Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOEING COBA · Entity 2862 | Director · President & CEO | March 11, 2024 | March 14, 2024 |
| CATERPILLAR INCCAT · Entity 2808 | Director | March 28, 2024 | April 01, 2024 |
| Gates Industrial Corp Ltd.GTES · Entity 3767 | Director | January 25, 2018 | January 25, 2018 |
| Nielsen Holdings plcNLSN · Entity 16431 | Director | March 31, 2017 | April 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOEING CO
Report date March 11, 2024 · Filed March 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 196,903.361 |
Reported balance
After 2024-03-11 transaction · row 1
1 source rowRow 1 · 2024-03-11 · Grant · Acquired 30,894 · Balance 196,903.361 F1: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on March 11, 2027. Vested shares will be distributed in ten annual installments commencing the year following the year in which Mr. Calhoun separates from the Company. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 25,000 |
Reported balance
Holding disclosure · report date 2024-03-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 25,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on March 11, 2027. Vested shares will be distributed in ten annual installments commencing the year following the year in which Mr. Calhoun separates from the Company.
CATERPILLAR INC
Report date March 28, 2024 · Filed April 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,559 |
Reported balance
After 2024-03-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-03-28 · Grant · Acquired 103 · Balance 21,559 F1: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2: Phantom stock units awarded or acquired in lieu of director cash compensation. F3: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4: Includes adjustments for dividends accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
F2: Phantom stock units awarded or acquired in lieu of director cash compensation.
F3: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
F4: Includes adjustments for dividends accrued.
Gates Industrial Corp Ltd.
Report date January 25, 2018 · Filed January 25, 2018
This filing explicitly reported no securities owned.
Nielsen Holdings plc
Report date March 31, 2017 · Filed April 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 507,445.382 |
Reported balance
After 2017-03-31 transaction · row 1
1 source rowRow 1 · 2017-03-31 · Grant · Acquired 484.14 · Balance 507,445.382 F1: Represents deferred stock units issued to the Reporting Person at the closing trading price as of March 31, 2017 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deferred stock units issued to the Reporting Person at the closing trading price as of March 31, 2017 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GENERAL ELECTRIC CO
Report date September 12, 2006 · Filed September 14, 2006
Section 16 reporting ended · disclosed 2006-09-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 377,713 |
Ending reported balance
After 2006-09-13 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2006-09-12 · Exercise / conversion · Acquired 26,667 · Balance 358,928 Row 2 · 2006-09-12 · Tax withholding · Disposed 11,054 · Balance 347,874 Row 3 · 2006-09-12 · Exercise / conversion · Acquired 31,250 · Balance 379,124 Row 4 · 2006-09-12 · Tax withholding · Disposed 12,954 · Balance 366,170 Row 5 · 2006-09-13 · Exercise / conversion · Acquired 48,000 · Balance 414,170 Row 6 · 2006-09-13 · Tax withholding · Disposed 45,460 · Balance 368,710 F2: Average of high and low NYSE traded prices for GE stock on 9/13/2006 Row 7 · 2006-09-13 · Exercise / conversion · Acquired 70,000 · Balance 438,710 Row 8 · 2006-09-13 · Tax withholding · Disposed 60,997 · Balance 377,713 F2: Average of high and low NYSE traded prices for GE stock on 9/13/2006 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2006-09-12 | Direct | 26,667 |
Reported balance
After 2006-09-12 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2006-09-12 · Exercise / conversion · Disposed 26,667 · Balance 26,667 F1: 1 for 1 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2006-09-12 | Direct | 93,750 |
Reported balance
After 2006-09-12 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2006-09-12 · Exercise / conversion · Disposed 31,250 · Balance 93,750 F1: 1 for 1 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.53 · Expires 2006-09-13 | Direct | 0 |
Reported balance
After 2006-09-13 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2006-09-13 · Exercise / conversion · Disposed 48,000 · Balance 0 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.05 · Expires 2006-09-13 | Direct | 0 |
Reported balance
After 2006-09-13 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2006-09-13 · Exercise / conversion · Disposed 70,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 9,529 |
Reported balance
Holding disclosure · report date 2006-09-12 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 9,529 |
| Common StockSEC Table I · non-derivative | Indirectby trust | 28,205 |
Reported balance
Holding disclosure · report date 2006-09-12 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 28,205 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: Average of high and low NYSE traded prices for GE stock on 9/13/2006
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 19, 2004 Filed Apr 19, 2004 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 1,855 | $31.05 | $57,597.75 |
DisclosureSEC source: 0001231205-04-000089 · edgar.xml · nonDerivative · entry 2 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,908 Read SEC document |
| April 19, 2004 Filed Apr 19, 2004 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 30,000 | $8.50 | $255,000.00 |
DisclosureSEC source: 0001231205-04-000089 · edgar.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2004 Filed Feb 24, 2004 20:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 1,142 | $33.35 | $38,085.70 |
DisclosureSEC source: 0001231205-04-000047 · edgar.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,674 Underlying: Common Stock · 1,142 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
| January 27, 2004 Filed Jan 29, 2004 22:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001231205-04-000026 · edgar.xml · derivative · entry 4 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 30,000 shares Expires 2004-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2004 Filed Jan 29, 2004 22:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 17,567 | $34.25 | $601,669.75 |
DisclosureSEC source: 0001231205-04-000026 · edgar.xml · nonDerivative · entry 2 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,763 Read SEC document |
| January 27, 2004 Filed Jan 29, 2004 22:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 30,000 | $8.50 | $255,000.00 |
DisclosureSEC source: 0001231205-04-000026 · edgar.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2003 Filed Oct 30, 2003 23:53 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001231205-03-000133 · edgar.xml · derivative · entry 4 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 30,000 shares Expires 2004-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2003 Filed Oct 30, 2003 23:53 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 15,818 | $28.37 | $448,756.66 |
DisclosureSEC source: 0001231205-03-000133 · edgar.xml · nonDerivative · entry 2 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,330 Read SEC document |
| October 28, 2003 Filed Oct 30, 2003 23:53 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 30,000 | $8.50 | $255,000.00 |
DisclosureSEC source: 0001231205-03-000133 · edgar.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000085 · edgar.xml · derivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. F4 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 53,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000085 · edgar.xml · derivative · entry 2 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,334 Underlying: Common Stock · 53,334 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantStock Appreciation Rights (exercisable for stock) · Derivative | 240,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-03-000085 · edgar.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Common Stock · 240,000 shares Expires 2013-09-12 F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 21:52 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000044 · edgar.xml · derivative · entry 4 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 15,000 shares Expires 2003-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 21:52 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 4,560 | $28.28 | $128,956.80 |
DisclosureSEC source: 0001231205-03-000044 · edgar.xml · nonDerivative · entry 2 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,148 Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 21:52 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000044 · edgar.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2003 Filed Jul 22, 2003 19:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001231205-03-000035 · edgar.xml · derivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2003-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2003 Filed Jul 22, 2003 19:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 9,725 | $27.41 | $266,562.25 |
DisclosureSEC source: 0001231205-03-000035 · edgar.xml · nonDerivative · entry 2 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,708 F1 · balance_after: Reporting person also holds 8,749 shares indirectly through a 401(k) plan. Read SEC document |
| July 22, 2003 Filed Jul 22, 2003 19:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,000 | $8.05 | $144,936.00 |
DisclosureSEC source: 0001231205-03-000035 · edgar.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.