person · Reporting owner
Buggeln Catherine Elizabeth
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ascena Retail Group, Inc.ASNA · Entity 144408 | Director | October 22, 2019 | October 23, 2019 |
| FIVE BELOW, INCFIVE · Entity 3393 | Director | April 11, 2023 | April 13, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ascena Retail Group, Inc.
Report date October 22, 2019 · Filed October 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 106,983 |
Reported balance
After 2019-10-22 transaction · row 1
1 source rowRow 1 · 2019-10-22 · Grant · Acquired 24,138 · Balance 106,983 F1: Restricted stock units convert into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-10-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-10-22 · Exercise / conversion · Disposed 24,138 · Balance 0 F2: Granted under the Company's 2016 Omnibus Incentive Plan. F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Granted under the Company's 2016 Omnibus Incentive Plan.
F3: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date.
FIVE BELOW, INC
Report date April 11, 2023 · Filed April 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,141 |
Reported balance
After 2023-04-11 transaction · row 1
1 source rowRow 1 · 2023-04-11 · Sale · Disposed 2,253 · Balance 7,141 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 11, 2023 Filed Apr 13, 2023 20:11 UTC | FIVE BELOW, INC FIVE · Entity 3393 | SaleCommon Stock | 2,253 | $218.04 | $491,240.06 |
DisclosureSEC source: 0001062993-23-009114 · form4.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,141 Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 20:22 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 1,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-014998 · form4.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,394 Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 22:16 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 749 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-21-000534 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,027 Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:07 UTC | FIVE BELOW, INC FIVE · Entity 3393 | SaleCommon Stock | 3,500 | $195.14 | $682,990.00 |
DisclosureSEC source: 0001192482-21-000270 · edgar.xml · nonDerivative · entry 3 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,278 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $195.00 to $195.50, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:07 UTC | FIVE BELOW, INC FIVE · Entity 3393 | SaleCommon Stock | 1,000 | $193.80 | $193,800.00 |
DisclosureSEC source: 0001192482-21-000270 · edgar.xml · nonDerivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,778 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.30 to $194.27, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:07 UTC | FIVE BELOW, INC FIVE · Entity 3393 | SaleCommon Stock | 1,000 | $191.77 | $191,770.00 |
DisclosureSEC source: 0001192482-21-000270 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,778 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.54 to $192.00, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 21:15 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 1,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-20-000534 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,866 Read SEC document |
| June 16, 2020 Filed Jun 29, 2020 22:10 UTC Amendment | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 1,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-20-000575 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,778 F1 · shares: The original Form 4 filed on June 18, 2020 erroneously reported 1,327 shares of common stock acquired by the reporting person. This amendment is being filed to disclose the correct number of shares of common stock acquired by the reporting person. No other changes have been made to the original Form 4. Read SEC document |
| October 22, 2019 Filed Oct 23, 2019 08:09 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stock Units · Derivative | 24,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-19-000097 · edgar.xml · derivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 24,138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date. F3 · derivative.expiration_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date. Read SEC document |
| October 22, 2019 Filed Oct 23, 2019 08:09 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | GrantCommon | 24,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498301-19-000097 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,983 F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 16:12 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | GrantOptions To Buy · Derivative | 24,000 | $0.00 Strike: $0.26 | $0.00 |
DisclosureSEC source: 0001498301-19-000079 · edgar.xml · derivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common · 24,000 shares Expires 2026-10-02 F1 · security: Granted under the Company's 2010 Stock Incentive Plan. F2 · derivative.exercise_date: On October 2, 2019, the reporting person was granted 24,000 non-qualified stock options, vesting one year from the grant date. F2 · derivative.expiration_date: On October 2, 2019, the reporting person was granted 24,000 non-qualified stock options, vesting one year from the grant date. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 20:11 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 1,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-19-000303 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,539 Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 15:55 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stock Units · Derivative | 365 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-18-000123 · edgar.xml · derivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under the Company's 2010 Stock Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 10, 2015, the reporting person was granted 1,093 restricted stock units, vesting in three annual installments being on the first anniversary of the grant date. F3 · derivative.expiration_date: On December 10, 2015, the reporting person was granted 1,093 restricted stock units, vesting in three annual installments being on the first anniversary of the grant date. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 15:55 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionCommon | 365 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498301-18-000123 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 17:44 UTC Amendment | Ascena Retail Group, Inc. ASNA · Entity 144408 | GrantRestricted Stock Units · Derivative | 24,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-18-000109 · edgar.xml · derivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,138 Underlying: Common · 24,138 shares Expires not disclosed F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date. F3 · derivative.expiration_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 15:20 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stock Units · Derivative | 24,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-18-000097 · edgar.xml · derivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,138 Underlying: Common · 24,138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date. F3 · derivative.expiration_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 09:36 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stock Units · Derivative | 36,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-18-000066 · edgar.xml · derivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 36,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 28, 2017, the reporting person was granted 36,992 restricted stock units, vesting one year from the grant date. F3 · derivative.expiration_date: On September 28, 2017, the reporting person was granted 36,992 restricted stock units, vesting one year from the grant date. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 09:36 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionCommon | 36,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498301-18-000066 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 12:36 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stock Units · Derivative | 2,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-18-000049 · edgar.xml · derivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under the Company's 2010 Stock Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 17, 2015, the reporting person was granted 8,750 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On September 17, 2015, the reporting person was granted 8,750 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 12:36 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionCommon | 2,917 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498301-18-000049 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 20:12 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 1,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-18-000317 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,473 Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 12:33 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stock Units · Derivative | 364 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-17-000114 · edgar.xml · derivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365 Underlying: Common · 364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under the Company's 2010 Stock Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 10, 2015, the reporting person was granted 1,093 restricted stock units, vesting in three annual installments being on the first anniversary of the grant date. F3 · derivative.expiration_date: On December 10, 2015, the reporting person was granted 1,093 restricted stock units, vesting in three annual installments being on the first anniversary of the grant date. Read SEC document |
