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ZELL SAMUEL

Disclosed activity across 6 companies

Tapewire entity
114161
SEC CIK
0001024193

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EQUITY LIFESTYLE PROPERTIES INCELS · Entity 3434Director · Chairman of the BoardApril 25, 2023April 27, 2023
Equity CommonwealthEQC · Entity 82395Director · Chairman of the BoardFebruary 07, 2023February 08, 2023
Equity Distribution Acquisition Corp.EQD · Entity 146647Director · 10% ownerSeptember 15, 2020September 15, 2020
VIVMARK RESIDENTIALEQR · Entity 499Director · Chairman of the BoardFebruary 28, 2023March 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EQUITY LIFESTYLE PROPERTIES INC

Report date April 25, 2023 · Filed April 27, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01SEC Table I · non-derivativeDirect132,366 Ending reported balance After 2023-04-25 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-04-25 · Grant · Acquired 1,470 · Balance 86,895

F1: Grant of restricted stock subject to vesting as follows: 1/3 on 10/25/23, 1/3 on 4/25/24, and 1/3 on 4/25/25

Row 2 · 2023-04-25 · Grant · Acquired 45,361 · Balance 132,256

F2: Grant of restricted stock subject to vesting as follows: 1/3 on 4/25/24, 1/3 on 4/25/25, and 1/3 on 4/24/26

Row 3 · 2023-04-25 · Grant · Acquired 110 · Balance 132,366

F3: Grant of restricted stock subject to vesting on 4/25/24

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy Spouse56,000 Reported balance Holding disclosure · report date 2023-04-25 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 56,000

F4: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose.

F5: These shares of Common Stock are owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy Samstock/SZRT, L.L.C.1,200,544 Reported balance Holding disclosure · report date 2023-04-25 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,200,544

F6: Samstock/SZRT, L.L.C. is a Delaware limited liability company whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy Trust4,924,017 Reported balance Holding disclosure · report date 2023-04-25 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 4,924,017

F7: These shares of Common Stock are beneficially owned by Samuel Zell Revocable Trust ("Zell Trust"), the trustee of which is Mr. Zell.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy Samstock, L.L.C.1,056,384 Reported balance Holding disclosure · report date 2023-04-25 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,056,384

F4: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose.

F8: Samstock, L.L.C. a Delaware limited liability company "Samstock") whose sole member is SZ Investments, L.L.C., a Delaware limited liability company ("SZ"). The managing member of SZ is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy Samstock/Alpha, L.L.C.35,548 Reported balance Holding disclosure · report date 2023-04-25 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 35,548

F4: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose.

F9: Samstock/Alpha, L.L.C. is a Delaware limited liability company ("Samstock/Alpha") whose sole member is Alphabet Partners, an Illinois partnership. Alphabet Partners is owned by various trusts established for the benefit of Zell Family. The trustee of such trusts is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy KMJZ Investments, L.L.C.1,610,666 Reported balance Holding disclosure · report date 2023-04-25 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 1,610,666

F4: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose.

F10: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of the Zell Family. The trustee of such trusts is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy ZFT Kellie Trust1,428 Reported balance Holding disclosure · report date 2023-04-25 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 1,428

F11: ZFT Kellie Trust, ZFT Matthew Trust, ZFT JoAnn Trust and ZFT Grandchildren Trust (collectively, the "ZFT Trusts") are trusts established for the benefit of Mr. Zell and members of his family (the "Zell Family"). The trustee of each of the ZFT Trusts is Chai Trust. Mr. Zell is not an officer of director of Chai Trust and does not have voting or dispositive power over such shares.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy ZFT Matthew Trust1,428 Reported balance Holding disclosure · report date 2023-04-25 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 1,428

F11: ZFT Kellie Trust, ZFT Matthew Trust, ZFT JoAnn Trust and ZFT Grandchildren Trust (collectively, the "ZFT Trusts") are trusts established for the benefit of Mr. Zell and members of his family (the "Zell Family"). The trustee of each of the ZFT Trusts is Chai Trust. Mr. Zell is not an officer of director of Chai Trust and does not have voting or dispositive power over such shares.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy ZFT JoAnn Trust1,428 Reported balance Holding disclosure · report date 2023-04-25 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 1,428

F11: ZFT Kellie Trust, ZFT Matthew Trust, ZFT JoAnn Trust and ZFT Grandchildren Trust (collectively, the "ZFT Trusts") are trusts established for the benefit of Mr. Zell and members of his family (the "Zell Family"). The trustee of each of the ZFT Trusts is Chai Trust. Mr. Zell is not an officer of director of Chai Trust and does not have voting or dispositive power over such shares.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy ZFT Grandchildren Trust50,880 Reported balance Holding disclosure · report date 2023-04-25 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 50,880

F11: ZFT Kellie Trust, ZFT Matthew Trust, ZFT JoAnn Trust and ZFT Grandchildren Trust (collectively, the "ZFT Trusts") are trusts established for the benefit of Mr. Zell and members of his family (the "Zell Family"). The trustee of each of the ZFT Trusts is Chai Trust. Mr. Zell is not an officer of director of Chai Trust and does not have voting or dispositive power over such shares.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock subject to vesting as follows: 1/3 on 10/25/23, 1/3 on 4/25/24, and 1/3 on 4/25/25

F2: Grant of restricted stock subject to vesting as follows: 1/3 on 4/25/24, 1/3 on 4/25/25, and 1/3 on 4/24/26

F3: Grant of restricted stock subject to vesting on 4/25/24

F4: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose.

F5: These shares of Common Stock are owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT.

F6: Samstock/SZRT, L.L.C. is a Delaware limited liability company whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust.

F7: These shares of Common Stock are beneficially owned by Samuel Zell Revocable Trust ("Zell Trust"), the trustee of which is Mr. Zell.

