Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Argo Group International Holdings, Inc.ARGO · Entity 83951 | Director | September 09, 2022 | September 13, 2022 |
| CALIX, INC(CALX) · Entity 4385 | Director | October 28, 2021 | October 29, 2021 |
| CUTERA INCCUTR · Entity 82936 | Director | April 11, 2023 | April 13, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Argo Group International Holdings, Inc.
Report date September 09, 2022 · Filed September 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,700 |
Reported balance
After 2022-09-09 transaction · row 1
1 source rowRow 1 · 2022-09-09 · Grant · Acquired 1,700 · Balance 1,700 |
| Common StockSEC Table I · non-derivative | IndirectOwned by Voce Capital Management LLC | 3,317,697 |
Reported balance
Holding disclosure · report date 2022-09-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,317,697 F1: The securities reported on this line are held by funds managed by Voce Capital Management LLC. The Reporting Person is the Managing Partner of Voce Capital Management LLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported on this line are held by funds managed by Voce Capital Management LLC. The Reporting Person is the Managing Partner of Voce Capital Management LLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
CALIX, INC
Report date October 28, 2021 · Filed October 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectOwned by Voce Capital Management LLC | 117,865 |
Reported balance
After 2021-10-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-10-28 · Sale · Disposed 115,000 · Balance 117,865 F1: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 61,211 |
Reported balance
Holding disclosure · report date 2021-10-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 61,211 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
CUTERA INC
Report date April 11, 2023 · Filed April 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 49,055 |
Ending reported balance
After 2023-04-11 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-04-11 · Grant · Acquired 2,217 · Balance 49,365 F1: Stock issued pursuant to the vesting of Performance Stock Units (PSUs) granted on February 20, 2022. Row 2 · 2023-04-11 · Tax withholding · Disposed 903 · Balance 48,462 F2: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 2,217 PSUs vesting on April 11, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan. Row 3 · 2023-04-11 · Grant · Acquired 1,000 · Balance 49,462 F3: Stock issued pursuant to the vesting of Performance Stock Units (PSUs) granted on July 20, 2021. Row 4 · 2023-04-11 · Tax withholding · Disposed 407 · Balance 49,055 F4: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 1,000 PSUs vesting on April 11, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock issued pursuant to the vesting of Performance Stock Units (PSUs) granted on February 20, 2022.
F2: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 2,217 PSUs vesting on April 11, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan.
F3: Stock issued pursuant to the vesting of Performance Stock Units (PSUs) granted on July 20, 2021.
F4: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 1,000 PSUs vesting on April 11, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 11, 2023 Filed Apr 13, 2023 16:50 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 407 | $27.07 | $11,017.49 |
DisclosureSEC source: 0001628280-23-011520 · wf-form4_168141902726338.xml · nonDerivative · entry 4 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,055 F4 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 1,000 PSUs vesting on April 11, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| April 11, 2023 Filed Apr 13, 2023 16:50 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011520 · wf-form4_168141902726338.xml · nonDerivative · entry 3 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,462 F3 · shares: Stock issued pursuant to the vesting of Performance Stock Units (PSUs) granted on July 20, 2021. Read SEC document |
| April 11, 2023 Filed Apr 13, 2023 16:50 UTC | CUTERA INC CUTR · Entity 82936 | Tax withholdingCOMMON STOCK | 903 | $27.07 | $24,444.21 |
DisclosureSEC source: 0001628280-23-011520 · wf-form4_168141902726338.xml · nonDerivative · entry 2 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,462 F2 · shares: Represents the total number of shares withheld by the Company to settle the Reporting Person's tax liability for 2,217 PSUs vesting on April 11, 2023. Such withholding is required by the Company's 2019 Equity Incentive Plan. Read SEC document |
| April 11, 2023 Filed Apr 13, 2023 16:50 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 2,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-011520 · wf-form4_168141902726338.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,365 F1 · shares: Stock issued pursuant to the vesting of Performance Stock Units (PSUs) granted on February 20, 2022. Read SEC document |
| September 09, 2022 Filed Sep 13, 2022 18:16 UTC | Argo Group International Holdings, Inc. ARGO · Entity 83951 | GrantCommon Stock | 1,700 | $22.04 | $37,468.00 |
DisclosureSEC source: 0001628280-22-024863 · wf-form4_166310735763281.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Read SEC document |
