Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOEING COBA · Entity 2862 | Director · President & CEO | March 11, 2024 | March 14, 2024 |
| CATERPILLAR INCCAT · Entity 2808 | Director | March 28, 2024 | April 01, 2024 |
| Gates Industrial Corp Ltd.GTES · Entity 3767 | Director | January 25, 2018 | January 25, 2018 |
| Nielsen Holdings plcNLSN · Entity 16431 | Director | March 31, 2017 | April 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOEING CO
Report date March 11, 2024 · Filed March 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 196,903.361 |
Reported balance
After 2024-03-11 transaction · row 1
1 source rowRow 1 · 2024-03-11 · Grant · Acquired 30,894 · Balance 196,903.361 F1: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on March 11, 2027. Vested shares will be distributed in ten annual installments commencing the year following the year in which Mr. Calhoun separates from the Company. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 25,000 |
Reported balance
Holding disclosure · report date 2024-03-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 25,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on March 11, 2027. Vested shares will be distributed in ten annual installments commencing the year following the year in which Mr. Calhoun separates from the Company.
CATERPILLAR INC
Report date March 28, 2024 · Filed April 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,559 |
Reported balance
After 2024-03-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-03-28 · Grant · Acquired 103 · Balance 21,559 F1: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2: Phantom stock units awarded or acquired in lieu of director cash compensation. F3: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4: Includes adjustments for dividends accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
F2: Phantom stock units awarded or acquired in lieu of director cash compensation.
F3: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
F4: Includes adjustments for dividends accrued.
Gates Industrial Corp Ltd.
Report date January 25, 2018 · Filed January 25, 2018
This filing explicitly reported no securities owned.
Nielsen Holdings plc
Report date March 31, 2017 · Filed April 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 507,445.382 |
Reported balance
After 2017-03-31 transaction · row 1
1 source rowRow 1 · 2017-03-31 · Grant · Acquired 484.14 · Balance 507,445.382 F1: Represents deferred stock units issued to the Reporting Person at the closing trading price as of March 31, 2017 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deferred stock units issued to the Reporting Person at the closing trading price as of March 31, 2017 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GENERAL ELECTRIC CO
Report date September 12, 2006 · Filed September 14, 2006
Section 16 reporting ended · disclosed 2006-09-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 377,713 |
Ending reported balance
After 2006-09-13 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2006-09-12 · Exercise / conversion · Acquired 26,667 · Balance 358,928 Row 2 · 2006-09-12 · Tax withholding · Disposed 11,054 · Balance 347,874 Row 3 · 2006-09-12 · Exercise / conversion · Acquired 31,250 · Balance 379,124 Row 4 · 2006-09-12 · Tax withholding · Disposed 12,954 · Balance 366,170 Row 5 · 2006-09-13 · Exercise / conversion · Acquired 48,000 · Balance 414,170 Row 6 · 2006-09-13 · Tax withholding · Disposed 45,460 · Balance 368,710 F2: Average of high and low NYSE traded prices for GE stock on 9/13/2006 Row 7 · 2006-09-13 · Exercise / conversion · Acquired 70,000 · Balance 438,710 Row 8 · 2006-09-13 · Tax withholding · Disposed 60,997 · Balance 377,713 F2: Average of high and low NYSE traded prices for GE stock on 9/13/2006 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2006-09-12 | Direct | 26,667 |
Reported balance
After 2006-09-12 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2006-09-12 · Exercise / conversion · Disposed 26,667 · Balance 26,667 F1: 1 for 1 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2006-09-12 | Direct | 93,750 |
Reported balance
After 2006-09-12 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2006-09-12 · Exercise / conversion · Disposed 31,250 · Balance 93,750 F1: 1 for 1 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.53 · Expires 2006-09-13 | Direct | 0 |
Reported balance
After 2006-09-13 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2006-09-13 · Exercise / conversion · Disposed 48,000 · Balance 0 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.05 · Expires 2006-09-13 | Direct | 0 |
Reported balance
After 2006-09-13 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2006-09-13 · Exercise / conversion · Disposed 70,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 9,529 |
Reported balance
Holding disclosure · report date 2006-09-12 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 9,529 |
| Common StockSEC Table I · non-derivative | Indirectby trust | 28,205 |
Reported balance
Holding disclosure · report date 2006-09-12 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 28,205 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: Average of high and low NYSE traded prices for GE stock on 9/13/2006
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2012 Filed Apr 3, 2012 16:36 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-12-000180 · edgar.xml · derivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,295 Underlying: Common · 118 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F3 · price: The units were valued in March 2012 on the basis of the issuer's common stock price, 118 units at a price of $106.27. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 19:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 909 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000135 · edgar.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,109 F3 · kind: Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Read SEC document |
