Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOLLAR GENERAL CORPDG · Entity 2133 | EVP, Store Operations | April 01, 2023 | April 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOLLAR GENERAL CORP
Report date April 01, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,313 |
Reported balance
After 2023-04-01 transaction · row 1
1 source rowRow 1 · 2023-04-01 · Tax withholding · Disposed 3,055 · Balance 20,313 F1: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of performance share units ("PSUs") granted March 17, 2020 (623 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2020 adjusted EBITDA performance and 1,556 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2020-2022 adjusted ROIC performance), March 16, 2021 (454 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2021 adjusted EBITDA performance) and March 15, 2022 (422 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2022 adjusted EBITDA performance). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of performance share units ("PSUs") granted March 17, 2020 (623 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2020 adjusted EBITDA performance and 1,556 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2020-2022 adjusted ROIC performance), March 16, 2021 (454 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2021 adjusted EBITDA performance) and March 15, 2022 (422 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2022 adjusted EBITDA performance).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2023 Filed Apr 4, 2023 19:57 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 3,055 | $210.46 | $642,955.30 |
DisclosureSEC source: 0001062993-23-008443 · form4.xml · nonDerivative · entry 1 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,313 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of performance share units ("PSUs") granted March 17, 2020 (623 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2020 adjusted EBITDA performance and 1,556 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2020-2022 adjusted ROIC performance), March 16, 2021 (454 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2021 adjusted EBITDA performance) and March 15, 2022 (422 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2022 adjusted EBITDA performance). Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 18:36 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 12,823 | $0.00 Strike: $208.13 | $0.00 |
DisclosureSEC source: 0001062993-23-008077 · form4.xml · derivative · entry 1 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,823 Underlying: Common Stock · 12,823 shares Expires 2033-03-28 F1 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on April 1, 2024, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:25 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 7,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-007042 · form4.xml · nonDerivative · entry 1 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,368 F1 · shares: Performance share units ("PSUs") earned from March 17, 2020 & March 15, 2022 grants, as certified by Issuer's Compensation Committee on March 14, 2023. Each PSU represents right to one share of Issuer's common stock. Amount reported includes: (i) 4,749 PSUs earned as a result of Issuer's fiscal years 2020-2022 average adjusted ROIC performance, all of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2023; and (ii) 3,211 PSUs earned as a result of Issuer's fiscal year 2022 adjusted EBITDA performance, 1,071 of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2023, & remainder of which is subject to time-vesting requirements (1,070 on each of April 1, 2024 and April 1, 2025) & certain forfeiture & accelerated vesting provisions. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:08 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 1,762 | $226.30 | $398,740.60 |
DisclosureSEC source: 0001062993-22-009719 · form4.xml · nonDerivative · entry 1 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,408 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted March 20, 2019 (112 shares), as well as the vesting and payment of a portion of performance share units ("PSUs") granted March 20, 2019 (70 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2019 adjusted EBITDA performance and 503 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2019-2021 adjusted ROIC performance), March 17, 2020 (623 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2020 adjusted EBITDA performance) and March 16, 2021 (454 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2021 adjusted EBITDA performance). Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 16:20 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 19,939 | $0.00 Strike: $214.25 | $0.00 |
DisclosureSEC source: 0001062993-22-007929 · form4.xml · derivative · entry 1 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,939 Underlying: Common Stock · 19,939 shares Expires 2032-03-15 F1 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on April 1, 2023, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 20:09 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 4,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-007289 · form4.xml · nonDerivative · entry 1 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,170 F1 · shares: Performance share units ("PSUs") earned from March 20, 2019 & March 16, 2021 grants, as certified by Issuer's Compensation Committee on March 8, 2022. Each PSU represents right to one share of Issuer's common stock. Amount reported includes: (i) 1,278 PSUs earned as a result of Issuer's fiscal years 2019-2021 average adjusted ROIC performance, all of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2022; and (ii) 3,457 PSUs earned as a result of Issuer's fiscal year 2021 adjusted EBITDA performance, 1,153 of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2022, & remainder of which is subject to time-vesting requirements (1,152 on each of April 1, 2023 and April 1, 2024) & certain forfeiture & accelerated vesting provisions. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:49 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 1,509 | $202.40 | $305,421.60 |
DisclosureSEC source: 0000029534-21-000030 · edgar.xml · nonDerivative · entry 1 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,435 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted March 21, 2018 (118 shares) and March 20, 2019 (112 shares), as well as the vesting and payment of a portion of performance share units ("PSUs") granted March 21, 2018 (58 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2018 adjusted EBITDA performance and 528 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2018-2020 adjusted ROIC performance), March 20, 2019 (70 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2019 adjusted EBITDA performance) and March 17, 2020 (623 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2020 adjusted EBITDA performance). Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 16:35 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 16,204 | $0.00 Strike: $193.55 | $0.00 |
