person · Reporting owner

Braendel Kristina A

Disclosed activity across 2 companies

Tapewire entity: 114203
SEC CIK: 0001676329

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BRC Inc.BRCC · Entity 6663	Chief Accounting Officer	April 21, 2023	April 25, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BRC Inc.

Report date April 21, 2023 · Filed April 25, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	80,793	Reported balance After 2023-04-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2023-04-21 · Grant · Acquired 29,703 · Balance 80,793 F1: Represents awards in the form of 29,703 restricted stock units ("RSUs") under the Omnibus Incentive Plan of BRC Inc. (the "Issuer") that vest ratably one third on each anniversary of the grant date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will deliver to the Reporting Person following vesting.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.05 · Expires 2030-04-21	Direct	53,928	Reported balance After 2023-04-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2023-04-21 · Grant · Acquired 53,928 · Balance 53,928 F2: The option vests in equal installments for a period of three years from the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents awards in the form of 29,703 restricted stock units ("RSUs") under the Omnibus Incentive Plan of BRC Inc. (the "Issuer") that vest ratably one third on each anniversary of the grant date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will deliver to the Reporting Person following vesting.

F2: The option vests in equal installments for a period of three years from the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Nexeo Solutions, Inc.

Report date February 28, 2019 · Filed March 04, 2019

Section 16 reporting ended · disclosed 2019-03-04. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2019-02-28 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2019-02-28 · Disposition to issuer · Disposed 33,111 · Balance 1,812,182 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F2: 11,182 of these securities represent shares of Common Stock underlying Issuer restricted shares awards ("RSA") subject to time-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, unvested RSAs outstanding immediately prior to the Initial Effective Time were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration. Row 2 · 2019-02-28 · Disposition to issuer · Disposed 21,000 · Balance 1,791,182 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F3: These securities represent shares of Common Stock underlying Issuer performance share units awards ("PSU") subject to performance-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, PSUs outstanding immediately prior to the Initial Effective Time, whether vested or unvested, were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration with respect to the number of shares of Common Stock subject to such PSU based on actual performance as of the Initial Effective Time as determined by the Compensation Committee of the Issuer's board of directors. Row 3 · 2019-02-28 · Disposition to issuer · Disposed 1,791,182 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F4: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of Common Stock (the "Founder Shares") as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. Pursuant to the Merger Agreement, at the Initial Effective Time, each Founder Share ceased to exist and was converted into the right to receive the Merger Consideration.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.42	Direct	0	Reported balance After 2019-02-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-02-28 · Disposition to issuer · Disposed 25,000 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F6: The price reflected in this column is the cash payment amount per Option (representing the difference between the Per Share Cash Equivalent Consideration and the Option exercise price). The Reporting Person received a total of $20,556.00 in cash and 2,073 shares of Univar common stock in connection with the exercise such Options. F5: Represents shares of Common Stock underlying a non-qualified stock option ("Option") award with an exercise price less than the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Pursuant to the Merger Agreement, on February 28, 2019, each vested or unvested Option with an exercise price less than the Per Share Cash Equivalent Consideration outstanding immediately prior to the Initial Effective Time was canceled and the underlying shares converted into the right to receive the Per Share Cash Equivalent Consideration (net of the Option exercise price, as described in the Merger Agreement).

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration").

F2: 11,182 of these securities represent shares of Common Stock underlying Issuer restricted shares awards ("RSA") subject to time-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, unvested RSAs outstanding immediately prior to the Initial Effective Time were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration.

F3: These securities represent shares of Common Stock underlying Issuer performance share units awards ("PSU") subject to performance-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, PSUs outstanding immediately prior to the Initial Effective Time, whether vested or unvested, were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration with respect to the number of shares of Common Stock subject to such PSU based on actual performance as of the Initial Effective Time as determined by the Compensation Committee of the Issuer's board of directors.

F4: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of Common Stock (the "Founder Shares") as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. Pursuant to the Merger Agreement, at the Initial Effective Time, each Founder Share ceased to exist and was converted into the right to receive the Merger Consideration.

F5: Represents shares of Common Stock underlying a non-qualified stock option ("Option") award with an exercise price less than the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Pursuant to the Merger Agreement, on February 28, 2019, each vested or unvested Option with an exercise price less than the Per Share Cash Equivalent Consideration outstanding immediately prior to the Initial Effective Time was canceled and the underlying shares converted into the right to receive the Per Share Cash Equivalent Consideration (net of the Option exercise price, as described in the Merger Agreement).

