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ZELL SAMUEL

Disclosed activity across 6 companies

Tapewire entity
114161
SEC CIK
0001024193

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EQUITY LIFESTYLE PROPERTIES INCELS · Entity 3434Director · Chairman of the BoardApril 25, 2023April 27, 2023
Equity CommonwealthEQC · Entity 82395Director · Chairman of the BoardFebruary 07, 2023February 08, 2023
Equity Distribution Acquisition Corp.EQD · Entity 146647Director · 10% ownerSeptember 15, 2020September 15, 2020
VIVMARK RESIDENTIALEQR · Entity 499Director · Chairman of the BoardFebruary 28, 2023March 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EQUITY LIFESTYLE PROPERTIES INC

Report date April 25, 2023 · Filed April 27, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01SEC Table I · non-derivativeDirect132,366 Ending reported balance After 2023-04-25 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-04-25 · Grant · Acquired 1,470 · Balance 86,895

F1: Grant of restricted stock subject to vesting as follows: 1/3 on 10/25/23, 1/3 on 4/25/24, and 1/3 on 4/25/25

Row 2 · 2023-04-25 · Grant · Acquired 45,361 · Balance 132,256

F2: Grant of restricted stock subject to vesting as follows: 1/3 on 4/25/24, 1/3 on 4/25/25, and 1/3 on 4/24/26

Row 3 · 2023-04-25 · Grant · Acquired 110 · Balance 132,366

F3: Grant of restricted stock subject to vesting on 4/25/24

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy Spouse56,000 Reported balance Holding disclosure · report date 2023-04-25 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 56,000

F4: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose.

F5: These shares of Common Stock are owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy Samstock/SZRT, L.L.C.1,200,544 Reported balance Holding disclosure · report date 2023-04-25 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,200,544

F6: Samstock/SZRT, L.L.C. is a Delaware limited liability company whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy Trust4,924,017 Reported balance Holding disclosure · report date 2023-04-25 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 4,924,017

F7: These shares of Common Stock are beneficially owned by Samuel Zell Revocable Trust ("Zell Trust"), the trustee of which is Mr. Zell.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy Samstock, L.L.C.1,056,384 Reported balance Holding disclosure · report date 2023-04-25 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,056,384

F4: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose.

F8: Samstock, L.L.C. a Delaware limited liability company "Samstock") whose sole member is SZ Investments, L.L.C., a Delaware limited liability company ("SZ"). The managing member of SZ is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy Samstock/Alpha, L.L.C.35,548 Reported balance Holding disclosure · report date 2023-04-25 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 35,548

F4: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose.

F9: Samstock/Alpha, L.L.C. is a Delaware limited liability company ("Samstock/Alpha") whose sole member is Alphabet Partners, an Illinois partnership. Alphabet Partners is owned by various trusts established for the benefit of Zell Family. The trustee of such trusts is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy KMJZ Investments, L.L.C.1,610,666 Reported balance Holding disclosure · report date 2023-04-25 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 1,610,666

F4: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose.

F10: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of the Zell Family. The trustee of such trusts is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy ZFT Kellie Trust1,428 Reported balance Holding disclosure · report date 2023-04-25 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 1,428

F11: ZFT Kellie Trust, ZFT Matthew Trust, ZFT JoAnn Trust and ZFT Grandchildren Trust (collectively, the "ZFT Trusts") are trusts established for the benefit of Mr. Zell and members of his family (the "Zell Family"). The trustee of each of the ZFT Trusts is Chai Trust. Mr. Zell is not an officer of director of Chai Trust and does not have voting or dispositive power over such shares.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy ZFT Matthew Trust1,428 Reported balance Holding disclosure · report date 2023-04-25 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 1,428

F11: ZFT Kellie Trust, ZFT Matthew Trust, ZFT JoAnn Trust and ZFT Grandchildren Trust (collectively, the "ZFT Trusts") are trusts established for the benefit of Mr. Zell and members of his family (the "Zell Family"). The trustee of each of the ZFT Trusts is Chai Trust. Mr. Zell is not an officer of director of Chai Trust and does not have voting or dispositive power over such shares.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy ZFT JoAnn Trust1,428 Reported balance Holding disclosure · report date 2023-04-25 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 1,428

F11: ZFT Kellie Trust, ZFT Matthew Trust, ZFT JoAnn Trust and ZFT Grandchildren Trust (collectively, the "ZFT Trusts") are trusts established for the benefit of Mr. Zell and members of his family (the "Zell Family"). The trustee of each of the ZFT Trusts is Chai Trust. Mr. Zell is not an officer of director of Chai Trust and does not have voting or dispositive power over such shares.

