Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LivaNova PLCLIVN · Entity 507 | President CP | March 30, 2023 | April 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LivaNova PLC
Report date March 30, 2023 · Filed April 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 7,708 |
Ending reported balance
After 2023-03-30 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2023-03-30 · Exercise / conversion · Acquired 514 · Balance 6,193 F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Row 2 · 2023-03-30 · Tax withholding · Disposed 222 · Balance 5,971 F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Row 3 · 2023-03-30 · Exercise / conversion · Acquired 1,434 · Balance 7,405 F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Row 4 · 2023-03-30 · Tax withholding · Disposed 617 · Balance 6,788 F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Row 5 · 2023-03-30 · Exercise / conversion · Acquired 853 · Balance 7,641 F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Row 6 · 2023-03-30 · Tax withholding · Disposed 367 · Balance 7,274 F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Row 7 · 2023-03-30 · Exercise / conversion · Acquired 762 · Balance 8,036 F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Row 8 · 2023-03-30 · Tax withholding · Disposed 328 · Balance 7,708 F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-03-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-03-30 · Exercise / conversion · Disposed 514 · Balance 0 F3: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,434 |
Reported balance
After 2023-03-30 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-03-30 · Exercise / conversion · Disposed 1,434 · Balance 1,434 F3: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F6: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,706 |
Reported balance
After 2023-03-30 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-03-30 · Exercise / conversion · Disposed 853 · Balance 1,706 F3: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F7: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,285 |
Reported balance
After 2023-03-30 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-03-30 · Exercise / conversion · Disposed 762 · Balance 2,285 F3: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F8: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,910 |
Reported balance
After 2023-03-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2023-03-30 · Grant · Acquired 5,910 · Balance 5,910 F9: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement. F10: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,955 |
Reported balance
After 2023-03-30 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2023-03-30 · Grant · Acquired 2,955 · Balance 2,955 F11: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement. F12: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's free cash flow (FCF) for performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,955 |
Reported balance
After 2023-03-30 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2023-03-30 · Grant · Acquired 2,955 · Balance 2,955 F11: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement. F13: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,910 |
Reported balance
After 2023-03-30 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2023-03-30 · Grant · Acquired 5,910 · Balance 5,910 F11: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement. F14: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2023 and ending December 31, 2025 relative to the total shareholder return of a peer group of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $82.04 | Direct | 12,555 |
Reported balance
After 2023-03-30 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2023-03-30 · Grant · Acquired 12,555 · Balance 12,555 F15: On March 30, 2023, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
F3: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
F4: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.
F5: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.
F6: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.
F7: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.
F8: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.
F9: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.
F10: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.
F11: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.
F12: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's free cash flow (FCF) for performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.
F13: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.
F14: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2023 and ending December 31, 2025 relative to the total shareholder return of a peer group of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.
F15: On March 30, 2023, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2021 Filed May 6, 2021 21:59 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000050 · wf-form4_162033834660721.xml · derivative · entry 3 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on May 5, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on May 5, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| May 05, 2021 Filed May 6, 2021 21:59 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 256 | $83.24 | $21,309.44 |
DisclosureSEC source: 0001639691-21-000050 · wf-form4_162033834660721.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,259 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| May 05, 2021 Filed May 6, 2021 21:59 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000050 · wf-form4_162033834660721.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:26 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 8,437 | $0.00 Strike: $73.25 | $0.00 |
DisclosureSEC source: 0001639691-21-000029 · wf-form4_161731233768953.xml · derivative · entry 11 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,437 Underlying: Ordinary Shares · 8,437 shares Expires not disclosed F12 · derivative.exercise_date: On March 30, 2021, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F12 · derivative.expiration_date: On March 30, 2021, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:26 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 3,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000029 · wf-form4_161731233768953.xml · derivative · entry 10 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,412 Underlying: Ordinary Shares · 3,412 shares Expires not disclosed F8 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F11 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2021 and ending December 31, 2023 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F11 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2021 and ending December 31, 2023 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:26 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000029 · wf-form4_161731233768953.xml · derivative · entry 9 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,706 Underlying: Ordinary Shares · 1,706 shares Expires not disclosed F8 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F10 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal years 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F10 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal years 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:26 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000029 · wf-form4_161731233768953.xml · derivative · entry 8 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,706 Underlying: Ordinary Shares · 1,706 shares Expires not disclosed F8 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F9 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F9 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:26 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 3,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000029 · wf-form4_161731233768953.xml · derivative · entry 7 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,412 Underlying: Ordinary Shares · 3,412 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:26 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000029 · wf-form4_161731233768953.xml · derivative · entry 6 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,302 Underlying: Ordinary Shares · 1,435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F6 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F6 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:26 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000029 · wf-form4_161731233768953.xml · derivative · entry 5 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028 Underlying: Ordinary Shares · 514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:26 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 651 | $73.54 | $47,874.54 |
DisclosureSEC source: 0001639691-21-000029 · wf-form4_161731233768953.xml · nonDerivative · entry 4 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,950 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:26 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000029 · wf-form4_161731233768953.xml · nonDerivative · entry 3 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:26 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 233 | $73.54 | $17,134.82 |
