Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LivaNova PLCLIVN · Entity 507 | President CP | March 30, 2023 | April 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LivaNova PLC
Report date March 30, 2023 · Filed April 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 7,708 |
Ending reported balance
After 2023-03-30 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2023-03-30 · Exercise / conversion · Acquired 514 · Balance 6,193 F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Row 2 · 2023-03-30 · Tax withholding · Disposed 222 · Balance 5,971 F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Row 3 · 2023-03-30 · Exercise / conversion · Acquired 1,434 · Balance 7,405 F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Row 4 · 2023-03-30 · Tax withholding · Disposed 617 · Balance 6,788 F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Row 5 · 2023-03-30 · Exercise / conversion · Acquired 853 · Balance 7,641 F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Row 6 · 2023-03-30 · Tax withholding · Disposed 367 · Balance 7,274 F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Row 7 · 2023-03-30 · Exercise / conversion · Acquired 762 · Balance 8,036 F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Row 8 · 2023-03-30 · Tax withholding · Disposed 328 · Balance 7,708 F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-03-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-03-30 · Exercise / conversion · Disposed 514 · Balance 0 F3: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,434 |
Reported balance
After 2023-03-30 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-03-30 · Exercise / conversion · Disposed 1,434 · Balance 1,434 F3: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F6: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,706 |
Reported balance
After 2023-03-30 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-03-30 · Exercise / conversion · Disposed 853 · Balance 1,706 F3: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F7: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,285 |
Reported balance
After 2023-03-30 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-03-30 · Exercise / conversion · Disposed 762 · Balance 2,285 F3: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F8: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,910 |
Reported balance
After 2023-03-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2023-03-30 · Grant · Acquired 5,910 · Balance 5,910 F9: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement. F10: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,955 |
Reported balance
After 2023-03-30 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2023-03-30 · Grant · Acquired 2,955 · Balance 2,955 F11: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement. F12: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's free cash flow (FCF) for performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,955 |
Reported balance
After 2023-03-30 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2023-03-30 · Grant · Acquired 2,955 · Balance 2,955 F11: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement. F13: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,910 |
Reported balance
After 2023-03-30 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2023-03-30 · Grant · Acquired 5,910 · Balance 5,910 F11: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement. F14: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2023 and ending December 31, 2025 relative to the total shareholder return of a peer group of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $82.04 | Direct | 12,555 |
Reported balance
After 2023-03-30 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2023-03-30 · Grant · Acquired 12,555 · Balance 12,555 F15: On March 30, 2023, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
F2: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
F3: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
F4: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.
F5: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.
F6: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.
F7: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.
F8: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.
F9: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.
F10: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.
F11: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.
F12: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's free cash flow (FCF) for performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.
F13: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.
F14: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2023 and ending December 31, 2025 relative to the total shareholder return of a peer group of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.
F15: On March 30, 2023, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 12,555 | $0.00 Strike: $82.04 | $0.00 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · derivative · entry 17 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,555 Underlying: Ordinary Shares · 12,555 shares Expires not disclosed F15 · derivative.exercise_date: On March 30, 2023, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement. F15 · derivative.expiration_date: On March 30, 2023, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 5,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · derivative · entry 16 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,910 Underlying: Ordinary Shares · 5,910 shares Expires not disclosed F11 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement. F14 · derivative.exercise_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2023 and ending December 31, 2025 relative to the total shareholder return of a peer group of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F14 · derivative.expiration_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2023 and ending December 31, 2025 relative to the total shareholder return of a peer group of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 2,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · derivative · entry 15 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,955 Underlying: Ordinary Shares · 2,955 shares Expires not disclosed F11 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement. F13 · derivative.exercise_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F13 · derivative.expiration_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 2,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · derivative · entry 14 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,955 Underlying: Ordinary Shares · 2,955 shares Expires not disclosed F11 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement. F12 · derivative.exercise_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's free cash flow (FCF) for performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F12 · derivative.expiration_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's free cash flow (FCF) for performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 5,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · derivative · entry 13 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,910 Underlying: Ordinary Shares · 5,910 shares Expires not disclosed F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement. F10 · derivative.exercise_date: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement. F10 · derivative.expiration_date: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 