Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EQUITY LIFESTYLE PROPERTIES INCELS · Entity 3434 | Director · Chairman of the Board | April 25, 2023 | April 27, 2023 |
| Equity CommonwealthEQC · Entity 82395 | Director · Chairman of the Board | February 07, 2023 | February 08, 2023 |
| Equity Distribution Acquisition Corp.EQD · Entity 146647 | Director · 10% owner | September 15, 2020 | September 15, 2020 |
| VIVMARK RESIDENTIALEQR · Entity 499 | Director · Chairman of the Board | February 28, 2023 | March 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EQUITY LIFESTYLE PROPERTIES INC
Report date April 25, 2023 · Filed April 27, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01SEC Table I · non-derivative | Direct | 132,366 |
Ending reported balance
After 2023-04-25 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-04-25 · Grant · Acquired 1,470 · Balance 86,895 F1: Grant of restricted stock subject to vesting as follows: 1/3 on 10/25/23, 1/3 on 4/25/24, and 1/3 on 4/25/25 Row 2 · 2023-04-25 · Grant · Acquired 45,361 · Balance 132,256 F2: Grant of restricted stock subject to vesting as follows: 1/3 on 4/25/24, 1/3 on 4/25/25, and 1/3 on 4/24/26 Row 3 · 2023-04-25 · Grant · Acquired 110 · Balance 132,366 F3: Grant of restricted stock subject to vesting on 4/25/24 |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectBy Spouse | 56,000 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 56,000 F4: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose. F5: These shares of Common Stock are owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectBy Samstock/SZRT, L.L.C. | 1,200,544 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,200,544 F6: Samstock/SZRT, L.L.C. is a Delaware limited liability company whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust. |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectBy Trust | 4,924,017 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 4,924,017 F7: These shares of Common Stock are beneficially owned by Samuel Zell Revocable Trust ("Zell Trust"), the trustee of which is Mr. Zell. |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectBy Samstock, L.L.C. | 1,056,384 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,056,384 F4: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose. F8: Samstock, L.L.C. a Delaware limited liability company "Samstock") whose sole member is SZ Investments, L.L.C., a Delaware limited liability company ("SZ"). The managing member of SZ is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectBy Samstock/Alpha, L.L.C. | 35,548 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 35,548 F4: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose. F9: Samstock/Alpha, L.L.C. is a Delaware limited liability company ("Samstock/Alpha") whose sole member is Alphabet Partners, an Illinois partnership. Alphabet Partners is owned by various trusts established for the benefit of Zell Family. The trustee of such trusts is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectBy KMJZ Investments, L.L.C. | 1,610,666 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 1,610,666 F4: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose. F10: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of the Zell Family. The trustee of such trusts is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectBy ZFT Kellie Trust | 1,428 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 1,428 F11: ZFT Kellie Trust, ZFT Matthew Trust, ZFT JoAnn Trust and ZFT Grandchildren Trust (collectively, the "ZFT Trusts") are trusts established for the benefit of Mr. Zell and members of his family (the "Zell Family"). The trustee of each of the ZFT Trusts is Chai Trust. Mr. Zell is not an officer of director of Chai Trust and does not have voting or dispositive power over such shares. |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectBy ZFT Matthew Trust | 1,428 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 1,428 F11: ZFT Kellie Trust, ZFT Matthew Trust, ZFT JoAnn Trust and ZFT Grandchildren Trust (collectively, the "ZFT Trusts") are trusts established for the benefit of Mr. Zell and members of his family (the "Zell Family"). The trustee of each of the ZFT Trusts is Chai Trust. Mr. Zell is not an officer of director of Chai Trust and does not have voting or dispositive power over such shares. |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectBy ZFT JoAnn Trust | 1,428 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 1,428 F11: ZFT Kellie Trust, ZFT Matthew Trust, ZFT JoAnn Trust and ZFT Grandchildren Trust (collectively, the "ZFT Trusts") are trusts established for the benefit of Mr. Zell and members of his family (the "Zell Family"). The trustee of each of the ZFT Trusts is Chai Trust. Mr. Zell is not an officer of director of Chai Trust and does not have voting or dispositive power over such shares. |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectBy ZFT Grandchildren Trust | 50,880 |
Reported balance
Holding disclosure · report date 2023-04-25 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 50,880 F11: ZFT Kellie Trust, ZFT Matthew Trust, ZFT JoAnn Trust and ZFT Grandchildren Trust (collectively, the "ZFT Trusts") are trusts established for the benefit of Mr. Zell and members of his family (the "Zell Family"). The trustee of each of the ZFT Trusts is Chai Trust. Mr. Zell is not an officer of director of Chai Trust and does not have voting or dispositive power over such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock subject to vesting as follows: 1/3 on 10/25/23, 1/3 on 4/25/24, and 1/3 on 4/25/25
F2: Grant of restricted stock subject to vesting as follows: 1/3 on 4/25/24, 1/3 on 4/25/25, and 1/3 on 4/24/26
F3: Grant of restricted stock subject to vesting on 4/25/24
F4: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose.
F5: These shares of Common Stock are owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT.
F6: Samstock/SZRT, L.L.C. is a Delaware limited liability company whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust.
F7: These shares of Common Stock are beneficially owned by Samuel Zell Revocable Trust ("Zell Trust"), the trustee of which is Mr. Zell.
F8: Samstock, L.L.C. a Delaware limited liability company "Samstock") whose sole member is SZ Investments, L.L.C., a Delaware limited liability company ("SZ"). The managing member of SZ is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
F9: Samstock/Alpha, L.L.C. is a Delaware limited liability company ("Samstock/Alpha") whose sole member is Alphabet Partners, an Illinois partnership. Alphabet Partners is owned by various trusts established for the benefit of Zell Family. The trustee of such trusts is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
F10: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of the Zell Family. The trustee of such trusts is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
F11: ZFT Kellie Trust, ZFT Matthew Trust, ZFT JoAnn Trust and ZFT Grandchildren Trust (collectively, the "ZFT Trusts") are trusts established for the benefit of Mr. Zell and members of his family (the "Zell Family"). The trustee of each of the ZFT Trusts is Chai Trust. Mr. Zell is not an officer of director of Chai Trust and does not have voting or dispositive power over such shares.