F8: Samstock, L.L.C. a Delaware limited liability company "Samstock") whose sole member is SZ Investments, L.L.C., a Delaware limited liability company ("SZ"). The managing member of SZ is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F9: Samstock/Alpha, L.L.C. is a Delaware limited liability company ("Samstock/Alpha") whose sole member is Alphabet Partners, an Illinois partnership. Alphabet Partners is owned by various trusts established for the benefit of Zell Family. The trustee of such trusts is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F10: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of the Zell Family. The trustee of such trusts is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F11: ZFT Kellie Trust, ZFT Matthew Trust, ZFT JoAnn Trust and ZFT Grandchildren Trust (collectively, the "ZFT Trusts") are trusts established for the benefit of Mr. Zell and members of his family (the "Zell Family"). The trustee of each of the ZFT Trusts is Chai Trust. Mr. Zell is not an officer of director of Chai Trust and does not have voting or dispositive power over such shares.

Equity Commonwealth

Report date February 07, 2023 · Filed February 08, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectSee footnote825,116 Reported balance After 2023-02-07 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2023-02-07 · Exercise / conversion · Acquired 19,343 · Balance 825,116

F1: Each Common Share of Beneficial Interest of Equity Commonwealth ("Common Share") was received in exchange for one Restricted Share Unit ("RSU"), subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable RSU agreement for the Reporting Person. Reflects Common Shares that were issued as a result of certain performance criteria being met with respect to previously granted RSUs, and a portion of such RSUs vesting on the Transaction Date.

F2: These shares/units, as applicable, are held by the Samuel Zell Revocable Trust, of which the Reporting Person is the trustee and a beneficiary.

Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectSee footnote2,584,300 Reported balance Holding disclosure · report date 2023-02-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,584,300

F3: These shares are held by EGI-CW Holdings, L.L.C. ("EGI-CW"), which is indirectly controlled by Chai Trust Company, LLC ("Chai"). Two entities, in which trusts established for the benefit of the family of the Reporting Person, the trustee of each of which is Chai, indirectly own interests, are members of EGI-CW. The Reporting Person is not an officer or a director of Chai and does not have voting or dispositive power over the shares, and therefore disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein indirectly held by his family.

Restricted Share UnitsSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2023-02-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-07 · Exercise / conversion · Disposed 19,343 · Balance 0

F4: Each RSU represents the right to receive one Common Share, subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable RSU agreement for the Reporting Person.

F5: On February 9, 2022, the Reporting Person received 38,687 RSUs as a result of certain performance criteria being met with respect to previously granted RSUs, vesting in two equal installments on February 9, 2022 and in February of 2023, subject to the Reporting Person's continued employment with Equity Commonwealth through such date.

F2: These shares/units, as applicable, are held by the Samuel Zell Revocable Trust, of which the Reporting Person is the trustee and a beneficiary.

LTIP UnitsSEC Table II · derivative / convertible securityIndirectSee footnote75,745 Reported balance After 2023-02-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-02-07 · Grant · Acquired 75,745 · Balance 75,745

F6: Each LTIP Unit converts automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in EQC Operating Trust when the LTIP Unit becomes vested and upon equalization of its capital account with the per-unit capital account of OP Units. OP Units are redeemable for cash or, at the option of Equity Commonwealth, exchangeable for common shares of Equity Commonwealth on a one-for-one basis.

F7: Represents LTIP Units issued pursuant to the applicable Equity Commonwealth equity compensation plan. The LTIP Units (or OP Units as applicable) were issued to the Reporting Person as a result of certain performance criteria being met with respect to previously granted LTIP Units, 50% of which are vested (and converted to OP Units) as of the date hereof and 50% of which will vest in February of 2024, subject to the Reporting Person's continued service with Equity Commonwealth through such date.

F2: These shares/units, as applicable, are held by the Samuel Zell Revocable Trust, of which the Reporting Person is the trustee and a beneficiary.

Filing footnotes · ownership attribution and instrument terms

F1: Each Common Share of Beneficial Interest of Equity Commonwealth ("Common Share") was received in exchange for one Restricted Share Unit ("RSU"), subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable RSU agreement for the Reporting Person. Reflects Common Shares that were issued as a result of certain performance criteria being met with respect to previously granted RSUs, and a portion of such RSUs vesting on the Transaction Date.

F2: These shares/units, as applicable, are held by the Samuel Zell Revocable Trust, of which the Reporting Person is the trustee and a beneficiary.

F3: These shares are held by EGI-CW Holdings, L.L.C. ("EGI-CW"), which is indirectly controlled by Chai Trust Company, LLC ("Chai"). Two entities, in which trusts established for the benefit of the family of the Reporting Person, the trustee of each of which is Chai, indirectly own interests, are members of EGI-CW. The Reporting Person is not an officer or a director of Chai and does not have voting or dispositive power over the shares, and therefore disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein indirectly held by his family.

F4: Each RSU represents the right to receive one Common Share, subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable RSU agreement for the Reporting Person.

F5: On February 9, 2022, the Reporting Person received 38,687 RSUs as a result of certain performance criteria being met with respect to previously granted RSUs, vesting in two equal installments on February 9, 2022 and in February of 2023, subject to the Reporting Person's continued employment with Equity Commonwealth through such date.

F6: Each LTIP Unit converts automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in EQC Operating Trust when the LTIP Unit becomes vested and upon equalization of its capital account with the per-unit capital account of OP Units. OP Units are redeemable for cash or, at the option of Equity Commonwealth, exchangeable for common shares of Equity Commonwealth on a one-for-one basis.