Common Stock, par value $.01SEC Table I · non-derivativeIndirectBy ZFT Grandchildren Trust50,880 Reported balance Holding disclosure · report date 2023-04-25 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 50,880

F11: ZFT Kellie Trust, ZFT Matthew Trust, ZFT JoAnn Trust and ZFT Grandchildren Trust (collectively, the "ZFT Trusts") are trusts established for the benefit of Mr. Zell and members of his family (the "Zell Family"). The trustee of each of the ZFT Trusts is Chai Trust. Mr. Zell is not an officer of director of Chai Trust and does not have voting or dispositive power over such shares.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock subject to vesting as follows: 1/3 on 10/25/23, 1/3 on 4/25/24, and 1/3 on 4/25/25

F2: Grant of restricted stock subject to vesting as follows: 1/3 on 4/25/24, 1/3 on 4/25/25, and 1/3 on 4/24/26

F3: Grant of restricted stock subject to vesting on 4/25/24

F4: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose.

F5: These shares of Common Stock are owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT.

F6: Samstock/SZRT, L.L.C. is a Delaware limited liability company whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust.

F7: These shares of Common Stock are beneficially owned by Samuel Zell Revocable Trust ("Zell Trust"), the trustee of which is Mr. Zell.

F8: Samstock, L.L.C. a Delaware limited liability company "Samstock") whose sole member is SZ Investments, L.L.C., a Delaware limited liability company ("SZ"). The managing member of SZ is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F9: Samstock/Alpha, L.L.C. is a Delaware limited liability company ("Samstock/Alpha") whose sole member is Alphabet Partners, an Illinois partnership. Alphabet Partners is owned by various trusts established for the benefit of Zell Family. The trustee of such trusts is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F10: KMJZ Investments, L.L.C., a Delaware limited liability company, ("KMJZ Investments") is owned by various trusts established for the benefit of the Zell Family. The trustee of such trusts is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F11: ZFT Kellie Trust, ZFT Matthew Trust, ZFT JoAnn Trust and ZFT Grandchildren Trust (collectively, the "ZFT Trusts") are trusts established for the benefit of Mr. Zell and members of his family (the "Zell Family"). The trustee of each of the ZFT Trusts is Chai Trust. Mr. Zell is not an officer of director of Chai Trust and does not have voting or dispositive power over such shares.

Equity Commonwealth

Report date February 07, 2023 · Filed February 08, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectSee footnote825,116 Reported balance After 2023-02-07 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2023-02-07 · Exercise / conversion · Acquired 19,343 · Balance 825,116

F1: Each Common Share of Beneficial Interest of Equity Commonwealth ("Common Share") was received in exchange for one Restricted Share Unit ("RSU"), subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable RSU agreement for the Reporting Person. Reflects Common Shares that were issued as a result of certain performance criteria being met with respect to previously granted RSUs, and a portion of such RSUs vesting on the Transaction Date.

F2: These shares/units, as applicable, are held by the Samuel Zell Revocable Trust, of which the Reporting Person is the trustee and a beneficiary.

Common Shares of Beneficial InterestSEC Table I · non-derivativeIndirectSee footnote2,584,300 Reported balance Holding disclosure · report date 2023-02-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,584,300

F3: These shares are held by EGI-CW Holdings, L.L.C. ("EGI-CW"), which is indirectly controlled by Chai Trust Company, LLC ("Chai"). Two entities, in which trusts established for the benefit of the family of the Reporting Person, the trustee of each of which is Chai, indirectly own interests, are members of EGI-CW. The Reporting Person is not an officer or a director of Chai and does not have voting or dispositive power over the shares, and therefore disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein indirectly held by his family.

Restricted Share UnitsSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2023-02-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-07 · Exercise / conversion · Disposed 19,343 · Balance 0

F4: Each RSU represents the right to receive one Common Share, subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable RSU agreement for the Reporting Person.

F5: On February 9, 2022, the Reporting Person received 38,687 RSUs as a result of certain performance criteria being met with respect to previously granted RSUs, vesting in two equal installments on February 9, 2022 and in February of 2023, subject to the Reporting Person's continued employment with Equity Commonwealth through such date.

F2: These shares/units, as applicable, are held by the Samuel Zell Revocable Trust, of which the Reporting Person is the trustee and a beneficiary.

