Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Argo Group International Holdings, Inc.ARGO · Entity 83951 | Director | September 09, 2022 | September 13, 2022 |
| CALIX, INC(CALX) · Entity 4385 | Director | October 28, 2021 | October 29, 2021 |
| CUTERA INCCUTR · Entity 82936 | Director | April 11, 2023 | April 13, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Argo Group International Holdings, Inc.
Report date September 09, 2022 · Filed September 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,700 |
Reported balance
After 2022-09-09 transaction · row 1
1 source rowRow 1 · 2022-09-09 · Grant · Acquired 1,700 · Balance 1,700 |
| Common StockSEC Table I · non-derivative | IndirectOwned by Voce Capital Management LLC | 3,317,697 |
Reported balance
Holding disclosure · report date 2022-09-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,317,697 F1: The securities reported on this line are held by funds managed by Voce Capital Management LLC. The Reporting Person is the Managing Partner of Voce Capital Management LLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported on this line are held by funds managed by Voce Capital Management LLC. The Reporting Person is the Managing Partner of Voce Capital Management LLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
CALIX, INC
Report date October 28, 2021 · Filed October 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectOwned by Voce Capital Management LLC | 117,865 |
Reported balance
After 2021-10-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-10-28 · Sale · Disposed 115,000 · Balance 117,865 F1: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 61,211 |
Reported balance
Holding disclosure · report date 2021-10-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 61,211 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
CUTERA INC
Report date April 11, 2023 · Filed April 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 49,055 |
Ending reported balance
After 2023-04-11 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-04-11 · Grant · Acquired 2,217 · Balance 49,365 F1: Stock issued pursuant to the vesting of Performance Stock Units (PSUs) granted on February 20, 2022. Row 2 · 2023-04-11 · Tax withholding · Disposed 903 · Balance 48,462 F2: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 2,217 PSUs vesting on April 11, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan. Row 3 · 2023-04-11 · Grant · Acquired 1,000 · Balance 49,462 F3: Stock issued pursuant to the vesting of Performance Stock Units (PSUs) granted on July 20, 2021. Row 4 · 2023-04-11 · Tax withholding · Disposed 407 · Balance 49,055 F4: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 1,000 PSUs vesting on April 11, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock issued pursuant to the vesting of Performance Stock Units (PSUs) granted on February 20, 2022.
F2: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 2,217 PSUs vesting on April 11, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan.
F3: Stock issued pursuant to the vesting of Performance Stock Units (PSUs) granted on July 20, 2021.
F4: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 1,000 PSUs vesting on April 11, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2019 Filed Mar 18, 2019 16:51 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 86,631 | $16.96 | $1,469,261.76 |
DisclosureSEC source: 0001437749-19-005186 · rdgdoc.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 295,978 F1 · shares: Represents open market purchase of non-derivative security. F2 · ownership.nature: The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of approximately 2.11% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 16:23 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 900 | $17.00 | $15,300.00 |
DisclosureSEC source: 0001437749-19-004938 · rdgdoc.xml · nonDerivative · entry 2 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 209,347 F2 · shares: Represents open market purchase of non-derivative security. F4 · ownership.nature: The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of approximately 1.49% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 16:23 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 11,416 | $16.93 | $193,272.88 |
DisclosureSEC source: 0001437749-19-004938 · rdgdoc.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 208,447 F1 · shares: Represents open market purchase of non-derivative security. F3 · ownership.nature: The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of approximately 1.49% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:15 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 100,000 | $7.49 | $749,000.00 |
DisclosureSEC source: 0001406666-19-000012 · wf-form4_155000610835996.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 1,253,044 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 17:33 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON | 2,232 | $44.80 | $99,993.60 |
DisclosureSEC source: 0001437749-18-011939 · rdgdoc.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,287 F1 · shares: Grant of Restricted Stock Units (RSUs) that will entitle the Reporting Person to receive one share of Common Stock per one RSU. The RSUs vest upon the conclusion of the Cutera, Inc. 2019 Annual General Meeting of Stockholders expected to occur on or about June 14, 2019. Read SEC document |
| May 11, 2018 Filed May 16, 2018 01:05 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 139,250 | $6.39 | $889,807.50 |
DisclosureSEC source: 0001406666-18-000039 · wf-form4_152643269434229.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 1,153,044 F1 · price: Shares purchased between $6.375 and $6.425 per share at a weighted average price of $6.39. The Reporting Person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:15 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 27,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-18-000022 · wf-form4_152123491902778.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,586 F1 · shares: Represents an automatic initial grant of restricted stock units ("RSUs") that will vest in full on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Amount of securities beneficially owned includes 27,586 unvested RSUs. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 17:24 UTC | CUTERA INC CUTR · Entity 82936 | SaleCommon Stock | 280,000 | $44.00 | $12,320,000.00 |
DisclosureSEC source: 0001437749-17-019635 · rdgdoc.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 197,031 F1 · shares: Securities were sold in a single block sale by Voce Capital Management LLC for asset rebalancing purposes pursuant to its internal risk management protocols. F2 · ownership.nature: The Reporting Person is the Managing Partner of Voce Capital Management LLC, a holder of 197,031 shares (approximately 1.4%) of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 16:34 UTC | CUTERA INC CUTR · Entity 82936 | GrantCommon Stock | 2,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-011414 · rdgdoc.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,055 F1 · shares: These securities awarded on 06/14/2017 are in the form of Restricted Stock Units ("RSUs") that will entitle the Reporting Person to receive one share of Common Stock per one RSU. The RSUs will fully vest on the one year anniversary of the award date, i.e. 06/14/2018. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 17:25 UTC | CUTERA INC CUTR · Entity 82936 | SaleCommon Stock | 250,000 | $20.25 | $5,062,500.00 |
DisclosureSEC source: 0001437749-17-004608 · rdgdoc.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Voce Capital Management LLC Disclosed balance after: 477,031 F1 · shares: Securities were sold in a single block sale by Voce Capital Management LLC for asset rebalancing purposes pursuant to its internal risk management protocols. F2 · ownership.nature: The Reporting Person is the Managing Partner of Voce Capital Management LLC, a holder of 477,031 shares (approximately 3.4%) of the Issuer's outstanding common stock following the reported transaction. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.