Equity Commonwealth
Report date February 07, 2023 · Filed February 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee footnote | 825,116 |
Reported balance
After 2023-02-07 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-02-07 · Exercise / conversion · Acquired 19,343 · Balance 825,116 F1: Each Common Share of Beneficial Interest of Equity Commonwealth ("Common Share") was received in exchange for one Restricted Share Unit ("RSU"), subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable RSU agreement for the Reporting Person. Reflects Common Shares that were issued as a result of certain performance criteria being met with respect to previously granted RSUs, and a portion of such RSUs vesting on the Transaction Date. F2: These shares/units, as applicable, are held by the Samuel Zell Revocable Trust, of which the Reporting Person is the trustee and a beneficiary. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee footnote | 2,584,300 |
Reported balance
Holding disclosure · report date 2023-02-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,584,300 F3: These shares are held by EGI-CW Holdings, L.L.C. ("EGI-CW"), which is indirectly controlled by Chai Trust Company, LLC ("Chai"). Two entities, in which trusts established for the benefit of the family of the Reporting Person, the trustee of each of which is Chai, indirectly own interests, are members of EGI-CW. The Reporting Person is not an officer or a director of Chai and does not have voting or dispositive power over the shares, and therefore disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein indirectly held by his family. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2023-02-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-07 · Exercise / conversion · Disposed 19,343 · Balance 0 F4: Each RSU represents the right to receive one Common Share, subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable RSU agreement for the Reporting Person. F5: On February 9, 2022, the Reporting Person received 38,687 RSUs as a result of certain performance criteria being met with respect to previously granted RSUs, vesting in two equal installments on February 9, 2022 and in February of 2023, subject to the Reporting Person's continued employment with Equity Commonwealth through such date. F2: These shares/units, as applicable, are held by the Samuel Zell Revocable Trust, of which the Reporting Person is the trustee and a beneficiary. |
| LTIP UnitsSEC Table II · derivative / convertible security | IndirectSee footnote | 75,745 |
Reported balance
After 2023-02-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-02-07 · Grant · Acquired 75,745 · Balance 75,745 F6: Each LTIP Unit converts automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in EQC Operating Trust when the LTIP Unit becomes vested and upon equalization of its capital account with the per-unit capital account of OP Units. OP Units are redeemable for cash or, at the option of Equity Commonwealth, exchangeable for common shares of Equity Commonwealth on a one-for-one basis. F7: Represents LTIP Units issued pursuant to the applicable Equity Commonwealth equity compensation plan. The LTIP Units (or OP Units as applicable) were issued to the Reporting Person as a result of certain performance criteria being met with respect to previously granted LTIP Units, 50% of which are vested (and converted to OP Units) as of the date hereof and 50% of which will vest in February of 2024, subject to the Reporting Person's continued service with Equity Commonwealth through such date. F2: These shares/units, as applicable, are held by the Samuel Zell Revocable Trust, of which the Reporting Person is the trustee and a beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Common Share of Beneficial Interest of Equity Commonwealth ("Common Share") was received in exchange for one Restricted Share Unit ("RSU"), subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable RSU agreement for the Reporting Person. Reflects Common Shares that were issued as a result of certain performance criteria being met with respect to previously granted RSUs, and a portion of such RSUs vesting on the Transaction Date.
F2: These shares/units, as applicable, are held by the Samuel Zell Revocable Trust, of which the Reporting Person is the trustee and a beneficiary.
F3: These shares are held by EGI-CW Holdings, L.L.C. ("EGI-CW"), which is indirectly controlled by Chai Trust Company, LLC ("Chai"). Two entities, in which trusts established for the benefit of the family of the Reporting Person, the trustee of each of which is Chai, indirectly own interests, are members of EGI-CW. The Reporting Person is not an officer or a director of Chai and does not have voting or dispositive power over the shares, and therefore disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein indirectly held by his family.
F4: Each RSU represents the right to receive one Common Share, subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable RSU agreement for the Reporting Person.
F5: On February 9, 2022, the Reporting Person received 38,687 RSUs as a result of certain performance criteria being met with respect to previously granted RSUs, vesting in two equal installments on February 9, 2022 and in February of 2023, subject to the Reporting Person's continued employment with Equity Commonwealth through such date.
F6: Each LTIP Unit converts automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in EQC Operating Trust when the LTIP Unit becomes vested and upon equalization of its capital account with the per-unit capital account of OP Units. OP Units are redeemable for cash or, at the option of Equity Commonwealth, exchangeable for common shares of Equity Commonwealth on a one-for-one basis.
F7: Represents LTIP Units issued pursuant to the applicable Equity Commonwealth equity compensation plan. The LTIP Units (or OP Units as applicable) were issued to the Reporting Person as a result of certain performance criteria being met with respect to previously granted LTIP Units, 50% of which are vested (and converted to OP Units) as of the date hereof and 50% of which will vest in February of 2024, subject to the Reporting Person's continued service with Equity Commonwealth through such date.
Equity Distribution Acquisition Corp.
