Turcotte William E

SEC source: 0001628280-23-002638 · wf-form4_167580927018327.xml · derivative · entry 6

Turcotte William E · CIK 0001393661 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,806

Underlying: A Ordinary Shares · 35,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share.

F5 · shares: Represents the second of three vesting events for restricted stock units grants on February 5, 2021.

F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date, which was February 5, 2021.

F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date, which was February 5, 2021.

SEC source: 0001628280-23-002638 · wf-form4_167580927018327.xml · nonDerivative · entry 4

Turcotte William E · CIK 0001393661 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,387

F2 · shares: Shares withheld by Issuer to satisfy tax withholding requirements on vesting of RSUs.

SEC source: 0001628280-23-002638 · wf-form4_167580927018327.xml · nonDerivative · entry 3

Turcotte William E · CIK 0001393661 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share.

SEC source: 0001628280-23-002638 · wf-form4_167580927018327.xml · derivative · entry 5

Turcotte William E · CIK 0001393661 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,226

Underlying: Ordinary Shares · 6,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share.

F3 · shares: Represents the first of three vesting events for RSUs granted on February 3, 2022.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date, which was February 3, 2022.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date, which was February 3, 2022.

SEC source: 0001628280-23-002638 · wf-form4_167580927018327.xml · nonDerivative · entry 2

Turcotte William E · CIK 0001393661 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,905

F2 · shares: Shares withheld by Issuer to satisfy tax withholding requirements on vesting of RSUs.

SEC source: 0001628280-23-002638 · wf-form4_167580927018327.xml · nonDerivative · entry 1

Turcotte William E · CIK 0001393661 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one Class A Ordinary Share.

SEC source: 0000899243-22-032489 · doc4.xml · derivative · entry 4

Turcotte William E · CIK 0001393661 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,000

Underlying: A Ordinary Shares · 354,000 shares

Expires not disclosed

F1 · security: Pursuant to the business combination agreement, dated November 10, 2021 (as amended, the "BCA"), by and among Noble Corporation, an exempted company incorporated in the Cayman Islands with limited liability ("Noble Cayman"), Noble Corporation plc, a public limited company formed under the laws of England and Wales (the "Company"), Noble Newco Sub Limited ("Merger Sub"), and The Drilling Company of 1972 A/S, a Danish public limited liability company ("Maersk Drilling"), among other things, (i) Noble Cayman merged with and into Merger Sub (the "Merger"), with Merger Sub surviving the Merger as a wholly owned subsidiary of the Company and each ordinary share of Noble Cayman was converted into A ordinary shares, par value $0.00001 per share, of the Company (the "Company Shares") and (ii) the Company completed a voluntary tender exchange offer to Maersk Drilling.

F2 · shares: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award (as applicable, a "Company RSU" or a "Company PVRSU").

F4 · shares: On September 30, 2022, the results of certain of the applicable performance metrics relating to a portion of the outstanding Company PVRSUs were deemed determined (the "Lock-In Determinations"), and such shares attributable to the Lock-In Determinations (the "Earned PVRSU Shares") will be subject to time vesting only. The remainder of the Company PVRSUs (the "Unearned PVRSU Shares") remain subject to the same performance based metrics over a three-year performance cycle. The Earned PVRSU Shares and the Unearned PVRSU Shares remain subject to the reporting person's continued service through the end of the original performance period. In respect of Company PVRSUs received by the reporting person on September 30, 2022 pursuant to the BCA: (a) up to 274,947 Company PVRSUs originally granted on February 3, 2021, will vest and settle on February 5, 2024, and (b) up to 79,053 Company PVRSUs originally granted on February 3, 2022,

F5 · shares: (Continued from Footnote 4) will vest and settle on February 3, 2025. The number of units attributable to the Unearned PVRSU Shares represents the maximum number of Company Shares that could be earned, which is equal to 200% of the number of such units.

F2 · price: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award (as applicable, a "Company RSU" or a "Company PVRSU").