| May 27, 2022 Filed May 31, 2022 16:06 UTC | CUTERA INC CUTR · Entity 82936 | GrantConvertible Senior Notes · Derivative | Not disclosed | $10,000,000.00 Strike: $52.67 | $10,000,000.00 |
DisclosureSEC source: 0001628280-22-015723 · wf-form4_165402756954086.xml · derivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director · Exec. Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · Funds managed by Voce Capital Management LLC Disclosed balance after: 10,000,000 Underlying: COMMON STOCK · 189,861 shares Expires not disclosed F1 · kind: Represents $10,000,000 in aggregate principal amount of the Issuer's 2.25% Convertible Senior Notes due 2028 (the "2028 Notes") acquired in a private placement from the Issuer. The 2028 Notes are convertible at the election of the holder at any time prior to the close of business on the second scheduled trading day immediately preceding June 1, 2028, the maturity date of the 2028 Notes, provided that certain convertibility conditions are met. Upon conversion of the 2028 Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock. F1 · derivative.exercise_date: Represents $10,000,000 in aggregate principal amount of the Issuer's 2.25% Convertible Senior Notes due 2028 (the "2028 Notes") acquired in a private placement from the Issuer. The 2028 Notes are convertible at the election of the holder at any time prior to the close of business on the second scheduled trading day immediately preceding June 1, 2028, the maturity date of the 2028 Notes, provided that certain convertibility conditions are met. Upon conversion of the 2028 Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock. F1 · derivative.expiration_date: Represents $10,000,000 in aggregate principal amount of the Issuer's 2.25% Convertible Senior Notes due 2028 (the "2028 Notes") acquired in a private placement from the Issuer. The 2028 Notes are convertible at the election of the holder at any time prior to the close of business on the second scheduled trading day immediately preceding June 1, 2028, the maturity date of the 2028 Notes, provided that certain convertibility conditions are met. Upon conversion of the 2028 Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock. F1 · derivative.underlying_shares: Represents $10,000,000 in aggregate principal amount of the Issuer's 2.25% Convertible Senior Notes due 2028 (the "2028 Notes") acquired in a private placement from the Issuer. The 2028 Notes are convertible at the election of the holder at any time prior to the close of business on the second scheduled trading day immediately preceding June 1, 2028, the maturity date of the 2028 Notes, provided that certain convertibility conditions are met. Upon conversion of the 2028 Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock. F2 · ownership.nature: The securities reported on this line are held by funds managed by Voce Capital Management LLC. The Reporting Person is the Managing Partner of Voce Capital Management LLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 19, 2022 Filed May 23, 2022 16:55 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 2,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015208 · wf-form4_165333928721675.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director · Exec. Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,148 F1 · shares: Stock issued pursuant to the vesting of Performance Share Units (PSU's) granted on May 20, 2021. Read SEC document |
| February 20, 2022 Filed Apr 5, 2022 17:30 UTC | CUTERA INC CUTR · Entity 82936 | GrantStock Option (Right to Buy) · Derivative | 14,748 | $0.00 Strike: $33.45 | $0.00 |
DisclosureSEC source: 0001628280-22-008439 · wf-form4_164919418921620.xml · derivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director · Exec. Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,748 Underlying: COMMON STOCK · 14,748 shares Expires 2029-02-20 F1 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on February 20, 2023, and 1/48 of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 08:37 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 1,000 | $35.27 | $35,270.00 |
DisclosureSEC source: 0001628280-21-024347 · wf-form4_163845221654408.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director · Exec. Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,105 Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 16:13 UTC | CUTERA INC CUTR · Entity 82936 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,000 | $0.00 Strike: $11.98 | $0.00 |
DisclosureSEC source: 0001209191-21-063844 · doc4.xml · derivative · entry 3 PLANTS J DANIEL · CIK 0001626681 · Director · Exec. Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2022-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 16:13 UTC | CUTERA INC CUTR · Entity 82936 | Exercise / conversionCOMMON STOCK | 14,000 | $11.98 | $167,720.00 |
DisclosureSEC source: 0001209191-21-063844 · doc4.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director · Exec. Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 20:36 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 115,000 | $60.12 | $6,914,306.00 |
DisclosureSEC source: 0001406666-21-000122 · wf-form4_163553977026087.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 117,865 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2021 Filed Aug 17, 2021 18:37 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 1,000 | $45.94 | $45,940.00 |