| February 29, 2012 Filed Mar 2, 2012 19:39 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-12-000085 · edgar.xml · derivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177 Underlying: Common · 112 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F3 · price: The units were valued in February 2012 on the basis of the issuer's common stock price, 4 units at a price of $115.41 and 108 units at a price of $115.04, per unit. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. Read SEC document |
| January 31, 2012 Filed Feb 1, 2012 21:44 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000035 · edgar.xml · derivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065 Underlying: Common · 114 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2012 at a price of $110.36 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2012 at a price of $110.36 per share. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 21:53 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 838.25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-000872 · doc4.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,716.82 Underlying: Common Stock · 838.25 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| December 30, 2011 Filed Jan 3, 2012 21:37 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000026 · edgar.xml · derivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 951 Underlying: Common · 137 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2011 at a price of $90.905 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2011 at a price of $90.905 per share. Read SEC document |
| November 30, 2011 Filed Dec 2, 2011 20:16 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 133 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000534 · edgar.xml · derivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814 Underlying: Common · 133 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2011, 130 at a price of $96.435 per share and 3 at $90.79 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2011, 130 at a price of $96.435 per share and 3 at $90.79 per share. Read SEC document |
| October 31, 2011 Filed Nov 2, 2011 20:18 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000506 · edgar.xml · derivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681 Underlying: Common · 131 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2011 at a price of $94.74 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2011 at a price of $94.74 per share. Read SEC document |
| October 03, 2011 Filed Oct 5, 2011 20:18 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 586.36 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-023022 · doc4.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,844.22 Underlying: Common Stock · 586.36 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| September 30, 2011 Filed Oct 3, 2011 18:54 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000463 · edgar.xml · derivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550 Underlying: Common · 168 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2011 at a price of $74.56 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2011 at a price of $74.56 per share. Read SEC document |
| August 31, 2011 Filed Sep 1, 2011 20:25 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000443 · edgar.xml · derivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382 Underlying: Common · 137 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2011, 1 at a price of $81.30 per share and 136 at a price of $91.86 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2011, 1 at a price of $81.30 per share and 136 at a price of $91.86 per share. Read SEC document |
| July 29, 2011 Filed Aug 2, 2011 13:41 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 127 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000407 · edgar.xml · derivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245 Underlying: Common · 127 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2011 at a price of $98.62 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2011 at a price of $98.62 per share. Read SEC document |
| July 01, 2011 Filed Jul 6, 2011 16:23 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 471.29 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-017620 · doc4.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,223.81 Underlying: Common Stock · 471.29 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 30, 2011 Filed Jul 1, 2011 19:54 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000372 · edgar.xml · derivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118 Underlying: Common · 118 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2011 at a price of $105.16 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2011 at a price of $105.16 per share. Read SEC document |
| June 30, 2011 Filed Jul 1, 2011 20:02 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000373 · edgar.xml · derivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118 Underlying: Common · 118 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2011 at a price of $105.16 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2011 at a price of $105.16 per share. Read SEC document |
