Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Oxford Lane Capital Corp.OXLC · Entity 5003 | Director | February 07, 2020 | February 10, 2020 |
| Oxford Park Income Fund, Inc.NONE · Entity 49930 | Director | April 03, 2023 | April 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Oxford Lane Capital Corp.
Report date February 07, 2020 · Filed February 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,728 |
Reported balance
After 2020-02-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-07 · Purchase · Acquired 3,000 · Balance 5,728 F1: Includes 728 shares acquired under the issuer's dividend reinvestment plan since the filing of Mr. Shin's previous beneficial ownership report on Form 4 on February 28, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 728 shares acquired under the issuer's dividend reinvestment plan since the filing of Mr. Shin's previous beneficial ownership report on Form 4 on February 28, 2018.
Oxford Park Income Fund, Inc.
Report date April 03, 2023 · Filed April 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2023-04-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2020 Filed Feb 10, 2020 22:35 UTC | Oxford Lane Capital Corp. OXLC · Entity 5003 | PurchaseCommon Stock | 3,000 | $9.32 | $27,960.00 |
DisclosureSEC source: 0001567619-20-002596 · doc1.xml · nonDerivative · entry 1 Shin David S. · CIK 0001507975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,728 F1 · balance_after: Includes 728 shares acquired under the issuer's dividend reinvestment plan since the filing of Mr. Shin's previous beneficial ownership report on Form 4 on February 28, 2018. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 21:25 UTC | Oxford Lane Capital Corp. OXLC · Entity 5003 | PurchaseCommon Stock | 2,000 | $10.12 | $20,234.20 |
DisclosureSEC source: 0001140361-18-010813 · doc1.xml · nonDerivative · entry 1 Shin David S. · CIK 0001507975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.