DisclosureSEC source: 0001209191-21-052030 · doc4.xml · nonDerivative · entry 3 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,105 F1 · shares: Represents open market purchase of non-derivative security. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 18:37 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 1,000 | $47.99 | $47,990.00 |
DisclosureSEC source: 0001209191-21-052030 · doc4.xml · nonDerivative · entry 2 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,105 F1 · shares: Represents open market purchase of non-derivative security. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 18:37 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 1,000 | $49.99 | $49,990.00 |
DisclosureSEC source: 0001209191-21-052030 · doc4.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,105 F1 · shares: Represents open market purchase of non-derivative security. Read SEC document |
| August 06, 2021 Filed Aug 9, 2021 20:13 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 100,000 | $45.41 | $4,541,470.00 |
DisclosureSEC source: 0001406666-21-000094 · wf-form4_162853999647653.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 232,865 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 22:57 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 1,290 | $45.97 | $59,297.95 |
DisclosureSEC source: 0001406666-21-000088 · wf-form4_162829062032621.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 332,865 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:12 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 11,000 | $46.53 | $511,838.80 |
DisclosureSEC source: 0001406666-21-000086 · wf-form4_162802151263403.xml · nonDerivative · entry 2 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 334,155 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 20:12 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 3,752 | $47.29 | $177,446.71 |
DisclosureSEC source: 0001406666-21-000086 · wf-form4_162802151263403.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 345,155 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 20, 2021 Filed May 24, 2021 20:01 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 4,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-035545 · doc4.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,105 F1 · shares: Grant of Restricted Stock Units (RSUs) that entitle the Reporting Person to receive one share of Common Stock per RSU. The RSUs vest according to the following schedule: 1/3rd of the RSUs vest on May 19, 2022, May 19, 2023 and May 19, 2024, subject to the Reporting Person's continued service to the Company through each such date. Read SEC document |
| May 17, 2021 Filed May 19, 2021 18:07 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 664,828 | $29.50 | $19,612,426.00 |
DisclosureSEC source: 0001209191-21-034120 · doc4.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 1,210,224 F1 · shares: Represents open market purchase of non-derivative security. F2 · ownership.nature: The Reporting Person is the Managing Partner of Voce Capital Management LLC. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:21 UTC | CALIX, INC (CALX) · Entity 4385 | GrantStock Option (right to buy) · Derivative | 9,073 | $0.00 Strike: $38.96 | $0.00 |
DisclosureSEC source: 0001406666-21-000059 · wf-form4_162128289169202.xml · derivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 Underlying: Common Stock · 9,073 shares Expires 2031-05-13 F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 13, 2021) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:59 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 275,000 | $46.81 | $12,872,145.00 |
DisclosureSEC source: 0001406666-21-000041 · wf-form4_162076675581954.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 348,907 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 19, 2020 Filed Aug 19, 2020 18:26 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 4,611 | $14.90 | $68,703.90 |
DisclosureSEC source: 0001437749-20-018381 · rdgdoc.xml · nonDerivative · entry 3 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 545,396 F1 · shares: Represents open market purchase of non-derivative security. F2 · ownership.nature: The Reporting Person is the Managing Partner of Voce Capital Management LLC, a holder of approximately [3.23]% of the Issuer's outstanding common stock following the transactions reported on this Form 4. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 18:26 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 43,618 | $14.91 | $650,344.38 |
DisclosureSEC source: 0001437749-20-018381 · rdgdoc.xml · nonDerivative · entry 2 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 540,785 F1 · shares: Represents open market purchase of non-derivative security. F2 · ownership.nature: The Reporting Person is the Managing Partner of Voce Capital Management LLC, a holder of approximately [3.23]% of the Issuer's outstanding common stock following the transactions reported on this Form 4. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 18:26 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 11,540 | $14.87 | $171,599.80 |
