Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Athenex, Inc.ATNX · Entity 113753 | Director | April 21, 2023 | April 24, 2023 |
| Nogin, Inc.SWAG · Entity 111866 | Director | July 28, 2021 | July 28, 2021 |
| Software Acquisition Group Inc. IISAIIU · Entity 140697 | Director | September 14, 2020 | September 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Athenex, Inc.
Report date April 21, 2023 · Filed April 24, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,015 |
Reported balance
After 2023-04-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-04-21 · Grant · Acquired 3,642 · Balance 8,015 F1: Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase. F2: As of February 15, 2023, the issuer effected a reverse stock split of its common stock at a ratio of 1-for-20, resulting in every 20 shares owned by the reporting person to be combined into one share of common stock. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $241.20 · Expires 2029-04-01 | Direct | 500 |
Reported balance
Holding disclosure · report date 2023-04-21 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 500 F3: This option was adjusted to reflect the reverse stock split that occurred on February 15, 2023. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $229.80 · Expires 2029-04-03 | Direct | 375 |
Reported balance
Holding disclosure · report date 2023-04-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 375 F3: This option was adjusted to reflect the reverse stock split that occurred on February 15, 2023. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $249.00 · Expires 2030-06-05 | Direct | 875 |
Reported balance
Holding disclosure · report date 2023-04-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 875 F3: This option was adjusted to reflect the reverse stock split that occurred on February 15, 2023. F4: This option vests in four equal annual installments beginning on June 5, 2021. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $76.00 · Expires 2031-08-03 | Direct | 438 |
Reported balance
Holding disclosure · report date 2023-04-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 438 F3: This option was adjusted to reflect the reverse stock split that occurred on February 15, 2023. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.14 · Expires 2032-06-28 | Direct | 875 |
Reported balance
Holding disclosure · report date 2023-04-21 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 875 F3: This option was adjusted to reflect the reverse stock split that occurred on February 15, 2023. F5: This option vests on June 28, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase.
F2: As of February 15, 2023, the issuer effected a reverse stock split of its common stock at a ratio of 1-for-20, resulting in every 20 shares owned by the reporting person to be combined into one share of common stock.
F3: This option was adjusted to reflect the reverse stock split that occurred on February 15, 2023.
F4: This option vests in four equal annual installments beginning on June 5, 2021.
F5: This option vests on June 28, 2023.
Nogin, Inc.
Report date July 28, 2021 · Filed July 28, 2021
This filing explicitly reported no securities owned.
Software Acquisition Group Inc. II
Report date September 14, 2020 · Filed September 14, 2020
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CuriosityStream Inc.
Report date November 18, 2020 · Filed November 20, 2020
Section 16 reporting ended · disclosed 2020-11-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy the Sponsor | 0 |
Reported balance
After 2020-11-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-11-18 · Other · Disposed 3,737,500 · Balance 0 F1: Pro rata distribution of shares of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. (the "Company") from Software Acquisition Holdings, LLC (the "Sponsor") to certain of its members. The shares of Common Stock distributed are subject to certain restrictions on transfer. F2: Pro rata distribution of Common Stock from the Sponsor, of which the reporting person is a member. |
| Common StockSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
After 2020-11-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-11-18 · Other · Acquired 20,000 · Balance 20,000 F1: Pro rata distribution of shares of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. (the "Company") from Software Acquisition Holdings, LLC (the "Sponsor") to certain of its members. The shares of Common Stock distributed are subject to certain restrictions on transfer. F2: Pro rata distribution of Common Stock from the Sponsor, of which the reporting person is a member. |
Filing footnotes · ownership attribution and instrument terms
F1: Pro rata distribution of shares of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. (the "Company") from Software Acquisition Holdings, LLC (the "Sponsor") to certain of its members. The shares of Common Stock distributed are subject to certain restrictions on transfer.