F7: Represents LTIP Units issued pursuant to the applicable Equity Commonwealth equity compensation plan. The LTIP Units (or OP Units as applicable) were issued to the Reporting Person as a result of certain performance criteria being met with respect to previously granted LTIP Units, 50% of which are vested (and converted to OP Units) as of the date hereof and 50% of which will vest in February of 2024, subject to the Reporting Person's continued service with Equity Commonwealth through such date.

Equity Distribution Acquisition Corp.

Report date September 15, 2020 · Filed September 15, 2020

Jointly reported with Equity Distribution Sponsor LLC, EGI-Fund C, L.L.C., CHAI TRUST CO LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2020-09-15 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248463), the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: The shares of Class B common stock beneficially owned by the reporting persons include up to 1,125,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: Equity Distribution Sponsor LLC is the record holder of the shares reported herein. Equity Distribution Sponsor LLC is majority-owned by EGI-Fund C, L.L.C. Chai Trust Company, LLC is the managing member of EGI-Fund C, L.L.C. Accordingly, each of EGI-Fund C, L.L.C. and Chai Trust Company, LLC may be deemed to beneficially own the reported shares held directly by Equity Distribution Sponsor LLC. Equity Distribution Sponsor LLC is managed by a board of managers, which is controlled by the manager designated by EGI-Fund C, L.L.C, which is Sam Zell. Accordingly, Sam Zell, a director of the issuer, may also be deemed to beneficially own the reported shares held directly by Equity Distribution Sponsor LLC. Sam Zell disclaims beneficial ownership of such shares except to the extent, if any, of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248463), the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: The shares of Class B common stock beneficially owned by the reporting persons include up to 1,125,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: Equity Distribution Sponsor LLC is the record holder of the shares reported herein. Equity Distribution Sponsor LLC is majority-owned by EGI-Fund C, L.L.C. Chai Trust Company, LLC is the managing member of EGI-Fund C, L.L.C. Accordingly, each of EGI-Fund C, L.L.C. and Chai Trust Company, LLC may be deemed to beneficially own the reported shares held directly by Equity Distribution Sponsor LLC. Equity Distribution Sponsor LLC is managed by a board of managers, which is controlled by the manager designated by EGI-Fund C, L.L.C, which is Sam Zell. Accordingly, Sam Zell, a director of the issuer, may also be deemed to beneficially own the reported shares held directly by Equity Distribution Sponsor LLC. Sam Zell disclaims beneficial ownership of such shares except to the extent, if any, of his pecuniary interest therein.

VIVMARK RESIDENTIAL

Report date February 28, 2023 · Filed March 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares Of Beneficial InterestSEC Table I · non-derivativeDirect767,444 Reported balance After 2023-02-28 transaction · row 1
1 source row

Row 1 · 2023-02-28 · Grant · Acquired 1,885 · Balance 767,444

F1: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectBy Spouse, Trustee for Helen Zell Revocable Trust600 Reported balance Holding disclosure · report date 2023-02-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 600

F2: Shares reported herein are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of any pecuniary interest therein.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectSamstock, L.L.C.1,206,968 Reported balance Holding disclosure · report date 2023-02-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,206,968

F3: Shares reported herein are beneficially owned by Samstock, L.L.C. ("Samstock"). The sole member of Samstock is SZ Investments, L.L.C. ("SZ"). The managing member of SZ is Chai Trust Company, LLC ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectSamuel Zell Revocable Trust2,730,294 Reported balance Holding disclosure · report date 2023-02-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 2,730,294

F4: Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he may be deemed the beneficial owner of the shares reported herein.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectSERP Account694,344 Reported balance Holding disclosure · report date 2023-02-28 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 694,344

F5: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectSZ JoAnn Trust1,246 Reported balance Holding disclosure · report date 2023-02-28 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,246

F6: Shares reported herein are beneficially owned by the SZ JoAnn Trust ("SZJT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectSZ Kellie Trust1,246 Reported balance Holding disclosure · report date 2023-02-28 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,246

F7: Shares reported herein are beneficially owned by the SZ Kellie Trust ("SZKT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectSZ Matthew Trust1,246 Reported balance Holding disclosure · report date 2023-02-28 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 1,246

F8: Shares reported herein are beneficially owned by the SZ Matthew Trust ("SZMT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectZell Family Foundation154,480 Reported balance Holding disclosure · report date 2023-02-28 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 154,480

F9: Shares reported herein are beneficially owned by the Zell Family Foundation ("Foundation"). Mr. Zell is a director of the Foundation; however, Mr. Zell does not have voting or dispositive power over such shares, or any pecuniary interest therein, and therefore disclaims beneficial ownership of such shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2: Shares reported herein are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of any pecuniary interest therein.

F3: Shares reported herein are beneficially owned by Samstock, L.L.C. ("Samstock"). The sole member of Samstock is SZ Investments, L.L.C. ("SZ"). The managing member of SZ is Chai Trust Company, LLC ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

F4: Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he may be deemed the beneficial owner of the shares reported herein.

F5: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person.

F6: Shares reported herein are beneficially owned by the SZ JoAnn Trust ("SZJT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

F7: Shares reported herein are beneficially owned by the SZ Kellie Trust ("SZKT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

F8: Shares reported herein are beneficially owned by the SZ Matthew Trust ("SZMT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

F9: Shares reported herein are beneficially owned by the Zell Family Foundation ("Foundation"). Mr. Zell is a director of the Foundation; however, Mr. Zell does not have voting or dispositive power over such shares, or any pecuniary interest therein, and therefore disclaims beneficial ownership of such shares.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ANIXTER INTERNATIONAL INC

Report date June 22, 2020 · Filed June 23, 2020

Section 16 reporting ended · disclosed 2020-06-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-06-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-06-22 · Disposition to issuer · Disposed 95,374 · Balance 0

F1: On June 22, 2020, Anixter International, Inc. (the "Issuer") was acquired by WESCO International, Inc. ("WESCO") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 10, 2020, by and among the Issuer, WESCO and Warrior Merger Sub, Inc., a wholly owned subsidiary of WESCO (the "Merger").