F4 · price: On September 30, 2022, the results of certain of the applicable performance metrics relating to a portion of the outstanding Company PVRSUs were deemed determined (the "Lock-In Determinations"), and such shares attributable to the Lock-In Determinations (the "Earned PVRSU Shares") will be subject to time vesting only. The remainder of the Company PVRSUs (the "Unearned PVRSU Shares") remain subject to the same performance based metrics over a three-year performance cycle. The Earned PVRSU Shares and the Unearned PVRSU Shares remain subject to the reporting person's continued service through the end of the original performance period. In respect of Company PVRSUs received by the reporting person on September 30, 2022 pursuant to the BCA: (a) up to 274,947 Company PVRSUs originally granted on February 3, 2021, will vest and settle on February 5, 2024, and (b) up to 79,053 Company PVRSUs originally granted on February 3, 2022,

F5 · price: (Continued from Footnote 4) will vest and settle on February 3, 2025. The number of units attributable to the Unearned PVRSU Shares represents the maximum number of Company Shares that could be earned, which is equal to 200% of the number of such units.

F4 · derivative.exercise_date: On September 30, 2022, the results of certain of the applicable performance metrics relating to a portion of the outstanding Company PVRSUs were deemed determined (the "Lock-In Determinations"), and such shares attributable to the Lock-In Determinations (the "Earned PVRSU Shares") will be subject to time vesting only. The remainder of the Company PVRSUs (the "Unearned PVRSU Shares") remain subject to the same performance based metrics over a three-year performance cycle. The Earned PVRSU Shares and the Unearned PVRSU Shares remain subject to the reporting person's continued service through the end of the original performance period. In respect of Company PVRSUs received by the reporting person on September 30, 2022 pursuant to the BCA: (a) up to 274,947 Company PVRSUs originally granted on February 3, 2021, will vest and settle on February 5, 2024, and (b) up to 79,053 Company PVRSUs originally granted on February 3, 2022,

F5 · derivative.exercise_date: (Continued from Footnote 4) will vest and settle on February 3, 2025. The number of units attributable to the Unearned PVRSU Shares represents the maximum number of Company Shares that could be earned, which is equal to 200% of the number of such units.

F4 · derivative.expiration_date: On September 30, 2022, the results of certain of the applicable performance metrics relating to a portion of the outstanding Company PVRSUs were deemed determined (the "Lock-In Determinations"), and such shares attributable to the Lock-In Determinations (the "Earned PVRSU Shares") will be subject to time vesting only. The remainder of the Company PVRSUs (the "Unearned PVRSU Shares") remain subject to the same performance based metrics over a three-year performance cycle. The Earned PVRSU Shares and the Unearned PVRSU Shares remain subject to the reporting person's continued service through the end of the original performance period. In respect of Company PVRSUs received by the reporting person on September 30, 2022 pursuant to the BCA: (a) up to 274,947 Company PVRSUs originally granted on February 3, 2021, will vest and settle on February 5, 2024, and (b) up to 79,053 Company PVRSUs originally granted on February 3, 2022,

F5 · derivative.expiration_date: (Continued from Footnote 4) will vest and settle on February 3, 2025. The number of units attributable to the Unearned PVRSU Shares represents the maximum number of Company Shares that could be earned, which is equal to 200% of the number of such units.

SEC source: 0000899243-22-032489 · doc4.xml · derivative · entry 3

Turcotte William E · CIK 0001393661 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 379,012 shares

Expires not disclosed

F1 · security: Pursuant to the business combination agreement, dated November 10, 2021 (as amended, the "BCA"), by and among Noble Corporation, an exempted company incorporated in the Cayman Islands with limited liability ("Noble Cayman"), Noble Corporation plc, a public limited company formed under the laws of England and Wales (the "Company"), Noble Newco Sub Limited ("Merger Sub"), and The Drilling Company of 1972 A/S, a Danish public limited liability company ("Maersk Drilling"), among other things, (i) Noble Cayman merged with and into Merger Sub (the "Merger"), with Merger Sub surviving the Merger as a wholly owned subsidiary of the Company and each ordinary share of Noble Cayman was converted into A ordinary shares, par value $0.00001 per share, of the Company (the "Company Shares") and (ii) the Company completed a voluntary tender exchange offer to Maersk Drilling.