Report date September 15, 2020 · Filed September 15, 2020
Jointly reported with Equity Distribution Sponsor LLC, EGI-Fund C, L.L.C., CHAI TRUST CO LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-09-15 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248463), the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: The shares of Class B common stock beneficially owned by the reporting persons include up to 1,125,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. F3: Equity Distribution Sponsor LLC is the record holder of the shares reported herein. Equity Distribution Sponsor LLC is majority-owned by EGI-Fund C, L.L.C. Chai Trust Company, LLC is the managing member of EGI-Fund C, L.L.C. Accordingly, each of EGI-Fund C, L.L.C. and Chai Trust Company, LLC may be deemed to beneficially own the reported shares held directly by Equity Distribution Sponsor LLC. Equity Distribution Sponsor LLC is managed by a board of managers, which is controlled by the manager designated by EGI-Fund C, L.L.C, which is Sam Zell. Accordingly, Sam Zell, a director of the issuer, may also be deemed to beneficially own the reported shares held directly by Equity Distribution Sponsor LLC. Sam Zell disclaims beneficial ownership of such shares except to the extent, if any, of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248463), the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: The shares of Class B common stock beneficially owned by the reporting persons include up to 1,125,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.
F3: Equity Distribution Sponsor LLC is the record holder of the shares reported herein. Equity Distribution Sponsor LLC is majority-owned by EGI-Fund C, L.L.C. Chai Trust Company, LLC is the managing member of EGI-Fund C, L.L.C. Accordingly, each of EGI-Fund C, L.L.C. and Chai Trust Company, LLC may be deemed to beneficially own the reported shares held directly by Equity Distribution Sponsor LLC. Equity Distribution Sponsor LLC is managed by a board of managers, which is controlled by the manager designated by EGI-Fund C, L.L.C, which is Sam Zell. Accordingly, Sam Zell, a director of the issuer, may also be deemed to beneficially own the reported shares held directly by Equity Distribution Sponsor LLC. Sam Zell disclaims beneficial ownership of such shares except to the extent, if any, of his pecuniary interest therein.
VIVMARK RESIDENTIAL
Report date February 28, 2023 · Filed March 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | Direct | 767,444 |
Reported balance
After 2023-02-28 transaction · row 1
1 source rowRow 1 · 2023-02-28 · Grant · Acquired 1,885 · Balance 767,444 F1: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. |
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | IndirectBy Spouse, Trustee for Helen Zell Revocable Trust | 600 |
Reported balance
Holding disclosure · report date 2023-02-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 600 F2: Shares reported herein are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of any pecuniary interest therein. |
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | IndirectSamstock, L.L.C. | 1,206,968 |
Reported balance
Holding disclosure · report date 2023-02-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,206,968 F3: Shares reported herein are beneficially owned by Samstock, L.L.C. ("Samstock"). The sole member of Samstock is SZ Investments, L.L.C. ("SZ"). The managing member of SZ is Chai Trust Company, LLC ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. |
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | IndirectSamuel Zell Revocable Trust | 2,730,294 |
Reported balance
Holding disclosure · report date 2023-02-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,730,294 F4: Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he may be deemed the beneficial owner of the shares reported herein. |
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | IndirectSERP Account | 694,344 |
Reported balance
Holding disclosure · report date 2023-02-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 694,344 F5: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person. |
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | IndirectSZ JoAnn Trust | 1,246 |
Reported balance
Holding disclosure · report date 2023-02-28 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,246 F6: Shares reported herein are beneficially owned by the SZ JoAnn Trust ("SZJT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. |
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | IndirectSZ Kellie Trust | 1,246 |
Reported balance
Holding disclosure · report date 2023-02-28 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,246 F7: Shares reported herein are beneficially owned by the SZ Kellie Trust ("SZKT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. |
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | IndirectSZ Matthew Trust | 1,246 |
Reported balance
Holding disclosure · report date 2023-02-28 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,246 F8: Shares reported herein are beneficially owned by the SZ Matthew Trust ("SZMT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. |
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | IndirectZell Family Foundation | 154,480 |
Reported balance
Holding disclosure · report date 2023-02-28 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 154,480 F9: Shares reported herein are beneficially owned by the Zell Family Foundation ("Foundation"). Mr. Zell is a director of the Foundation; however, Mr. Zell does not have voting or dispositive power over such shares, or any pecuniary interest therein, and therefore disclaims beneficial ownership of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.
F2: Shares reported herein are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of any pecuniary interest therein.
F3: Shares reported herein are beneficially owned by Samstock, L.L.C. ("Samstock"). The sole member of Samstock is SZ Investments, L.L.C. ("SZ"). The managing member of SZ is Chai Trust Company, LLC ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F4: Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he may be deemed the beneficial owner of the shares reported herein.
F5: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person.
