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Griffiths Glen

Disclosed activity across 1 company

Tapewire entity
114756
SEC CIK
0001863060

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bloom Energy CorpBE · Entity 2659EVP Quality, Reliability &EH&SMarch 31, 2023April 04, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bloom Energy Corp

Report date March 31, 2023 · Filed April 04, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect405,875 Reported balance After 2023-03-31 transaction · row 1
1 source row

Row 1 · 2023-03-31 · Grant · Acquired 2,377 · Balance 405,875

F1: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2023 Filed Apr 4, 2023 19:56 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 2,377 $19.93 $47,373.61
Disclosure

SEC source: 0000899243-23-010551 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP Quality, Reliability &EH&S

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,875

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:40 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,122 $18.03 $38,259.66
Disclosure

SEC source: 0000899243-23-009010 · doc4.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,498

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $17.6757 to $18.38. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:40 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-009010 · doc4.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,833

Underlying: Class A Common Stock · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: One-third of the RSUs vested on June 15, 2021, and the remaining vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: One-third of the RSUs vested on June 15, 2021, and the remaining vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:40 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-009010 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 19:14 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 5,955 $23.61 $140,597.55
Disclosure

SEC source: 0000899243-23-005542 · doc4.xml · nonDerivative · entry 4

Griffiths Glen · CIK 0001863060 · EVP, Services, Quality and EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,787

F3 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.50 to $23.76. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:14 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionPerformance Stock Units · Derivative 14,700 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005542 · doc4.xml · derivative · entry 6

Griffiths Glen · CIK 0001863060 · EVP, Services, Quality and EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F8 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 30,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

F8 · derivative.expiration_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 30,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:14 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 1,935 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005542 · doc4.xml · derivative · entry 5

Griffiths Glen · CIK 0001863060 · EVP, Services, Quality and EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F6 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:14 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 34,588 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005542 · doc4.xml · nonDerivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services, Quality and EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,742

F2 · kind: On January 14, 2022, the Reporting Person was granted a performance stock unit ("PSU") award for a target number of 32,940 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period related to the services business. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 15, 2023, which resulted in a payout of 1.05 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2023, another third on February 15, 2024 and the remaining third on February 15, 2025, subject to Reporting Person remaining a service provider on each applicable vesting date. Vested shares will be delivered to the Reporting Person beginning on or about January 1, 2026 pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:14 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 14,700 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005542 · doc4.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services, Quality and EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 19:14 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 1,935 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005542 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services, Quality and EHS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,255 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 20:11 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 945 $19.12 $18,068.40
Disclosure

SEC source: 0000899243-23-000434 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,264

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 16:49 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,881 $22.01 $63,410.81
Disclosure

SEC source: 0000899243-22-038998 · doc4.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,319

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.91 to $22.21. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:49 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-038998 · doc4.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,666

Underlying: Class A Common Stock · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: One-third of the RSUs vested on June 15, 2021, and the remaining RSUs vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: One-third of the RSUs vested on June 15, 2021, and the remaining RSUs vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:49 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-038998 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 17:14 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 849 $21.29 $18,075.21
Disclosure

SEC source: 0000899243-22-037292 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,367

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 18:17 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 683 $21.58 $14,739.14
Disclosure

SEC source: 0000899243-22-036226 · doc4.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,518

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.435 to $21.71. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 18:17 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-036226 · doc4.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,935

Underlying: Class A Common Stock · 1,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 18:17 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-036226 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 17:11 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 1,358 $19.99 $27,146.42
Disclosure

SEC source: 0000899243-22-032694 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,267

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 16:46 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,115 $24.71 $52,261.65
Disclosure

SEC source: 0000899243-22-031474 · doc4.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,909

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.45 to $24.75. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 16:46 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 5,832 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031474 · doc4.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,499

Underlying: Class A Common Stock · 5,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: One-third of the RSUs vested on June 15, 2021, and the remaining RSUs vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: One-third of the RSUs vested on June 15, 2021, and the remaining RSUs vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 16:46 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 5,832 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-031474 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 16:10 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 2,931 $25.41 $74,476.71
Disclosure

SEC source: 0000899243-22-030173 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,192

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 16:05 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 787 $25.85 $20,343.95
Disclosure

SEC source: 0000899243-22-030116 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,261

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $25.76 to $25.93. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 18:05 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-029064 · doc4.xml · derivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,869

Underlying: Class A Common Stock · 1,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 18:05 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-029064 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:08 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 14,326 $30.04 $430,353.04
Disclosure

SEC source: 0000899243-22-028563 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,114

F1 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $30.00 to $30.17. The price reported reflects the weighted average sale price per share. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 16:58 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 893 $20.23 $18,065.39
Disclosure

SEC source: 0000899243-22-027397 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,440

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 16:30 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 1,095 $16.50 $18,067.50
Disclosure

SEC source: 0000899243-22-024759 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,547

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 19:06 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 2,108 $15.96 $33,643.68
Disclosure

SEC source: 0000899243-22-023162 · doc4.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,452

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $15.86 to $16.32. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 19:06 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023162 · doc4.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,331