F4 · shares: On September 30, 2022, the results of certain of the applicable performance metrics relating to a portion of the outstanding Company PVRSUs were deemed determined (the "Lock-In Determinations"), and such shares attributable to the Lock-In Determinations (the "Earned PVRSU Shares") will be subject to time vesting only. The remainder of the Company PVRSUs (the "Unearned PVRSU Shares") remain subject to the same performance based metrics over a three-year performance cycle. The Earned PVRSU Shares and the Unearned PVRSU Shares remain subject to the reporting person's continued service through the end of the original performance period. In respect of Company PVRSUs received by the reporting person on September 30, 2022 pursuant to the BCA: (a) up to 274,947 Company PVRSUs originally granted on February 3, 2021, will vest and settle on February 5, 2024, and (b) up to 79,053 Company PVRSUs originally granted on February 3, 2022,

F5 · shares: (Continued from Footnote 4) will vest and settle on February 3, 2025. The number of units attributable to the Unearned PVRSU Shares represents the maximum number of Company Shares that could be earned, which is equal to 200% of the number of such units.

F2 · price: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award (as applicable, a "Company RSU" or a "Company PVRSU").

F4 · price: On September 30, 2022, the results of certain of the applicable performance metrics relating to a portion of the outstanding Company PVRSUs were deemed determined (the "Lock-In Determinations"), and such shares attributable to the Lock-In Determinations (the "Earned PVRSU Shares") will be subject to time vesting only. The remainder of the Company PVRSUs (the "Unearned PVRSU Shares") remain subject to the same performance based metrics over a three-year performance cycle. The Earned PVRSU Shares and the Unearned PVRSU Shares remain subject to the reporting person's continued service through the end of the original performance period. In respect of Company PVRSUs received by the reporting person on September 30, 2022 pursuant to the BCA: (a) up to 274,947 Company PVRSUs originally granted on February 3, 2021, will vest and settle on February 5, 2024, and (b) up to 79,053 Company PVRSUs originally granted on February 3, 2022,

F5 · price: (Continued from Footnote 4) will vest and settle on February 3, 2025. The number of units attributable to the Unearned PVRSU Shares represents the maximum number of Company Shares that could be earned, which is equal to 200% of the number of such units.

F2 · derivative.exercise_date: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award (as applicable, a "Company RSU" or a "Company PVRSU").

F4 · derivative.exercise_date: On September 30, 2022, the results of certain of the applicable performance metrics relating to a portion of the outstanding Company PVRSUs were deemed determined (the "Lock-In Determinations"), and such shares attributable to the Lock-In Determinations (the "Earned PVRSU Shares") will be subject to time vesting only. The remainder of the Company PVRSUs (the "Unearned PVRSU Shares") remain subject to the same performance based metrics over a three-year performance cycle. The Earned PVRSU Shares and the Unearned PVRSU Shares remain subject to the reporting person's continued service through the end of the original performance period. In respect of Company PVRSUs received by the reporting person on September 30, 2022 pursuant to the BCA: (a) up to 274,947 Company PVRSUs originally granted on February 3, 2021, will vest and settle on February 5, 2024, and (b) up to 79,053 Company PVRSUs originally granted on February 3, 2022,

F5 · derivative.exercise_date: (Continued from Footnote 4) will vest and settle on February 3, 2025. The number of units attributable to the Unearned PVRSU Shares represents the maximum number of Company Shares that could be earned, which is equal to 200% of the number of such units.

F2 · derivative.expiration_date: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award (as applicable, a "Company RSU" or a "Company PVRSU").

