $0.00
Disclosure

SEC source: 0001209191-22-001417 · doc4.xml · derivative · entry 2

Roberts Brian M · CIK 0001292329 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Class A Common Stock · 175,000 shares

Expires 2032-01-03

F3 · derivative.exercise_date: The stock options shall vest as follows: one-fourth of shall vest and become exercisable on January 23, 2023, with the remaining shares vesting in equal monthly installments until vested in full.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 10:51 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 41,754 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001417 · doc4.xml · derivative · entry 1

Roberts Brian M · CIK 0001292329 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,754

Underlying: Class A Common Stock · 41,754 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2 · derivative.exercise_date: The restricted stock units shall vest as follows: one-fourth shall vest on January 3, 2023, with the remaining vesting in 1/48 equal monthly installments until vested in full.

F2 · derivative.expiration_date: The restricted stock units shall vest as follows: one-fourth shall vest on January 3, 2023, with the remaining vesting in 1/48 equal monthly installments until vested in full.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:48 UTC Grand Canyon Education, Inc. LOPE · Entity 4062 Tax withholdingCommon Stock 6,803 $96.90 $659,210.70
Disclosure

SEC source: 0001209191-18-015726 · doc4.xml · nonDerivative · entry 1

Roberts Brian M · CIK 0001292329 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,185

F1 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 22:16 UTC Grand Canyon Education, Inc. LOPE · Entity 4062 GrantCommon Stock 7,134 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005915 · doc4.xml · nonDerivative · entry 1

Roberts Brian M · CIK 0001292329 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,988

F1 · security: Represents a grant of restricted stock that vest 20% on March 1, 2019 (the "First Vesting Date") and 20% on each of the first four anniversaries of the First Vesting Date.

Read SEC document
May 12, 2017 Filed May 12, 2017 23:17 UTC Grand Canyon Education, Inc. LOPE · Entity 4062 Tax withholdingCommon Stock 1,822 $77.33 $140,895.26
Disclosure

SEC source: 0001209191-17-032196 · doc4.xml · nonDerivative · entry 1

Roberts Brian M · CIK 0001292329 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,854

F1 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock.

Read SEC document
March 28, 2017 Filed Mar 30, 2017 01:45 UTC Grand Canyon Education, Inc. LOPE · Entity 4062 GrantCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023636 · doc4.xml · nonDerivative · entry 1

Roberts Brian M · CIK 0001292329 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,676

F1 · security: Represents a grant of restricted stock that vest 20% on March 1, 2018 (the "First Vesting Date") and 20% on each of the first four anniversaries of the First Vesting Date.

Read SEC document
March 03, 2017 Filed Mar 3, 2017 21:54 UTC Grand Canyon Education, Inc. LOPE · Entity 4062 SaleCommon Stock 9,754 $63.07 $615,184.78
Disclosure

SEC source: 0001209191-17-017684 · doc4.xml · nonDerivative · entry 2

Roberts Brian M · CIK 0001292329 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,176

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.94 to $63.28, inclusive. The reporting person undertakes to provide to Grand Canyon Education, Inc., any security holder of Grand Canyon Education, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote for this Form 4.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:54 UTC Grand Canyon Education, Inc. LOPE · Entity 4062 Tax withholdingCommon Stock 4,550 $62.90 $286,195.00
Disclosure

SEC source: 0001209191-17-017684 · doc4.xml · nonDerivative · entry 1

Roberts Brian M · CIK 0001292329 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,930

F1 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.