F6: Shares reported herein are beneficially owned by the SZ JoAnn Trust ("SZJT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F7: Shares reported herein are beneficially owned by the SZ Kellie Trust ("SZKT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F8: Shares reported herein are beneficially owned by the SZ Matthew Trust ("SZMT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F9: Shares reported herein are beneficially owned by the Zell Family Foundation ("Foundation"). Mr. Zell is a director of the Foundation; however, Mr. Zell does not have voting or dispositive power over such shares, or any pecuniary interest therein, and therefore disclaims beneficial ownership of such shares.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANIXTER INTERNATIONAL INC
Report date June 22, 2020 · Filed June 23, 2020
Section 16 reporting ended · disclosed 2020-06-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-06-22 · Disposition to issuer · Disposed 95,374 · Balance 0 F1: On June 22, 2020, Anixter International, Inc. (the "Issuer") was acquired by WESCO International, Inc. ("WESCO") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 10, 2020, by and among the Issuer, WESCO and Warrior Merger Sub, Inc., a wholly owned subsidiary of WESCO (the "Merger"). F2: Includes 95,374 restricted common stock units. F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration"). F4: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding restricted common stock unit granted prior to January 10, 2020 became fully vested (in the case of any performance-based restricted stock units, with the level of achievement of performance-based vesting criteria measured in accordance with the terms of the applicable award agreement) and was cancelled in exchange for the right to receive, in consideration of and in full settlement thereof, in respect of each share of Issuer common stock underlying such award, a cash payment (without interest) equal to the value of the Merger Consideration. Each outstanding restricted common stock unit granted on or after January 10, 2020 was converted into a cash-settled WESCO phantom stock unit. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2020-06-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-06-22 · Disposition to issuer · Disposed 14,666 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration"). F5: These shares of Common Stock are beneficially owned by Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee ("Zell Trust"). |
| Common StockSEC Table I · non-derivative | IndirectBy Samstock/SZRT, L.L.C. | 0 |
Reported balance
After 2020-06-22 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-06-22 · Disposition to issuer · Disposed 1,329,432 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration"). F6: Samstock/SZRT, L.L.C. is a Delaware limited liability company whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy KMJZ Investments, L.L.C. | 0 |
Reported balance
After 2020-06-22 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2020-06-22 · Disposition to issuer · Disposed 526,277 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration"). F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F8: KMJZ Investments, L.L.C., a Delaware limited liability company, is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Samstock/Alpha, L.L.C. | 0 |
Reported balance
After 2020-06-22 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2020-06-22 · Disposition to issuer · Disposed 55,587 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration"). F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F9: Samstock/Alpha, L.L.C. is a Delaware limited liability company whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Samstock/SIT, L.L.C. | 0 |
Reported balance
After 2020-06-22 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2020-06-22 · Disposition to issuer · Disposed 362,147 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration"). F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F10: Samstock/SIT, L.L.C. is a Delaware limited liability company whose sole member is a trust established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Samstock/ZFT, L.L.C. | 0 |
Reported balance
After 2020-06-22 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2020-06-22 · Disposition to issuer · Disposed 55,588 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration"). F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F11: Samstock/ZFT, L.L.C. is a Delaware limited liability whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. |
| Common StockSEC Table I · non-derivative | IndirectBy SZ Intervivos QTIP Trust | 0 |
Reported balance
After 2020-06-22 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2020-06-22 · Disposition to issuer · Disposed 28,700 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration"). F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F12: SZ Intervivos QTIP Trust is a trust organized in Illinois established for the benefit of the Zell Family and the Zell Family Foundation. The trustee of SZ Intervivos QTIP Trust is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. |
| Common StockSEC Table I · non-derivative | IndirectIn Trust by spouse | 0 |
Reported balance
After 2020-06-22 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2020-06-22 · Disposition to issuer · Disposed 1,000 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration"). F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F13: These shares of Common Stock are owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. |
| Common StockSEC Table I · non-derivative | IndirectBy KZ 2007 Holdings, L.L.C. | 0 |
Reported balance
After 2020-06-22 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2020-06-22 · Disposition to issuer · Disposed 40,000 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration"). F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F14: KZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("KZ Holdings") whose sole member is KZ 2007 Trust, a trust organized in Illinois ("KZ Trust"). Chai Trust is the trustee of KZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by KZ Holdings. |
| Common StockSEC Table I · non-derivative | IndirectBy MZ 2007 Holdings, L.L.C. | 0 |
Reported balance
After 2020-06-22 transaction · row 11
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 11 · 2020-06-22 · Disposition to issuer · Disposed 40,000 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration"). F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F15: MZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("MZ Holdings") whose sole member is MZ 2007 Trust, a trust organized in Illinois ("MZ Trust"). Chai Trust is the trustee of MZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by MZ Holdings. |
| Common StockSEC Table I · non-derivative | IndirectBy JZ 2007 Holdings, L.L.C. | 0 |
Reported balance
After 2020-06-22 transaction · row 12
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 12 · 2020-06-22 · Disposition to issuer · Disposed 40,000 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration"). F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F16: JZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("JZ Holdings") whose sole member is JZ 2007 Trust, a trust organized in Illinois ("JZ Trust"). Chai Trust is the trustee of JZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by JZ Holdings. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 22, 2020, Anixter International, Inc. (the "Issuer") was acquired by WESCO International, Inc. ("WESCO") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 10, 2020, by and among the Issuer, WESCO and Warrior Merger Sub, Inc., a wholly owned subsidiary of WESCO (the "Merger").
F2: Includes 95,374 restricted common stock units.
F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").
F4: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding restricted common stock unit granted prior to January 10, 2020 became fully vested (in the case of any performance-based restricted stock units, with the level of achievement of performance-based vesting criteria measured in accordance with the terms of the applicable award agreement) and was cancelled in exchange for the right to receive, in consideration of and in full settlement thereof, in respect of each share of Issuer common stock underlying such award, a cash payment (without interest) equal to the value of the Merger Consideration. Each outstanding restricted common stock unit granted on or after January 10, 2020 was converted into a cash-settled WESCO phantom stock unit.
F5: These shares of Common Stock are beneficially owned by Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee ("Zell Trust").
F6: Samstock/SZRT, L.L.C. is a Delaware limited liability company whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust.
F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F8: KMJZ Investments, L.L.C., a Delaware limited liability company, is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
F9: Samstock/Alpha, L.L.C. is a Delaware limited liability company whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
F10: Samstock/SIT, L.L.C. is a Delaware limited liability company whose sole member is a trust established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
F11: Samstock/ZFT, L.L.C. is a Delaware limited liability whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
F12: SZ Intervivos QTIP Trust is a trust organized in Illinois established for the benefit of the Zell Family and the Zell Family Foundation. The trustee of SZ Intervivos QTIP Trust is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.
F13: These shares of Common Stock are owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT.
F14: KZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("KZ Holdings") whose sole member is KZ 2007 Trust, a trust organized in Illinois ("KZ Trust"). Chai Trust is the trustee of KZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by KZ Holdings.
F15: MZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("MZ Holdings") whose sole member is MZ 2007 Trust, a trust organized in Illinois ("MZ Trust"). Chai Trust is the trustee of MZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by MZ Holdings.
F16: JZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("JZ Holdings") whose sole member is JZ 2007 Trust, a trust organized in Illinois ("JZ Trust"). Chai Trust is the trustee of JZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by JZ Holdings.