762 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · derivative · entry 12 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,285 Underlying: Ordinary Shares · 762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F8 · derivative.exercise_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F8 · derivative.expiration_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 853 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · derivative · entry 11 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,706 Underlying: Ordinary Shares · 853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · derivative · entry 10 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,434 Underlying: Ordinary Shares · 1,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F6 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F6 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · derivative · entry 9 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 328 | $42.71 | $14,008.88 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 8 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,708 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 762 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 7 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 367 | $42.71 | $15,674.57 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 6 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,274 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 853 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 5 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 617 | $42.71 | $26,352.07 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 4 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,788 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 3 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 222 | $42.71 | $9,481.62 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,971 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:05 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:23 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionPerformance Stock Units · Derivative | 1,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000023 · wf-form4_167770577119816.xml · derivative · entry 6 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,761 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F6 · derivative.exercise_date: On March 30, 2020, the reporting person received a grant of 5,737 PSUs which were subject to vesting upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The number of PSUs that vested was the result of the Company's performance against a target related to Adjusted Free Cash Flow for fiscal years 2020, 2021, and 2022. The performance achieved was 30.7%, and the actual number of vested shares is presented as the quantity that was acquired. F6 · derivative.expiration_date: On March 30, 2020, the reporting person received a grant of 5,737 PSUs which were subject to vesting upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The number of PSUs that vested was the result of the Company's performance against a target related to Adjusted Free Cash Flow for fiscal years 2020, 2021, and 2022. The performance achieved was 30.7%, and the actual number of vested shares is presented as the quantity that was acquired. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:23 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionPerformance Stock Units · Derivative | 4,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000023 · wf-form4_167770577119816.xml · derivative · entry 5 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 5,737 PSUs that would vest upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The vesting of the PSUs depended on the Company's performance against a target of the relative total shareholder return (r-TSR) for fiscal years 2020, 2021, and 2022, compared to our peer companies. The Company's performance achieved a result of 73%, and the actual number of vested shares is presented as the quantity that was acquired. F4 · derivative.expiration_date: On March 30, 2020, the reporting person was granted 5,737 PSUs that would vest upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The vesting of the PSUs depended on the Company's performance against a target of the relative total shareholder return (r-TSR) for fiscal years 2020, 2021, and 2022, compared to our peer companies. The Company's performance achieved a result of 73%, and the actual number of vested shares is presented as the quantity that was acquired. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:23 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 758 | $47.99 | $36,376.42 |
DisclosureSEC source: 0001639691-23-000023 · wf-form4_167770577119816.xml · nonDerivative · entry 4 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,679 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:23 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000023 · wf-form4_167770577119816.xml · nonDerivative · entry 3 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:23 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,801 | $47.99 | $86,429.99 |
DisclosureSEC source: 0001639691-23-000023 · wf-form4_167770577119816.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,676 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:23 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 4,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-23-000023 · wf-form4_167770577119816.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 14:09 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 7,096 | $82.04 Strike: $82.04 | $582,155.84 |
DisclosureSEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 14 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,096 Underlying: Ordinary Shares · 7,096 shares Expires not disclosed F13 · derivative.exercise_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F13 · derivative.expiration_date: On March 30, 2022, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 14:09 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 13 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,523 Underlying: Ordinary Shares · 1,523 shares Expires not disclosed F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F12 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F12 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 14:09 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 3,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 12 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,047 Underlying: Ordinary Shares · 3,047 shares Expires not disclosed F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F11 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F11 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2022 and ending December 31, 2024 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 14:09 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 11 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,523 Underlying: Ordinary Shares · 1,523 shares Expires not disclosed F9 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F10 · derivative.exercise_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F10 · derivative.expiration_date: On March 30, 2022, reporting person was granted PSUs to vest or lapse on March 30, 2025 based on how the Company's free cash flow (FCF) for performance period 2022-2024 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 14:09 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 3,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 10 