F4 · derivative.expiration_date: On September 30, 2022, the results of certain of the applicable performance metrics relating to a portion of the outstanding Company PVRSUs were deemed determined (the "Lock-In Determinations"), and such shares attributable to the Lock-In Determinations (the "Earned PVRSU Shares") will be subject to time vesting only. The remainder of the Company PVRSUs (the "Unearned PVRSU Shares") remain subject to the same performance based metrics over a three-year performance cycle. The Earned PVRSU Shares and the Unearned PVRSU Shares remain subject to the reporting person's continued service through the end of the original performance period. In respect of Company PVRSUs received by the reporting person on September 30, 2022 pursuant to the BCA: (a) up to 274,947 Company PVRSUs originally granted on February 3, 2021, will vest and settle on February 5, 2024, and (b) up to 79,053 Company PVRSUs originally granted on February 3, 2022,

F5 · derivative.expiration_date: (Continued from Footnote 4) will vest and settle on February 3, 2025. The number of units attributable to the Unearned PVRSU Shares represents the maximum number of Company Shares that could be earned, which is equal to 200% of the number of such units.

SEC source: 0000899243-22-032489 · doc4.xml · derivative · entry 2

Turcotte William E · CIK 0001393661 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,918

Underlying: Ordinary Shares · 90,918 shares

Expires not disclosed

F1 · security: Pursuant to the business combination agreement, dated November 10, 2021 (as amended, the "BCA"), by and among Noble Corporation, an exempted company incorporated in the Cayman Islands with limited liability ("Noble Cayman"), Noble Corporation plc, a public limited company formed under the laws of England and Wales (the "Company"), Noble Newco Sub Limited ("Merger Sub"), and The Drilling Company of 1972 A/S, a Danish public limited liability company ("Maersk Drilling"), among other things, (i) Noble Cayman merged with and into Merger Sub (the "Merger"), with Merger Sub surviving the Merger as a wholly owned subsidiary of the Company and each ordinary share of Noble Cayman was converted into A ordinary shares, par value $0.00001 per share, of the Company (the "Company Shares") and (ii) the Company completed a voluntary tender exchange offer to Maersk Drilling.

F2 · price: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award (as applicable, a "Company RSU" or a "Company PVRSU").

F3 · derivative.exercise_date: The reported Company RSUs will vest and settle as follows: (a) 70,840 RSUs will vest and settle 50% on February 5, 2023, and 50% on February 5, 2024; (b) 20,078 RSUs will vest and settle 1/3 on February 3, 2023, 1/3 on February 3, 2024, and 1/3 on February 3, 2025.

F3 · derivative.expiration_date: The reported Company RSUs will vest and settle as follows: (a) 70,840 RSUs will vest and settle 50% on February 5, 2023, and 50% on February 5, 2024; (b) 20,078 RSUs will vest and settle 1/3 on February 3, 2023, 1/3 on February 3, 2024, and 1/3 on February 3, 2025.

SEC source: 0000899243-22-032489 · doc4.xml · derivative · entry 1

Turcotte William E · CIK 0001393661 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 90,918 shares

Expires not disclosed

F1 · security: Pursuant to the business combination agreement, dated November 10, 2021 (as amended, the "BCA"), by and among Noble Corporation, an exempted company incorporated in the Cayman Islands with limited liability ("Noble Cayman"), Noble Corporation plc, a public limited company formed under the laws of England and Wales (the "Company"), Noble Newco Sub Limited ("Merger Sub"), and The Drilling Company of 1972 A/S, a Danish public limited liability company ("Maersk Drilling"), among other things, (i) Noble Cayman merged with and into Merger Sub (the "Merger"), with Merger Sub surviving the Merger as a wholly owned subsidiary of the Company and each ordinary share of Noble Cayman was converted into A ordinary shares, par value $0.00001 per share, of the Company (the "Company Shares") and (ii) the Company completed a voluntary tender exchange offer to Maersk Drilling.

F2 · shares: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award (as applicable, a "Company RSU" or a "Company PVRSU").

F3 · shares: The reported Company RSUs will vest and settle as follows: (a) 70,840 RSUs will vest and settle 50% on February 5, 2023, and 50% on February 5, 2024; (b) 20,078 RSUs will vest and settle 1/3 on February 3, 2023, 1/3 on February 3, 2024, and 1/3 on February 3, 2025.