| April 01, 2011 Filed Apr 5, 2011 21:50 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 470.46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-011286 · doc4.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,725.9 Underlying: Common Stock · 470.46 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| January 03, 2011 Filed Jan 4, 2011 22:20 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 527.59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-000699 · doc4.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,230.44 Underlying: Common Stock · 527.59 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Phantom stock units accrued under The Boeing Company's Deferred Compensation Plan for Directors are to be settled in The Boeing Company common stock upon the reporting person's termination of services as a director. F3 · derivative.expiration_date: Phantom stock units accrued under The Boeing Company's Deferred Compensation Plan for Directors are to be settled in The Boeing Company common stock upon the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| October 01, 2010 Filed Oct 5, 2010 21:02 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 482.73 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-022274 · doc4.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,679.55 Underlying: Common Stock · 482.73 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Phantom stock units accrued under The Boeing Company's Deferred Compensation Plan for Directors are to be settled in The Boeing Company common stock upon the reporting person's termination of services as a director. F3 · derivative.expiration_date: Phantom stock units accrued under The Boeing Company's Deferred Compensation Plan for Directors are to be settled in The Boeing Company common stock upon the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| July 01, 2010 Filed Jul 6, 2010 18:56 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 524.07 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-016693 · doc4.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,176.22 Underlying: Common Stock · 524.07 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Phantom stock units accrued under The Boeing Company's Deferred Compensation Plan for Directors are to be settled in The Boeing Company common stock upon the reporting person's termination of services as a director. F3 · derivative.expiration_date: Phantom stock units accrued under The Boeing Company's Deferred Compensation Plan for Directors are to be settled in The Boeing Company common stock upon the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| April 01, 2010 Filed Apr 5, 2010 22:25 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 445.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-009878 · doc4.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,634.35 Underlying: Common Stock · 445.79 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Phantom stock units accrued under The Boeing Company's Deferred Compensation Plan for Directors are to be settled in The Boeing Company common stock upon the reporting person's termination of services as a director. F3 · derivative.expiration_date: Phantom stock units accrued under The Boeing Company's Deferred Compensation Plan for Directors are to be settled in The Boeing Company common stock upon the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 21:40 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 584.58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-000978 · doc4.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,174.93 Underlying: Common Stock · 584.58 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Phantom stock units accrued under The Boeing Company's Deferred Compensation Plan for Directors are to be settled in The Boeing Company common stock upon the reporting person's termination of services as a director. F3 · derivative.expiration_date: Phantom stock units accrued under The Boeing Company's Deferred Compensation Plan for Directors are to be settled in The Boeing Company common stock upon the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| October 01, 2009 Filed Oct 5, 2009 18:51 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 613.61 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-020149 · doc4.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,578.2 Underlying: Common Stock · 613.61 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Phantom stock units accrued under The Boeing Company's Deferred Compensation Plan for Directors are to be settled in The Boeing Company common stock upon the reporting person's termination of services as a director. F3 · derivative.expiration_date: Phantom stock units accrued under The Boeing Company's Deferred Compensation Plan for Directors are to be settled in The Boeing Company common stock upon the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| July 22, 2009 Filed Feb 2, 2010 01:01 UTC | BOEING CO BA · Entity 2862 | PurchaseCommon Stock | 800 | $42.46 | $33,968.00 |
DisclosureSEC source: 0001225208-10-002892 · doc4.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450 Read SEC document |
| July 01, 2009 Filed Jul 6, 2009 21:05 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 956.33 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-015350 · doc4.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 956.33 Underlying: Common Stock · 956.33 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Phantom stock units accrued under The Boeing Company's Deferred Compensation Plan for Directors are to be settled in The Boeing Company common stock upon the reporting person's termination of services as a director. F3 · derivative.expiration_date: Phantom stock units accrued under The Boeing Company's Deferred Compensation Plan for Directors are to be settled in The Boeing Company common stock upon the reporting person's termination of services as a director. Read SEC document |
| September 13, 2006 Filed Sep 14, 2006 21:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001231205-06-000155 · edgar.xml · derivative · entry 14 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2006-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2006 Filed Sep 14, 2006 21:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 48,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-06-000155 · edgar.xml · derivative · entry 13 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,000 shares Expires 2006-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2006 Filed Sep 14, 2006 21:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 60,997 | $34.67 | $2,114,461.01 |
DisclosureSEC source: 0001231205-06-000155 · edgar.xml · nonDerivative · entry 8 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,713 F2 · price: Average of high and low NYSE traded prices for GE stock on 9/13/2006 Read SEC document |