LTIP UnitsSEC Table II · derivative / convertible securityIndirectSee footnote75,745 Reported balance After 2023-02-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-02-07 · Grant · Acquired 75,745 · Balance 75,745

F6: Each LTIP Unit converts automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in EQC Operating Trust when the LTIP Unit becomes vested and upon equalization of its capital account with the per-unit capital account of OP Units. OP Units are redeemable for cash or, at the option of Equity Commonwealth, exchangeable for common shares of Equity Commonwealth on a one-for-one basis.

F7: Represents LTIP Units issued pursuant to the applicable Equity Commonwealth equity compensation plan. The LTIP Units (or OP Units as applicable) were issued to the Reporting Person as a result of certain performance criteria being met with respect to previously granted LTIP Units, 50% of which are vested (and converted to OP Units) as of the date hereof and 50% of which will vest in February of 2024, subject to the Reporting Person's continued service with Equity Commonwealth through such date.

F2: These shares/units, as applicable, are held by the Samuel Zell Revocable Trust, of which the Reporting Person is the trustee and a beneficiary.

Filing footnotes · ownership attribution and instrument terms

F1: Each Common Share of Beneficial Interest of Equity Commonwealth ("Common Share") was received in exchange for one Restricted Share Unit ("RSU"), subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable RSU agreement for the Reporting Person. Reflects Common Shares that were issued as a result of certain performance criteria being met with respect to previously granted RSUs, and a portion of such RSUs vesting on the Transaction Date.

F2: These shares/units, as applicable, are held by the Samuel Zell Revocable Trust, of which the Reporting Person is the trustee and a beneficiary.

F3: These shares are held by EGI-CW Holdings, L.L.C. ("EGI-CW"), which is indirectly controlled by Chai Trust Company, LLC ("Chai"). Two entities, in which trusts established for the benefit of the family of the Reporting Person, the trustee of each of which is Chai, indirectly own interests, are members of EGI-CW. The Reporting Person is not an officer or a director of Chai and does not have voting or dispositive power over the shares, and therefore disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein indirectly held by his family.

F4: Each RSU represents the right to receive one Common Share, subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable RSU agreement for the Reporting Person.

F5: On February 9, 2022, the Reporting Person received 38,687 RSUs as a result of certain performance criteria being met with respect to previously granted RSUs, vesting in two equal installments on February 9, 2022 and in February of 2023, subject to the Reporting Person's continued employment with Equity Commonwealth through such date.

F6: Each LTIP Unit converts automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in EQC Operating Trust when the LTIP Unit becomes vested and upon equalization of its capital account with the per-unit capital account of OP Units. OP Units are redeemable for cash or, at the option of Equity Commonwealth, exchangeable for common shares of Equity Commonwealth on a one-for-one basis.

F7: Represents LTIP Units issued pursuant to the applicable Equity Commonwealth equity compensation plan. The LTIP Units (or OP Units as applicable) were issued to the Reporting Person as a result of certain performance criteria being met with respect to previously granted LTIP Units, 50% of which are vested (and converted to OP Units) as of the date hereof and 50% of which will vest in February of 2024, subject to the Reporting Person's continued service with Equity Commonwealth through such date.

Equity Distribution Acquisition Corp.

Report date September 15, 2020 · Filed September 15, 2020

Jointly reported with Equity Distribution Sponsor LLC, EGI-Fund C, L.L.C., CHAI TRUST CO LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2020-09-15 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248463), the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: The shares of Class B common stock beneficially owned by the reporting persons include up to 1,125,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: Equity Distribution Sponsor LLC is the record holder of the shares reported herein. Equity Distribution Sponsor LLC is majority-owned by EGI-Fund C, L.L.C. Chai Trust Company, LLC is the managing member of EGI-Fund C, L.L.C. Accordingly, each of EGI-Fund C, L.L.C. and Chai Trust Company, LLC may be deemed to beneficially own the reported shares held directly by Equity Distribution Sponsor LLC. Equity Distribution Sponsor LLC is managed by a board of managers, which is controlled by the manager designated by EGI-Fund C, L.L.C, which is Sam Zell. Accordingly, Sam Zell, a director of the issuer, may also be deemed to beneficially own the reported shares held directly by Equity Distribution Sponsor LLC. Sam Zell disclaims beneficial ownership of such shares except to the extent, if any, of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248463), the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: The shares of Class B common stock beneficially owned by the reporting persons include up to 1,125,000 shares that are subject to forfeiture to the extent the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.