F2 · price: Pursuant to the BCA, each award of time vested restricted stock units ("Noble Cayman RSU") and performance vested restricted stock units ("Noble Cayman PVRSU") with respect to ordinary shares, par value $0.00001 per share, of Noble Cayman ("Noble Cayman Shares") outstanding immediately prior to the consummation of the Merger, was converted into the right to acquire, on the same terms and conditions as were applicable under the Noble Cayman RSU or Noble Cayman PVRSU, as applicable (including any vesting conditions), that number of Company Shares equal to the number of Noble Cayman Shares subject to such award (as applicable, a "Company RSU" or a "Company PVRSU").

F3 · derivative.exercise_date: The reported Company RSUs will vest and settle as follows: (a) 70,840 RSUs will vest and settle 50% on February 5, 2023, and 50% on February 5, 2024; (b) 20,078 RSUs will vest and settle 1/3 on February 3, 2023, 1/3 on February 3, 2024, and 1/3 on February 3, 2025.

F3 · derivative.expiration_date: The reported Company RSUs will vest and settle as follows: (a) 70,840 RSUs will vest and settle 50% on February 5, 2023, and 50% on February 5, 2024; (b) 20,078 RSUs will vest and settle 1/3 on February 3, 2023, 1/3 on February 3, 2024, and 1/3 on February 3, 2025.

SEC source: 0000899243-22-008976 · doc4.xml · nonDerivative · entry 1

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000899243-22-005307 · doc4.xml · derivative · entry 3

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,918

Underlying: Shares · 35,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share.

F3 · shares: Represents the first of three vesting events for restricted stock units awarded on February 5, 2021.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0000899243-22-005307 · doc4.xml · nonDerivative · entry 2

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,284

F1 · shares: Amount forfeited for payment of tax.

SEC source: 0000899243-22-005307 · doc4.xml · nonDerivative · entry 1

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-22-005019 · doc4.xml · derivative · entry 2

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,012

Underlying: Shares · 60,232 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share.

F3 · derivative.exercise_date: The number of units shown represents the maximum number of shares that could be earned, which is equal to 200% of the number of units granted. Vesting occurs upon the company achieving total shareholder return and strategic goals over a three-year performance cycle (2022-2024).

F3 · derivative.expiration_date: The number of units shown represents the maximum number of shares that could be earned, which is equal to 200% of the number of units granted. Vesting occurs upon the company achieving total shareholder return and strategic goals over a three-year performance cycle (2022-2024).

SEC source: 0000899243-22-005019 · doc4.xml · derivative · entry 1

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,338

Underlying: Shares · 20,078 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-20-048208 · doc4.xml · nonDerivative · entry 1

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.0232 to $0.0295 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-20-042081 · doc4.xml · derivative · entry 1

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Shares · 483,871 shares

Expires not disclosed

F2 · price: Mr. Turcotte's right to receive a cash payment of $440,323 under the approved modifications to the Company's overall compensation program, which modifications were disclosed in the Company's Current Report on Form 8-K filed on July 2, 2020, was subject to the forfeiture of these restricted stock units.

F1 · derivative.exercise_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

F1 · derivative.expiration_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-20-017844 · doc4.xml · derivative · entry 3

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Shares · 101,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share.

F3 · derivative.exercise_date: Represents performance based restricted share units awarded on February 3, 2017 relating to a three-year performance cycle (2017-2019). Pursuant to a domestic relations order entered into on September 1, 2019, 81,537 of the 183,228 performance based restricted stock units awarded were transferred to the reporting person's ex-wife. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Based on performance at the end of the performance cycle, 76,268 shares underlying this award vested and were settle in cash and 25,423 shares underlying this award were forfeited.

F3 · derivative.expiration_date: Represents performance based restricted share units awarded on February 3, 2017 relating to a three-year performance cycle (2017-2019). Pursuant to a domestic relations order entered into on September 1, 2019, 81,537 of the 183,228 performance based restricted stock units awarded were transferred to the reporting person's ex-wife. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Based on performance at the end of the performance cycle, 76,268 shares underlying this award vested and were settle in cash and 25,423 shares underlying this award were forfeited.

