Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ClimateRockCLRCU · Entity 7518 | Director · Executive Chairman · 10% owner | March 31, 2023 | April 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ClimateRock
Report date March 31, 2023 · Filed April 11, 2023
Jointly reported with U.N. SDG Support LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 1,968,749 |
Reported balance
After 2023-03-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-03-31 · Conversion · Acquired 1,968,749 · Balance 1,968,749 F1: Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On March 31, 2023, the reporting person elected to convert 1,968,749 of its Class B Ordinary Shares into shares of Class A Ordinary Shares. F2: The securities reported herein are held of record by U.N. SDG Support LLC (the "Sponsor"). Charles Ratelband, a director and executive chairman of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Ratelband may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Ratelband disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectSee footnote | 1 |
Reported balance
After 2023-03-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-03-31 · Conversion · Disposed 1,968,749 · Balance 1 F1: Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On March 31, 2023, the reporting person elected to convert 1,968,749 of its Class B Ordinary Shares into shares of Class A Ordinary Shares. F2: The securities reported herein are held of record by U.N. SDG Support LLC (the "Sponsor"). Charles Ratelband, a director and executive chairman of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Ratelband may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Ratelband disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On March 31, 2023, the reporting person elected to convert 1,968,749 of its Class B Ordinary Shares into shares of Class A Ordinary Shares.
F2: The securities reported herein are held of record by U.N. SDG Support LLC (the "Sponsor"). Charles Ratelband, a director and executive chairman of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Ratelband may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Ratelband disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2023 Filed Apr 11, 2023 21:52 UTC | ClimateRock CLRCU · Entity 7518 | ConversionClass B Ordinary Shares · Derivative | 1,968,749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-028935 · ownership.xml · derivative · entry 2 Ratelband Charles V · CIK 0001919995 · Director · Executive Chairman · 10% owner U.N. SDG Support LLC · CIK 0001903393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1 Underlying: Class A Ordinary Shares · 1,968,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On March 31, 2023, the reporting person elected to convert 1,968,749 of its Class B Ordinary Shares into shares of Class A Ordinary Shares. F1 · kind: Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On March 31, 2023, the reporting person elected to convert 1,968,749 of its Class B Ordinary Shares into shares of Class A Ordinary Shares. F1 · price: Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On March 31, 2023, the reporting person elected to convert 1,968,749 of its Class B Ordinary Shares into shares of Class A Ordinary Shares. F1 · derivative.exercise_date: Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On March 31, 2023, the reporting person elected to convert 1,968,749 of its Class B Ordinary Shares into shares of Class A Ordinary Shares. F1 · derivative.expiration_date: Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On March 31, 2023, the reporting person elected to convert 1,968,749 of its Class B Ordinary Shares into shares of Class A Ordinary Shares. F2 · ownership.nature: The securities reported herein are held of record by U.N. SDG Support LLC (the "Sponsor"). Charles Ratelband, a director and executive chairman of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Ratelband may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Ratelband disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| March 31, 2023 Filed Apr 11, 2023 21:52 UTC | ClimateRock CLRCU · Entity 7518 | ConversionClass A Ordinary Shares | 1,968,749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-028935 · ownership.xml · nonDerivative · entry 1 Ratelband Charles V · CIK 0001919995 · Director · Executive Chairman · 10% owner U.N. SDG Support LLC · CIK 0001903393 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,968,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On March 31, 2023, the reporting person elected to convert 1,968,749 of its Class B Ordinary Shares into shares of Class A Ordinary Shares. F1 · price: Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On March 31, 2023, the reporting person elected to convert 1,968,749 of its Class B Ordinary Shares into shares of Class A Ordinary Shares. F1 · balance_after: Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On March 31, 2023, the reporting person elected to convert 1,968,749 of its Class B Ordinary Shares into shares of Class A Ordinary Shares. F2 · ownership.nature: The securities reported herein are held of record by U.N. SDG Support LLC (the "Sponsor"). Charles Ratelband, a director and executive chairman of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Ratelband may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Ratelband disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| May 06, 2022 Filed May 6, 2022 17:16 UTC | ClimateRock CLRC · Entity 7518 | OtherClass B Ordinary Shares · Derivative | 187,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-024587 · ownership.xml · derivative · entry 1 Ratelband Charles V · CIK 0001919995 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,968,750 Underlying: Class A Ordinary Shares · 187,500 shares Expires not disclosed F1 · derivative.exercise_price: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B ordinary shares have no expiration date. F2 · kind: As contemplated in connection with the initial public offering of the Issuer, 187,500 Class B ordinary shares of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F1 · derivative.exercise_date: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B ordinary shares have no expiration date. F1 · derivative.expiration_date: The Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment. The Class B ordinary shares have no expiration date. F3 · ownership.nature: U.N. SDG Support LLC ("Sponsor") is the record holder of the securities reported herein. Charles Ratelband V is the managing member of the Sponsor and may be deemed to have beneficial ownership of the securities held of record by Sponsor. Mr. Ratelband V disclaims any such beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.