Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Director | March 31, 2023 | April 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date March 31, 2023 · Filed April 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 234,357 |
Last balance in matching sequence
After 2023-04-04 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rowsRow 1 · 2023-03-31 · Exercise / conversion · Acquired 71,330 · Balance 305,687 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 2 · 2023-03-31 · Sale · Disposed 71,330 · Balance 234,357 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 3 · 2023-04-03 · Exercise / conversion · Acquired 17,193 · Balance 251,550 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 4 · 2023-04-03 · Sale · Disposed 17,193 · Balance 234,357 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.19, inclusive. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 5 · 2023-04-04 · Exercise / conversion · Acquired 44,082 · Balance 278,439 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. Row 6 · 2023-04-04 · Sale · Disposed 44,082 · Balance 234,357 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.58, inclusive. F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.59 · Expires 2028-10-26 | Direct | 364,528 |
Reported balance
After 2023-03-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-03-31 · Exercise / conversion · Disposed 71,330 · Balance 364,528 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F7: The option is fully vested and exercisable as of the date hereof. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.59 · Expires 2028-10-26 | Direct | 347,335 |
Reported balance
After 2023-04-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-04-03 · Exercise / conversion · Disposed 17,193 · Balance 347,335 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F7: The option is fully vested and exercisable as of the date hereof. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.59 · Expires 2028-10-26 | Direct | 303,253 |
Reported balance
After 2023-04-04 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-04-04 · Exercise / conversion · Disposed 44,082 · Balance 303,253 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023. F7: The option is fully vested and exercisable as of the date hereof. |
| Class A common stockSEC Table I · non-derivative | IndirectSee footnote | 20,000 |
Reported balance
Holding disclosure · report date 2023-03-31 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 20,000 F6: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2023.
F2: Includes (i) 9,888 unvested RSUs in respect of Class A Common Stock scheduled to vest on March 15, 2024, (ii) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (iii) 20,667 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal amounts on January 1, 2024, January 1, 2025 and January 1, 2026, (v) 4,620 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024 and (vi) 37,336 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2025. Mr. Olesky retired as CEO effective as of 12/31/22. Each award will vest in accordance with its vesting terms per the retirement provisions of each grant agreement.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.19, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.58, inclusive.
F6: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
F7: The option is fully vested and exercisable as of the date hereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2020 Filed Jun 24, 2020 22:06 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 36,724 | $62.50 | $2,295,084.74 |
DisclosureSEC source: 0000895345-20-000726 · form4.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,538 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.08 to $63.06, inclusive. F2 · balance_after: This amount includes (i) 207,713 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:06 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 18,027 | $61.89 | $1,115,766.74 |
DisclosureSEC source: 0000895345-20-000726 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,262 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.08 to $62.07, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4, 5, 6 and 7 to this Form 4. F2 · balance_after: This amount includes (i) 207,713 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:06 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 55,597 | $20.59 | $1,144,742.23 |
DisclosureSEC source: 0000895345-20-000726 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020. F2 · balance_after: This amount includes (i) 207,713 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 27, 2020 Filed Apr 28, 2020 23:29 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Disposition to issuerClass A common stock | 280,552 | $48.79 | $13,688,132.08 |
DisclosureSEC source: 0000895345-20-000598 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,692 F1 · price: This amount represents the $50.25 per-share price at which shares of the issuer's Class A common stock (the "Class A Common Stock") were sold in a public offering of the Class A Common Stock, less the underwriters' discount of $1.46 per share. F2 · balance_after: This amount includes (i) 207,713 unvested restricted stock units ("RSUs") in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, (ii) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 22, 2020 Filed Apr 25, 2020 00:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000580 · form4.xml · derivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,934,299 Underlying: Class A common stock · 1,000,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| April 22, 2020 Filed Apr 25, 2020 00:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 719,448 | $51.44 | $37,008,405.12 |
DisclosureSEC source: 0000895345-20-000580 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,244 F1 · balance_after: This amount includes (i) 207,713 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 22, 2020 Filed Apr 25, 2020 00:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 1,000,000 | $20.59 | $20,590,000.00 |
DisclosureSEC source: 0000895345-20-000580 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,557,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes (i) 207,713 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 51,453 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000392 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,692 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020. F2 · balance_after: This amount includes (i) 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date, (ii) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date, and (iii) 51,453 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 23:53 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantStock Option (Right to Buy) · Derivative | 845,410 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000267 · form4.xml · derivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,934,299 Underlying: Class A common stock · 845,410 shares Expires 2028-10-26 F4 · shares: The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2019 which were deemed achieved on February 21, 2020. F5 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. F6 · balance_after: This amount reflects the options reported on this Form 4 in addition to 3,088,889 options that were granted on October 26, 2018 and previously reported by the reporting person, all of which are currently vested and exercisable. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 23:53 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 298,526 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000267 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,239 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on February 13, 2019, subject to the achievement of certain performance goals in respect of calendar year 2019. Those performance goals were deemed achieved at the maximum performance level on February 21, 2020. These RSUs remain unvested and are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date, and (ii) 298,526 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, subject to the reporting person's continued employment through such date. Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 02:01 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 45,310 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000237 · form4.xml · derivative · entry 8 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,088,889 Underlying: Class A common stock · 45,310 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 02:01 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 400 | $50.02 | $20,006.00 |
DisclosureSEC source: 0000895345-20-000237 · form4.xml · nonDerivative · entry 5 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,713 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.01 to $50.03, inclusive. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 02:01 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 44,910 | $49.69 | $2,231,685.68 |
DisclosureSEC source: 0000895345-20-000237 · form4.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,113 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.01 to $50.00, inclusive. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 02:01 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 45,310 | $20.59 | $932,932.90 |
DisclosureSEC source: 0000895345-20-000237 · form4.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 02:01 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 48,297 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000237 · form4.xml · derivative · entry 7 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,134,199 Underlying: Class A common stock · 48,297 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 02:01 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 48,297 | $49.21 | $2,376,632.58 |
DisclosureSEC source: 0000895345-20-000237 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,713 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $49.90, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 02:01 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 48,297 | $20.59 | $994,435.23 |
DisclosureSEC source: 0000895345-20-000237 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 23:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 306,393 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000175 · form4.xml · derivative · entry 10 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,182,496 Underlying: Class A common stock · 306,393 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 23:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 306,393 | $49.34 | $15,117,338.70 |
DisclosureSEC source: 0000895345-20-000175 · form4.xml · nonDerivative · entry 6 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,713 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $50.00, inclusive. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 23:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 306,393 | $20.59 | $6,308,631.87 |
DisclosureSEC source: 0000895345-20-000175 · form4.xml · nonDerivative · entry 5 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 23:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 122,218 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000175 · form4.xml · derivative · entry 9 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,488,889 Underlying: Class A common stock · 122,218 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 23:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 122,218 | $47.13 | $5,759,743.24 |
DisclosureSEC source: 0000895345-20-000175 · form4.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,713 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.405, inclusive. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 23:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 122,218 | $20.59 | $2,516,468.62 |
DisclosureSEC source: 0000895345-20-000175 · form4.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 23:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 75,485 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000175 · form4.xml · derivative · entry 8 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,611,107 Underlying: Class A common stock · 75,485 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 23:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 75,485 | $47.12 | $3,556,709.78 |
DisclosureSEC source: 0000895345-20-000175 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,713 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.63, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 23:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 75,485 | $20.59 | $1,554,236.15 |
DisclosureSEC source: 0000895345-20-000175 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 00:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 3,016 | $46.17 | $139,254.45 |
DisclosureSEC source: 0000895345-20-000073 · form4.xml · nonDerivative · entry 7 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,713 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.08 to $46.42, inclusive. F2 · balance_after: This amount includes 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 00:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 70,456 | $45.44 | $3,201,577.00 |
DisclosureSEC source: 0000895345-20-000073 · form4.xml · nonDerivative · entry 6 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,729 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.98, inclusive. F2 · balance_after: This amount includes 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 00:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 20,849 | $46.79 | $975,601.85 |
DisclosureSEC source: 0000895345-20-000073 · form4.xml · nonDerivative · entry 5 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,185 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.11 to $47.08, inclusive. F2 · balance_after: This amount includes 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,297 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000073 · form4.xml · derivative · entry 9 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,686,592 Underlying: Class A common stock · 2,297 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F10 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,297 | $47.01 | $107,973.01 |
DisclosureSEC source: 0000895345-20-000073 · form4.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,034 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.05, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6, 7 and 8 to this Form 4. F2 · balance_after: This amount includes 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 2,297 | $20.59 | $47,295.23 |