F2: Includes 95,374 restricted common stock units.

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F4: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding restricted common stock unit granted prior to January 10, 2020 became fully vested (in the case of any performance-based restricted stock units, with the level of achievement of performance-based vesting criteria measured in accordance with the terms of the applicable award agreement) and was cancelled in exchange for the right to receive, in consideration of and in full settlement thereof, in respect of each share of Issuer common stock underlying such award, a cash payment (without interest) equal to the value of the Merger Consideration. Each outstanding restricted common stock unit granted on or after January 10, 2020 was converted into a cash-settled WESCO phantom stock unit.

Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2020-06-22 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-06-22 · Disposition to issuer · Disposed 14,666 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F5: These shares of Common Stock are beneficially owned by Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee ("Zell Trust").

Common StockSEC Table I · non-derivativeIndirectBy Samstock/SZRT, L.L.C.0 Reported balance After 2020-06-22 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2020-06-22 · Disposition to issuer · Disposed 1,329,432 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F6: Samstock/SZRT, L.L.C. is a Delaware limited liability company whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust.

Common StockSEC Table I · non-derivativeIndirectBy KMJZ Investments, L.L.C.0 Reported balance After 2020-06-22 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2020-06-22 · Disposition to issuer · Disposed 526,277 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F8: KMJZ Investments, L.L.C., a Delaware limited liability company, is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Samstock/Alpha, L.L.C.0 Reported balance After 2020-06-22 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2020-06-22 · Disposition to issuer · Disposed 55,587 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F9: Samstock/Alpha, L.L.C. is a Delaware limited liability company whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Samstock/SIT, L.L.C.0 Reported balance After 2020-06-22 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2020-06-22 · Disposition to issuer · Disposed 362,147 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F10: Samstock/SIT, L.L.C. is a Delaware limited liability company whose sole member is a trust established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Samstock/ZFT, L.L.C.0 Reported balance After 2020-06-22 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2020-06-22 · Disposition to issuer · Disposed 55,588 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F11: Samstock/ZFT, L.L.C. is a Delaware limited liability whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common StockSEC Table I · non-derivativeIndirectBy SZ Intervivos QTIP Trust0 Reported balance After 2020-06-22 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2020-06-22 · Disposition to issuer · Disposed 28,700 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F12: SZ Intervivos QTIP Trust is a trust organized in Illinois established for the benefit of the Zell Family and the Zell Family Foundation. The trustee of SZ Intervivos QTIP Trust is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common StockSEC Table I · non-derivativeIndirectIn Trust by spouse0 Reported balance After 2020-06-22 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2020-06-22 · Disposition to issuer · Disposed 1,000 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F13: These shares of Common Stock are owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT.

Common StockSEC Table I · non-derivativeIndirectBy KZ 2007 Holdings, L.L.C.0 Reported balance After 2020-06-22 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2020-06-22 · Disposition to issuer · Disposed 40,000 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F14: KZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("KZ Holdings") whose sole member is KZ 2007 Trust, a trust organized in Illinois ("KZ Trust"). Chai Trust is the trustee of KZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by KZ Holdings.

Common StockSEC Table I · non-derivativeIndirectBy MZ 2007 Holdings, L.L.C.0 Reported balance After 2020-06-22 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 11 · 2020-06-22 · Disposition to issuer · Disposed 40,000 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F15: MZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("MZ Holdings") whose sole member is MZ 2007 Trust, a trust organized in Illinois ("MZ Trust"). Chai Trust is the trustee of MZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by MZ Holdings.

Common StockSEC Table I · non-derivativeIndirectBy JZ 2007 Holdings, L.L.C.0 Reported balance After 2020-06-22 transaction · row 12 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 12 · 2020-06-22 · Disposition to issuer · Disposed 40,000 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F16: JZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("JZ Holdings") whose sole member is JZ 2007 Trust, a trust organized in Illinois ("JZ Trust"). Chai Trust is the trustee of JZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by JZ Holdings.

Filing footnotes · ownership attribution and instrument terms

F1: On June 22, 2020, Anixter International, Inc. (the "Issuer") was acquired by WESCO International, Inc. ("WESCO") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 10, 2020, by and among the Issuer, WESCO and Warrior Merger Sub, Inc., a wholly owned subsidiary of WESCO (the "Merger").

F2: Includes 95,374 restricted common stock units.

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F4: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding restricted common stock unit granted prior to January 10, 2020 became fully vested (in the case of any performance-based restricted stock units, with the level of achievement of performance-based vesting criteria measured in accordance with the terms of the applicable award agreement) and was cancelled in exchange for the right to receive, in consideration of and in full settlement thereof, in respect of each share of Issuer common stock underlying such award, a cash payment (without interest) equal to the value of the Merger Consideration. Each outstanding restricted common stock unit granted on or after January 10, 2020 was converted into a cash-settled WESCO phantom stock unit.

F5: These shares of Common Stock are beneficially owned by Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee ("Zell Trust").

F6: Samstock/SZRT, L.L.C. is a Delaware limited liability company whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust.

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F8: KMJZ Investments, L.L.C., a Delaware limited liability company, is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F9: Samstock/Alpha, L.L.C. is a Delaware limited liability company whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F10: Samstock/SIT, L.L.C. is a Delaware limited liability company whose sole member is a trust established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F11: Samstock/ZFT, L.L.C. is a Delaware limited liability whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F12: SZ Intervivos QTIP Trust is a trust organized in Illinois established for the benefit of the Zell Family and the Zell Family Foundation. The trustee of SZ Intervivos QTIP Trust is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F13: These shares of Common Stock are owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT.