DisclosureSEC source: 0001437749-20-018381 · rdgdoc.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 497,167 F1 · shares: Represents open market purchase of non-derivative security. F2 · ownership.nature: The Reporting Person is the Managing Partner of Voce Capital Management LLC, a holder of approximately [3.23]% of the Issuer's outstanding common stock following the transactions reported on this Form 4. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 16:38 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 7,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-013229 · rdgdoc.xml · nonDerivative · entry 2 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,020 F2 · shares: Grant of Restricted Stock Units (RSUs) that will entitle the Reporting Person to receive one share of Common Stock per one RSU. The RSUs vest upon the conclusion of the Cutera, Inc. 2021 Annual General Meeting of Stockholders expected to occur on or about June 14, 2021. Read SEC document |
| May 13, 2020 Filed May 13, 2020 22:18 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 12,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-20-000045 · wf-form4_158940829817901.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,211 F1 · shares: Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Amount of securities beneficially owned includes 12,477 unvested RSUs. Read SEC document |
| April 21, 2020 Filed Apr 22, 2020 17:12 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 95,238 | $10.50 | $999,999.00 |
DisclosureSEC source: 0001437749-20-008232 · rdgdoc.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 485,627 F1 · shares: Represents a purchase from the underwriter in the Issuer's public offering. F2 · ownership.nature: The Reporting Person is the Managing Partner of Voce Capital Management LLC. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 17:53 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 8,900 | $21.82 | $194,198.00 |
DisclosureSEC source: 0001437749-20-004719 · rdgdoc.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 390,389 F1 · shares: Represents open market purchase of non-derivative security. F2 · ownership.nature: The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of approximately 2.708% of the Issuer's outstanding common stock following the transactions reported on this Form 4. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 18:21 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 140 | $24.06 | $3,368.40 |
DisclosureSEC source: 0001437749-20-004277 · rdgdoc.xml · nonDerivative · entry 3 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 381,489 F1 · shares: Represents open market purchase of non-derivative security. F2 · ownership.nature: The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of approximately 2.650% of the Issuer's outstanding common stock following the transactions reported on this Form 4. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 18:21 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 23,855 | $24.13 | $575,621.15 |
DisclosureSEC source: 0001437749-20-004277 · rdgdoc.xml · nonDerivative · entry 2 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 381,349 F1 · shares: Represents open market purchase of non-derivative security. F2 · ownership.nature: The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of approximately 2.650% of the Issuer's outstanding common stock following the transactions reported on this Form 4. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 18:21 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 26,005 | $24.20 | $629,321.00 |
DisclosureSEC source: 0001437749-20-004277 · rdgdoc.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 357,494 F1 · shares: Represents open market purchase of non-derivative security. F2 · ownership.nature: The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of approximately 2.650% of the Issuer's outstanding common stock following the transactions reported on this Form 4. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:04 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 800,000 | $9.29 | $7,432,000.00 |
DisclosureSEC source: 0001406666-20-000020 · wf-form4_158292743180348.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 623,907 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 27, 2019 Filed Aug 27, 2019 22:25 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 16,279 | $5.84 | $95,100.29 |
DisclosureSEC source: 0001406666-19-000102 · wf-form4_156694472208568.xml · nonDerivative · entry 3 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 1,423,907 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is the managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 22:25 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 14,346 | $5.88 | $84,344.44 |
DisclosureSEC source: 0001406666-19-000102 · wf-form4_156694472208568.xml · nonDerivative · entry 2 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 1,407,628 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is the managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 22:25 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 29,500 | $5.89 | $173,881.85 |
