Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIVEPERSON INCLPSN · Entity 7365 | Director · Chief Executive Officer | April 10, 2023 | April 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIVEPERSON INC
Report date April 10, 2023 · Filed April 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 391,418 |
Reported balance
After 2023-04-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-04-10 · Sale · Disposed 3,017 · Balance 391,418 F1: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on April 6, 2023. F2: Number reported includes 34,075 unvested restricted stock units granted to and held by the reporting person following the reported transaction. |
| Common StockSEC Table I · non-derivative | IndirectBy Ikon, LP | 4,226,983 |
Reported balance
Holding disclosure · report date 2023-04-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,226,983 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on April 6, 2023.
F2: Number reported includes 34,075 unvested restricted stock units granted to and held by the reporting person following the reported transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2018 Filed Feb 21, 2018 21:51 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001102993-18-000014 · wf-form4_151924989511882.xml · derivative · entry 1 LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2028-02-16 F1 · derivative.exercise_date: The Option will vest and become exercisable as follows: 25% on February 16, 2019 and 6.25% each quarter thereafter. Read SEC document |
| December 28, 2017 Filed Jan 3, 2018 02:27 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-18-000003 · wf-form4_151494645294716.xml · nonDerivative · entry 1 LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,656 F1 · shares: The reporting person was granted restricted stock units, each of which represents a contingent right to receive one share of common stock. The restricted stock units vest as follows: 33 1/3% on each of December 28, 2018, 2019 and 2020, subject to the reporting person's employment through each such vesting date. Read SEC document |
| December 20, 2017 Filed Dec 26, 2017 21:09 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 2,779 | $11.45 | $31,819.55 |
DisclosureSEC source: 0001102993-17-000128 · wf-form4_151432256017351.xml · nonDerivative · entry 1 LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,656 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on December 16, 2017. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 21:46 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 2,572 | $13.66 | $35,142.52 |
DisclosureSEC source: 0001102993-17-000109 · wf-form4_150611676685246.xml · nonDerivative · entry 1 LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,435 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on September 16, 2017. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 20:49 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 2,892 | $11.45 | $33,113.40 |
DisclosureSEC source: 0001102993-17-000078 · wf-form4_149816456945767.xml · nonDerivative · entry 1 LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,007 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on June 16, 2017. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 11.45 to 11.4772, inclusive. The reporting person undertakes to provide to LivePerson,Inc., any security holder of LivePerson,Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:32 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantStock Option (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001102993-17-000048 · wf-form4_149436196240560.xml · derivative · entry 1 LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2027-05-05 F1 · derivative.exercise_date: The Option will vest and become exercisable as follows: 25% on May 5, 2018 and 6.25% each quarter thereafter. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 21:10 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 2,728 | $6.65 | $18,141.20 |
DisclosureSEC source: 0001102993-17-000012 · wf-form4_149030340489698.xml · nonDerivative · entry 1 LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,899 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 16, 2017. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.675, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 22:09 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 2,493 | $8.05 | $20,068.65 |
DisclosureSEC source: 0001102993-16-000128 · wf-form4_148253094430013.xml · nonDerivative · entry 1 LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,627 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on December 16, 2016. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.013 to $8.05, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 23:51 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionStock Option (Right to Buy) · Derivative | 55,000 | $0.00 Strike: $5.90 | $0.00 |
DisclosureSEC source: 0001102993-16-000112 · wf-form4_148037707723273.xml · derivative · entry 5 LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,000 shares Expires 2017-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested and currently exercisable. F4 · derivative.exercise_date: If not exercised, the option would have expired on 01/30/2017. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 23:51 UTC | LIVEPERSON INC LPSN · Entity 7365 | Disposition to issuerCommon Stock | 9,893 | $8.50 | $84,090.50 |
DisclosureSEC source: 0001102993-16-000112 · wf-form4_148037707723273.xml · nonDerivative · entry 3 LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,120 F2 · acquired: These shares were repurchased by the Issuer pursuant to its stock buyback program. The repurchase price was the closing market price of the shares on the date of repurchase. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 23:51 UTC | LIVEPERSON INC LPSN · Entity 7365 | Tax withholdingCommon Stock | 45,107 | $8.50 | $383,409.50 |
DisclosureSEC source: 0001102993-16-000112 · wf-form4_148037707723273.xml · nonDerivative · entry 2 LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,013 F1 · kind: The exercise price of the option and related tax withholding were satisfied by the Issuer's withholding shares otherwise deliverable upon exercise of the option. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 23:51 UTC | LIVEPERSON INC LPSN · Entity 7365 | Exercise / conversionCommon Stock | 55,000 | $5.90 | $324,500.00 |
DisclosureSEC source: 0001102993-16-000112 · wf-form4_148037707723273.xml · nonDerivative · entry 1 LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 20:32 UTC | LIVEPERSON INC LPSN · Entity 7365 | SaleCommon Stock | 2,581 | $8.16 | $21,060.96 |
DisclosureSEC source: 0001102993-16-000087 · wf-form4_147448996472429.xml · nonDerivative · entry 1 LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,120 F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on September 16, 2016. Read SEC document |
| March 03, 2016 Filed Feb 14, 2017 22:48 UTC | LIVEPERSON INC LPSN · Entity 7365 | GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-001339 · wf-form5_148711245244950.xml · nonDerivative · entry 1 LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Ikon, LP Disclosed balance after: 4,646,983 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.