COVANTA HOLDING CORP
Report date November 30, 2021 · Filed December 01, 2021
Section 16 reporting ended · disclosed 2021-12-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.10 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-11-30 transaction · row 1
1 source rowRow 1 · 2021-11-30 · Disposition to issuer · Disposed 137,663 · Balance 0 F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration"). |
| Common Stock, $.10 par valueSEC Table I · non-derivative | IndirectRefer to footnote 2 | 0 |
Reported balance
After 2021-11-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-11-30 · Disposition to issuer · Disposed 7,734,804 · Balance 0 F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration"). F2: Such shares are beneficially owned by SZ Investments, L.L.C. ("SZI"). SZI is indirectly owned by trusts established for the benefit of Samuel Zell and members of his family (the "Trusts"). The Trustee of the Trusts is Chai Trust Company, LLC, of which Samuel Zell is neither an officer nor a director, and thus he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common Stock, $.10 par valueSEC Table I · non-derivative | IndirectRefer to footnote 3 | 0 |
Reported balance
After 2021-11-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-11-30 · Disposition to issuer · Disposed 1,487,209 · Balance 0 F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration"). F3: Such shares are beneficially owned by certain charitable foundations established by Samuel Zell and members of his family (the "Zell Family Foundations"). Chai Trust Company, LLC is the investment manager of each of the Zell Family Foundations. Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common Stock, $.10 par valueSEC Table I · non-derivative | IndirectRefer to footnote 4 | 0 |
Reported balance
After 2021-11-30 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-11-30 · Disposition to issuer · Disposed 1,699,669 · Balance 0 F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration"). F4: Such shares are beneficially owned by certain Trusts and thus Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common Stock, $.10 par valueSEC Table I · non-derivative | IndirectRefer to footnote 5 | 0 |
Reported balance
After 2021-11-30 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2021-11-30 · Disposition to issuer · Disposed 2,027,500 · Balance 0 F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration"). F5: Such shares are beneficially owned by EGI-Fund (05-07) Investors, L.L.C. ("05-07"), which is indirectly owned by the Trusts and thus Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common Stock, $.10 par valueSEC Table I · non-derivative | IndirectRefer to footnote 6 | 0 |
Reported balance
After 2021-11-30 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2021-11-30 · Disposition to issuer · Disposed 25,418 · Balance 0 F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration"). F6: Such shares of Common Stock are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Samuel Zell's spouse, Helen Zell, is the trustee of HZRT. Samuel Zell disclaims beneficial ownership of such shares held by HZRT except to the extent of his pecuniary interest therein. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-11-30 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-11-30 · Disposition to issuer · Disposed 240,591 · Balance 0 F7: These restricted stock units, which represented the contingent right to receive one share of Issuer's common stock, were canceled in the merger and converted into the right to receive a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock underlying the restricted stock units multiplied by (ii) the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").
F2: Such shares are beneficially owned by SZ Investments, L.L.C. ("SZI"). SZI is indirectly owned by trusts established for the benefit of Samuel Zell and members of his family (the "Trusts"). The Trustee of the Trusts is Chai Trust Company, LLC, of which Samuel Zell is neither an officer nor a director, and thus he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Such shares are beneficially owned by certain charitable foundations established by Samuel Zell and members of his family (the "Zell Family Foundations"). Chai Trust Company, LLC is the investment manager of each of the Zell Family Foundations. Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4: Such shares are beneficially owned by certain Trusts and thus Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: Such shares are beneficially owned by EGI-Fund (05-07) Investors, L.L.C. ("05-07"), which is indirectly owned by the Trusts and thus Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: Such shares of Common Stock are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Samuel Zell's spouse, Helen Zell, is the trustee of HZRT. Samuel Zell disclaims beneficial ownership of such shares held by HZRT except to the extent of his pecuniary interest therein.
F7: These restricted stock units, which represented the contingent right to receive one share of Issuer's common stock, were canceled in the merger and converted into the right to receive a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock underlying the restricted stock units multiplied by (ii) the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2017 Filed Nov 1, 2017 21:11 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 40,037 | $0.00 Strike: $32.87 | $0.00 |
DisclosureSEC source: 0001127602-17-030819 · form4.xml · derivative · entry 15 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,331 Underlying: Common Shares Of Beneficial Interest · 40,037 shares Expires 2018-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 7, 2009, February 7, 2010 and February 7, 2011. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 21:11 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 51,614 | $0.00 Strike: $32.87 | $0.00 |
DisclosureSEC source: 0001127602-17-030819 · form4.xml · derivative · entry 14 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,368 Underlying: Common Shares Of Beneficial Interest · 51,614 shares Expires 2018-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 7, 2009, February 7, 2010 and February 7, 2011. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 21:11 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionCommon Shares Of Beneficial Interest | 95,331 | $32.87 | $3,133,529.97 |
DisclosureSEC source: 0001127602-17-030819 · form4.xml · nonDerivative · entry 5 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Excludes 2,229,427 shares previously owned directly by the reporting person which were transferred to the Samuel Zell Revocable Trust, of which Mr. Zell is the sole trustee and beneficiary. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 21:11 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 40,037 | $67.01 | $2,682,879.37 |
DisclosureSEC source: 0001127602-17-030819 · form4.xml · nonDerivative · entry 4 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,382 F3 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.00 to $67.06. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Excludes 2,229,427 shares previously owned directly by the reporting person which were transferred to the Samuel Zell Revocable Trust, of which Mr. Zell is the sole trustee and beneficiary. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 21:11 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionCommon Shares Of Beneficial Interest | 40,037 | $32.87 | $1,316,016.19 |
DisclosureSEC source: 0001127602-17-030819 · form4.xml · nonDerivative · entry 3 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Excludes 2,229,427 shares previously owned directly by the reporting person which were transferred to the Samuel Zell Revocable Trust, of which Mr. Zell is the sole trustee and beneficiary. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 21:11 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 51,614 | $67.30 | $3,473,673.81 |