DisclosureSEC source: 0000895345-20-000073 · form4.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 4,862 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000073 · form4.xml · nonDerivative · entry 2 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,034 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| February 03, 2020 Filed Feb 6, 2020 00:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 101,776 | $46.18 | $4,700,015.68 |
DisclosureSEC source: 0000895345-20-000073 · form4.xml · nonDerivative · entry 1 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,172 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes 207,713 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through such date. Read SEC document |
| January 24, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,974 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · derivative · entry 18 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 138,164 Underlying: Class A common stock · 33,974 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F11 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. F5 · ownership.nature: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 24, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,111 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · derivative · entry 17 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,688,889 Underlying: Class A common stock · 33,111 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F11 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| January 24, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 33,974 | $45.01 | $1,529,247.88 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · nonDerivative · entry 12 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.17, inclusive. F5 · ownership.nature: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 24, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 33,974 | $20.59 | $699,524.66 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · nonDerivative · entry 11 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 53,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · ownership.nature: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 24, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 33,111 | $45.01 | $1,490,445.31 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · nonDerivative · entry 10 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,948 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.13, inclusive. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 191,235 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 24, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 33,111 | $20.59 | $681,755.49 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · nonDerivative · entry 9 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 191,235 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 23, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,836 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · derivative · entry 16 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 172,138 Underlying: Class A common stock · 4,836 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F11 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. F5 · ownership.nature: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 23, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,930 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · derivative · entry 15 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,722,000 Underlying: Class A common stock · 4,930 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F11 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| January 23, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 4,836 | $45.01 | $217,662.07 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · nonDerivative · entry 8 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.10, inclusive. F5 · ownership.nature: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 23, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 4,836 | $20.59 | $99,573.24 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · nonDerivative · entry 7 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 24,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F5 · ownership.nature: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 23, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 4,930 | $45.01 | $221,899.30 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · nonDerivative · entry 6 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,948 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.11, inclusive. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 191,235 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 23, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 4,930 | $20.59 | $101,508.70 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · nonDerivative · entry 5 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F2 · balance_after: This amount includes 207,713 unvested restricted stock units in respect of the issuer's Class A common stock ("RSUs") which are scheduled to vest on January 1, 2021, subject to the reporting person's continued employment through the vesting date. This amount also includes 191,235 vested RSUs which will be settled on February 3, 2020. Read SEC document |
| January 22, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,662 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · derivative · entry 14 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 176,974 Underlying: Class A common stock · 50,662 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F11 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. F5 · ownership.nature: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 22, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 51,082 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · derivative · entry 13 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,726,930 Underlying: Class A common stock · 51,082 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F11 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| January 22, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 50,662 | $45.28 | $2,293,747.38 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · nonDerivative · entry 4 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.94, inclusive. F5 · ownership.nature: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| January 22, 2020 Filed Jan 25, 2020 00:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 50,662 | $20.59 | $1,043,130.58 |
DisclosureSEC source: 0001567619-20-001530 · doc1.xml · nonDerivative · entry 3 Olesky Lee · CIK 0001771195 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 70,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019. F3 · balance_after: On April 8, 2019 the reporting person filed a Form 4 (the "April Form 4 Filing") erroneously reporting that he directly acquired 20,000 shares of the issuer's Class A common stock. The April Form 4 Filing should have reported that these shares of Class A common stock were acquired indirectly through The Lee Olesky 2019 Family Trust U/A/D March 21, 2019 ("The Family Trust"). We have revised this Form 4 filing accordingly. F5 · ownership.nature: The reporting person owns these securities through The Family Trust. The reporting person and his wife, as the co-trustees of The Family Trust, share the power to vote and invest the securities, but each disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.