F2: Pro rata distribution of Common Stock from the Sponsor, of which the reporting person is a member.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2023 Filed Apr 24, 2023 16:33 UTC | Athenex, Inc. ATNX · Entity 113753 | GrantCommon Stock | 3,642 | $1.31 | $4,752.81 |
DisclosureSEC source: 0001209191-23-025397 · doc4.xml · nonDerivative · entry 1 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,015 F1 · price: Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase. F2 · balance_after: As of February 15, 2023, the issuer effected a reverse stock split of its common stock at a ratio of 1-for-20, resulting in every 20 shares owned by the reporting person to be combined into one share of common stock. Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 08:14 UTC | Athenex, Inc. ATNX · Entity 113753 | GrantCommon Stock | 25,538 | $0.19 | $4,750.07 |
DisclosureSEC source: 0001209191-23-003400 · doc4.xml · nonDerivative · entry 1 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,459 F1 · price: Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase. Read SEC document |
| October 07, 2022 Filed Oct 12, 2022 08:22 UTC | Athenex, Inc. ATNX · Entity 113753 | GrantCommon Stock | 19,717 | $0.24 | $4,749.83 |
DisclosureSEC source: 0001209191-22-053415 · doc4.xml · nonDerivative · entry 1 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,921 F1 · price: Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase. Read SEC document |
| August 03, 2022 Filed Aug 30, 2022 18:24 UTC | Athenex, Inc. ATNX · Entity 113753 | Exercise / conversionRestricted Stock Units · Derivative | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-048043 · doc4.xml · derivative · entry 6 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for one basis, vested on August 3, 2022. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for one basis, vested on August 3, 2022. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for one basis, vested on August 3, 2022. Read SEC document |
| August 03, 2022 Filed Aug 30, 2022 18:24 UTC | Athenex, Inc. ATNX · Entity 113753 | Exercise / conversionCommon Stock | 8,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-048043 · doc4.xml · nonDerivative · entry 1 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units, which convert into common stock on a one-for one basis, vested on August 3, 2022. Read SEC document |
| July 20, 2022 Filed Jul 21, 2022 16:58 UTC | Athenex, Inc. ATNX · Entity 113753 | GrantCommon Stock | 7,138 | $0.67 | $4,750.34 |
DisclosureSEC source: 0001209191-22-042869 · doc4.xml · nonDerivative · entry 1 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,454 F1 · shares: Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase. Read SEC document |
| June 28, 2022 Filed Jun 29, 2022 16:08 UTC | Athenex, Inc. ATNX · Entity 113753 | GrantStock Option (Right to Buy) · Derivative | 17,500 | $0.00 Strike: $0.46 | $0.00 |
DisclosureSEC source: 0001209191-22-039777 · doc4.xml · derivative · entry 7 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2032-06-28 F7 · derivative.exercise_date: This option vests on June 28, 2023. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 18:43 UTC | Athenex, Inc. ATNX · Entity 113753 | GrantCommon Stock | 6,316 | $0.75 | $4,749.63 |
DisclosureSEC source: 0001209191-22-024044 · doc4.xml · nonDerivative · entry 1 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,316 F1 · shares: Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 17:22 UTC | Athenex, Inc. ATNX · Entity 113753 | GrantRestricted Stock Units · Derivative | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-050003 · doc4.xml · derivative · entry 6 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,750 Underlying: Common Stock · 8,750 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. F6 · derivative.exercise_date: The restricted stock units vest on August 3, 2022. F6 · derivative.expiration_date: The restricted stock units vest on August 3, 2022. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 17:22 UTC | Athenex, Inc. ATNX · Entity 113753 | GrantStock Option L(Right to Buy) · Derivative | 8,750 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001209191-21-050003 · doc4.xml · derivative · entry 5 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,750 Underlying: Common Stock · 8,750 shares Expires 2031-08-03 F4 · derivative.exercise_date: This option vests on August 3, 2022. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 22:26 UTC | CuriosityStream Inc. CURI · Entity 6455 | OtherCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-038574 · ownership.xml · nonDerivative · entry 2 Davis Stephanie A · CIK 0001771886 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · kind: Pro rata distribution of shares of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. (the "Company") from Software Acquisition Holdings, LLC (the "Sponsor") to certain of its members. The shares of Common Stock distributed are subject to certain restrictions on transfer. F1 · shares: Pro rata distribution of shares of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. (the "Company") from Software Acquisition Holdings, LLC (the "Sponsor") to certain of its members. The shares of Common Stock distributed are subject to certain restrictions on transfer. F2 · shares: Pro rata distribution of Common Stock from the Sponsor, of which the reporting person is a member. F1 · price: Pro rata distribution of shares of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. (the "Company") from Software Acquisition Holdings, LLC (the "Sponsor") to certain of its members. The shares of Common Stock distributed are subject to certain restrictions on transfer. F1 · balance_after: Pro rata distribution of shares of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. (the "Company") from Software Acquisition Holdings, LLC (the "Sponsor") to certain of its members. The shares of Common Stock distributed are subject to certain restrictions on transfer. F2 · balance_after: Pro rata distribution of Common Stock from the Sponsor, of which the reporting person is a member. