Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MID PENN BANCORP INCMPB · Entity 5021 | SEVP and CFO | April 01, 2023 | April 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MID PENN BANCORP INC
Report date April 01, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mid Penn Bancorp, Inc. Common StockSEC Table I · non-derivative | Direct | 5,562 |
Reported balance
After 2023-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-04-01 · Grant · Acquired 1,562 · Balance 5,562 F1: Shares granted in the form of restricted stock which vest ratably over four years. F2: Shares granted in the form of restricted stock, which vest according to the terms of each respective grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares granted in the form of restricted stock which vest ratably over four years.
F2: Shares granted in the form of restricted stock, which vest according to the terms of each respective grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Spirit of Texas Bancshares, Inc.
Report date April 08, 2022 · Filed April 11, 2022
Section 16 reporting ended · disclosed 2022-04-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-04-08 transaction · row 1
1 source rowRow 1 · 2022-04-08 · Disposition to issuer · Disposed 21,654 · Balance 0 F1: (1) Disposed of in connection the Agreement and Plan of Merger, dated November 18, 2021 (the "Merger Agreement"), by and between Simmons First National Corporation ("Simmons") and Spirit of Texas Bancshares, Inc. ("Issuer"), pursuant to which the Issuer was merged with and into Simmons, with Simmons surviving (the "Merger"). Pursuant to the Merger, each issued and outstanding shares of Issuer common stock and restricted stock units were converted into the right to receive 1.0016722 shares of Simmons common stock. The closing price of Simmons common stock on April 8, 2022, the effective date of the Merger, was $25.44. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: (1) Disposed of in connection the Agreement and Plan of Merger, dated November 18, 2021 (the "Merger Agreement"), by and between Simmons First National Corporation ("Simmons") and Spirit of Texas Bancshares, Inc. ("Issuer"), pursuant to which the Issuer was merged with and into Simmons, with Simmons surviving (the "Merger"). Pursuant to the Merger, each issued and outstanding shares of Issuer common stock and restricted stock units were converted into the right to receive 1.0016722 shares of Simmons common stock. The closing price of Simmons common stock on April 8, 2022, the effective date of the Merger, was $25.44. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2023 Filed Apr 4, 2023 18:51 UTC | MID PENN BANCORP INC MPB · Entity 5021 | GrantMid Penn Bancorp, Inc. Common Stock | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-23-002122 · ownership.xml · nonDerivative · entry 1 Johnson Allison · CIK 0001812002 · SEVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,562 F1 · shares: Shares granted in the form of restricted stock which vest ratably over four years. F2 · balance_after: Shares granted in the form of restricted stock, which vest according to the terms of each respective grant. Read SEC document |
| June 01, 2022 Filed Jun 1, 2022 16:35 UTC | MID PENN BANCORP INC MPB · Entity 5021 | GrantMid Penn Bancorp, Inc. Common Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-22-004069 · ownership.xml · nonDerivative · entry 1 Johnson Allison · CIK 0001812002 · SEVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · shares: Shares granted in the form of restricted stock, which vests, subject to acceleration upon certain occurrences, 25% on each anniversary date of grant (each, a "vesting tranche"), but only if such reporting person remains continuously employed through the applicable anniversary date. F1 · balance_after: Shares granted in the form of restricted stock, which vests, subject to acceleration upon certain occurrences, 25% on each anniversary date of grant (each, a "vesting tranche"), but only if such reporting person remains continuously employed through the applicable anniversary date. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 17:28 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Disposition to issuerCommon Stock | 21,654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001812002-22-000003 · primary_doc.xml · nonDerivative · entry 1 Johnson Allison · CIK 0001812002 · EVP, CFO, Chief Acct. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: (1) Disposed of in connection the Agreement and Plan of Merger, dated November 18, 2021 (the "Merger Agreement"), by and between Simmons First National Corporation ("Simmons") and Spirit of Texas Bancshares, Inc. ("Issuer"), pursuant to which the Issuer was merged with and into Simmons, with Simmons surviving (the "Merger"). Pursuant to the Merger, each issued and outstanding shares of Issuer common stock and restricted stock units were converted into the right to receive 1.0016722 shares of Simmons common stock. The closing price of Simmons common stock on April 8, 2022, the effective date of the Merger, was $25.44. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:26 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 340 | $0.00 Strike: $20.36 | $0.00 |
DisclosureSEC source: 0001812002-22-000002 · primary_doc.xml · derivative · entry 2 Johnson Allison · CIK 0001812002 · EVP, CFO, Chief Acct. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 340 shares Expires 2028-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:26 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionCommon Stock | 340 | $20.36 | $6,922.40 |
DisclosureSEC source: 0001812002-22-000002 · primary_doc.xml · nonDerivative · entry 1 Johnson Allison · CIK 0001812002 · EVP, CFO, Chief Acct. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 4,745 restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023, includes 6,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 3,000 RSUs, which began vesting in five equal annual installments on 04/01/2021, 1,000 RSUs, which began vesting in five equal annual installments on 01/02/2021, and 809 RSUs, which began vesting in five equal annual installments on 07/01/2020. Read SEC document |