DisclosureSEC source: 0001406666-19-000102 · wf-form4_156694472208568.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 1,393,282 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is the managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 19:49 UTC | CUTERA INC CUTR · Entity 82936 | GrantCOMMON STOCK | 5,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-012190 · rdgdoc.xml · nonDerivative · entry 2 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,873 F1 · shares: Grant of Restricted Stock Units (RSUs) that will entitle the Reporting Person to receive one share of Common Stock per one RSU. The RSUs vest upon the conclusion of the Cutera, Inc. 2020 Annual General Meeting of Stockholders expected to occur on or about June 14, 2020. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 18:03 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 100 | $16.49 | $1,648.50 |
DisclosureSEC source: 0001437749-19-011998 · rdgdoc.xml · nonDerivative · entry 2 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 331,489 F1 · shares: Represents open market purchase of non-derivative security. F3 · ownership.nature: The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of approximately 2.348% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 18:03 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 100 | $16.45 | $1,645.00 |
DisclosureSEC source: 0001437749-19-011998 · rdgdoc.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 331,389 F1 · shares: Represents open market purchase of non-derivative security. F2 · ownership.nature: The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of approximately 2.347% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 17:00 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 14,155 | $16.53 | $233,989.23 |
DisclosureSEC source: 0001437749-19-011393 · rdgdoc.xml · nonDerivative · entry 2 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 331,289 F1 · shares: Represents open market purchase of non-derivative security. F3 · ownership.nature: The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of approximately 2.35% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 17:00 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 14,011 | $16.93 | $237,147.38 |
DisclosureSEC source: 0001437749-19-011393 · rdgdoc.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 317,134 F1 · shares: Represents open market purchase of non-derivative security. F2 · ownership.nature: The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of approximately 2.25% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 20:04 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 2,600 | $5.98 | $15,547.48 |
DisclosureSEC source: 0001406666-19-000086 · wf-form4_155959224638985.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 1,363,782 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is the managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 29, 2019 Filed May 31, 2019 22:45 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 25,311 | $6.21 | $157,277.49 |
DisclosureSEC source: 0001406666-19-000084 · wf-form4_155934271923337.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 1,361,182 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is the managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 22, 2019 Filed May 23, 2019 20:22 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 21,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-19-000076 · wf-form4_155864292962358.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,734 F1 · shares: Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Amount of securities beneficially owned includes 21,148 unvested RSUs. Read SEC document |
| May 17, 2019 Filed May 20, 2019 20:16 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 4,526 | $6.58 | $29,771.12 |
DisclosureSEC source: 0001406666-19-000056 · wf-form4_155838337076169.xml · nonDerivative · entry 2 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 1,335,871 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is the managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:16 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 27,091 | $6.57 | $178,107.07 |
DisclosureSEC source: 0001406666-19-000056 · wf-form4_155838337076169.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 1,331,345 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is the managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2019 Filed May 17, 2019 00:19 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 11,360 | $6.59 | $74,905.57 |
DisclosureSEC source: 0001406666-19-000054 · wf-form4_155805232495080.xml · nonDerivative · entry 2 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 1,304,254 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| May 14, 2019 Filed May 16, 2019 17:14 UTC | CUTERA INC CUTR · Entity 82936 | PurchaseCOMMON STOCK | 7,145 | $16.95 | $121,113.47 |
DisclosureSEC source: 0001437749-19-010277 · rdgdoc.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 303,123 F1 · shares: Represents open market purchase of non-derivative security. F2 · ownership.nature: The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of approximately 2.15% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| May 14, 2019 Filed May 17, 2019 00:19 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 39,850 | $6.50 | $259,124.63 |
DisclosureSEC source: 0001406666-19-000054 · wf-form4_155805232495080.xml · nonDerivative · entry 1 PLANTS J DANIEL · CIK 0001626681 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Voce Capital Management LLC Disclosed balance after: 1,292,894 F1 · ownership.nature: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.