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 22:26 UTC | CuriosityStream Inc. CURI · Entity 6455 | OtherCommon Stock | 3,737,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-038574 · ownership.xml · nonDerivative · entry 1 Davis Stephanie A · CIK 0001771886 · Former Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Sponsor Disclosed balance after: 0 F1 · kind: Pro rata distribution of shares of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. (the "Company") from Software Acquisition Holdings, LLC (the "Sponsor") to certain of its members. The shares of Common Stock distributed are subject to certain restrictions on transfer. F1 · shares: Pro rata distribution of shares of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. (the "Company") from Software Acquisition Holdings, LLC (the "Sponsor") to certain of its members. The shares of Common Stock distributed are subject to certain restrictions on transfer. F1 · price: Pro rata distribution of shares of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. (the "Company") from Software Acquisition Holdings, LLC (the "Sponsor") to certain of its members. The shares of Common Stock distributed are subject to certain restrictions on transfer. F1 · balance_after: Pro rata distribution of shares of common stock, par value $0.0001 per share ("Common Stock"), of CuriosityStream Inc. (the "Company") from Software Acquisition Holdings, LLC (the "Sponsor") to certain of its members. The shares of Common Stock distributed are subject to certain restrictions on transfer. F2 · ownership.nature: Pro rata distribution of Common Stock from the Sponsor, of which the reporting person is a member. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 16:24 UTC | Athenex, Inc. ATNX · Entity 113753 | PurchaseCommon Stock | 10,000 | $11.35 | $113,500.00 |
DisclosureSEC source: 0001209191-20-050282 · doc4.xml · nonDerivative · entry 1 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| September 10, 2020 Filed Sep 16, 2020 16:06 UTC Amendment | Athenex, Inc. ATNX · Entity 113753 | PurchaseCommon Stock | 10,000 | $11.35 | $113,500.00 |
DisclosureSEC source: 0001209191-20-050685 · doc4a.xml · nonDerivative · entry 1 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: This transaction was executed in multiple trades ranging from $11.31 to $11.37. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. F2 · price: This transaction was previously reported by Ms. Davis. This amendment is being filed to provide the price range for the multiple trades used to calculate the weighted average price. Read SEC document |
| June 05, 2020 Filed Aug 6, 2020 17:19 UTC | Athenex, Inc. ATNX · Entity 113753 | GrantStock Option (Right to Buy) · Derivative | 17,500 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001209191-20-045517 · doc4.xml · derivative · entry 4 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2030-06-05 F3 · date: These options were granted contingent on receiving shareholder approval of the Amended and Restated 2017 Omnibus Incentive Plan, which approval was received on June 5, 2020. F4 · derivative.exercise_date: This option vests in four equal annual installments beginning on June 5, 2021. Read SEC document |
| June 26, 2019 Filed Jun 27, 2019 20:15 UTC | Athenex, Inc. ATNX · Entity 113753 | PurchaseCommon Stock | 10,000 | $18.00 | $180,000.00 |
DisclosureSEC source: 0001209191-19-039394 · doc4.xml · nonDerivative · entry 1 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: This transaction was executed in multiple trades ranging from $17.995 to $18.00. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| April 03, 2019 Filed Apr 9, 2019 16:10 UTC | Athenex, Inc. ATNX · Entity 113753 | GrantStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $11.49 | $0.00 |
DisclosureSEC source: 0001209191-19-024086 · doc4.xml · derivative · entry 2 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2029-04-03 F2 · derivative.exercise_date: This option vests in four equal annual installments beginning on April 3, 2020. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 16:08 UTC | Athenex, Inc. ATNX · Entity 113753 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $12.06 | $0.00 |
DisclosureSEC source: 0001209191-19-022364 · doc4.xml · derivative · entry 1 Davis Stephanie A · CIK 0001771886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-04-01 F1 · derivative.exercise_date: This option vests in four equal annual installments beginning on April 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.