Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Director | March 31, 2023 | April 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date March 31, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 234,357 |
Last balance in matching sequence
After 2023-04-04 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rowsRow 1 · 2023-03-31 · Exercise / conversion · Acquired 71,330 · Balance 305,687 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 2 · 2023-03-31 · Sale · Disposed 71,330 · Balance 234,357 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 3 · 2023-04-03 · Exercise / conversion · Acquired 17,193 · Balance 251,550 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 4 · 2023-04-03 · Sale · Disposed 17,193 · Balance 234,357 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.19, inclusive. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 5 · 2023-04-04 · Exercise / conversion · Acquired 44,082 · Balance 278,439 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 6 · 2023-04-04 · Sale · Disposed 44,082 · Balance 234,357 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.58, inclusive. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.59 · Expires 2028-10-26 | Direct | 364,528 |
Reported balance
After 2023-03-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-03-31 · Exercise / conversion · Disposed 71,330 · Balance 364,528 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F7: The option is fully vested and exercisable as of the date hereof. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.59 · Expires 2028-10-26 | Direct | 347,335 |
Reported balance
After 2023-04-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-04-03 · Exercise / conversion · Disposed 17,193 · Balance 347,335 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F7: The option is fully vested and exercisable as of the date hereof. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.59 · Expires 2028-10-26 | Direct | 303,253 |
Reported balance
After 2023-04-04 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-04-04 · Exercise / conversion · Disposed 44,082 · Balance 303,253 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F7: The option is fully vested and exercisable as of the date hereof. |
| Class A common stockSEC Table I · non-derivative | IndirectSee footnote | 20,000 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 20,000 F6: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023.
F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.19, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.58, inclusive.
F6: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
F7: The option is fully vested and exercisable as of the date hereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 22, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 51,082 | $45.28 | $2,313,054.26 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,948 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.94, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4, 6, 7, 8, 9 and 10 to this Form 4. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 191,235 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 22, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 51,082 | $20.59 | $1,051,778.38 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 191,235 vested RSUs which will be settled on February 3, 2020. F3 · balance_after: On April 8, 2019 the reporting person filed a Form 4 (the "April Form 4 Filing") erroneously reporting that he directly acquired 20,000 shares of the issuer's Class A common stock. The April Form 4 Filing should have reported that these shares of Class A common stock were acquired indirectly through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). We have revised this Form 4 filing accordingly. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 55,710 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · derivative · entry 20 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 227,636 Underlying: Class A common stock · 55,710 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F12 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. F4 · ownership.nature: The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 55,964 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · derivative · entry 19 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,778,012 Underlying: Class A common stock · 55,964 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F12 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 55,710 | $45.90 | $2,557,256.13 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · nonDerivative · entry 14 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.51 to $46.13, inclusive. F4 · ownership.nature: The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 55,710 | $20.59 | $1,147,068.90 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · nonDerivative · entry 13 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 55,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · ownership.nature: The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 55,964 | $45.90 | $2,568,837.14 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · nonDerivative · entry 12 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,948 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.51 to $46.11, inclusive. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 191,235 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 55,964 | $20.59 | $1,152,298.76 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · nonDerivative · entry 11 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 191,235 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 40,468 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · derivative · entry 18 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 283,346 Underlying: Class A common stock · 40,468 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F12 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. F4 · ownership.nature: The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 40,536 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · derivative · entry 17 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,833,976 Underlying: Class A common stock · 40,536 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F12 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,400 | $46.33 | $111,201.60 