Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST BUSINESS FINANCIAL SERVICES, INC.FBIZ · Entity 5359 | General Counsel | April 17, 2023 | April 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST BUSINESS FINANCIAL SERVICES, INC.
Report date April 17, 2023 · Filed April 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,388.0236 |
Reported balance
After 2023-04-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-04-17 · Grant · Acquired 2,740 · Balance 29,388.0236 F1: Issuance of Common Stock upon vesting of Performance Restricted Stock Unit awards for the performance period 2020-2022. |
| Common StockSEC Table I · non-derivative | Direct | 28,364.0236 |
Reported balance
After 2023-04-17 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-04-17 · Tax withholding · Disposed 1,024 · Balance 28,364.0236 F2: Includes 445.0236 shares held by reporting person's dividend reinvestment plan and 233 shares held by the Barbara M. Conley Living Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Issuance of Common Stock upon vesting of Performance Restricted Stock Unit awards for the performance period 2020-2022.
F2: Includes 445.0236 shares held by reporting person's dividend reinvestment plan and 233 shares held by the Barbara M. Conley Living Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2023 Filed Apr 19, 2023 16:46 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 1,024 | $29.13 | $29,829.12 |
DisclosureSEC source: 0001062993-23-009348 · form4.xml · nonDerivative · entry 2 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,364.0236 F2 · balance_after: Includes 445.0236 shares held by reporting person's dividend reinvestment plan and 233 shares held by the Barbara M. Conley Living Trust. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 16:46 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 2,740 | $29.13 | $79,816.20 |
DisclosureSEC source: 0001062993-23-009348 · form4.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,388.0236 F1 · shares: Issuance of Common Stock upon vesting of Performance Restricted Stock Unit awards for the performance period 2020-2022. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 16:29 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 272 | $36.42 | $9,906.24 |
DisclosureSEC source: 0001062993-23-004242 · form4.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,648.0236 F1 · balance_after: Includes 445.0236 shares held by reporting person's dividend reinvestment plan and 233 shares held by the Barbara M. Conley Living Trust. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 16:49 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GiftCommon Stock | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-023894 · form4.xml · nonDerivative · entry 2 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,920.0236 F2 · shares: These shares are gifted from the Barbara M. Conley Living Trust. F3 · price: Transaction is a gift therefore price is not applicable. F1 · balance_after: Includes 445.0236 shares held by reporting person's dividend reinvestment plan and 233 shares held by the Barbara M. Conley Living Trust. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 16:49 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | SaleCommon Stock | 3,005 | $37.50 | $112,687.50 |
DisclosureSEC source: 0001062993-22-023894 · form4.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,002.0236 F1 · balance_after: Includes 445.0236 shares held by reporting person's dividend reinvestment plan and 233 shares held by the Barbara M. Conley Living Trust. Read SEC document |
| November 29, 2022 Filed Nov 30, 2022 16:31 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022992 · form4.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,007.0236 F1 · shares: These shares are gifted from the Barbara M. Conley Living Trust. F2 · price: Transaction is a gift, therefore price is not applicable. F3 · balance_after: Includes 445.0236 shares held by reporting person's dividend reinvestment plan and 315 shares held by the Barbara M. Conley Living Trust. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 16:01 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 90 | $36.41 | $3,276.90 |
DisclosureSEC source: 0001062993-22-018361 · form4.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,507.0236 F1 · balance_after: Includes 445.0236 shares held by reporting person's dividend reinvestment plan and 25 shares held by the Barbara M. Conley Living Trust. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 16:07 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 1,023 | $33.00 | $33,759.00 |
DisclosureSEC source: 0001062993-22-010505 · form4.xml · nonDerivative · entry 2 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,597.0236 F2 · balance_after: Includes 445.0236 shares held by reporting person's dividend reinvestment plan and 25 shares held by the Barbara M. Conley Living Trust. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 16:07 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 3,310 | $33.00 | $109,230.00 |
DisclosureSEC source: 0001062993-22-010505 · form4.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,620.0236 F1 · shares: Issuance of Common Stock upon vesting of Performance Restricted Stock Unit awards for the performance period 2019-2021. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 16:19 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 416 | $33.60 | $13,977.60 |
DisclosureSEC source: 0001062993-22-004948 · form4.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,310.0236 F1 · balance_after: Includes 445.0236 shares held by reporting person's dividend reinvestment plan and 25 shares held by the Barbara M. Conley Living Trust. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 16:29 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 286 | $28.65 | $8,193.90 |
DisclosureSEC source: 0000892712-21-000287 · edgar.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,726.0236 F1 · balance_after: Includes 445.0236 shares held by reporting person's dividend reinvestment plan and 25 shares held by the Barbara M. Conley Living Trust. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 16:22 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 382 | $21.68 | $8,281.76 |