Underlying: Class A Common Stock · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: One-third of the RSUs vested on June 15, 2021, and the remaining RSUs vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: One-third of the RSUs vested on June 15, 2021, and the remaining RSUs vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 19:06 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-023162 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 31, 2022 Filed Jun 2, 2022 21:51 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 1,031 $17.52 $18,063.12
Disclosure

SEC source: 0000899243-22-020834 · doc4.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,727

F2 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

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May 17, 2022 Filed May 20, 2022 17:04 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 645 $14.44 $9,313.80
Disclosure

SEC source: 0000899243-22-019055 · doc4.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,740

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $14.34 to $14.67. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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May 15, 2022 Filed May 20, 2022 17:04 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-019055 · doc4.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,803

Underlying: Class A Common Stock · 1,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

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May 15, 2022 Filed May 20, 2022 17:04 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-019055 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2022 Filed Jun 2, 2022 21:51 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 6,496 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020834 · doc4.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,222

Underlying: Class A Common Stock · 6,496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F1 · derivative.exercise_date: Vested shares will be delivered to the Reporting Person beginning on or about January 1, 2026 pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

F4 · derivative.exercise_date: RSUs vest over three years from the vesting commencement date, which was February 15, 2021, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F1 · derivative.expiration_date: Vested shares will be delivered to the Reporting Person beginning on or about January 1, 2026 pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

F4 · derivative.expiration_date: RSUs vest over three years from the vesting commencement date, which was February 15, 2021, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

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May 15, 2022 Filed Jun 2, 2022 21:51 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 6,496 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020834 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested shares will be delivered to the Reporting Person beginning on or about January 1, 2026 pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:58 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-018058 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,451

F1 · shares: Represents a grant of restricted stock units payable solely in shares of the Issuer's common stock, half of which will vest on May 15, 2023 and the remainder of which will vest in equal quarterly installments thereafter for one year, subject to the Reporting Person's continued service to the Issuer.

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April 30, 2022 Filed May 6, 2022 16:30 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 1,461 $18.56 $27,116.16
Disclosure

SEC source: 0000899243-22-017097 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,451

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
April 29, 2022 Filed May 27, 2022 17:55 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 1,460 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-019979 · doc4.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,200

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 17:51 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 5,566 $24.15 $134,418.90
Disclosure

SEC source: 0001664703-22-000052 · wf-form4_164884987724719.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,990

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 18:06 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 3,057 $25.00 $76,425.00
Disclosure

SEC source: 0001664703-22-000048 · wf-form4_164824596173972.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,424

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,258 shares that were acquired under the Bloom Energy Corporation Employee Stock Purchase Plan.

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March 16, 2022 Filed Mar 17, 2022 20:20 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 1,998 $21.44 $42,836.52
Disclosure

SEC source: 0001664703-22-000042 · wf-form4_164756282183418.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,223

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.00 to $21.705. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:20 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 $0.00
Disclosure

SEC source: 0001664703-22-000042 · wf-form4_164756282183418.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,164

Underlying: Class A Common Stock · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

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March 15, 2022 Filed Mar 17, 2022 20:20 UTC Bloom Energy Corp BE · Entity 2659 Exercise / conversionClass A Common Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0001664703-22-000042 · wf-form4_164756282183418.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 19:34 UTC Bloom Energy Corp BE · Entity 2659 GrantClass A Common Stock 771 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-22-000036 · wf-form4_164626760633233.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,388

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 20:38 UTC Bloom Energy Corp BE · Entity 2659 GrantPerformance Stock Units · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0001664703-22-000021 · wf-form4_164514829734265.xml · derivative · entry 7

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Class A Common Stock · 27,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F8 · derivative.exercise_date: On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 45,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period related to the services business. The Reporting Person fully met the performance criteria for the first performance period relating to 15,000 shares as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 1.8 times the target. The first tranche shall vest on March 15, 2022, subject to Reporting Person remaining a service provider on each applicable vesting date. Vested shares will be delivered to the Reporting Person beginning on or about January 1, 2026 pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

F8 · derivative.expiration_date: On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 45,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period related to the services business. The Reporting Person fully met the performance criteria for the first performance period relating to 15,000 shares as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 1.8 times the target. The first tranche shall vest on March 15, 2022, subject to Reporting Person remaining a service provider on each applicable vesting date. Vested shares will be delivered to the Reporting Person beginning on or about January 1, 2026 pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 20:38 UTC Bloom Energy Corp BE · Entity 2659 GrantPerformance Stock Units · Derivative 18,190 $0.00 $0.00
Disclosure

SEC source: 0001664703-22-000021 · wf-form4_164514829734265.xml · derivative · entry 6

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,190

Underlying: Class A Common Stock · 18,190 shares

Expires not disclosed

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F7 · derivative.exercise_date: On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date. Vested shares will be delivered to the Reporting Person beginning on or about January 1, 2026 pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

F7 · derivative.expiration_date: On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date. Vested shares will be delivered to the Reporting Person beginning on or about January 1, 2026 pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 20:38 UTC Bloom Energy Corp BE · Entity 2659 SaleClass A Common Stock 6,143 $19.64 $120,662.65
Disclosure

SEC source: 0001664703-22-000021 · wf-form4_164514829734265.xml · nonDerivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,617

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") and performance-based stock units ("PSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $19.25 to $20.07. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.