| December 10, 2017 Filed Dec 11, 2017 12:33 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionCommon | 364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498301-17-000114 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 12:58 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | GrantRestricted Stock Units · Derivative | 36,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-17-000089 · edgar.xml · derivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,992 Underlying: Common · 36,992 shares Expires not disclosed F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 28, 2017, the reporting person was granted 36,992 restricted stock units, vesting one year from the grant date. F3 · derivative.expiration_date: On September 28, 2017, the reporting person was granted 36,992 restricted stock units, vesting one year from the grant date. Read SEC document |
| September 23, 2017 Filed Sep 25, 2017 14:26 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stock Units · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-17-000070 · edgar.xml · derivative · entry 4 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Granted under the Company's 2010 Stock Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On September 23, 2014, the reporting person was granted 5,000 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: On September 23, 2014, the reporting person was granted 5,000 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. Read SEC document |
| September 23, 2017 Filed Sep 25, 2017 14:26 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionCommon | 1,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498301-17-000070 · edgar.xml · nonDerivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 14:26 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stock Units · Derivative | 16,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-17-000070 · edgar.xml · derivative · entry 3 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 16,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 22, 2016, the reporting person was granted 16,010 restricted stock units, vesting one year from the grant date. F4 · derivative.expiration_date: On September 22, 2016, the reporting person was granted 16,010 restricted stock units, vesting one year from the grant date. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 14:26 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionCommon | 16,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498301-17-000070 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 17, 2017 Filed Sep 18, 2017 15:06 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stock Units · Derivative | 2,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-17-000058 · edgar.xml · derivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,917 Underlying: Common · 2,916 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under the Company's 2010 Stock Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On Septemnber 17, 2015, the reporting person was granted 8,750 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On Septemnber 17, 2015, the reporting person was granted 8,750 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. Read SEC document |
| September 17, 2017 Filed Sep 18, 2017 15:06 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionCommon | 2,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498301-17-000058 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 20:11 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 2,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-17-000176 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,459 Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 21:04 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 398 | $37.60 | $14,964.80 |
DisclosureSEC source: 0001192482-17-000023 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,381 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer of $15,000. Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 14:03 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stock Units · Derivative | 364 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-16-000214 · edgar.xml · derivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729 Underlying: Common · 364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under the Company's 2010 Stock Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 10, 2015, the reporting person was granted 1,093 restricted stock units, vesting in three equall annual installments being on the first anniversary of the grant date. F3 · derivative.expiration_date: On December 10, 2015, the reporting person was granted 1,093 restricted stock units, vesting in three equall annual installments being on the first anniversary of the grant date. Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 14:03 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionCommon | 364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498301-16-000214 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 21:15 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 402 | $37.29 | $14,990.58 |
DisclosureSEC source: 0001192482-16-000742 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,983 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer of $15,000. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 20:55 UTC | FIVE BELOW, INC FIVE · Entity 3393 | GrantCommon Stock | 402 | $37.29 | $14,990.58 |
DisclosureSEC source: 0001192482-16-000738 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,983 F1 · price: The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer of $15,000. Read SEC document |
| September 26, 2016 Filed Sep 26, 2016 15:22 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stock Units · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-16-000177 · edgar.xml · derivative · entry 4 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under the Company's 2010 Stock Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 26, 2013, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On September 26, 2013, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| September 26, 2016 Filed Sep 26, 2016 15:22 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionCommon | 1,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498301-16-000177 · edgar.xml · nonDerivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 23, 2016 Filed Sep 26, 2016 15:22 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stock Units · Derivative | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-16-000177 · edgar.xml · derivative · entry 3 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,668 Underlying: Common · 1,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under the Company's 2010 Stock Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 23, 2014, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On September 23, 2014, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| September 23, 2016 Filed Sep 26, 2016 15:22 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionCommon | 1,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498301-16-000177 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 16:42 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | GrantRestricted Stock Units · Derivative | 16,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-16-000173 · edgar.xml · derivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,010 Underlying: Common · 16,010 shares Expires not disclosed F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 22, 2016, the reporting person was granted 16,010 restricted stock units, vesting one year from the grant date. F3 · derivative.expiration_date: On September 22, 2016, the reporting person was granted 16,010 restricted stock units, vesting one year from the grant date. Read SEC document |
| September 17, 2016 Filed Sep 21, 2016 17:07 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionRestricted Stock Units · Derivative | 2,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001498301-16-000163 · edgar.xml · derivative · entry 2 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,833 Underlying: Common · 2,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted under the Company's 2010 Stock Incentive Plan. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 17, 2015, the reporting person was granted 8,750 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On September 17, 2015, the reporting person was granted 8,750 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| September 17, 2016 Filed Sep 21, 2016 17:07 UTC | Ascena Retail Group, Inc. ASNA · Entity 144408 | Exercise / conversionCommon | 2,917 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498301-16-000163 · edgar.xml · nonDerivative · entry 1 Buggeln Catherine Elizabeth · CIK 0001304473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.