F3: Equity Distribution Sponsor LLC is the record holder of the shares reported herein. Equity Distribution Sponsor LLC is majority-owned by EGI-Fund C, L.L.C. Chai Trust Company, LLC is the managing member of EGI-Fund C, L.L.C. Accordingly, each of EGI-Fund C, L.L.C. and Chai Trust Company, LLC may be deemed to beneficially own the reported shares held directly by Equity Distribution Sponsor LLC. Equity Distribution Sponsor LLC is managed by a board of managers, which is controlled by the manager designated by EGI-Fund C, L.L.C, which is Sam Zell. Accordingly, Sam Zell, a director of the issuer, may also be deemed to beneficially own the reported shares held directly by Equity Distribution Sponsor LLC. Sam Zell disclaims beneficial ownership of such shares except to the extent, if any, of his pecuniary interest therein.

VIVMARK RESIDENTIAL

Report date February 28, 2023 · Filed March 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares Of Beneficial InterestSEC Table I · non-derivativeDirect767,444 Reported balance After 2023-02-28 transaction · row 1
1 source row

Row 1 · 2023-02-28 · Grant · Acquired 1,885 · Balance 767,444

F1: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectBy Spouse, Trustee for Helen Zell Revocable Trust600 Reported balance Holding disclosure · report date 2023-02-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 600

F2: Shares reported herein are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of any pecuniary interest therein.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectSamstock, L.L.C.1,206,968 Reported balance Holding disclosure · report date 2023-02-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,206,968

F3: Shares reported herein are beneficially owned by Samstock, L.L.C. ("Samstock"). The sole member of Samstock is SZ Investments, L.L.C. ("SZ"). The managing member of SZ is Chai Trust Company, LLC ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectSamuel Zell Revocable Trust2,730,294 Reported balance Holding disclosure · report date 2023-02-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 2,730,294

F4: Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he may be deemed the beneficial owner of the shares reported herein.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectSERP Account694,344 Reported balance Holding disclosure · report date 2023-02-28 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 694,344

F5: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectSZ JoAnn Trust1,246 Reported balance Holding disclosure · report date 2023-02-28 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,246

F6: Shares reported herein are beneficially owned by the SZ JoAnn Trust ("SZJT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectSZ Kellie Trust1,246 Reported balance Holding disclosure · report date 2023-02-28 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 1,246

F7: Shares reported herein are beneficially owned by the SZ Kellie Trust ("SZKT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectSZ Matthew Trust1,246 Reported balance Holding disclosure · report date 2023-02-28 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 1,246

F8: Shares reported herein are beneficially owned by the SZ Matthew Trust ("SZMT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirectZell Family Foundation154,480 Reported balance Holding disclosure · report date 2023-02-28 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 154,480

F9: Shares reported herein are beneficially owned by the Zell Family Foundation ("Foundation"). Mr. Zell is a director of the Foundation; however, Mr. Zell does not have voting or dispositive power over such shares, or any pecuniary interest therein, and therefore disclaims beneficial ownership of such shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2: Shares reported herein are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of any pecuniary interest therein.

F3: Shares reported herein are beneficially owned by Samstock, L.L.C. ("Samstock"). The sole member of Samstock is SZ Investments, L.L.C. ("SZ"). The managing member of SZ is Chai Trust Company, LLC ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

F4: Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he may be deemed the beneficial owner of the shares reported herein.

F5: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan (the "SERP"), for the benefit of the reporting person.

F6: Shares reported herein are beneficially owned by the SZ JoAnn Trust ("SZJT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

F7: Shares reported herein are beneficially owned by the SZ Kellie Trust ("SZKT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

F8: Shares reported herein are beneficially owned by the SZ Matthew Trust ("SZMT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

F9: Shares reported herein are beneficially owned by the Zell Family Foundation ("Foundation"). Mr. Zell is a director of the Foundation; however, Mr. Zell does not have voting or dispositive power over such shares, or any pecuniary interest therein, and therefore disclaims beneficial ownership of such shares.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ANIXTER INTERNATIONAL INC

Report date June 22, 2020 · Filed June 23, 2020

Section 16 reporting ended · disclosed 2020-06-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-06-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-06-22 · Disposition to issuer · Disposed 95,374 · Balance 0

F1: On June 22, 2020, Anixter International, Inc. (the "Issuer") was acquired by WESCO International, Inc. ("WESCO") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 10, 2020, by and among the Issuer, WESCO and Warrior Merger Sub, Inc., a wholly owned subsidiary of WESCO (the "Merger").