DisclosureSEC source: 0001127602-17-030819 · form4.xml · nonDerivative · entry 2 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,382 F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.20 to $67.42. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Excludes 2,229,427 shares previously owned directly by the reporting person which were transferred to the Samuel Zell Revocable Trust, of which Mr. Zell is the sole trustee and beneficiary. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 21:11 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionCommon Shares Of Beneficial Interest | 51,614 | $32.87 | $1,696,552.18 |
DisclosureSEC source: 0001127602-17-030819 · form4.xml · nonDerivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Excludes 2,229,427 shares previously owned directly by the reporting person which were transferred to the Samuel Zell Revocable Trust, of which Mr. Zell is the sole trustee and beneficiary. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 16:35 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 1,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055148 · doc4.xml · nonDerivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,010,691 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 83,294 of common stock units. Total also includes 1,937,022 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 1,937,022 shares of common stock, except to the extent of any pecuniary interest therein. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 20:12 UTC | EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 | OtherDepositary Shares | 76,000 | $25.00 | $1,900,000.00 |
DisclosureSEC source: 0000905148-17-000802 · form4.xml · nonDerivative · entry 2 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · security: Each Depositary Share represents 1/100th of a share of the issuer's 6.75% Series C Cumulative Redeemable Perpetual Preferred Stock ("the Series C Preferred Stock"). F2 · kind: The Series C Preferred Stock were redeemed by the issuer on September 25, 2017. In connection with the Series C Preferred Stock redemption, the Depository Shares were redeemed by the issuer at a price of $25.00 per depository share. F2 · price: The Series C Preferred Stock were redeemed by the issuer on September 25, 2017. In connection with the Series C Preferred Stock redemption, the Depository Shares were redeemed by the issuer at a price of $25.00 per depository share. F2 · acquired: The Series C Preferred Stock were redeemed by the issuer on September 25, 2017. In connection with the Series C Preferred Stock redemption, the Depository Shares were redeemed by the issuer at a price of $25.00 per depository share. F4 · ownership.nature: These shares are owned by the Helen Zell Revocable Trust ("HZRT"). Samuel Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 20:12 UTC | EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 | OtherDepositary Shares | 112,000 | $25.00 | $2,800,000.00 |
DisclosureSEC source: 0000905148-17-000802 · form4.xml · nonDerivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · security: Each Depositary Share represents 1/100th of a share of the issuer's 6.75% Series C Cumulative Redeemable Perpetual Preferred Stock ("the Series C Preferred Stock"). F2 · kind: The Series C Preferred Stock were redeemed by the issuer on September 25, 2017. In connection with the Series C Preferred Stock redemption, the Depository Shares were redeemed by the issuer at a price of $25.00 per depository share. F2 · price: The Series C Preferred Stock were redeemed by the issuer on September 25, 2017. In connection with the Series C Preferred Stock redemption, the Depository Shares were redeemed by the issuer at a price of $25.00 per depository share. F2 · acquired: The Series C Preferred Stock were redeemed by the issuer on September 25, 2017. In connection with the Series C Preferred Stock redemption, the Depository Shares were redeemed by the issuer at a price of $25.00 per depository share. F3 · ownership.nature: The shares reported herein are beneficially owned by Samuel Zell Revocable Trust, the trustee of which is Samuel Zell ("Mr.Zell"). Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 16:19 UTC | COVANTA HOLDING CORP CVA · Entity 132985 | GrantRestricted Stock Units · Derivative | 2,578 | $0.00 | $0.00 |
DisclosureSEC source: 0000225648-17-000128 · wf-form4_150585232903161.xml · derivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,872 Underlying: Common Stock, $.10 par value · 2,578 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The restricted stock units were issued to the reporting person pursuant to the Issuer's 2014 Equity Compensation Plan in lieu of quarterly retainer fees of $37,500 for the period beginning July 1, 2017 and ending September 30, 2017. F2 · derivative.exercise_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors. F2 · derivative.expiration_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors. Read SEC document |
| August 01, 2017 Filed Oct 3, 2017 16:35 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GiftCommon stock | 130,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055148 · doc4.xml · nonDerivative · entry 2 ZELL SAMUEL · CIK 0001024193 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,880,691 F3 · balance_after: Total includes 83,294 of common stock units. Total also includes 1,807,022 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 1,807,022 shares of common stock, except to the extent of any pecuniary interest therein. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 16:18 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | PurchaseCommon Stock | 125,709 | $81.34 | $10,224,855.79 |
DisclosureSEC source: 0000905148-17-000701 · form4.xml · nonDerivative · entry 4 ZELL SAMUEL · CIK 0001024193 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By KMJZ Investments, L.L.C. Disclosed balance after: 526,277 F2 · shares: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 125,709 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017. F2 · price: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 125,709 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017. F4 · ownership.direct: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. F11 · ownership.direct: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F4 · ownership.nature: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. F11 · ownership.nature: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 16:18 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | SaleCommon Stock | 125,709 | $81.34 | $10,224,855.79 |
DisclosureSEC source: 0000905148-17-000701 · form4.xml · nonDerivative · entry 3 ZELL SAMUEL · CIK 0001024193 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 14,666 F2 · shares: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 125,709 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017. F2 · price: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 125,709 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017. F5 · ownership.direct: These shares of Common Stock are beneficially owned by Zell Trust, the trustee of which is Mr. Zell. F5 · ownership.nature: These shares of Common Stock are beneficially owned by Zell Trust, the trustee of which is Mr. Zell. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 16:18 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | PurchaseCommon Stock | 400,568 | $81.34 | $32,581,199.70 |
