BERSHAD STEPHEN W

SEC source: 0000923910-23-000002 · wf-form4_168150456443547.xml · nonDerivative · entry 2

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,389,057

F2 · shares: Represents restricted stock units (RSUs) granted pursuant to the Non-Employee Director Compensation Program. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the applicable grant date and (ii) the date of the next Annual Meeting following the grant date, subject to the Reporting Person's continued service through the vesting date.

SEC source: 0000923910-23-000002 · wf-form4_168150456443547.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,385,393

F1 · shares: Represents restricted stock units (RSUs) granted pursuant to the Non-Employee Director Compensation Program. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the applicable grant date and (ii) the date of the next Annual Meeting following the grant date, subject to the Reporting Person's continued service through the vesting date. The Reporting Person has elected to defer the distribution of these RSUs to the earliest to occur of: (1) separation from service; (2) separation from service upon a change in control of Issuer; and (3) death, with the distribution to be made in one lump sum upon such occurrence.

SEC source: 0000923910-22-000002 · wf-form4_164997008914665.xml · nonDerivative · entry 2

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,376,235

F2 · shares: Represents restricted stock units (RSUs) granted pursuant to the Non-Employee Director Compensation Program. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the applicable grant date and (ii) the date of the next Annual Meeting following the grant date, subject to the Reporting Person's continued service through the vesting date.

SEC source: 0000923910-22-000002 · wf-form4_164997008914665.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372,985

F1 · shares: Represents restricted stock units (RSUs) granted pursuant to the Non-Employee Director Compensation Program. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the applicable grant date and (ii) the date of the next Annual Meeting following the grant date, subject to the Reporting Person's continued service through the vesting date. The Reporting Person has elected to defer the distribution of these RSUs to the earliest to occur of: (1) separation from service; (2) separation from service upon a change in control of the Issuer; and (3) death, with the distribution to be made in one lump sum upon such occurrence.

SEC source: 0001628280-21-006904 · wf-form4_161843388697559.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364,861

F1 · shares: Represents restricted stock units (RSUs) granted pursuant to the Non-Employee Director Compensation Program. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the applicable grant date and (ii) the date of the next Annual Meeting following the grant date, subject to the Reporting Person's continued service through the vesting date. The Reporting Person has elected to defer the distribution of these RSUs to the earliest to occur of: (1) separation from service; (2) separation from service upon a change in control of the Issuer; and (3) death, with the distribution to be made in one lump sum upon such occurrence.

SEC source: 0001127602-21-001030 · form4.xml · derivative · entry 4

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,273

Underlying: Common Stock · 1,062 shares

Expires not disclosed

F4 · derivative.exercise_price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

F4 · price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

F4 · derivative.exercise_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

F4 · derivative.expiration_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

SEC source: 0001127602-21-001030 · form4.xml · derivative · entry 3

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531

Underlying: Common Stock · 531 shares

Expires not disclosed

F2 · security: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F2 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F3 · derivative.exercise_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F3 · derivative.expiration_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date.

SEC source: 0001127602-21-001030 · form4.xml · derivative · entry 2

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 4, 2021, the RSUs were settled in Novanta Inc. common shares.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 4, 2021, the RSUs were settled in Novanta Inc. common shares.

F1 · price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 4, 2021, the RSUs were settled in Novanta Inc. common shares.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 4, 2021, the RSUs were settled in Novanta Inc. common shares.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 4, 2021, the RSUs were settled in Novanta Inc. common shares.

SEC source: 0001127602-21-001030 · form4.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 4, 2021, the RSUs were settled in Novanta Inc. common shares.

SEC source: 0000899243-20-027783 · doc4.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359,833

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest in full on the date of the annual meeting of the Issuer's stockholders following the grant date, subject to the Reporting Person's continued service through the vesting date.

SEC source: 0001127602-21-001797 · form5.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,640

F1 · shares: These shares were inadvertently included in the amount of securities beneficially owned on form 4 filed on 1/6/2021. The subsequent form 4 will be corrected for this omission.

SEC source: 0001127602-20-001154 · form4.xml · derivative · entry 4

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,211

Underlying: Common Stock · 1,365 shares

Expires not disclosed

F4 · derivative.exercise_price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

F4 · price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

F4 · derivative.exercise_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

F4 · derivative.expiration_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date.

SEC source: 0001127602-20-001154 · form4.xml · derivative · entry 3

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682

Underlying: Common Stock · 682 shares

Expires not disclosed

F2 · security: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F2 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F3 · derivative.exercise_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F3 · derivative.expiration_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date.

SEC source: 0001127602-20-001154 · form4.xml · derivative · entry 2

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 2, 2020, the RSUs were settled in Novanta Inc. common shares.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 2, 2020, the RSUs were settled in Novanta Inc. common shares.

F1 · price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 2, 2020, the RSUs were settled in Novanta Inc. common shares.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 2, 2020, the RSUs were settled in Novanta Inc. common shares.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 2, 2020, the RSUs were settled in Novanta Inc. common shares.

SEC source: 0001127602-20-001154 · form4.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 2, 2020, the RSUs were settled in Novanta Inc. common shares.