F14: KZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("KZ Holdings") whose sole member is KZ 2007 Trust, a trust organized in Illinois ("KZ Trust"). Chai Trust is the trustee of KZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by KZ Holdings.

F15: MZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("MZ Holdings") whose sole member is MZ 2007 Trust, a trust organized in Illinois ("MZ Trust"). Chai Trust is the trustee of MZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by MZ Holdings.

F16: JZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("JZ Holdings") whose sole member is JZ 2007 Trust, a trust organized in Illinois ("JZ Trust"). Chai Trust is the trustee of JZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by JZ Holdings.

COVANTA HOLDING CORP

Report date November 30, 2021 · Filed December 01, 2021

Section 16 reporting ended · disclosed 2021-12-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.10 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2021-11-30 transaction · row 1
1 source row

Row 1 · 2021-11-30 · Disposition to issuer · Disposed 137,663 · Balance 0

F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").

Common Stock, $.10 par valueSEC Table I · non-derivativeIndirectRefer to footnote 20 Reported balance After 2021-11-30 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-11-30 · Disposition to issuer · Disposed 7,734,804 · Balance 0

F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").

F2: Such shares are beneficially owned by SZ Investments, L.L.C. ("SZI"). SZI is indirectly owned by trusts established for the benefit of Samuel Zell and members of his family (the "Trusts"). The Trustee of the Trusts is Chai Trust Company, LLC, of which Samuel Zell is neither an officer nor a director, and thus he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common Stock, $.10 par valueSEC Table I · non-derivativeIndirectRefer to footnote 30 Reported balance After 2021-11-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-11-30 · Disposition to issuer · Disposed 1,487,209 · Balance 0

F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").

F3: Such shares are beneficially owned by certain charitable foundations established by Samuel Zell and members of his family (the "Zell Family Foundations"). Chai Trust Company, LLC is the investment manager of each of the Zell Family Foundations. Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common Stock, $.10 par valueSEC Table I · non-derivativeIndirectRefer to footnote 40 Reported balance After 2021-11-30 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2021-11-30 · Disposition to issuer · Disposed 1,699,669 · Balance 0

F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").

F4: Such shares are beneficially owned by certain Trusts and thus Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common Stock, $.10 par valueSEC Table I · non-derivativeIndirectRefer to footnote 50 Reported balance After 2021-11-30 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2021-11-30 · Disposition to issuer · Disposed 2,027,500 · Balance 0

F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").

F5: Such shares are beneficially owned by EGI-Fund (05-07) Investors, L.L.C. ("05-07"), which is indirectly owned by the Trusts and thus Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common Stock, $.10 par valueSEC Table I · non-derivativeIndirectRefer to footnote 60 Reported balance After 2021-11-30 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2021-11-30 · Disposition to issuer · Disposed 25,418 · Balance 0

F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").

F6: Such shares of Common Stock are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Samuel Zell's spouse, Helen Zell, is the trustee of HZRT. Samuel Zell disclaims beneficial ownership of such shares held by HZRT except to the extent of his pecuniary interest therein.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-11-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-11-30 · Disposition to issuer · Disposed 240,591 · Balance 0

F7: These restricted stock units, which represented the contingent right to receive one share of Issuer's common stock, were canceled in the merger and converted into the right to receive a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock underlying the restricted stock units multiplied by (ii) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").

F2: Such shares are beneficially owned by SZ Investments, L.L.C. ("SZI"). SZI is indirectly owned by trusts established for the benefit of Samuel Zell and members of his family (the "Trusts"). The Trustee of the Trusts is Chai Trust Company, LLC, of which Samuel Zell is neither an officer nor a director, and thus he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: Such shares are beneficially owned by certain charitable foundations established by Samuel Zell and members of his family (the "Zell Family Foundations"). Chai Trust Company, LLC is the investment manager of each of the Zell Family Foundations. Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4: Such shares are beneficially owned by certain Trusts and thus Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: Such shares are beneficially owned by EGI-Fund (05-07) Investors, L.L.C. ("05-07"), which is indirectly owned by the Trusts and thus Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6: Such shares of Common Stock are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Samuel Zell's spouse, Helen Zell, is the trustee of HZRT. Samuel Zell disclaims beneficial ownership of such shares held by HZRT except to the extent of his pecuniary interest therein.

F7: These restricted stock units, which represented the contingent right to receive one share of Issuer's common stock, were canceled in the merger and converted into the right to receive a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock underlying the restricted stock units multiplied by (ii) the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 30, 2017 Filed Nov 1, 2017 21:11 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 40,037 $0.00 Strike: $32.87 $0.00
Disclosure

SEC source: 0001127602-17-030819 · form4.xml · derivative · entry 15

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,331

Underlying: Common Shares Of Beneficial Interest · 40,037 shares

Expires 2018-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 7, 2009, February 7, 2010 and February 7, 2011.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 21:11 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 51,614 $0.00 Strike: $32.87 $0.00
Disclosure

SEC source: 0001127602-17-030819 · form4.xml · derivative · entry 14

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,368

Underlying: Common Shares Of Beneficial Interest · 51,614 shares

Expires 2018-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 7, 2009, February 7, 2010 and February 7, 2011.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 21:11 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionCommon Shares Of Beneficial Interest 95,331 $32.87 $3,133,529.97
Disclosure

SEC source: 0001127602-17-030819 · form4.xml · nonDerivative · entry 5

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Excludes 2,229,427 shares previously owned directly by the reporting person which were transferred to the Samuel Zell Revocable Trust, of which Mr. Zell is the sole trustee and beneficiary.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 21:11 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 40,037 $67.01 $2,682,879.37
Disclosure