SEC source: 0001209191-20-017844 · doc4.xml · nonDerivative · entry 2

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,625

F1 · shares: Restricted stock units were settled in cash.

SEC source: 0001209191-20-017844 · doc4.xml · nonDerivative · entry 1

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-012769 · doc4.xml · derivative · entry 3

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,963

Underlying: Shares · 37,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share.

F3 · shares: Represents the first of three vesting events for restricted stock units awarded on February 21, 2019. Pursuant to a domestic relations order entered into on September 1, 2019, 25,057 of the restricted stock units awarded on this date were transferred to the reporting person's ex-wife (13,691 of 51,664 for this initial vesting event, 6,716 of 51,664 for the 2021 vesting event and 4,650 of 51,665 for the 2022 vesting event). The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

F4 · derivative.exercise_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

F3 · balance_after: Represents the first of three vesting events for restricted stock units awarded on February 21, 2019. Pursuant to a domestic relations order entered into on September 1, 2019, 25,057 of the restricted stock units awarded on this date were transferred to the reporting person's ex-wife (13,691 of 51,664 for this initial vesting event, 6,716 of 51,664 for the 2021 vesting event and 4,650 of 51,665 for the 2022 vesting event). The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

SEC source: 0001209191-20-012769 · doc4.xml · nonDerivative · entry 2

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,625

F1 · shares: Restricted stock units were settled in cash.

SEC source: 0001209191-20-012769 · doc4.xml · nonDerivative · entry 1

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-010289 · doc4.xml · derivative · entry 1

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,871

Underlying: Shares · 483,871 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share.

F2 · derivative.exercise_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-20-006649 · doc4.xml · derivative · entry 6

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Shares · 17,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents a contingent right to receive one share.

F6 · shares: Represents the last of three vesting events for restricted stock units awarded on February 3, 2017. Pursuant to the DRO, 13,131 of the restricted stock units awarded on this date were transferred to the reporting person's ex-wife. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

F5 · derivative.exercise_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-20-006649 · doc4.xml · nonDerivative · entry 4

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,625

F2 · shares: Restricted stock units were settled in cash.

SEC source: 0001209191-20-006649 · doc4.xml · nonDerivative · entry 3

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-006649 · doc4.xml · derivative · entry 5

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,174

Underlying: Shares · 28,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents a contingent right to receive one share.

F4 · shares: Represents the second of three vesting events for restricted stock units awarded on February 2, 2018. Pursuant to the DRO, 30,687 of the restricted stock units awarded on this date were transferred to the reporting person's ex-wife. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

F5 · derivative.exercise_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

F4 · balance_after: Represents the second of three vesting events for restricted stock units awarded on February 2, 2018. Pursuant to the DRO, 30,687 of the restricted stock units awarded on this date were transferred to the reporting person's ex-wife. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

SEC source: 0001209191-20-006649 · doc4.xml · nonDerivative · entry 2

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,625

F2 · shares: Restricted stock units were settled in cash.

SEC source: 0001209191-20-006649 · doc4.xml · nonDerivative · entry 1

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Pursuant to a domestic relations order entered into on September 1, 2019 (the "DRO"), 182,625 shares were transferred to the reporting person's ex-wife. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

SEC source: 0001209191-19-013124 · doc4.xml · derivative · entry 5

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,993

Underlying: Shares · 154,993 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share.

F5 · derivative.exercise_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-19-013124 · doc4.xml · derivative · entry 4

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,986

Underlying: Shares · 309,986 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share.

F4 · derivative.exercise_date: Number of units shown represents the maximum number of shares that could be earned, which is equal to 200% of the number of units granted. Vesting occurs upon the company achieving total shareholder return and contract drilling margin goals over a three-year performance cycle (2019-2021) relative to a specified peer group.

F4 · derivative.expiration_date: Number of units shown represents the maximum number of shares that could be earned, which is equal to 200% of the number of units granted. Vesting occurs upon the company achieving total shareholder return and contract drilling margin goals over a three-year performance cycle (2019-2021) relative to a specified peer group.