F2: Includes 95,374 restricted common stock units.

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F4: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding restricted common stock unit granted prior to January 10, 2020 became fully vested (in the case of any performance-based restricted stock units, with the level of achievement of performance-based vesting criteria measured in accordance with the terms of the applicable award agreement) and was cancelled in exchange for the right to receive, in consideration of and in full settlement thereof, in respect of each share of Issuer common stock underlying such award, a cash payment (without interest) equal to the value of the Merger Consideration. Each outstanding restricted common stock unit granted on or after January 10, 2020 was converted into a cash-settled WESCO phantom stock unit.

Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2020-06-22 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-06-22 · Disposition to issuer · Disposed 14,666 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F5: These shares of Common Stock are beneficially owned by Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee ("Zell Trust").

Common StockSEC Table I · non-derivativeIndirectBy Samstock/SZRT, L.L.C.0 Reported balance After 2020-06-22 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2020-06-22 · Disposition to issuer · Disposed 1,329,432 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F6: Samstock/SZRT, L.L.C. is a Delaware limited liability company whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust.

Common StockSEC Table I · non-derivativeIndirectBy KMJZ Investments, L.L.C.0 Reported balance After 2020-06-22 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2020-06-22 · Disposition to issuer · Disposed 526,277 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F8: KMJZ Investments, L.L.C., a Delaware limited liability company, is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Samstock/Alpha, L.L.C.0 Reported balance After 2020-06-22 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2020-06-22 · Disposition to issuer · Disposed 55,587 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F9: Samstock/Alpha, L.L.C. is a Delaware limited liability company whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Samstock/SIT, L.L.C.0 Reported balance After 2020-06-22 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2020-06-22 · Disposition to issuer · Disposed 362,147 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F10: Samstock/SIT, L.L.C. is a Delaware limited liability company whose sole member is a trust established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Samstock/ZFT, L.L.C.0 Reported balance After 2020-06-22 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2020-06-22 · Disposition to issuer · Disposed 55,588 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F11: Samstock/ZFT, L.L.C. is a Delaware limited liability whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common StockSEC Table I · non-derivativeIndirectBy SZ Intervivos QTIP Trust0 Reported balance After 2020-06-22 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2020-06-22 · Disposition to issuer · Disposed 28,700 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F12: SZ Intervivos QTIP Trust is a trust organized in Illinois established for the benefit of the Zell Family and the Zell Family Foundation. The trustee of SZ Intervivos QTIP Trust is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

Common StockSEC Table I · non-derivativeIndirectIn Trust by spouse0 Reported balance After 2020-06-22 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2020-06-22 · Disposition to issuer · Disposed 1,000 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F13: These shares of Common Stock are owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT.

Common StockSEC Table I · non-derivativeIndirectBy KZ 2007 Holdings, L.L.C.0 Reported balance After 2020-06-22 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2020-06-22 · Disposition to issuer · Disposed 40,000 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F14: KZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("KZ Holdings") whose sole member is KZ 2007 Trust, a trust organized in Illinois ("KZ Trust"). Chai Trust is the trustee of KZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by KZ Holdings.

Common StockSEC Table I · non-derivativeIndirectBy MZ 2007 Holdings, L.L.C.0 Reported balance After 2020-06-22 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 11 · 2020-06-22 · Disposition to issuer · Disposed 40,000 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F15: MZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("MZ Holdings") whose sole member is MZ 2007 Trust, a trust organized in Illinois ("MZ Trust"). Chai Trust is the trustee of MZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by MZ Holdings.

Common StockSEC Table I · non-derivativeIndirectBy JZ 2007 Holdings, L.L.C.0 Reported balance After 2020-06-22 transaction · row 12 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 12 · 2020-06-22 · Disposition to issuer · Disposed 40,000 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F16: JZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("JZ Holdings") whose sole member is JZ 2007 Trust, a trust organized in Illinois ("JZ Trust"). Chai Trust is the trustee of JZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by JZ Holdings.

Filing footnotes · ownership attribution and instrument terms

F1: On June 22, 2020, Anixter International, Inc. (the "Issuer") was acquired by WESCO International, Inc. ("WESCO") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 10, 2020, by and among the Issuer, WESCO and Warrior Merger Sub, Inc., a wholly owned subsidiary of WESCO (the "Merger").