DisclosureSEC source: 0000892712-21-000081 · edgar.xml · nonDerivative · entry 2 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,893.0236 F1 · balance_after: Includes 445.0236 shares held by reporting person's dividend reinvestment plan and 25 shares held by the Barbara M. Conley Living Trust. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 16:22 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 1,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-21-000081 · edgar.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,275.0236 Read SEC document |
| February 16, 2021 Filed Aug 18, 2021 16:23 UTC Amendment | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 263 | $21.68 | $5,701.84 |
DisclosureSEC source: 0000892712-21-000284 · edgar.xml · nonDerivative · entry 2 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,012.0236 F1 · shares: Tax withholding shares were initially overreported. F2 · balance_after: Includes 445.0236 shares held by reporting person's dividend reinvestment plan and 25 shares held by the Barbara M. Conley Living Trust. Read SEC document |
| February 16, 2021 Filed Aug 18, 2021 16:23 UTC Amendment | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 1,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-21-000284 · edgar.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,275.0236 Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 16:17 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GiftCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-20-000328 · edgar.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,010.0236 F1 · shares: These shares are gifted from the Barbara M. Conley Living Trust. F2 · price: Transaction is a gift, therefore price is not applicable. F3 · balance_after: Includes 445.0236 shares held by reporting person's dividend reinvestment plan and 25 shares held by the Barbara M. Conley Living Trust. Read SEC document |
| September 04, 2020 Filed Sep 8, 2020 17:09 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GiftCommon Stock | 644 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-20-000307 · edgar.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,610.0236 F1 · shares: These shares are gifted from the Barbara M. Conley Living Trust. F2 · price: Transaction is a gift, therefore price is not applicable. F3 · balance_after: Includes 445.0236 shares held by reporting person's dividend reinvestment plan and 165 shares held by the Barbara M. Conley Living Trust. Read SEC document |
| August 16, 2020 Filed Aug 18, 2020 16:24 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 451 | $18.89 | $8,519.39 |
DisclosureSEC source: 0000892712-20-000294 · edgar.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,254.0236 F1 · balance_after: Includes 445.0236 shares held by reporting person's dividend reinvestment plan. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 16:13 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 144 | $25.82 | $3,718.08 |
DisclosureSEC source: 0000892712-20-000101 · edgar.xml · nonDerivative · entry 2 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,705.0236 F1 · balance_after: Includes 445.0236 shares held by reporting person's dividend reinvestment plan. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 16:13 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 980 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-20-000101 · edgar.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,404 Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 16:17 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | SaleCommon Stock | 2,115 | $24.22 | $51,228.90 |
DisclosureSEC source: 0000892712-19-000402 · edgar.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,424 Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 16:57 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 622 | $23.82 | $14,816.04 |
DisclosureSEC source: 0000892712-19-000312 · edgar.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,539 Read SEC document |
| April 30, 2019 Filed Apr 30, 2019 16:15 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | SaleCommon Stock | 5,000 | $23.19 | $115,969.50 |
DisclosureSEC source: 0000892712-19-000181 · edgar.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,161 Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 16:36 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 1,180 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-19-000084 · edgar.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,161 Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 16:52 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 686 | $22.29 | $15,290.94 |
DisclosureSEC source: 0000892712-18-000377 · edgar.xml · nonDerivative · entry 2 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,981 Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 16:52 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-18-000377 · edgar.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,667 Read SEC document |
| November 24, 2017 Filed Nov 27, 2017 16:19 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GiftCommon Stock | 454 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-17-000769 · edgar.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,517 F1 · price: This transaction is a gift, therefore, price is not applicable. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 16:31 UTC | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 2,515 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-17-000632 · edgar.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,746 Read SEC document |
| August 16, 2017 Filed Nov 15, 2017 17:18 UTC Amendment | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | Tax withholdingCommon Stock | 775 | $21.35 | $16,546.25 |
DisclosureSEC source: 0000892712-17-000761 · edgar.xml · nonDerivative · entry 2 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,971 F1 · balance_after: Amended to reflect the withholding of shares to satisfy tax withholding obligations and correct the resulting balance. Read SEC document |
| August 16, 2017 Filed Nov 15, 2017 17:18 UTC Amendment | FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ · Entity 5359 | GrantCommon Stock | 2,515 | $0.00 | $0.00 |
DisclosureSEC source: 0000892712-17-000761 · edgar.xml · nonDerivative · entry 1 Conley Barbara McCarty · CIK 0001441012 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,746 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.