SEC source: 0001209191-19-013124 · doc4.xml · derivative · entry 3

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Shares · 199,172 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share.

F3 · derivative.exercise_date: Represents performance based restricted share units awarded on January 29, 2016 relating to a three-year performance cycle (2016-2018). Based on performance at the end of the performance cycle, 59,751 shares underlying this award vested and 139,421 shares underlying this award were forfeited.

F3 · derivative.expiration_date: Represents performance based restricted share units awarded on January 29, 2016 relating to a three-year performance cycle (2016-2018). Based on performance at the end of the performance cycle, 59,751 shares underlying this award vested and 139,421 shares underlying this award were forfeited.

SEC source: 0001209191-19-013124 · doc4.xml · nonDerivative · entry 2

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,250

F1 · shares: Amount forfeited for payment of tax.

SEC source: 0001209191-19-013124 · doc4.xml · nonDerivative · entry 1

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,800

SEC source: 0001209191-19-007421 · doc4.xml · derivative · entry 6

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,538

Underlying: Shares · 30,538 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share.

F5 · shares: Represents the second of three vesting events for restricted stock units awarded on February 3, 2017.

F4 · derivative.exercise_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-19-007421 · doc4.xml · nonDerivative · entry 4

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,049

F1 · shares: Amount forfeited for payment of tax.

SEC source: 0001209191-19-007421 · doc4.xml · nonDerivative · entry 3

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,486

SEC source: 0001209191-19-007421 · doc4.xml · derivative · entry 5

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,990

Underlying: Shares · 46,495 shares

Expires not disclosed

F2 · security: Each restricted stock unit represents a contingent right to receive one share.

F3 · shares: Represents the first of three vesting events for restricted stock units awarded on February 2, 2018.

F4 · derivative.exercise_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-19-007421 · doc4.xml · nonDerivative · entry 2

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,948

F1 · shares: Amount forfeited for payment of tax.

SEC source: 0001209191-19-007421 · doc4.xml · nonDerivative · entry 1

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,093

SEC source: 0001209191-19-005991 · doc4.xml · derivative · entry 3

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Shares · 28,416 shares

Expires not disclosed

F1 · shares: Represents the last of three vesting events for restricted stock units awarded on January 29, 2016.

F2 · derivative.exercise_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-19-005991 · doc4.xml · nonDerivative · entry 2

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,598

SEC source: 0001209191-19-005991 · doc4.xml · nonDerivative · entry 1

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,018

SEC source: 0001209191-18-007986 · doc4.xml · derivative · entry 8

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,076

Underlying: Shares · 30,538 shares

Expires not disclosed

F5 · shares: Represents the first of three vesting events for restricted stock units awarded on February 3, 2017.

F4 · derivative.exercise_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-18-007986 · doc4.xml · nonDerivative · entry 4

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,602

SEC source: 0001209191-18-007986 · doc4.xml · nonDerivative · entry 3

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,039

SEC source: 0001209191-18-007986 · doc4.xml · derivative · entry 7

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,485

Underlying: Shares · 139,485 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share.

F4 · derivative.exercise_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001209191-18-007986 · doc4.xml · derivative · entry 6

Turcotte William E · CIK 0001393661 · Sr. VP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,970

Underlying: Shares · 278,970 shares

Expires not disclosed

F2 · security: Each performance vested restricted stock unit represents a contingent right to receive one share. Performance vested restricted stock units vest upon the company achieving total shareholder return and contract drilling margin goals over a three year performance cycle (2018-2020) relative to a specified peer group.

F2 · derivative.exercise_date: Each performance vested restricted stock unit represents a contingent right to receive one share. Performance vested restricted stock units vest upon the company achieving total shareholder return and contract drilling margin goals over a three year performance cycle (2018-2020) relative to a specified peer group.

F2 · derivative.expiration_date: Each performance vested restricted stock unit represents a contingent right to receive one share. Performance vested restricted stock units vest upon the company achieving total shareholder return and contract drilling margin goals over a three year performance cycle (2018-2020) relative to a specified peer group.