F2: Includes 95,374 restricted common stock units.

F3: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive (i) $72.82 in cash, without interest, as adjusted pursuant to the Merger Agreement (the "Cash Consideration"), (ii) 0.2397 shares of common stock of WESCO (the "Common Stock Consideration") and (iii) 0.6356 depositary shares (the "Preferred Stock Consideration"), each representing a 1/1,000th interest in a share of newly issued fixed-rate reset cumulative perpetual WESCO preferred stock, Series A, $25,000 stated amount per whole preferred share (the "WESCO Series A Preferred Stock" and, collectively with the Cash Consideration and the Common Stock Consideration, the "Merger Consideration").

F4: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each outstanding restricted common stock unit granted prior to January 10, 2020 became fully vested (in the case of any performance-based restricted stock units, with the level of achievement of performance-based vesting criteria measured in accordance with the terms of the applicable award agreement) and was cancelled in exchange for the right to receive, in consideration of and in full settlement thereof, in respect of each share of Issuer common stock underlying such award, a cash payment (without interest) equal to the value of the Merger Consideration. Each outstanding restricted common stock unit granted on or after January 10, 2020 was converted into a cash-settled WESCO phantom stock unit.

F5: These shares of Common Stock are beneficially owned by Samuel Zell Revocable Trust, an Illinois revocable trust of which Mr. Zell is the beneficiary and sole trustee ("Zell Trust").

F6: Samstock/SZRT, L.L.C. is a Delaware limited liability company whose sole member is Zell Trust. Mr. Zell is the sole trustee and beneficiary of Zell Trust.

F7: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F8: KMJZ Investments, L.L.C., a Delaware limited liability company, is owned by various trusts established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"). The trustee of such trusts is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F9: Samstock/Alpha, L.L.C. is a Delaware limited liability company whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F10: Samstock/SIT, L.L.C. is a Delaware limited liability company whose sole member is a trust established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F11: Samstock/ZFT, L.L.C. is a Delaware limited liability whose sole member is a partnership owned by various trusts established for the benefit of the Zell Family, the trustee of which is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F12: SZ Intervivos QTIP Trust is a trust organized in Illinois established for the benefit of the Zell Family and the Zell Family Foundation. The trustee of SZ Intervivos QTIP Trust is Chai Trust. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F13: These shares of Common Stock are owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT.

F14: KZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("KZ Holdings") whose sole member is KZ 2007 Trust, a trust organized in Illinois ("KZ Trust"). Chai Trust is the trustee of KZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by KZ Holdings.

F15: MZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("MZ Holdings") whose sole member is MZ 2007 Trust, a trust organized in Illinois ("MZ Trust"). Chai Trust is the trustee of MZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by MZ Holdings.

F16: JZ 2007 Holdings, L.L.C. is a Delaware limited liability company ("JZ Holdings") whose sole member is JZ 2007 Trust, a trust organized in Illinois ("JZ Trust"). Chai Trust is the trustee of JZ Trust. In such capacity, Chai Trust may be deemed to beneficially own the shares Common Stock held directly by JZ Holdings.

COVANTA HOLDING CORP

Report date November 30, 2021 · Filed December 01, 2021

Section 16 reporting ended · disclosed 2021-12-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.10 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2021-11-30 transaction · row 1
1 source row

Row 1 · 2021-11-30 · Disposition to issuer · Disposed 137,663 · Balance 0

F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").

Common Stock, $.10 par valueSEC Table I · non-derivativeIndirectRefer to footnote 20 Reported balance After 2021-11-30 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-11-30 · Disposition to issuer · Disposed 7,734,804 · Balance 0

F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").

F2: Such shares are beneficially owned by SZ Investments, L.L.C. ("SZI"). SZI is indirectly owned by trusts established for the benefit of Samuel Zell and members of his family (the "Trusts"). The Trustee of the Trusts is Chai Trust Company, LLC, of which Samuel Zell is neither an officer nor a director, and thus he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common Stock, $.10 par valueSEC Table I · non-derivativeIndirectRefer to footnote 30 Reported balance After 2021-11-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-11-30 · Disposition to issuer · Disposed 1,487,209 · Balance 0

F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").

