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Griffiths Glen

Disclosed activity across 1 company

Tapewire entity
114756
SEC CIK
0001863060

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bloom Energy CorpBE · Entity 2659EVP Quality, Reliability &EH&SMarch 31, 2023April 04, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bloom Energy Corp

Report date March 31, 2023 · Filed April 04, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect405,875 Reported balance After 2023-03-31 transaction · row 1
1 source row

Row 1 · 2023-03-31 · Grant · Acquired 2,377 · Balance 405,875

F1: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Feb 17, 2022 20:38 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionPerformance Stock Units · Derivative 14,700 $0.00 $0.00
Disclosure

SEC source: 0001664703-22-000021 · wf-form4_164514829734265.xml · derivative · entry 5

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,700

Underlying: Class A Common Stock · 14,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F6 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 30,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

F6 · derivative.expiration_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 30,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 20:38 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 $0.00
Disclosure

SEC source: 0001664703-22-000021 · wf-form4_164514829734265.xml · derivative · entry 4

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,737

Underlying: Class A Common Stock · 1,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 20:38 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 14,700 $0.00 $0.00
Disclosure

SEC source: 0001664703-22-000021 · wf-form4_164514829734265.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 20:38 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0001664703-22-000021 · wf-form4_164514829734265.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 19:36 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 1,083 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-22-000012 · wf-form4_164384857309577.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,126

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:08 UTC Bloom Energy Corp BE · Entity 2659 GrantRestricted Stock Units · Derivative 49,412 $0.00 $0.00
Disclosure

SEC source: 0001664703-22-000004 · wf-form4_164264086856755.xml · derivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,412

Underlying: Class A Common Stock · 49,412 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date.

F2 · derivative.expiration_date: These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:02 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 745 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-22-000002 · wf-form4_164134811720535.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,043

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
December 16, 2021 Filed Dec 16, 2021 18:59 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,776 $22.98 $63,791.92
Disclosure

SEC source: 0001664703-21-000192 · wf-form4_163969915127364.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,298

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.725 to $23.04. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:59 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000192 · wf-form4_163969915127364.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,997

Underlying: Class A Common Stock · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:59 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000192 · wf-form4_163969915127364.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 18:11 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 594 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-21-000190 · wf-form4_163848670158921.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,241

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 17:38 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 991 $31.32 $31,038.12
Disclosure

SEC source: 0001664703-21-000187 · wf-form4_163736149493370.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,647

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 18:57 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 943 $30.93 $29,170.95
Disclosure

SEC source: 0001664703-21-000179 · wf-form4_163719341292235.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,638

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $30.8534 to $30.975. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 18:57 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000179 · wf-form4_163719341292235.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,671

Underlying: Class A Common Stock · 1,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 18:57 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000179 · wf-form4_163719341292235.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 18:22 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative 17,333 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001664703-21-000177 · wf-form4_163675932815554.xml · derivative · entry 6

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,334

Underlying: Class A Common Stock · 17,333 shares

Expires 2029-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 50% of the stock options vest on November 11, 2021 and the remaining 50% vest on November 11, 2022, subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 18:22 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 9,244 $34.66 $320,436.79
Disclosure

SEC source: 0001664703-21-000177 · wf-form4_163675932815554.xml · nonDerivative · entry 5

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,647

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $34.16 to $35.01. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 18:22 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 8,089 $33.84 $273,753.60
Disclosure

SEC source: 0001664703-21-000177 · wf-form4_163675932815554.xml · nonDerivative · entry 4

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,891

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $33.16 to $34.15. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 18:22 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 17,333 $5.50 $95,331.50
Disclosure

SEC source: 0001664703-21-000177 · wf-form4_163675932815554.xml · nonDerivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 18:22 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 16,568 $35.05 $580,663.67
Disclosure

SEC source: 0001664703-21-000177 · wf-form4_163675932815554.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,647

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $34.61 to $35.41. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 18:22 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 19,751 $34.23 $676,009.58
Disclosure

SEC source: 0001664703-21-000177 · wf-form4_163675932815554.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,215

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $33.61 to $34.57. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 18:35 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 784 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-21-000163 · wf-form4_163597889569769.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,966

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:13 UTC Bloom Energy Corp BE · Entity 2659 GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000159 · wf-form4_163365199151680.xml · derivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: 50% of the RSUs will vest on September 15, 2022 and 50% of the RSUs will vest on September 15, 2023, subject to the Reporting Person remaining a service provider on each applicable vesting date.

F2 · derivative.expiration_date: 50% of the RSUs will vest on September 15, 2022 and 50% of the RSUs will vest on September 15, 2023, subject to the Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:05 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 873 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-21-000157 · wf-form4_163313313097142.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,182

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F2 · balance_after: Includes 2,500 shares that were acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 16, 2021 Filed Sep 17, 2021 20:05 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,961 $18.91 $55,992.51
Disclosure

SEC source: 0001664703-21-000155 · wf-form4_163192351498964.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,809

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.8814 to $18.9183. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:05 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 5,832 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000155 · wf-form4_163192351498964.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,830

Underlying: Class A Common Stock · 5,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:05 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 5,832 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000155 · wf-form4_163192351498964.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 18:50 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 763 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-21-000147 · wf-form4_163062304145558.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,938

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 20:19 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 1,016 $21.11 $21,450.20
Disclosure

SEC source: 0001664703-21-000140 · wf-form4_162933234870176.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,175

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.11 to $20.2168. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 15, 2021 Filed Aug 18, 2021 20:19 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 1,935 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000140 · wf-form4_162933234870176.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,605

Underlying: Class A Common Stock · 1,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
August 15, 2021 Filed Aug 18, 2021 20:19 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 1,935 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000140 · wf-form4_162933234870176.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 30, 2021 Filed Aug 3, 2021 20:13 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 749 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-21-000125 · wf-form4_162803598383580.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,256

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

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June 30, 2021 Filed Jul 1, 2021 17:41 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 608 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-21-000121 · wf-form4_162517564593540.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,507

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

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June 16, 2021 Filed Jun 17, 2021 19:18 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 11,817 $23.82 $281,441.94
Disclosure

SEC source: 0001664703-21-000113 · wf-form4_162397189952551.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,889

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.55 to $24.23. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 508 deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan. These deferred stock units were omitted from the Reporting Person's Form 3/A, and also were omitted from one Form 4 filed by the Reporting Person after his Form 3/A was filed.

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June 15, 2021 Filed Jun 17, 2021 19:18 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 23,338 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000113 · wf-form4_162397189952551.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,662

Underlying: Class A Common Stock · 23,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F5 · derivative.expiration_date: One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

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June 15, 2021 Filed Jun 17, 2021 19:18 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 23,338 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000113 · wf-form4_162397189952551.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2021 Filed Jun 2, 2021 20:55 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 676 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-21-000105 · wf-form4_162268172340181.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,870

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
May 17, 2021 Filed May 20, 2021 18:34 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 968 $20.15 $19,502.20
Disclosure

SEC source: 0001664703-21-000093 · wf-form4_162155005461987.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,263

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $19.95 to $20.29. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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May 15, 2021 Filed May 20, 2021 18:34 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000093 · wf-form4_162155005461987.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,540

Underlying: Class A Common Stock · 1,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

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May 15, 2021 Filed May 20, 2021 18:34 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000093 · wf-form4_162155005461987.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.