| September 13, 2006 Filed Sep 14, 2006 21:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 70,000 | $27.05 | $1,893,500.00 |
DisclosureSEC source: 0001231205-06-000155 · edgar.xml · nonDerivative · entry 7 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2006 Filed Sep 14, 2006 21:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 45,460 | $34.67 | $1,575,870.90 |
DisclosureSEC source: 0001231205-06-000155 · edgar.xml · nonDerivative · entry 6 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,710 F2 · price: Average of high and low NYSE traded prices for GE stock on 9/13/2006 Read SEC document |
| September 13, 2006 Filed Sep 14, 2006 21:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 48,000 | $31.53 | $1,513,440.00 |
DisclosureSEC source: 0001231205-06-000155 · edgar.xml · nonDerivative · entry 5 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000155 · edgar.xml · derivative · entry 12 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,750 Underlying: Common Stock · 31,250 shares Expires 2006-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000155 · edgar.xml · derivative · entry 11 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 Underlying: Common Stock · 26,667 shares Expires 2006-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 12,954 | $34.55 | $447,560.70 |
DisclosureSEC source: 0001231205-06-000155 · edgar.xml · nonDerivative · entry 4 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,170 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000155 · edgar.xml · nonDerivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 11,054 | $34.55 | $381,915.70 |
DisclosureSEC source: 0001231205-06-000155 · edgar.xml · nonDerivative · entry 2 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,874 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000155 · edgar.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2006 Filed Aug 31, 2006 20:55 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 96,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-06-000128 · edgar.xml · derivative · entry 8 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,000 Underlying: Common Stock · 96,000 shares Expires 2013-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2006 Filed Aug 31, 2006 20:55 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001231205-06-000128 · edgar.xml · derivative · entry 7 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2007-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2006 Filed Aug 31, 2006 20:55 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 91,424 | $34.33 | $3,138,128.80 |
DisclosureSEC source: 0001231205-06-000128 · edgar.xml · nonDerivative · entry 4 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,261 F1 · price: Average of high and low NYSE traded prices for GE stock on 8/30/06 Read SEC document |
| August 30, 2006 Filed Aug 31, 2006 20:55 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 96,000 | $31.53 | $3,026,880.00 |
DisclosureSEC source: 0001231205-06-000128 · edgar.xml · nonDerivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2006 Filed Aug 31, 2006 20:55 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 118,679 | $34.33 | $4,073,656.68 |
DisclosureSEC source: 0001231205-06-000128 · edgar.xml · nonDerivative · entry 2 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,685 F1 · price: Average of high and low NYSE traded prices for GE stock on 8/30/06 Read SEC document |
| August 30, 2006 Filed Aug 31, 2006 20:55 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 150,000 | $22.08 | $3,312,000.00 |
DisclosureSEC source: 0001231205-06-000128 · edgar.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2006 Filed Aug 30, 2006 21:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $26.42 | $0.00 |
DisclosureSEC source: 0001231205-06-000125 · edgar.xml · derivative · entry 5 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2008-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2006 Filed Aug 30, 2006 21:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 130,282 | $34.07 | $4,438,056.33 |
DisclosureSEC source: 0001231205-06-000125 · edgar.xml · nonDerivative · entry 2 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,364 F1 · price: Average of high and low NYSE traded prices for GE stock on 8/29/06 Read SEC document |
| August 29, 2006 Filed Aug 30, 2006 21:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 150,000 | $26.42 | $3,963,000.00 |
DisclosureSEC source: 0001231205-06-000125 · edgar.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2006 Filed Aug 28, 2006 22:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 210,000 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0001231205-06-000120 · edgar.xml · derivative · entry 5 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 210,000 shares Expires 2012-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2006 Filed Aug 28, 2006 22:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 185,417 | $33.81 | $6,268,948.77 |
DisclosureSEC source: 0001231205-06-000120 · edgar.xml · nonDerivative · entry 2 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,646 F1 · price: Average of high and low NYSE traded prices for GE stock on 8/25/06 Read SEC document |
| August 25, 2006 Filed Aug 28, 2006 22:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 210,000 | $27.05 | $5,680,500.00 |
DisclosureSEC source: 0001231205-06-000120 · edgar.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2006 Filed Aug 1, 2006 20:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricked Stock Unites · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000110 · edgar.xml · derivative · entry 5 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires 2006-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 29, 2006 Filed Aug 1, 2006 20:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000110 · edgar.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.