F3: Such shares are beneficially owned by certain charitable foundations established by Samuel Zell and members of his family (the "Zell Family Foundations"). Chai Trust Company, LLC is the investment manager of each of the Zell Family Foundations. Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common Stock, $.10 par valueSEC Table I · non-derivativeIndirectRefer to footnote 40 Reported balance After 2021-11-30 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2021-11-30 · Disposition to issuer · Disposed 1,699,669 · Balance 0

F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").

F4: Such shares are beneficially owned by certain Trusts and thus Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common Stock, $.10 par valueSEC Table I · non-derivativeIndirectRefer to footnote 50 Reported balance After 2021-11-30 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2021-11-30 · Disposition to issuer · Disposed 2,027,500 · Balance 0

F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").

F5: Such shares are beneficially owned by EGI-Fund (05-07) Investors, L.L.C. ("05-07"), which is indirectly owned by the Trusts and thus Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common Stock, $.10 par valueSEC Table I · non-derivativeIndirectRefer to footnote 60 Reported balance After 2021-11-30 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2021-11-30 · Disposition to issuer · Disposed 25,418 · Balance 0

F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").

F6: Such shares of Common Stock are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Samuel Zell's spouse, Helen Zell, is the trustee of HZRT. Samuel Zell disclaims beneficial ownership of such shares held by HZRT except to the extent of his pecuniary interest therein.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-11-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-11-30 · Disposition to issuer · Disposed 240,591 · Balance 0

F7: These restricted stock units, which represented the contingent right to receive one share of Issuer's common stock, were canceled in the merger and converted into the right to receive a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock underlying the restricted stock units multiplied by (ii) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").

F2: Such shares are beneficially owned by SZ Investments, L.L.C. ("SZI"). SZI is indirectly owned by trusts established for the benefit of Samuel Zell and members of his family (the "Trusts"). The Trustee of the Trusts is Chai Trust Company, LLC, of which Samuel Zell is neither an officer nor a director, and thus he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3: Such shares are beneficially owned by certain charitable foundations established by Samuel Zell and members of his family (the "Zell Family Foundations"). Chai Trust Company, LLC is the investment manager of each of the Zell Family Foundations. Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F4: Such shares are beneficially owned by certain Trusts and thus Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: Such shares are beneficially owned by EGI-Fund (05-07) Investors, L.L.C. ("05-07"), which is indirectly owned by the Trusts and thus Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6: Such shares of Common Stock are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Samuel Zell's spouse, Helen Zell, is the trustee of HZRT. Samuel Zell disclaims beneficial ownership of such shares held by HZRT except to the extent of his pecuniary interest therein.

F7: These restricted stock units, which represented the contingent right to receive one share of Issuer's common stock, were canceled in the merger and converted into the right to receive a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock underlying the restricted stock units multiplied by (ii) the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2019 Filed Jun 17, 2019 16:30 UTC COVANTA HOLDING CORP CVA · Entity 132985 GrantRestricted Stock Units · Derivative 2,099 $0.00 $0.00
Disclosure

SEC source: 0000225648-19-000103 · wf-form4_156080339880752.xml · derivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,030

Underlying: Common Stock, $.10 par value · 2,099 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were issued to the reporting person pursuant to the Issuer's 2014 Equity Compensation Plan in lieu of quarterly retainer fees of $37,500 for the period beginning April 1, 2019 and ending June 30, 2019.

F2 · derivative.exercise_date: The restricted stock units vest imediately. The vested restricted stock units will convert into shares of common stock on the date of reporting person's separation from service from the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units vest imediately. The vested restricted stock units will convert into shares of common stock on the date of reporting person's separation from service from the Board of Directors.

Read SEC document
May 09, 2019 Filed May 13, 2019 16:30 UTC COVANTA HOLDING CORP CVA · Entity 132985 GrantRestricted Stock Units · Derivative 25,511 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-006667 · wf-form4_155777942870600.xml · derivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,511

Underlying: Common Stock, $.10 par value · 25,511 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the next annual meeting of stockholders or May 9, 2020. The vested restricted stock units will convert into shares of common stock on the date of reporting person's separation from service from the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the next annual meeting of stockholders or May 9, 2020. The vested restricted stock units will convert into shares of common stock on the date of reporting person's separation from service from the Board of Directors.