SEC source: 0001127602-17-030819 · form4.xml · nonDerivative · entry 4

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,382

F3 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.00 to $67.06. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Excludes 2,229,427 shares previously owned directly by the reporting person which were transferred to the Samuel Zell Revocable Trust, of which Mr. Zell is the sole trustee and beneficiary.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 21:11 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionCommon Shares Of Beneficial Interest 40,037 $32.87 $1,316,016.19
Disclosure

SEC source: 0001127602-17-030819 · form4.xml · nonDerivative · entry 3

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Excludes 2,229,427 shares previously owned directly by the reporting person which were transferred to the Samuel Zell Revocable Trust, of which Mr. Zell is the sole trustee and beneficiary.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 21:11 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 51,614 $67.30 $3,473,673.81
Disclosure

SEC source: 0001127602-17-030819 · form4.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,382

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.20 to $67.42. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Excludes 2,229,427 shares previously owned directly by the reporting person which were transferred to the Samuel Zell Revocable Trust, of which Mr. Zell is the sole trustee and beneficiary.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 21:11 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionCommon Shares Of Beneficial Interest 51,614 $32.87 $1,696,552.18
Disclosure

SEC source: 0001127602-17-030819 · form4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Excludes 2,229,427 shares previously owned directly by the reporting person which were transferred to the Samuel Zell Revocable Trust, of which Mr. Zell is the sole trustee and beneficiary.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 16:35 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 1,148 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055148 · doc4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,010,691

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Total includes 83,294 of common stock units. Total also includes 1,937,022 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 1,937,022 shares of common stock, except to the extent of any pecuniary interest therein.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 20:12 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 OtherDepositary Shares 76,000 $25.00 $1,900,000.00
Disclosure

SEC source: 0000905148-17-000802 · form4.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · security: Each Depositary Share represents 1/100th of a share of the issuer's 6.75% Series C Cumulative Redeemable Perpetual Preferred Stock ("the Series C Preferred Stock").

F2 · kind: The Series C Preferred Stock were redeemed by the issuer on September 25, 2017. In connection with the Series C Preferred Stock redemption, the Depository Shares were redeemed by the issuer at a price of $25.00 per depository share.

F2 · price: The Series C Preferred Stock were redeemed by the issuer on September 25, 2017. In connection with the Series C Preferred Stock redemption, the Depository Shares were redeemed by the issuer at a price of $25.00 per depository share.

F2 · acquired: The Series C Preferred Stock were redeemed by the issuer on September 25, 2017. In connection with the Series C Preferred Stock redemption, the Depository Shares were redeemed by the issuer at a price of $25.00 per depository share.

F4 · ownership.nature: These shares are owned by the Helen Zell Revocable Trust ("HZRT"). Samuel Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 20:12 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 OtherDepositary Shares 112,000 $25.00 $2,800,000.00
Disclosure

SEC source: 0000905148-17-000802 · form4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · security: Each Depositary Share represents 1/100th of a share of the issuer's 6.75% Series C Cumulative Redeemable Perpetual Preferred Stock ("the Series C Preferred Stock").

F2 · kind: The Series C Preferred Stock were redeemed by the issuer on September 25, 2017. In connection with the Series C Preferred Stock redemption, the Depository Shares were redeemed by the issuer at a price of $25.00 per depository share.

F2 · price: The Series C Preferred Stock were redeemed by the issuer on September 25, 2017. In connection with the Series C Preferred Stock redemption, the Depository Shares were redeemed by the issuer at a price of $25.00 per depository share.

F2 · acquired: The Series C Preferred Stock were redeemed by the issuer on September 25, 2017. In connection with the Series C Preferred Stock redemption, the Depository Shares were redeemed by the issuer at a price of $25.00 per depository share.

F3 · ownership.nature: The shares reported herein are beneficially owned by Samuel Zell Revocable Trust, the trustee of which is Samuel Zell ("Mr.Zell").

Read SEC document
September 15, 2017 Filed Sep 19, 2017 16:19 UTC COVANTA HOLDING CORP CVA · Entity 132985 GrantRestricted Stock Units · Derivative 2,578 $0.00 $0.00
Disclosure

SEC source: 0000225648-17-000128 · wf-form4_150585232903161.xml · derivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,872

Underlying: Common Stock, $.10 par value · 2,578 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The restricted stock units were issued to the reporting person pursuant to the Issuer's 2014 Equity Compensation Plan in lieu of quarterly retainer fees of $37,500 for the period beginning July 1, 2017 and ending September 30, 2017.

F2 · derivative.exercise_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors.

Read SEC document
August 01, 2017 Filed Oct 3, 2017 16:35 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GiftCommon stock 130,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055148 · doc4.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,880,691

F3 · balance_after: Total includes 83,294 of common stock units. Total also includes 1,807,022 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 1,807,022 shares of common stock, except to the extent of any pecuniary interest therein.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 16:18 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 PurchaseCommon Stock 125,709 $81.34 $10,224,855.79
Disclosure

SEC source: 0000905148-17-000701 · form4.xml · nonDerivative · entry 4

ZELL SAMUEL · CIK 0001024193 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By KMJZ Investments, L.L.C.

Disclosed balance after: 526,277

F2 · shares: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 125,709 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017.

F2 · price: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 125,709 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017.

F4 · ownership.direct: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F11 · ownership.direct: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F11 · ownership.nature: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 16:18 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 SaleCommon Stock 125,709 $81.34 $10,224,855.79
Disclosure

SEC source: 0000905148-17-000701 · form4.xml · nonDerivative · entry 3

ZELL SAMUEL · CIK 0001024193 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 14,666

F2 · shares: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 125,709 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017.

F2 · price: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 125,709 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017.