DisclosureSEC source: 0001639691-21-000029 · wf-form4_161731233768953.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,166 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:26 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000029 · wf-form4_161731233768953.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:10 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 559 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000024 · wf-form4_161601183216332.xml · derivative · entry 3 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558 Underlying: Ordinary Shares · 559 shares Expires 2021-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: The reporting person was granted RSUs on March 15, 2018, subject to a four-year vesting schedule, which began on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: The reporting person was granted RSUs on March 15, 2018, subject to a four-year vesting schedule, which began on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:10 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 254 | $76.76 | $19,497.04 |
DisclosureSEC source: 0001639691-21-000024 · wf-form4_161601183216332.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,885 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:10 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 559 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000024 · wf-form4_161601183216332.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:28 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionPerformance Stock Units · Derivative | 1,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000020 · wf-form4_161481767276732.xml · derivative · entry 6 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,277 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F8 · derivative.exercise_date: On March 15, 2018, reporting person was granted PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. F8 · derivative.expiration_date: On March 15, 2018, reporting person was granted PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:28 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000020 · wf-form4_161481767276732.xml · derivative · entry 5 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,694 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs, of which the last 25% vested on March 1, 2021. F5 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs, of which the last 25% vested on March 1, 2021. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:28 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 579 | $76.74 | $44,432.46 |
DisclosureSEC source: 0001639691-21-000020 · wf-form4_161481767276732.xml · nonDerivative · entry 4 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,580 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:28 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000020 · wf-form4_161481767276732.xml · nonDerivative · entry 3 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of the Company. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:28 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 768 | $76.74 | $58,936.32 |
DisclosureSEC source: 0001639691-21-000020 · wf-form4_161481767276732.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,882 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:28 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000020 · wf-form4_161481767276732.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:03 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000055 · wf-form4_158888538914137.xml · derivative · entry 3 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,711 Underlying: Ordinary Shares · 565 shares Expires 2020-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 5, 2017, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 5, 2017, subject to continued service during the vesting period and the award agreement. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:03 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 256 | $49.81 | $12,751.36 |
DisclosureSEC source: 0001639691-20-000055 · wf-form4_158888538914137.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,956 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:03 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000055 · wf-form4_158888538914137.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:24 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 15,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · derivative · entry 10 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,344 Underlying: Ordinary Shares · 15,703 shares Expires not disclosed F9 · derivative.exercise_price: $43.57 Conversion or Exercise Price of Derivative Security. F10 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 30, 2020. F10 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 30, 2020. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:24 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 5,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · derivative · entry 9 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,276 Underlying: Ordinary Shares · 5,737 shares Expires not disclosed F6 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F8 · derivative.exercise_date: On March 30, 2020, reporting person was granted 5,737 PSUs to vest or lapse on the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022 based on how the Company's cumulative adjusted free cash flow for fiscal years 2020, 2021 and 2022 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F8 · derivative.expiration_date: On March 30, 2020, reporting person was granted 5,737 PSUs to vest or lapse on the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022 based on how the Company's cumulative adjusted free cash flow for fiscal years 2020, 2021 and 2022 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:24 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 5,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · derivative · entry 8 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,539 Underlying: Ordinary Shares · 5,737 shares Expires not disclosed F6 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F7 · derivative.exercise_date: On March 30, 2020, reporting person was granted 5,737 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2022 ("2022 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2022 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F7 · derivative.expiration_date: On March 30, 2020, reporting person was granted 5,737 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2022 ("2022 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2022 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:24 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 5,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · derivative · entry 7 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,802 Underlying: Ordinary Shares · 5,737 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2020, subject to continued service during the vesting period and the award agreement. F5 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2020, subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:24 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · derivative · entry 6 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,065 Underlying: Ordinary Shares · 2,780 shares Expires 2020-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:24 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · derivative · entry 5 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,845 Underlying: Ordinary Shares · 514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2019, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2019, subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:24 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,260 | $45.75 | $57,645.00 |
DisclosureSEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · nonDerivative · entry 4 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,647 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:24 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · nonDerivative · entry 3 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:24 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 233 | $45.75 | $10,659.75 |
DisclosureSEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,127 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:24 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000032 · wf-form4_158578703903846.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:04 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 559 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000030 · wf-form4_158448624540118.xml · derivative · entry 3 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,359 Underlying: Ordinary Shares · 559 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:04 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 254 | $57.18 | $14,523.72 |
DisclosureSEC source: 0001639691-20-000030 · wf-form4_158448624540118.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,846 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:04 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 559 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000030 · wf-form4_158448624540118.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:33 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000022 · wf-form4_158327121556088.xml · derivative · entry 3 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,918 Underlying: Ordinary Shares · 1,695 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:33 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 768 | $69.72 | $53,544.96 |
DisclosureSEC source: 0001639691-20-000022 · wf-form4_158327121556088.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,541 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:33 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000022 · wf-form4_158327121556088.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.