Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOLLAR GENERAL CORPDG · Entity 2133 | EVP, Global Supply Chain | April 01, 2023 | April 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOLLAR GENERAL CORP
Report date April 01, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,170 |
Reported balance
After 2023-04-01 transaction · row 1
1 source rowRow 1 · 2023-04-01 · Tax withholding · Disposed 738 · Balance 12,170 F1: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted March 17, 2020 (47 shares), as well as vesting and payment of a portion of performance share units ("PSUs") granted March 17, 2020 (71 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2020 adjusted EBITDA performance and 212 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2020-2022 adjusted ROIC performance), March 16, 2021 (201 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2021 adjusted EBITDA performance) and March 15, 2022 (207 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2022 adjusted EBITDA performance). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted March 17, 2020 (47 shares), as well as vesting and payment of a portion of performance share units ("PSUs") granted March 17, 2020 (71 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2020 adjusted EBITDA performance and 212 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2020-2022 adjusted ROIC performance), March 16, 2021 (201 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2021 adjusted EBITDA performance) and March 15, 2022 (207 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2022 adjusted EBITDA performance).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2023 Filed Apr 4, 2023 20:18 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 738 | $210.46 | $155,319.48 |
DisclosureSEC source: 0001062993-23-008504 · form4.xml · nonDerivative · entry 1 ZUAZO ANTONIO · CIK 0001855058 · EVP, Global Supply Chain 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,170 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted March 17, 2020 (47 shares), as well as vesting and payment of a portion of performance share units ("PSUs") granted March 17, 2020 (71 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2020 adjusted EBITDA performance and 212 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2020-2022 adjusted ROIC performance), March 16, 2021 (201 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2021 adjusted EBITDA performance) and March 15, 2022 (207 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2022 adjusted EBITDA performance). Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:56 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 12,022 | $0.00 Strike: $208.13 | $0.00 |
DisclosureSEC source: 0001062993-23-008087 · form4.xml · derivative · entry 1 ZUAZO ANTONIO · CIK 0001855058 · EVP, Global Supply Chain 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,022 Underlying: Common Stock · 12,022 shares Expires 2033-03-28 F1 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on April 1, 2024, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:49 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 3,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007059 · form4.xml · nonDerivative · entry 1 ZUAZO ANTONIO · CIK 0001855058 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,908 F1 · shares: Performance share units ("PSUs") earned from March 17, 2020 & March 15, 2022 grants, as certified by Issuer's Compensation Committee on March 14, 2023. Each PSU represents right to one share of Issuer's common stock. Amount reported includes: (i) 867 PSUs earned as a result of Issuer's fiscal years 2020-2022 average adjusted ROIC performance, all of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2023; and (ii) 2,550 PSUs earned as a result of Issuer's fiscal year 2022 adjusted EBITDA performance, 850 of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2023, & remainder of which is subject to time-vesting requirements (850 on each of April 1, 2024 and April 1, 2025) & certain forfeiture & accelerated vesting provisions. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 15:41 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,999 | $0.00 Strike: $48.11 | $0.00 |
DisclosureSEC source: 0001062993-22-013936 · form4.xml · derivative · entry 3 ZUAZO ANTONIO · CIK 0001855058 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,999 shares Expires 2023-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested as to 752 shares on March 18, 2014 and 749 shares on each of March 18, 2015, March 18, 2016 and March 18, 2017. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 15:41 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | SaleCommon Stock | 2,999 | $227.43 | $682,055.37 |
DisclosureSEC source: 0001062993-22-013936 · form4.xml · nonDerivative · entry 2 ZUAZO ANTONIO · CIK 0001855058 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,491 F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $227.07 to $227.75, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 15:41 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 2,999 | $48.11 | $144,281.89 |
DisclosureSEC source: 0001062993-22-013936 · form4.xml · nonDerivative · entry 1 ZUAZO ANTONIO · CIK 0001855058 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:34 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 698 | $226.30 | $157,957.40 |
DisclosureSEC source: 0001062993-22-009761 · form4.xml · nonDerivative · entry 1 ZUAZO ANTONIO · CIK 0001855058 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,491 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted March 20, 2019 (58 shares) and March 17, 2020 (49 shares), as well as the vesting and payment of a portion of performance share units ("PSUs") granted March 20, 2019 (58 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2019 adjusted EBITDA performance and 261 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2019-2021 adjusted ROIC performance), March 17, 2020 (71 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2020 adjusted EBITDA performance) and March 16, 2021 (201 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2021 adjusted EBITDA performance). Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 16:35 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 15,834 | $0.00 Strike: $214.25 | $0.00 |
DisclosureSEC source: 0001062993-22-007945 · form4.xml · derivative · entry 1 ZUAZO ANTONIO · CIK 0001855058 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,834 Underlying: Common Stock · 15,834 shares Expires 2032-03-15 F1 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on April 1, 2023, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 20:33 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 3,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-007300 · form4.xml · nonDerivative · entry 1 ZUAZO ANTONIO · CIK 0001855058 · EVP, Global Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,189 F1 · shares: Performance share units ("PSUs") earned from March 20, 2019 & March 16, 2021 grants, as certified by Issuer's Compensation Committee on March 8, 2022. Each PSU represents right to one share of Issuer's common stock. Amount reported includes: (i) 1,071 PSUs earned as a result of Issuer's fiscal years 2019-2021 average adjusted ROIC performance, all of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2022; and (ii) 2,471 PSUs earned as a result of Issuer's fiscal year 2021 adjusted EBITDA performance, 825 of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2022, & remainder of which is subject to time-vesting requirements (823 on each of April 1, 2023 and April 1, 2024) & certain forfeiture & accelerated vesting provisions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.