Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cartesian, Inc.CRTN · Entity 166152 | Chief Financial Officer | September 28, 2016 | September 30, 2016 |
| SCWorx Corp.WORX · Entity 8668 | Director | April 11, 2023 | April 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cartesian, Inc.
Report date September 28, 2016 · Filed September 30, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.25 · Expires 2026-09-28 | Direct | 50,000 |
Reported balance
After 2016-09-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-09-28 · Grant · Acquired 50,000 · Balance 50,000 F1: The exercise price was determined to be the greater price on the date of grant. F2: The option will vest (a) with respect to 16,666 shares if at any time the closing market price of the Company's common stock on each day during a thirty (30) consecutive trading day period equals or exceeds $4.00 per share; (b) with respect to an additional 16,666 shares if at any time the closing market price of the Company's common stock on each day during a thirty (30) consecutive trading day period equals or exceeds $5.00 per share; and (c) with respect to an additional 16,667 shares if at any time the closing market price of the Company's common stock on each during a thirty (30) consecutive trading day period equals or exceeds $6.00 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise price was determined to be the greater price on the date of grant.
F2: The option will vest (a) with respect to 16,666 shares if at any time the closing market price of the Company's common stock on each day during a thirty (30) consecutive trading day period equals or exceeds $4.00 per share; (b) with respect to an additional 16,666 shares if at any time the closing market price of the Company's common stock on each day during a thirty (30) consecutive trading day period equals or exceeds $5.00 per share; and (c) with respect to an additional 16,667 shares if at any time the closing market price of the Company's common stock on each during a thirty (30) consecutive trading day period equals or exceeds $6.00 per share.
SCWorx Corp.
Report date April 11, 2023 · Filed April 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 110,000 |
Reported balance
After 2023-04-11 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2023-04-11 · Grant · Acquired 110,000 · Balance 110,000 F3: These Restricted stock Units ("RSUs") were granted for reporting person as compensation for acting as a Director. They vest in monthly installments, and shall vest in full on 12/31/2023 |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 41,667 |
Reported balance
Holding disclosure · report date 2023-04-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 41,667 F1: These Restricted stock Units ("RSUs") were granted for reporting person as compensation for acting as a Director. They vested in full on 12/31/2021 |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 90,000 |
Reported balance
Holding disclosure · report date 2023-04-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 90,000 F2: These Restricted stock Units ("RSUs") were granted for reporting person as compensation for acting as a Director. They vested in full on 12/31/2022 |
Filing footnotes · ownership attribution and instrument terms
F1: These Restricted stock Units ("RSUs") were granted for reporting person as compensation for acting as a Director. They vested in full on 12/31/2021
F2: These Restricted stock Units ("RSUs") were granted for reporting person as compensation for acting as a Director. They vested in full on 12/31/2022
F3: These Restricted stock Units ("RSUs") were granted for reporting person as compensation for acting as a Director. They vest in monthly installments, and shall vest in full on 12/31/2023
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 11, 2023 Filed Apr 12, 2023 17:46 UTC | SCWorx Corp. WORX · Entity 8668 | GrantRestricted Stock Units | 110,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-029071 · ownership.xml · nonDerivative · entry 3 FERRARA JOHN C · CIK 0001233694 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,000 F3 · balance_after: These Restricted stock Units ("RSUs") were granted for reporting person as compensation for acting as a Director. They vest in monthly installments, and shall vest in full on 12/31/2023 Read SEC document |
| August 11, 2021 Filed Oct 6, 2021 19:53 UTC | SCWorx Corp. WORX · Entity 8668 | GrantRestricted Stock Units | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-051581 · ownership.xml · nonDerivative · entry 1 FERRARA JOHN C · CIK 0001233694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,667 F1 · balance_after: These Restricted stock Units ("RSUs") were granted for reporting person as compensation for acting as a Director. They vest in monthly installments, and shall vest in full on 12/31/2021 Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 16:37 UTC | Cartesian, Inc. CRTN · Entity 166152 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001014108-16-000517 · primary_doc.xml · derivative · entry 1 FERRARA JOHN C · CIK 0001233694 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2026-09-28 F1 · derivative.exercise_price: The exercise price was determined to be the greater price on the date of grant. F2 · derivative.exercise_date: The option will vest (a) with respect to 16,666 shares if at any time the closing market price of the Company's common stock on each day during a thirty (30) consecutive trading day period equals or exceeds $4.00 per share; (b) with respect to an additional 16,666 shares if at any time the closing market price of the Company's common stock on each day during a thirty (30) consecutive trading day period equals or exceeds $5.00 per share; and (c) with respect to an additional 16,667 shares if at any time the closing market price of the Company's common stock on each during a thirty (30) consecutive trading day period equals or exceeds $6.00 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.