F6: The price reflected in this column is the cash payment amount per Option (representing the difference between the Per Share Cash Equivalent Consideration and the Option exercise price). The Reporting Person received a total of $20,556.00 in cash and 2,073 shares of Univar common stock in connection with the exercise such Options.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 21, 2023 Filed Apr 25, 2023 17:40 UTC	BRC Inc. BRCC · Entity 6663	GrantStock Option (right to buy) · Derivative	53,928	$0.00 Strike: $5.05	$0.00	Disclosure SEC source: 0001140361-23-020306 · form4.xml · derivative · entry 2 Braendel Kristina A · CIK 0001676329 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,928 Underlying: Class A Common Stock · 53,928 shares Expires 2030-04-21 F2 · derivative.exercise_date: The option vests in equal installments for a period of three years from the grant date. Read SEC document
April 21, 2023 Filed Apr 25, 2023 17:40 UTC	BRC Inc. BRCC · Entity 6663	GrantClass A Common Stock	29,703	$0.00	$0.00	Disclosure SEC source: 0001140361-23-020306 · form4.xml · nonDerivative · entry 1 Braendel Kristina A · CIK 0001676329 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,793 F1 · security: Represents awards in the form of 29,703 restricted stock units ("RSUs") under the Omnibus Incentive Plan of BRC Inc. (the "Issuer") that vest ratably one third on each anniversary of the grant date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will deliver to the Reporting Person following vesting. Read SEC document
February 06, 2023 Filed Feb 8, 2023 19:31 UTC	BRC Inc. BRCC · Entity 6663	GrantStock Option (right to buy) · Derivative	55,458	$0.00 Strike: $7.34	$0.00	Disclosure SEC source: 0001104659-23-014682 · tm236005-2_4seq1.xml · derivative · entry 2 Braendel Kristina A · CIK 0001676329 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,458 Underlying: Class A Common Stock · 55,458 shares Expires 2030-02-06 F2 · derivative.exercise_date: The option vests in equal installments for a period of three years from the grant date. Read SEC document
February 06, 2023 Filed Feb 8, 2023 19:31 UTC	BRC Inc. BRCC · Entity 6663	GrantClass A Common Stock	51,090	$0.00	$0.00	Disclosure SEC source: 0001104659-23-014682 · tm236005-2_4seq1.xml · nonDerivative · entry 1 Braendel Kristina A · CIK 0001676329 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,090 F1 · security: Represents awards in the form of 51,090 restricted stock units ("RSUs") under the Omnibus Incentive Plan of BRC Inc. (the "Issuer") that vest ratably one third on each anniversary of the grant date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will deliver to the Reporting Person following vesting. Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:02 UTC	Nexeo Solutions, Inc. NXEO · Entity 159591	Disposition to issuerStock Option (Right to Buy) · Derivative	25,000	$2.71 Strike: $7.42	$67,750.00	Disclosure SEC source: 0001104659-19-012432 · a4.xml · derivative · entry 4 Smith Kristina A. · CIK 0001676329 · VP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F6 · price: The price reflected in this column is the cash payment amount per Option (representing the difference between the Per Share Cash Equivalent Consideration and the Option exercise price). The Reporting Person received a total of $20,556.00 in cash and 2,073 shares of Univar common stock in connection with the exercise such Options. F5 · derivative.exercise_date: Represents shares of Common Stock underlying a non-qualified stock option ("Option") award with an exercise price less than the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Pursuant to the Merger Agreement, on February 28, 2019, each vested or unvested Option with an exercise price less than the Per Share Cash Equivalent Consideration outstanding immediately prior to the Initial Effective Time was canceled and the underlying shares converted into the right to receive the Per Share Cash Equivalent Consideration (net of the Option exercise price, as described in the Merger Agreement). F5 · derivative.expiration_date: Represents shares of Common Stock underlying a non-qualified stock option ("Option") award with an exercise price less than the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Pursuant to the Merger Agreement, on February 28, 2019, each vested or unvested Option with an exercise price less than the Per Share Cash Equivalent Consideration outstanding immediately prior to the Initial Effective Time was canceled and the underlying shares converted into the right to receive the Per Share Cash Equivalent Consideration (net of the Option exercise price, as described in the Merger Agreement). Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:02 UTC	Nexeo Solutions, Inc. NXEO · Entity 159591	Disposition to issuerCommon Stock	1,791,182	$0.00	$0.00	Disclosure SEC source: 0001104659-19-012432 · a4.xml · nonDerivative · entry 3 Smith Kristina A. · CIK 0001676329 · VP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F4 · shares: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of Common Stock (the "Founder Shares") as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. Pursuant to the Merger Agreement, at the Initial Effective Time, each Founder Share ceased to exist and was converted into the right to receive the Merger Consideration. Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:02 UTC	Nexeo Solutions, Inc. NXEO · Entity 159591	Disposition to issuerCommon Stock	21,000	$0.00	$0.00	Disclosure SEC source: 0001104659-19-012432 · a4.xml · nonDerivative · entry 2 Smith Kristina A. · CIK 0001676329 · VP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,791,182 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F3 · shares: These securities represent shares of Common Stock underlying Issuer performance share units awards ("PSU") subject to performance-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, PSUs outstanding immediately prior to the Initial Effective Time, whether vested or unvested, were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration with respect to the number of shares of Common Stock subject to such PSU based on actual performance as of the Initial Effective Time as determined by the Compensation Committee of the Issuer's board of directors. Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:02 UTC	Nexeo Solutions, Inc. NXEO · Entity 159591	Disposition to issuerCommon Stock	33,111	$0.00	$0.00	Disclosure SEC source: 0001104659-19-012432 · a4.xml · nonDerivative · entry 1 Smith Kristina A. · CIK 0001676329 · VP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,812,182 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F2 · shares: 11,182 of these securities represent shares of Common Stock underlying Issuer restricted shares awards ("RSA") subject to time-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, unvested RSAs outstanding immediately prior to the Initial Effective Time were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration. Read SEC document
November 02, 2018 Filed Dec 6, 2018 17:31 UTC	Nexeo Solutions, Inc. NXEO · Entity 159591	Tax withholdingCommon Stock	649	$0.00	$0.00	Disclosure SEC source: 0001104659-18-071738 · a4.xml · nonDerivative · entry 1 Smith Kristina A. · CIK 0001676329 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,929 F1 · shares: In connection with the vesting of shares of restricted stock, the Reporting Person forfeited shares to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on November 2, 2018. Read SEC document
June 11, 2018 Filed Jun 12, 2018 16:10 UTC	Nexeo Solutions, Inc. NXEO · Entity 159591	Tax withholdingCommon Stock	1,379	$9.66	$13,321.14	Disclosure SEC source: 0001104659-18-039590 · a4.xml · nonDerivative · entry 1 Smith Kristina A. · CIK 0001676329 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,578 F1 · shares: In connection with the vesting of shares of restricted stock, the Reporting Person forfeited shares to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on June 8, 2018. Read SEC document
November 02, 2017 Filed Nov 6, 2017 16:15 UTC	Nexeo Solutions, Inc. NXEO · Entity 159591	GrantEmployee Stock Option (right to buy) · Derivative	25,000	$0.00 Strike: $7.42	$0.00	Disclosure SEC source: 0001104659-17-066314 · a4.xml · derivative · entry 3 Smith Kristina A. · CIK 0001676329 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-11-02 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 2, 2018. Read SEC document
November 02, 2017 Filed Nov 6, 2017 16:15 UTC	Nexeo Solutions, Inc. NXEO · Entity 159591	GrantCommon Stock	8,000	$0.00	$0.00	Disclosure SEC source: 0001104659-17-066314 · a4.xml · nonDerivative · entry 1 Smith Kristina A. · CIK 0001676329 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,957 F1 · shares: Shares of Restricted Stock granted pursuant to the terms of the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan. Read SEC document
June 09, 2017 Filed Jun 13, 2017 16:07 UTC	Nexeo Solutions, Inc. NXEO · Entity 159591	Tax withholdingCommon Stock	1,543	$8.69	$13,408.67	Disclosure SEC source: 0001104659-17-038901 · a4.xml · nonDerivative · entry 1 Smith Kristina A. · CIK 0001676329 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,957 F1 · shares: In connection with the vesting of shares of restricted stock, the Reporting Person forfeited shares to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on June 8, 2017. Read SEC document
November 17, 2016 Filed Nov 21, 2016 18:01 UTC	Nexeo Solutions, Inc. NXEO · Entity 159591	OtherDeferred Payment Right · Derivative	26,341	$0.00	$0.00	Disclosure SEC source: 0001104659-16-158407 · a4.xml · derivative · entry 1 Smith Kristina A. · CIK 0001676329 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 284,825 Underlying: Common Stock · 284,825 shares Expires 2021-06-30 F1 · derivative.exercise_price: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received, among other things, 311,166 deferred payment rights as consideration in connection with the closing of the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). In connection with the execution of the Purchase Price Adjustment Confirmation Letter on November 17, 2016, the total consideration payable to the selling equityholders, including the Management Company, was adjusted downward, resulting in a decrease in the total number of deferred payment rights due to the Management Company to 284,825. F1 · shares: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received, among other things, 311,166 deferred payment rights as consideration in connection with the closing of the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). In connection with the execution of the Purchase Price Adjustment Confirmation Letter on November 17, 2016, the total consideration payable to the selling equityholders, including the Management Company, was adjusted downward, resulting in a decrease in the total number of deferred payment rights due to the Management Company to 284,825. F1 · derivative.exercise_date: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received, among other things, 311,166 deferred payment rights as consideration in connection with the closing of the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). In connection with the execution of the Purchase Price Adjustment Confirmation Letter on November 17, 2016, the total consideration payable to the selling equityholders, including the Management Company, was adjusted downward, resulting in a decrease in the total number of deferred payment rights due to the Management Company to 284,825. F2 · ownership.nature: The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.