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,047 Underlying: Ordinary Shares · 3,047 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F8 · derivative.exercise_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F8 · derivative.expiration_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 14:09 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 853 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 9 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,559 Underlying: Ordinary Shares · 853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 14:09 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 1,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 8 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,868 Underlying: Ordinary Shares · 1,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F6 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F6 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 14:09 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · derivative · entry 7 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514 Underlying: Ordinary Shares · 514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 14:09 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 367 | $81.50 | $29,910.50 |
DisclosureSEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · nonDerivative · entry 6 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,289 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 14:09 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 853 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · nonDerivative · entry 5 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 14:09 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 617 | $81.50 | $50,285.50 |
DisclosureSEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · nonDerivative · entry 4 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,803 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 14:09 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 1,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · nonDerivative · entry 3 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 14:09 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 222 | $81.50 | $18,093.00 |
DisclosureSEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 986 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 14:09 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000033 · wf-form4_164882214250365.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · President CP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 14:29 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 558 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000024 · wf-form4_164752733486425.xml · derivative · entry 3 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On March 15, 2018 reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On March 15, 2018 reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 14:29 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 240 | $72.89 | $17,493.60 |
DisclosureSEC source: 0001639691-22-000024 · wf-form4_164752733486425.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 14:29 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 558 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000024 · wf-form4_164752733486425.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:04 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 875 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000022 · wf-form4_164635581373149.xml · derivative · entry 5 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,581 Underlying: Ordinary Shares · 875 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024 subject to continued service during the vesting period and the award agreement. F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 151.3% of the underlying PSUs shall vest on March 30, 2024 subject to continued service during the vesting period and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:04 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 1,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000022 · wf-form4_164635581373149.xml · derivative · entry 4 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,412 Underlying: Ordinary Shares · 1,706 shares Expires not disclosed F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F6 · derivative.exercise_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement. F6 · derivative.expiration_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:04 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionPerformance Stock Units · Derivative | 688 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000022 · wf-form4_164635581373149.xml · derivative · entry 3 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On March 29, 2019, reporting person was granted PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. F4 · derivative.expiration_date: On March 29, 2019, reporting person was granted PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:04 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 312 | $77.38 | $24,142.56 |
DisclosureSEC source: 0001639691-22-000022 · wf-form4_164635581373149.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:04 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 688 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000022 · wf-form4_164635581373149.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| May 18, 2021 Filed May 21, 2021 00:01 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionStock Appreciation Rights · Derivative | 3,926 | $0.00 Strike: $43.57 | $0.00 |
DisclosureSEC source: 0001639691-21-000052 · wf-form4_162155529203962.xml · derivative · entry 5 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,777 Underlying: Ordinary Shares · 3,926 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On March 30, 2020, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova Incentive Plan and the award agreement. F3 · derivative.expiration_date: On March 30, 2020, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova Incentive Plan and the award agreement. F4 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| May 18, 2021 Filed May 21, 2021 00:01 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,019 | $83.23 | $84,807.19 |
DisclosureSEC source: 0001639691-21-000052 · wf-form4_162155529203962.xml · nonDerivative · entry 4 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 18, 2021 Filed May 21, 2021 00:01 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 2,907 | $82.98 | $241,222.86 |
DisclosureSEC source: 0001639691-21-000052 · wf-form4_162155529203962.xml · nonDerivative · entry 3 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,019 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability and cost of option exercise. Read SEC document |
| May 18, 2021 Filed May 21, 2021 00:01 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 3,926 | $43.57 | $171,055.82 |
DisclosureSEC source: 0001639691-21-000052 · wf-form4_162155529203962.xml · nonDerivative · entry 2 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2021 Filed May 21, 2021 00:01 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 7,259 | $82.87 | $601,519.94 |
DisclosureSEC source: 0001639691-21-000052 · wf-form4_162155529203962.xml · nonDerivative · entry 1 Dolci Marco · CIK 0001798597 · SVP Global Operations, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents weighted average selling price. Securities sold through 34 separate sales on the transaction date at prices ranging from $82.31 to $83.21. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.