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · nonDerivative · entry 10 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.27 to $46.49, inclusive. F4 · ownership.nature: The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 38,068 | $45.83 | $1,744,740.19 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · nonDerivative · entry 9 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,400 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.27 to $46.26, inclusive. F4 · ownership.nature: The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 40,468 | $20.59 | $833,236.12 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · nonDerivative · entry 8 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · ownership.nature: The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 3,291 | $46.33 | $152,469.40 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · nonDerivative · entry 7 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,948 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.25 to $46.50, inclusive. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 191,235 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 37,245 | $45.82 | $1,706,737.23 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · nonDerivative · entry 6 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,239 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.24 to $46.21, inclusive. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 191,235 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 40,536 | $20.59 | $834,636.24 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · nonDerivative · entry 5 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 191,235 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 16, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,350 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · derivative · entry 16 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 323,814 Underlying: Class A common stock · 14,350 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F12 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. F4 · ownership.nature: The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 16, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,377 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · derivative · entry 15 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,874,512 Underlying: Class A common stock · 14,377 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F12 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| January 16, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 14,350 | $45.42 | $651,739.69 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.17 to $45.90, inclusive. F4 · ownership.nature: The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 16, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 14,350 | $20.59 | $295,466.50 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · ownership.nature: The reporting person owns these securities through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 16, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 14,377 | $45.42 | $652,991.84 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,948 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.10 to $45.90, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 5, 6, 7, 8, 9, 10 and 11 to this Form 4. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 191,235 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 16, 2020 Filed Jan 22, 2020 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 14,377 | $20.59 | $296,022.43 |
DisclosureSEC source: 0001567619-20-001313 · doc1.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 191,235 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| November 15, 2019 Filed Nov 15, 2019 21:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Disposition to issuerNon-voting common units of Tradeweb Markets LLC · Derivative | 27,194 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-021692 · doc1.xml · derivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A common stock · 27,194 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D Common Stock (or shares of Class C Common Stock, in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 1 to this Form 4) will be canceled. These exchange rights do not expire. F2 · kind: The reporting person sold to the issuer the number of LLC Units set forth above at a price per LLC Unit of $40.74, which represents the $42.00 price at which shares of Class A common stock ("Class A Common Stock") of the issuer were sold in a public offering of the Class A Common Stock, less the underwriters' discount of $1.26 per share. The corresponding number of shares of Class D Common Stock along with the exchange rights thereunder were canceled in their entirety in connection with the sale of the LLC Units. F2 · price: The reporting person sold to the issuer the number of LLC Units set forth above at a price per LLC Unit of $40.74, which represents the $42.00 price at which shares of Class A common stock ("Class A Common Stock") of the issuer were sold in a public offering of the Class A Common Stock, less the underwriters' discount of $1.26 per share. The corresponding number of shares of Class D Common Stock along with the exchange rights thereunder were canceled in their entirety in connection with the sale of the LLC Units. F4 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D Common Stock (or shares of Class C Common Stock, in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 1 to this Form 4) will be canceled. These exchange rights do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D Common Stock (or shares of Class C Common Stock, in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 1 to this Form 4) will be canceled. These exchange rights do not expire. F3 · ownership.nature: The reported shares of Class D Common Stock and LLC Units are owned through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| November 15, 2019 Filed Nov 15, 2019 21:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Disposition to issuerClass D common stock · Derivative | 27,194 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-021692 · doc1.xml · derivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class C common stock · 27,194 shares Expires not disclosed F1 · derivative.exercise_price: Shares of Class D common stock of the issuer ("Class D Common