SEC source: 0001127602-19-034271 · form4.xml · nonDerivative · entry 3

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,648

SEC source: 0001127602-19-034271 · form4.xml · nonDerivative · entry 2

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,648

SEC source: 0001127602-19-034316 · form4a.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,648

F1 · kind: The original Form 4, filed on December 4, 2019, is being amended by this Form 4 amendment solely to correct an administrative error, which used the transaction code D instead of the transaction code S. This amendment only amends the impacted transaction.

SEC source: 0001127602-19-034271 · form4.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,648

SEC source: 0001127602-19-001145 · form4.xml · derivative · entry 2

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,846

Underlying: Common Stock · 1,984 shares

Expires not disclosed

F3 · derivative.exercise_price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

F3 · price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

F3 · derivative.exercise_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

F3 · derivative.expiration_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

SEC source: 0001127602-19-001145 · form4.xml · derivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992

Underlying: Common Stock · 992 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F1 · derivative.exercise_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F2 · derivative.exercise_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date).

F2 · derivative.expiration_date: The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date.

SEC source: 0001127602-18-033815 · form4.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211,648

SEC source: 0001127602-19-002846 · form5.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161,648

SEC source: 0000105634-18-000080 · edgar.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,974

F1 · shares: Represents restricted stock units ("RSUs") issued in respect of already outstanding RSUs as a consequence of a dividend paid on the Company's common stock on April 30, 2018. The RSUs issued on April 30, 2018 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued.

F2 · balance_after: Includes shares issuable in respect of RSUs.

SEC source: 0000105634-18-000022 · edgar.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,945

F1 · shares: Represents restricted stock units ("RSUs") issued in respect of already outstanding RSUs as a consequence of a dividend paid on the Company's common stock on January 30, 2018. The RSUs issued on January 30, 2018 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued.

F2 · balance_after: Includes shares issuable in respect of RSUs.

SEC source: 0001127602-18-000444 · form4.xml · derivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,862

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

F1 · price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

F1 · derivative.exercise_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

F1 · derivative.expiration_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of Issuer common stock.

SEC source: 0001127602-17-033379 · form4.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711,648

SEC source: 0000105634-17-000198 · edgar.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,921

F1 · shares: Represents restricted stock units ("RSUs") issued in respect of outstanding RSUs as a consequence of a dividend paid on the Company's common stock on October 30, 2017. The RSUs issued on October 30, 2017 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued.

F2 · balance_after: Includes shares issuable in respect of RSUs.

SEC source: 0001127602-18-001514 · form5.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711,648

SEC source: 0000105634-17-000134 · edgar.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,897

F1 · shares: Represents restricted stock units ("RSUs") issued in respect of outstanding RSUs as a consequence of a dividend paid on the Company's common stock on July 28, 2017. The RSUs issued on July 28, 2017 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued.

F2 · balance_after: Includes shares issuable in respect of restricted stock units.

SEC source: 0000105634-17-000106 · edgar.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,868

F1 · shares: The shares reported herein as acquired represents shares of common stock issuable in the future with respect to restricted stock units ("RSU's") granted to the reporting person.

F2 · balance_after: Includes shares issuable in respect of RSU's.

SEC source: 0000105634-17-000091 · edgar.xml · derivative · entry 3

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2017-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000105634-17-000091 · edgar.xml · nonDerivative · entry 2

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,521

F1 · balance_after: Includes shares issuable in respect of RSU's.

SEC source: 0000105634-17-000091 · edgar.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000105634-17-000067 · edgar.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,894

F1 · shares: Represents restricted stock units ("RSUs") issued in respect of already outstanding RSUs as a consequence of a dividend paid on the Company's common stock on April 28, 2017. The RSUs issued on April 28, 2017 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued.

F2 · balance_after: Includes shares issuable in respect of restricted stock units.

SEC source: 0000105634-17-000025 · edgar.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,860

F1 · shares: Represents restricted stock units ("RSUs") issued in respect of already outstanding RSUs as a consequence of a dividend paid on the Company's common stock on January 30, 2017. The RSUs issued on January 30, 2017 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued.

F2 · balance_after: Includes shares issuable in respect of restricted stock units.

SEC source: 0001127602-17-000274 · form4.xml · derivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,362

Underlying: Common Stock · 5,953 shares

Expires not disclosed

F1 · derivative.exercise_price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock.

F1 · price: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock.

F1 · derivative.exercise_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock.

F1 · derivative.expiration_date: As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock.

SEC source: 0000105634-16-000459 · edgar.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,826

F1 · shares: Represents restricted stock units ("RSUs") issued in respect of already outstanding RSUs as a consequence of a dividend paid on the Company's common stock on October 28, 2016. The RSUs issued on October 28, 2016 are subject to the same vesting and forfeiture provisions as the RSUs in respect of which they have been issued.

F2 · balance_after: Includes shares issuable in respect of RSUs.

SEC source: 0000105634-16-000449 · edgar.xml · derivative · entry 3

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,851 shares

Expires 2017-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% exercisable on 1/03/12; 25% exercisable on 4/01/12; 25% exercisable on 7/01/12; 25% exercisable on 10/01/12.

SEC source: 0000105634-16-000449 · edgar.xml · nonDerivative · entry 2

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,785

F1 · balance_after: Includes shares issuable in respect of RSU's.

SEC source: 0000105634-16-000449 · edgar.xml · nonDerivative · entry 1

BERSHAD STEPHEN W · CIK 0000923910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.