| February 10, 2022 Filed Feb 28, 2022 21:50 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | GrantCommon Stock | 4,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001812002-22-000001 · primary_doc.xml · nonDerivative · entry 1 Johnson Allison · CIK 0001812002 · EVP, CFO, Chief Acct. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,314 F1 · shares: Represents an award of restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 02/10/2023. F2 · balance_after: In addition to the acquired RSUs reported on this Form 4, includes 6,000 RSUs, which will vest in five equal annual installments beginning on 04/01/2022, 3,000 RSUs, which began vesting in five equal annual installments on 04/01/2021, 1,000 RSUs, which began vesting in five equal annual installments on 01/02/2021, and 809 RSUs, which began vesting in five equal annual installments on 07/01/2020. Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 21:27 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 510 | $0.00 Strike: $20.36 | $0.00 |
DisclosureSEC source: 0001812002-21-000001 · primary_doc.xml · derivative · entry 4 Johnson Allison · CIK 0001812002 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 510 shares Expires 2028-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 21:27 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001812002-21-000001 · primary_doc.xml · derivative · entry 3 Johnson Allison · CIK 0001812002 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2026-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 21:27 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionCommon Stock | 510 | $20.36 | $10,383.60 |
DisclosureSEC source: 0001812002-21-000001 · primary_doc.xml · nonDerivative · entry 2 Johnson Allison · CIK 0001812002 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 6,000 shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022, 3,000 RSUs, which began vesting in five equal annual installments on 04/01/2021, 1,000 RSUs, which began vesting in five equal annual installments on 01/02/2021, and 809 RSUs, which began vesting in five equal annual installments on 07/01/2020. Read SEC document |
| November 24, 2021 Filed Nov 26, 2021 21:27 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionCommon Stock | 1,000 | $13.00 | $13,000.00 |
DisclosureSEC source: 0001812002-21-000001 · primary_doc.xml · nonDerivative · entry 1 Johnson Allison · CIK 0001812002 · EVP and Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 6,000 shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022, 3,000 RSUs, which began vesting in five equal annual installments on 04/01/2021, 1,000 RSUs, which began vesting in five equal annual installments on 01/02/2021, and 809 RSUs, which began vesting in five equal annual installments on 07/01/2020. Read SEC document |
| November 24, 2021 Filed Feb 28, 2022 21:50 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 510 | $0.00 Strike: $20.36 | $0.00 |
DisclosureSEC source: 0001812002-22-000001 · primary_doc.xml · derivative · entry 3 Johnson Allison · CIK 0001812002 · EVP, CFO, Chief Acct. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 510 shares Expires 2028-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2021 Filed Feb 28, 2022 21:50 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 1,000 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001812002-22-000001 · primary_doc.xml · derivative · entry 2 Johnson Allison · CIK 0001812002 · EVP, CFO, Chief Acct. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2026-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 20:12 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001499453-21-000044 · primary_doc.xml · derivative · entry 2 Johnson Allison · CIK 0001812002 · EVP, CFO, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2026-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 20:12 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | Exercise / conversionCommon Stock | 4,000 | $13.00 | $52,000.00 |
DisclosureSEC source: 0001499453-21-000044 · primary_doc.xml · nonDerivative · entry 1 Johnson Allison · CIK 0001812002 · EVP, CFO, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 6,000 shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022, 3,000 RSUs, which began vesting in five equal annual installments on 04/01/2021, 1,000 RSUs, which began vesting in five equal annual installments on 01/02/2021, and 809 RSUs, which began vesting in five equal annual installments on 07/01/2020. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 18:06 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001499453-21-000009 · primary_doc.xml · nonDerivative · entry 1 Johnson Allison · CIK 0001812002 · CAO and Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,059 F1 · shares: Represents shares restricted stock units ("RSUs"), which will vest in five equal annual installments beginning on 04/01/2022. F2 · balance_after: In addition to the acquired RSUs reported on this Form 4, includes 3,000 RSUs, which began vesting in five equal annual installments on 04/01/2021, includes 1,000 RSUs, which began vesting in five equal annual installments on 01/02/2021, and includes 809 RSUs, which began vesting in five equal annual installments on 07/01/2020. Read SEC document |
| April 01, 2020 Filed May 15, 2020 21:02 UTC | Spirit of Texas Bancshares, Inc. STXB · Entity 128122 | GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001812002-20-000002 · primary_doc.xml · nonDerivative · entry 1 Johnson Allison · CIK 0001812002 · CAO and Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,059 F1 · shares: Represents restricted stock units, which will vest in five equal annual installments beginning on 04/01/2021. F2 · balance_after: In addition to the acquired restricted stock units reported on this Form 4, includes 809 restricted stock units, which will vest in five equal annual installments beginning on 07/01/2020, and 1,000 restricted stock units, which will vest in five equal annual installments beginning on 01/02/2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.