Stock") have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of non-voting common units of Tradeweb Markets LLC, a subsidiary of the issuer ("LLC Units"), held. Shares of Class D Common Stock are exchangeable for shares of the issuer's Class C common stock ("Class C Common Stock"), which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. F2 · kind: The reporting person sold to the issuer the number of LLC Units set forth above at a price per LLC Unit of $40.74, which represents the $42.00 price at which shares of Class A common stock ("Class A Common Stock") of the issuer were sold in a public offering of the Class A Common Stock, less the underwriters' discount of $1.26 per share. The corresponding number of shares of Class D Common Stock along with the exchange rights thereunder were canceled in their entirety in connection with the sale of the LLC Units. F2 · price: The reporting person sold to the issuer the number of LLC Units set forth above at a price per LLC Unit of $40.74, which represents the $42.00 price at which shares of Class A common stock ("Class A Common Stock") of the issuer were sold in a public offering of the Class A Common Stock, less the underwriters' discount of $1.26 per share. The corresponding number of shares of Class D Common Stock along with the exchange rights thereunder were canceled in their entirety in connection with the sale of the LLC Units. F1 · derivative.exercise_date: Shares of Class D common stock of the issuer ("Class D Common Stock") have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of non-voting common units of Tradeweb Markets LLC, a subsidiary of the issuer ("LLC Units"), held. Shares of Class D Common Stock are exchangeable for shares of the issuer's Class C common stock ("Class C Common Stock"), which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. F1 · derivative.expiration_date: Shares of Class D common stock of the issuer ("Class D Common Stock") have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of non-voting common units of Tradeweb Markets LLC, a subsidiary of the issuer ("LLC Units"), held. Shares of Class D Common Stock are exchangeable for shares of the issuer's Class C common stock ("Class C Common Stock"), which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. F3 · ownership.nature: The reported shares of Class D Common Stock and LLC Units are owned through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| October 22, 2019 Filed Oct 22, 2019 22:05 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Disposition to issuerNon-voting common units of Tradeweb Markets LLC · Derivative | 181,293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-019886 · doc1.xml · derivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 27,194 Underlying: Class A common stock · 181,293 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D Common Stock (or shares of Class C Common Stock, in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 1 to this Form 4) will be canceled. These exchange rights do not expire. F2 · kind: The reporting person sold to the issuer the number of LLC Units set forth above at a price per LLC Unit of $40.74, which represents the $42.00 price at which shares of Class A common stock ("Class A Common Stock") of the issuer were sold in a public offering of the Class A Common Stock, less the underwriters' discount of $1.26 per share. The corresponding number of shares of Class D Common Stock along with the exchange rights thereunder were canceled in their entirety in connection with the sale of the LLC Units. F2 · price: The reporting person sold to the issuer the number of LLC Units set forth above at a price per LLC Unit of $40.74, which represents the $42.00 price at which shares of Class A common stock ("Class A Common Stock") of the issuer were sold in a public offering of the Class A Common Stock, less the underwriters' discount of $1.26 per share. The corresponding number of shares of Class D Common Stock along with the exchange rights thereunder were canceled in their entirety in connection with the sale of the LLC Units. F4 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D Common Stock (or shares of Class C Common Stock, in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 1 to this Form 4) will be canceled. These exchange rights do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, LLC Units may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D Common Stock (or shares of Class C Common Stock, in the event the reporting person exchanged their shares of Class D Common Stock as described in footnote 1 to this Form 4) will be canceled. These exchange rights do not expire. F3 · ownership.nature: The reported shares of Class D Common Stock and LLC Units are owned through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| October 22, 2019 Filed Oct 22, 2019 22:05 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Disposition to issuerClass D common stock · Derivative | 181,293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-019886 · doc1.xml · derivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 27,194 Underlying: Class C common stock · 181,293 shares Expires not disclosed F1 · derivative.exercise_price: Shares of Class D common stock of the issuer ("Class D Common Stock") have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of non-voting common units of Tradeweb Markets LLC, a subsidiary of the issuer ("LLC Units"), held. Shares of Class D Common Stock are exchangeable for shares of the issuer's Class C common stock ("Class C Common Stock"), which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. F2 · kind: The reporting person sold to the issuer the number of LLC Units set forth above at a price per LLC Unit of $40.74, which represents the $42.00 price at which shares of Class A common stock ("Class A Common Stock") of the issuer were sold in a public offering of the Class A Common Stock, less the underwriters' discount of $1.26 per share. The corresponding number of shares of Class D Common Stock along with the exchange rights thereunder were canceled in their entirety in connection with the sale of the LLC Units. F2 · price: The reporting person sold to the issuer the number of LLC Units set forth above at a price per LLC Unit of $40.74, which represents the $42.00 price at which shares of Class A common stock ("Class A Common Stock") of the issuer were sold in a public