DisclosureSEC source: 0000905148-17-000701 · form4.xml · nonDerivative · entry 2 ZELL SAMUEL · CIK 0001024193 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By KMJZ Investments, L.L.C. Disclosed balance after: 400,568 F1 · shares: Samstock/SZRT (defined in footnote 3 below) sold 400,568 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 4 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017. F1 · price: Samstock/SZRT (defined in footnote 3 below) sold 400,568 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 4 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017. F4 · ownership.direct: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. F11 · ownership.direct: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F4 · ownership.nature: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. F11 · ownership.nature: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 26, 2017 Filed Jul 28, 2017 16:18 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | SaleCommon Stock | 400,568 | $81.34 | $32,581,199.70 |
DisclosureSEC source: 0000905148-17-000701 · form4.xml · nonDerivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Samstock/SZRT, L.L.C. Disclosed balance after: 1,449,432 F1 · shares: Samstock/SZRT (defined in footnote 3 below) sold 400,568 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 4 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017. F1 · price: Samstock/SZRT (defined in footnote 3 below) sold 400,568 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 4 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D/A filed by Samuel Zell on July 28, 2017. F3 · ownership.direct: Samstock/SZRT, L.L.C. is a Delaware limited liability company ("Samstock/SZRT") whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust. F3 · ownership.nature: Samstock/SZRT, L.L.C. is a Delaware limited liability company ("Samstock/SZRT") whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 20:15 UTC | EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 | PurchaseCommon Stock | 805,333 | $87.43 | $70,410,264.19 |
DisclosureSEC source: 0000905148-17-000686 · form4.xml · nonDerivative · entry 2 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By KMJZ Investments, L.L.C. Disclosed balance after: 805,333 F1 · shares: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 805,333 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 3 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D to be filed by Chai Trust (defined in footnote 3 below) for this transaction (expected to be filed on or around July 31, 2017). F1 · price: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 805,333 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 3 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D to be filed by Chai Trust (defined in footnote 3 below) for this transaction (expected to be filed on or around July 31, 2017). F3 · ownership.direct: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. F10 · ownership.direct: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.nature: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. F10 · ownership.nature: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 20:15 UTC | EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 | SaleCommon Stock | 805,333 | $87.43 | $70,410,264.19 |
DisclosureSEC source: 0000905148-17-000686 · form4.xml · nonDerivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,860,717 F1 · shares: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 805,333 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 3 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D to be filed by Chai Trust (defined in footnote 3 below) for this transaction (expected to be filed on or around July 31, 2017). F1 · price: Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee, ("Zell Trust") sold 805,333 shares of Common Stock, at a price equal to the average of the highest and lowest quoted selling prices on the New York Stock Exchange of one share of Common Stock as of the date of the transaction, to KMJZ Investments (defined in footnote 3 below) for estate planning purposes. Additional details on the transaction are available in the Schedule 13D to be filed by Chai Trust (defined in footnote 3 below) for this transaction (expected to be filed on or around July 31, 2017). F2 · ownership.direct: These shares of Common Stock are beneficially owned by Zell Trust, the trustee of which is Mr. Zell. On May 4, 2017, Mr. Zell contributed 1,814,789 shares of Common Stock to Zell Trust. On May 23, 2017, Mr. Zell contributed 647,391 shares of Common Stock to Zell Trust. On June 9, 2017, Mr. Zell contributed 2,768 shares of Common Stock to Zell Trust. F2 · ownership.nature: These shares of Common Stock are beneficially owned by Zell Trust, the trustee of which is Mr. Zell. On May 4, 2017, Mr. Zell contributed 1,814,789 shares of Common Stock to Zell Trust. On May 23, 2017, Mr. Zell contributed 647,391 shares of Common Stock to Zell Trust. On June 9, 2017, Mr. Zell contributed 2,768 shares of Common Stock to Zell Trust. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 11:47 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 1,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042969 · doc4.xml · nonDerivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,009,543 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 82,146 of common stock units. Total also includes 1,937,022 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 1,937,022 shares of common stock, except to the extent of any pecuniary interest therein. On May 4, 2017, Mr. Zell contributed 140,375 shares of common stock of the Issuer to Samuel Zell Revocable Trust, a revocable trust of which Mr. Zell is the beneficiary and sole trustee. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 16:18 UTC | COVANTA HOLDING CORP CVA · Entity 132985 | GrantRestricted Stock Units · Derivative | 1,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000225648-17-000109 · wf-form4_149790347677132.xml · derivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,294 Underlying: Common Stock, $.10 par value · 1,294 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The restricted stock units were issued to the reporting person pursuant to the Issuer's 2014 Equity Compensation Plan in lieu of pro-rated quarterly retainer fees of $18,750 for the period beginning May 15, 2017 and ending June 30, 2017. F2 · derivative.exercise_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors. F2 · derivative.expiration_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors. Read SEC document |
| May 04, 2017 Filed May 8, 2017 16:24 UTC | COVANTA HOLDING CORP CVA · Entity 132985 | GrantRestricted Stock Units · Derivative | 32,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000225648-17-000095 · wf-form4_149427507308803.xml · derivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,143 Underlying: Restricted Stock Units · 32,143 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the next annual meeting of stockholders or May 4, 2018. The vested restricted stock units will convert into shares of common stock on the date of reporting person's separation from service from the Board of Directors. F2 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the next annual meeting of stockholders or May 4, 2018. The vested restricted stock units will convert into shares of common stock on the date of reporting person's separation from service from the Board of Directors. Read SEC document |
| May 02, 2017 Filed May 4, 2017 22:39 UTC | EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 | GrantCommon Stock, par value $.01 | 40,000 | $81.15 | $3,246,000.00 |
DisclosureSEC source: 0001024193-17-000002 · wf-form4_149393755910153.xml · nonDerivative · entry 3 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,550,375 F3 · kind: Grant of restricted stock subject to vesting as follows: 1/3 on 5/2/18, 1/3 on 5/2/19, and 1/3 on 5/2/20 Read SEC document |