F5 · ownership.direct: These shares of Common Stock are beneficially owned by Zell Trust, the trustee of which is Mr. Zell.

F5 · ownership.nature: These shares of Common Stock are beneficially owned by Zell Trust, the trustee of which is Mr. Zell.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 16:18 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 PurchaseCommon Stock 400,568 $81.34 $32,581,199.70
Disclosure

SEC source: 0000905148-17-000701 · form4.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By KMJZ Investments, L.L.C.

Disclosed balance after: 400,568

F1 · shares: Samstock/SZRT (defined in footnote 3 below) sold 400,568 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 4 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017.

F1 · price: Samstock/SZRT (defined in footnote 3 below) sold 400,568 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 4 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017.

F4 · ownership.direct: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F11 · ownership.direct: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F11 · ownership.nature: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 16:18 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 SaleCommon Stock 400,568 $81.34 $32,581,199.70
Disclosure

SEC source: 0000905148-17-000701 · form4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Samstock/SZRT, L.L.C.

Disclosed balance after: 1,449,432

F1 · shares: Samstock/SZRT (defined in footnote 3 below) sold 400,568 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 4 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017.

F1 · price: Samstock/SZRT (defined in footnote 3 below) sold 400,568 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 4 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017.

F3 · ownership.direct: Samstock/SZRT, L.L.C. is a Delaware limited liability company ("Samstock/SZRT") whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust.

F3 · ownership.nature: Samstock/SZRT, L.L.C. is a Delaware limited liability company ("Samstock/SZRT") whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust.

Read SEC document
July 21, 2017 Filed Jul 25, 2017 20:15 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 PurchaseCommon Stock 805,333 $87.43 $70,410,264.19
Disclosure

SEC source: 0000905148-17-000686 · form4.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By KMJZ Investments, L.L.C.

Disclosed balance after: 805,333

F1 · shares: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 805,333 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 3 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D to be filed by Chai Trust (defined in footnote 3 below) for this transaction (expected to be filed on or around July 31, 2017).

F1 · price: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 805,333 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 3 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D to be filed by Chai Trust (defined in footnote 3 below) for this transaction (expected to be filed on or around July 31, 2017).

F3 · ownership.direct: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F10 · ownership.direct: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F10 · ownership.nature: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 21, 2017 Filed Jul 25, 2017 20:15 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 SaleCommon Stock 805,333 $87.43 $70,410,264.19
Disclosure

SEC source: 0000905148-17-000686 · form4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,860,717

F1 · shares: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 805,333 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 3 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D to be filed by Chai Trust (defined in footnote 3 below) for this transaction (expected to be filed on or around July 31, 2017).

F1 · price: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 805,333 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 3 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D to be filed by Chai Trust (defined in footnote 3 below) for this transaction (expected to be filed on or around July 31, 2017).

F2 · ownership.direct: These shares of Common Stock are beneficially owned by Zell Trust, the trustee of which is Mr. Zell. On May 4, 2017, Mr. Zell contributed 1,814,789 shares of Common Stock to Zell Trust. On May 23, 2017, Mr. Zell contributed 647,391 shares of Common Stock to Zell Trust. On June 9, 2017, Mr. Zell contributed 2,768 shares of Common Stock to Zell Trust.

F2 · ownership.nature: These shares of Common Stock are beneficially owned by Zell Trust, the trustee of which is Mr. Zell. On May 4, 2017, Mr. Zell contributed 1,814,789 shares of Common Stock to Zell Trust. On May 23, 2017, Mr. Zell contributed 647,391 shares of Common Stock to Zell Trust. On June 9, 2017, Mr. Zell contributed 2,768 shares of Common Stock to Zell Trust.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 11:47 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 1,247 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042969 · doc4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,009,543

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Total includes 82,146 of common stock units. Total also includes 1,937,022 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 1,937,022 shares of common stock, except to the extent of any pecuniary interest therein. On May 4, 2017, Mr. Zell contributed 140,375 shares of common stock of the Issuer to Samuel Zell Revocable Trust, a revocable trust of which Mr. Zell is the beneficiary and sole trustee.

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June 15, 2017 Filed Jun 19, 2017 16:18 UTC COVANTA HOLDING CORP CVA · Entity 132985 GrantRestricted Stock Units · Derivative 1,294 $0.00 $0.00
Disclosure

SEC source: 0000225648-17-000109 · wf-form4_149790347677132.xml · derivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,294

Underlying: Common Stock, $.10 par value · 1,294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The restricted stock units were issued to the reporting person pursuant to the Issuer's 2014 Equity Compensation Plan in lieu of pro-rated quarterly retainer fees of $18,750 for the period beginning May 15, 2017 and ending June 30, 2017.

F2 · derivative.exercise_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors.

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May 04, 2017 Filed May 8, 2017 16:24 UTC COVANTA HOLDING CORP CVA · Entity 132985 GrantRestricted Stock Units · Derivative 32,143 $0.00 $0.00
Disclosure

SEC source: 0000225648-17-000095 · wf-form4_149427507308803.xml · derivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,143

Underlying: Restricted Stock Units · 32,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the next annual meeting of stockholders or May 4, 2018. The vested restricted stock units will convert into shares of common stock on the date of reporting person's separation from service from the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the next annual meeting of stockholders or May 4, 2018. The vested restricted stock units will convert into shares of common stock on the date of reporting person's separation from service from the Board of Directors.