offering of the Class A Common Stock, less the underwriters' discount of $1.26 per share. The corresponding number of shares of Class D Common Stock along with the exchange rights thereunder were canceled in their entirety in connection with the sale of the LLC Units. F1 · derivative.exercise_date: Shares of Class D common stock of the issuer ("Class D Common Stock") have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of non-voting common units of Tradeweb Markets LLC, a subsidiary of the issuer ("LLC Units"), held. Shares of Class D Common Stock are exchangeable for shares of the issuer's Class C common stock ("Class C Common Stock"), which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. F1 · derivative.expiration_date: Shares of Class D common stock of the issuer ("Class D Common Stock") have ten votes per share but no economic rights (including rights to dividends or, other than their par value, any distribution upon liquidation) and are issued in an equal amount to the number of non-voting common units of Tradeweb Markets LLC, a subsidiary of the issuer ("LLC Units"), held. Shares of Class D Common Stock are exchangeable for shares of the issuer's Class C common stock ("Class C Common Stock"), which have one vote per share but no economic rights (other than their par value upon liquidation), on a one-for-one basis at the discretion of the holder. These exchange rights do not expire. F3 · ownership.nature: The reported shares of Class D Common Stock and LLC Units are owned through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| April 08, 2019 Filed Apr 8, 2019 21:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | PurchaseClass A common stock | 20,000 | $27.00 | $540,000.00 |
DisclosureSEC source: 0001567619-19-008531 · doc1.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,948 F1 · shares: The reporting person purchased these shares in connection with the closing of the initial public offering of the issuer (the "IPO") at the IPO price of $27.00 per share pursuant to the directed share program described in the issuer's registration statement. The shares are subject to a lock-up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO. F2 · balance_after: This amount includes 398,948 unvested restricted stock units in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through each vesting date, these restricted stock units are scheduled to vest as follows: (i) 191,235 restricted stock units will vest on January 1, 2020, and (ii) 207,713 restricted stock units will vest on January 1, 2021. Read SEC document |
| March 22, 2019 Filed Apr 8, 2019 21:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GiftStock Option (Right to Buy) · Derivative | 338,164 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-19-008531 · doc1.xml · derivative · entry 6 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 338,164 Underlying: Class A common stock · 338,164 shares Expires 2028-10-26 F5 · kind: On October 26, 2018, the reporting person was granted an option to purchase 4,227,053 shares of Class A Common Stock. On March 22, 2019, the reporting person transferred an option to purchase 338,164 shares of Class A Common Stock held by the reporting person to The Family Trust, which option is fully vested and exercisable as of the date hereof. The reporting person retained an option to purchase 3,888,889 shares of Class A Common Stock following the transfer, which option is vested as to 3,043,479 of the shares subject thereto as of the date hereof. The remainder of the option will vest on January 1, 2020, subject to the reporting person's continued employment on such date. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities held by The Family Trust, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. F5 · derivative.exercise_date: On October 26, 2018, the reporting person was granted an option to purchase 4,227,053 shares of Class A Common Stock. On March 22, 2019, the reporting person transferred an option to purchase 338,164 shares of Class A Common Stock held by the reporting person to The Family Trust, which option is fully vested and exercisable as of the date hereof. The reporting person retained an option to purchase 3,888,889 shares of Class A Common Stock following the transfer, which option is vested as to 3,043,479 of the shares subject thereto as of the date hereof. The remainder of the option will vest on January 1, 2020, subject to the reporting person's continued employment on such date. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities held by The Family Trust, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. F5 · ownership.nature: On October 26, 2018, the reporting person was granted an option to purchase 4,227,053 shares of Class A Common Stock. On March 22, 2019, the reporting person transferred an option to purchase 338,164 shares of Class A Common Stock held by the reporting person to The Family Trust, which option is fully vested and exercisable as of the date hereof. The reporting person retained an option to purchase 3,888,889 shares of Class A Common Stock following the transfer, which option is vested as to 3,043,479 of the shares subject thereto as of the date hereof. The remainder of the option will vest on January 1, 2020, subject to the reporting person's continued employment on such date. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities held by The Family Trust, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| March 22, 2019 Filed Apr 8, 2019 21:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GiftStock Option (Right to Buy) · Derivative | 338,164 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-19-008531 · doc1.xml · derivative · entry 5 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,888,889 Underlying: Class A common stock · 338,164 shares Expires 2028-10-26 F5 · kind: On October 26, 2018, the reporting person was granted an option to purchase 4,227,053 shares of Class A Common Stock. On March 22, 2019, the reporting person transferred an option to purchase 338,164 shares of Class A Common Stock held by the reporting person to The Family Trust, which option is fully vested and exercisable as of the date hereof. The reporting person retained an option to purchase 3,888,889 shares of Class A Common Stock following the transfer, which option is vested as to 3,043,479 of the shares subject thereto as of the date hereof. The remainder of the option will vest on January 1, 2020, subject to the reporting person's continued employment on such date. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities held by The Family Trust, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. F5 · derivative.exercise_date: On October 26, 2018, the reporting person was granted an option to purchase 4,227,053 shares of Class A Common Stock. On March 22, 2019, the reporting person transferred an option to purchase 338,164 shares of Class A Common Stock held by the reporting person to The Family Trust, which option is fully vested and exercisable as of the date hereof. The reporting person retained an option to purchase 3,888,889 shares of Class A Common Stock following the transfer, which option is vested as to 3,043,479 of the shares subject thereto as of the date hereof. The remainder of the option will vest on January 1, 2020, subject to the reporting person's continued employment on such date. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities held by The Family Trust, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| March 22, 2019 Filed Apr 8, 2019 21:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GiftNon-voting common units of Tradeweb Markets LLC · Derivative | 208,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008531 · doc1.xml · derivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 208,487 Underlying: Class A common stock · 208,487 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, a subsidiary of the issuer, non-voting common units of Tradeweb Markets LLC ("LLC Units"), may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") held by the reporting person (or shares of Class C common stock of the issuer ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock for shares of Class C Common Stock) will be canceled. These exchange rights do not expire. F4 · kind: On March 22, 2019, the reporting person transferred his LLC Units to The Lee Olesky 2019 Family Trust ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. F3 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, a subsidiary of the issuer, non-voting common units of Tradeweb Markets LLC ("LLC Units"), may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") held by the reporting person (or shares of Class C common stock of the issuer ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock for shares of Class C Common Stock) will be canceled. These exchange rights do not expire. F3 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, a subsidiary of the issuer, non-voting common units of Tradeweb Markets LLC ("LLC Units"), may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") held by the reporting person (or shares of Class C common stock of the issuer ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock for shares of Class C Common Stock) will be canceled. These exchange rights do not expire. F4 · ownership.nature: On March 22, 2019, the reporting person transferred his LLC Units to The Lee Olesky 2019 Family Trust ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| March 22, 2019 Filed Apr 8, 2019 21:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GiftNon-voting common units of Tradeweb Markets LLC · Derivative | 208,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008531 · doc1.xml · derivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 208,487 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, a subsidiary of the issuer, non-voting common units of Tradeweb Markets LLC ("LLC Units"), may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") held by the reporting person (or shares of Class C common stock of the issuer ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock for shares of Class C Common Stock) will be canceled. These exchange rights do not expire. F4 · kind: On March 22, 2019, the reporting person transferred his LLC Units to The Lee Olesky 2019 Family Trust ("The Family Trust"). The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. F3 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, a subsidiary of the issuer, non-voting common units of Tradeweb Markets LLC ("LLC Units"), may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") held by the reporting person (or shares of Class C common stock of the issuer ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock for shares of Class C Common Stock) will be canceled. These exchange rights do not expire. F3 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for Tradeweb Markets LLC, a subsidiary of the issuer, non-voting common units of Tradeweb Markets LLC ("LLC Units"), may be exchanged for shares of Class A Common Stock or Class B common stock of the issuer, in each case, on a one-for-one basis at the discretion of the holder. Upon such an exchange, a corresponding number of shares of Class D common stock of the issuer ("Class D Common Stock") held by the reporting person (or shares of Class C common stock of the issuer ("Class C Common Stock"), in the event the reporting person exchanged their shares of Class D Common Stock for shares of Class C Common Stock) will be canceled. These exchange rights do not expire. Read SEC document |
| October 26, 2018 Filed Apr 8, 2019 21:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantStock Option (Right to Buy) · Derivative | 4,227,053 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-19-008531 · doc1.xml · derivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,227,053 Underlying: Class A common stock · 4,227,053 shares Expires 2028-10-26 F5 · derivative.exercise_date: On October 26, 2018, the reporting person was granted an option to purchase 4,227,053 shares of Class A Common Stock. On March 22, 2019, the reporting person transferred an option to purchase 338,164 shares of Class A Common Stock held by the reporting person to The Family Trust, which option is fully vested and exercisable as of the date hereof. The reporting person retained an option to purchase 3,888,889 shares of Class A Common Stock following the transfer, which option is vested as to 3,043,479 of the shares subject thereto as of the date hereof. The remainder of the option will vest on January 1, 2020, subject to the reporting person's continued employment on such date. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities held by The Family Trust, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.