DisclosureSEC source: 0000029534-21-000017 · edgar.xml · derivative · entry 1 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,204 Underlying: Common Stock · 16,204 shares Expires 2031-03-16 F1 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on April 1, 2022, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 19:02 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 6,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000029534-21-000008 · edgar.xml · nonDerivative · entry 1 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,944 F1 · shares: Performance share units ("PSUs") earned by reporting person from March 21, 2018 & March 17, 2020 grants, as certified by Issuer's Compensation Committee on March 9, 2021. Each PSU represents right to one share of Issuer's common stock. Amount reported includes: (i) 1,341 PSUs earned as a result of Issuer's fiscal years 2018-2020 average adjusted ROIC performance (2018 grant), all of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2021; & (ii) 4,749 PSUs earned as a result of Issuer's fiscal year 2020 adjusted EBITDA performance (2020 grant), 1,583 of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2021, & remainder of which is subject to time-vesting requirements (1,583 on each of April 1, 2022 & April 1, 2023) & certain forfeiture & accelerated vesting provisions, & once vested are payable solely in unrestricted shares of Issuer's common stock. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 14:36 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,500 | $0.00 Strike: $70.68 | $0.00 |
DisclosureSEC source: 0000029534-20-000062 · edgar.xml · derivative · entry 5 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,518 Underlying: Common Stock · 5,500 shares Expires 2027-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested as to 2,256 shares on April 1, 2018, as to 2,254 shares on April 1, 2019, and as to 990 shares on April 1, 2020. F4 · balance_after: The number of securities reported in the second row of Column 9 represents 1,264 options that vested on April 1, 2020 and 2,254 options that are scheduled to vest on April 1, 2021. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 14:36 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,736 | $0.00 Strike: $66.69 | $0.00 |
DisclosureSEC source: 0000029534-20-000062 · edgar.xml · derivative · entry 4 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,736 shares Expires 2024-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested as to 1,468 shares on December 3, 2016 and as to 1,634 shares on each of December 3, 2017 and December 3, 2018. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 14:36 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | SaleCommon Stock | 10,236 | $200.03 | $2,047,495.82 |
DisclosureSEC source: 0000029534-20-000062 · edgar.xml · nonDerivative · entry 3 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,854 F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $200.00 to $200.17, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 14:36 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 5,500 | $70.68 | $388,740.00 |
DisclosureSEC source: 0000029534-20-000062 · edgar.xml · nonDerivative · entry 2 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 14:36 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 4,736 | $66.69 | $315,843.84 |
DisclosureSEC source: 0000029534-20-000062 · edgar.xml · nonDerivative · entry 1 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 21:07 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,800 | $0.00 Strike: $66.69 | $0.00 |
DisclosureSEC source: 0000029534-20-000060 · edgar.xml · derivative · entry 3 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,736 Underlying: Common Stock · 1,800 shares Expires 2024-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested as to 1,634 shares on December 3, 2015 and as to 166 shares on December 3, 2016. F3 · balance_after: The number of securities reported in Column 9 represents 1,468 options that vested on December 3, 2016, 1,634 options that vested on December 3, 2017, and 1,634 options that vested on December 3, 2018. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 21:07 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | SaleCommon Stock | 1,800 | $203.21 | $365,783.04 |
DisclosureSEC source: 0000029534-20-000060 · edgar.xml · nonDerivative · entry 2 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,854 F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $203.01 to $203.50, inclusive. The reporting person undertakes to provide Dollar General Corporation, any security holder of Dollar General Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 21:07 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Exercise / conversionCommon Stock | 1,800 | $66.69 | $120,042.00 |
DisclosureSEC source: 0000029534-20-000060 · edgar.xml · nonDerivative · entry 1 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:46 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | Tax withholdingCommon Stock | 438 | $153.16 | $67,084.08 |
DisclosureSEC source: 0000029534-20-000027 · edgar.xml · nonDerivative · entry 1 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,854 F1 · shares: Shares of common stock surrendered to the Issuer in payment of taxes in connection with the vesting and payment of a portion of restricted stock units granted March 22, 2017 (92 shares), March 21, 2018 (73 shares) and March 20, 2019 (70 shares), as well as the vesting and payment of a portion of performance share units granted March 22, 2017 (50 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2017 adjusted EBITDA performance and 74 shares from the vesting of PSUs earned as a result of the Issuer's fiscal years 2017-2019 adjusted ROIC performance), March 21, 2018 (36 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2018 adjusted EBITDA performance) and March 20, 2019 (43 shares from the vesting of PSUs earned as a result of the Issuer's fiscal year 2019 adjusted EBITDA performance). Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 14:56 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 14,858 | $0.00 Strike: $154.53 | $0.00 |
DisclosureSEC source: 0000029534-20-000017 · edgar.xml · derivative · entry 1 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,858 Underlying: Common Stock · 14,858 shares Expires 2030-03-17 F1 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on April 1, 2021, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 17:58 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantCommon Stock | 831 | $0.00 | $0.00 |
DisclosureSEC source: 0000029534-20-000007 · edgar.xml · nonDerivative · entry 1 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,292 F1 · shares: Performance share units ("PSUs") earned by reporting person from March 22, 2017 & March 20, 2019 grants, as certified by Issuer's Compensation Committee on March 10, 2020. Each PSU represents right to one share of Issuer's common stock. Amount reported includes: (i) 303 PSUs earned as a result of Issuer's fiscal years 2017-2019 average adjusted ROIC performance (2017 grant), all of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2020; & (ii) 528 PSUs earned as a result of Issuer's fiscal year 2019 adjusted EBITDA performance (2019 grant), 176 of which will become vested & be settled & paid in unrestricted shares of Issuer's common stock on April 1, 2020, & remainder of which is subject to time-based vesting requirements (176 on each of April 1, 2021 & April 1, 2022) & certain forfeiture & accelerated vesting provisions, & once vested are payable solely in unrestricted shares of Issuer's common stock. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 19:24 UTC | DOLLAR GENERAL CORP DG · Entity 2133 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,362 | $0.00 Strike: $138.75 | $0.00 |
DisclosureSEC source: 0000029534-19-000048 · edgar.xml · derivative · entry 1 SUNDERLAND STEVEN G · CIK 0001786419 · EVP, Store Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,362 Underlying: Common Stock · 8,362 shares Expires 2029-08-27 F1 · derivative.exercise_date: The option vests in four annual installments of 25% beginning on August 27, 2020, subject to certain forfeiture and accelerated vesting provisions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.