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May 02, 2017 Filed May 4, 2017 22:39 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 GrantCommon Stock, par value $.01 40,000 $81.15 $3,246,000.00
Disclosure

SEC source: 0001024193-17-000002 · wf-form4_149393755910153.xml · nonDerivative · entry 3

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550,375

F3 · kind: Grant of restricted stock subject to vesting as follows: 1/3 on 5/2/18, 1/3 on 5/2/19, and 1/3 on 5/2/20

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May 02, 2017 Filed May 4, 2017 22:39 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 GrantCommon Stock, par value $.01 92 $81.15 $7,465.80
Disclosure

SEC source: 0001024193-17-000002 · wf-form4_149393755910153.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,510,375

F2 · kind: Grant of restricted stock subject to vesting on 5/2/18

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May 02, 2017 Filed May 4, 2017 22:39 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 GrantCommon Stock, par value $.01 4,000 $81.15 $324,600.00
Disclosure

SEC source: 0001024193-17-000002 · wf-form4_149393755910153.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,510,283

F1 · kind: Grant of restricted stock subject to vest as follows: 1/3 on 11/2/17, 1/3 on 5/2/18, and 1/3 on 5/2/19

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April 01, 2017 Filed Apr 4, 2017 19:44 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 1,230 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025374 · doc4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,008,296

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Total includes 80,899 of common stock units. Total also includes 1,937,022 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 1,937,022 shares of common stock, except to the extent of any pecuniary interest therein.

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February 28, 2017 Filed Mar 1, 2017 21:09 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 1,894 $52.79 $99,984.26
Disclosure

SEC source: 0001127602-17-009237 · form4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Samuel Zell Revocable Trust

Disclosed balance after: 38,446

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he is the beneficial owner of the shares reported herein.

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January 24, 2017 Filed Jan 25, 2017 16:07 UTC Equity Commonwealth EQC · Entity 82395 GrantLTIP Units · Derivative 20,972 $0.25 $5,243.00
Disclosure

SEC source: 0001123292-17-000254 · edgar.xml · derivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,972

Underlying: Common Shares · 20,972 shares

Expires not disclosed

F1 · derivative.exercise_price: Each LTIP Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in EQC Operating Trust when the LTIP Unit becomes vested and upon equalization of its capital account with the per-unit capital account of the OP Units. OP Units are redeemable for cash or, at the option of Equity Commonwealth, exchangeable for common shares of Equity Commonwealth on a one-for-one basis.

F2 · kind: Represents LTIP Units issued pursuant to the Equity Commonwealth 2015 Omnibus Incentive Plan. The LTIP Units will vest 25% on 1/24/2019, 25% on 1/24/2020 and 50% on 1/24/2021.

F1 · derivative.exercise_date: Each LTIP Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in EQC Operating Trust when the LTIP Unit becomes vested and upon equalization of its capital account with the per-unit capital account of the OP Units. OP Units are redeemable for cash or, at the option of Equity Commonwealth, exchangeable for common shares of Equity Commonwealth on a one-for-one basis.

F2 · derivative.exercise_date: Represents LTIP Units issued pursuant to the Equity Commonwealth 2015 Omnibus Incentive Plan. The LTIP Units will vest 25% on 1/24/2019, 25% on 1/24/2020 and 50% on 1/24/2021.

F1 · derivative.expiration_date: Each LTIP Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in EQC Operating Trust when the LTIP Unit becomes vested and upon equalization of its capital account with the per-unit capital account of the OP Units. OP Units are redeemable for cash or, at the option of Equity Commonwealth, exchangeable for common shares of Equity Commonwealth on a one-for-one basis.

F2 · derivative.expiration_date: Represents LTIP Units issued pursuant to the Equity Commonwealth 2015 Omnibus Incentive Plan. The LTIP Units will vest 25% on 1/24/2019, 25% on 1/24/2020 and 50% on 1/24/2021.

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January 01, 2017 Filed Jan 4, 2017 20:12 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 1,203 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-001590 · doc4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,007,066

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Total includes 79,669 of common stock units. Total also includes 1,937,022 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 1,937,022 shares of common stock, except to the extent of any pecuniary interest therein.

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December 14, 2016 Filed Dec 15, 2016 21:19 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 152,338 $0.00 Strike: $45.59 $0.00
Disclosure

SEC source: 0001127602-16-070125 · form4.xml · derivative · entry 11

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 152,338 shares

Expires 2017-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Represents share options which vested in three equal installments on February 8, 2008, February 8, 2009 and February 8, 2010.

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December 14, 2016 Filed Dec 15, 2016 21:19 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 110,542 $62.85 $6,947,011.99
Disclosure

SEC source: 0001127602-16-070125 · form4.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,271,809

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $62.67 to $63.14. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

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December 14, 2016 Filed Dec 15, 2016 21:19 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionCommon Shares Of Beneficial Interest 152,338 $45.59 $6,945,089.42
Disclosure

SEC source: 0001127602-16-070125 · form4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,382,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

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December 13, 2016 Filed Dec 15, 2016 20:05 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 20,000 $26.65 Strike: $26.65 $533,000.00
Disclosure

SEC source: 0001024193-16-000008 · wf-form4_148183233766898.xml · derivative · entry 13

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 20,000 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 13, 2016 Filed Dec 15, 2016 20:05 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 200,000 $27.62 Strike: $27.62 $5,523,000.00
Disclosure

SEC source: 0001024193-16-000008 · wf-form4_148183233766898.xml · derivative · entry 12

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 200,000 shares

Expires 2017-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 20:05 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 Exercise / conversionCommon Stock, par value $.01 20,000 $26.65 $533,000.00
Disclosure

SEC source: 0001024193-16-000008 · wf-form4_148183233766898.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,506,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 20:05 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 Exercise / conversionCommon Stock, par value $.01 200,000 $27.62 $5,523,000.00
Disclosure

SEC source: 0001024193-16-000008 · wf-form4_148183233766898.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,486,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2016 Filed Oct 3, 2016 18:41 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 1,512 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-143767 · doc4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,005,863

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Total includes 78,466 of common stock units. Total also includes 1,937,022 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 1,937,022 shares of common stock, except to the extent of any pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.