| May 02, 2017 Filed May 4, 2017 22:39 UTC | EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 | GrantCommon Stock, par value $.01 | 92 | $81.15 | $7,465.80 |
DisclosureSEC source: 0001024193-17-000002 · wf-form4_149393755910153.xml · nonDerivative · entry 2 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,510,375 F2 · kind: Grant of restricted stock subject to vesting on 5/2/18 Read SEC document |
| May 02, 2017 Filed May 4, 2017 22:39 UTC | EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 | GrantCommon Stock, par value $.01 | 4,000 | $81.15 | $324,600.00 |
DisclosureSEC source: 0001024193-17-000002 · wf-form4_149393755910153.xml · nonDerivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,510,283 F1 · kind: Grant of restricted stock subject to vest as follows: 1/3 on 11/2/17, 1/3 on 5/2/18, and 1/3 on 5/2/19 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 19:44 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 1,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025374 · doc4.xml · nonDerivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,008,296 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 80,899 of common stock units. Total also includes 1,937,022 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 1,937,022 shares of common stock, except to the extent of any pecuniary interest therein. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 21:09 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantCommon Shares Of Beneficial Interest | 1,894 | $52.79 | $99,984.26 |
DisclosureSEC source: 0001127602-17-009237 · form4.xml · nonDerivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · Samuel Zell Revocable Trust Disclosed balance after: 38,446 F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. F2 · balance_after: Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he is the beneficial owner of the shares reported herein. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 16:07 UTC | Equity Commonwealth EQC · Entity 82395 | GrantLTIP Units · Derivative | 20,972 | $0.25 | $5,243.00 |
DisclosureSEC source: 0001123292-17-000254 · edgar.xml · derivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,972 Underlying: Common Shares · 20,972 shares Expires not disclosed F1 · derivative.exercise_price: Each LTIP Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in EQC Operating Trust when the LTIP Unit becomes vested and upon equalization of its capital account with the per-unit capital account of the OP Units. OP Units are redeemable for cash or, at the option of Equity Commonwealth, exchangeable for common shares of Equity Commonwealth on a one-for-one basis. F2 · kind: Represents LTIP Units issued pursuant to the Equity Commonwealth 2015 Omnibus Incentive Plan. The LTIP Units will vest 25% on 1/24/2019, 25% on 1/24/2020 and 50% on 1/24/2021. F1 · derivative.exercise_date: Each LTIP Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in EQC Operating Trust when the LTIP Unit becomes vested and upon equalization of its capital account with the per-unit capital account of the OP Units. OP Units are redeemable for cash or, at the option of Equity Commonwealth, exchangeable for common shares of Equity Commonwealth on a one-for-one basis. F2 · derivative.exercise_date: Represents LTIP Units issued pursuant to the Equity Commonwealth 2015 Omnibus Incentive Plan. The LTIP Units will vest 25% on 1/24/2019, 25% on 1/24/2020 and 50% on 1/24/2021. F1 · derivative.expiration_date: Each LTIP Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in EQC Operating Trust when the LTIP Unit becomes vested and upon equalization of its capital account with the per-unit capital account of the OP Units. OP Units are redeemable for cash or, at the option of Equity Commonwealth, exchangeable for common shares of Equity Commonwealth on a one-for-one basis. F2 · derivative.expiration_date: Represents LTIP Units issued pursuant to the Equity Commonwealth 2015 Omnibus Incentive Plan. The LTIP Units will vest 25% on 1/24/2019, 25% on 1/24/2020 and 50% on 1/24/2021. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 20:12 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 1,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001590 · doc4.xml · nonDerivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,007,066 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 79,669 of common stock units. Total also includes 1,937,022 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 1,937,022 shares of common stock, except to the extent of any pecuniary interest therein. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:19 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 152,338 | $0.00 Strike: $45.59 | $0.00 |
DisclosureSEC source: 0001127602-16-070125 · form4.xml · derivative · entry 11 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares Of Beneficial Interest · 152,338 shares Expires 2017-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: Represents share options which vested in three equal installments on February 8, 2008, February 8, 2009 and February 8, 2010. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:19 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 110,542 | $62.85 | $6,947,011.99 |
DisclosureSEC source: 0001127602-16-070125 · form4.xml · nonDerivative · entry 2 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,271,809 F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $62.67 to $63.14. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:19 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionCommon Shares Of Beneficial Interest | 152,338 | $45.59 | $6,945,089.42 |
DisclosureSEC source: 0001127602-16-070125 · form4.xml · nonDerivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,382,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 20:05 UTC | EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 20,000 | $26.65 Strike: $26.65 | $533,000.00 |
DisclosureSEC source: 0001024193-16-000008 · wf-form4_148183233766898.xml · derivative · entry 13 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 20,000 shares Expires 2017-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 20:05 UTC | EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 200,000 | $27.62 Strike: $27.62 | $5,523,000.00 |
DisclosureSEC source: 0001024193-16-000008 · wf-form4_148183233766898.xml · derivative · entry 12 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 200,000 shares Expires 2017-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 20:05 UTC | EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 | Exercise / conversionCommon Stock, par value $.01 | 20,000 | $26.65 | $533,000.00 |
DisclosureSEC source: 0001024193-16-000008 · wf-form4_148183233766898.xml · nonDerivative · entry 2 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,506,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 20:05 UTC | EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 | Exercise / conversionCommon Stock, par value $.01 | 200,000 | $27.62 | $5,523,000.00 |
DisclosureSEC source: 0001024193-16-000008 · wf-form4_148183233766898.xml · nonDerivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,486,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2016 Filed Oct 3, 2016 18:41 UTC | ANIXTER INTERNATIONAL INC AXE · Entity 148297 | GrantCommon stock units | 1,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143767 · doc4.xml · nonDerivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,005,863 F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant. F2 · balance_after: Total includes 78,466 of common stock units. Total also includes 1,937,022 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 1,937,022 shares of common stock, except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.