Read SEC document
April 30, 2019 Filed May 2, 2019 22:48 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 GrantCommon Stock, par value $.01 26,435 $116.70 $3,084,964.50
Disclosure

SEC source: 0001024193-19-000001 · wf-form4_155683732241842.xml · nonDerivative · entry 3

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,867

F3 · kind: Grant of restricted stock subject to vesting as follows: 1/3 on 4/30/20, 1/3 on 4/30/21, and 1/3 on 4/30/22

Read SEC document
April 30, 2019 Filed May 2, 2019 22:48 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 GrantCommon Stock, par value $.01 64 $116.70 $7,468.80
Disclosure

SEC source: 0001024193-19-000001 · wf-form4_155683732241842.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,432

F2 · kind: Grant of restricted stock subject to vesting on 4/30/20

Read SEC document
April 30, 2019 Filed May 2, 2019 22:48 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 GrantCommon Stock, par value $.01 857 $116.70 $100,011.90
Disclosure

SEC source: 0001024193-19-000001 · wf-form4_155683732241842.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,368

F1 · kind: Grant of restricted stock subject to vesting as follows: 1/3 on 10/30/19, 1/3 on 4/30/20, and 1/3 on 4/30/21

Read SEC document
April 01, 2019 Filed Apr 3, 2019 11:33 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 1,738 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022941 · doc4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,327

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Total represents all stock units.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:28 UTC COVANTA HOLDING CORP CVA · Entity 132985 GrantRestricted Stock Units · Derivative 2,194 $0.00 $0.00
Disclosure

SEC source: 0000225648-19-000053 · wf-form4_155302729628078.xml · derivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,931

Underlying: Common Stock, $.10 par value · 2,194 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were issued to the reporting person pursuant to the Issuer's 2014 Equity Compensation Plan in lieu of quarterly retainer fees of $37,500 for the period beginning January 1, 2019 and ending March 15, 2019.

F2 · derivative.exercise_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of reporting person's separation from service from the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of reporting person's separation from service from the Board of Directors.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:48 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 1,678 $59.56 $99,941.68
Disclosure

SEC source: 0001127602-19-009486 · form4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,100

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 06:08 UTC Equity Commonwealth EQC · Entity 82395 GrantRestricted Share Units · Derivative 41,718 Not disclosed Not disclosed
Disclosure

SEC source: 0000803649-19-000023 · wf-form4_154996968731378.xml · derivative · entry 5

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,718

Underlying: Common Stock · 41,718 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the right to receive one Common Share, subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable restricted share unit agreement for the Reporting Person.

F3 · price: Each RSU represents the right to receive one Common Share, subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable restricted share unit agreement for the Reporting Person.

F5 · derivative.exercise_date: Reflects RSUs that were issued to the Reporting Person as a result of certain performance criteria being met with respect to previously granted RSUs. These RSUs will vest in February of 2020, subject to the Reporting Person's continued service with Equity Commonwealth through such date.

F5 · derivative.expiration_date: Reflects RSUs that were issued to the Reporting Person as a result of certain performance criteria being met with respect to previously granted RSUs. These RSUs will vest in February of 2020, subject to the Reporting Person's continued service with Equity Commonwealth through such date.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 06:08 UTC Equity Commonwealth EQC · Entity 82395 Exercise / conversionRestricted Share Units · Derivative 27,667 Not disclosed Not disclosed
Disclosure

SEC source: 0000803649-19-000023 · wf-form4_154996968731378.xml · derivative · entry 4

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents the right to receive one Common Share, subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable restricted share unit agreement for the Reporting Person.

F3 · price: Each RSU represents the right to receive one Common Share, subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable restricted share unit agreement for the Reporting Person.

F4 · derivative.exercise_date: On February 7, 2018, the Reporting Person received 55,335 RSUs as a result of certain performance criteria being met with respect to previously granted RSUs, vesting in two equal installments on February 7, 2018 and in February of 2019, subject to the Reporting Person's continued service with Equity Commonwealth through such date.

F4 · derivative.expiration_date: On February 7, 2018, the Reporting Person received 55,335 RSUs as a result of certain performance criteria being met with respect to previously granted RSUs, vesting in two equal installments on February 7, 2018 and in February of 2019, subject to the Reporting Person's continued service with Equity Commonwealth through such date.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 06:08 UTC Equity Commonwealth EQC · Entity 82395 GrantCommon Shares of Beneficial Interest 41,719 Not disclosed Not disclosed
Disclosure

SEC source: 0000803649-19-000023 · wf-form4_154996968731378.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,422

F1 · shares: Each Common Share of Beneficial Interest of Equity Commonwealth ("Common Share") was received in exchange for one Restricted Share Unit ("RSU"), subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable restricted share unit agreement for the Reporting Person. Reflects Common Shares that were issued to the Reporting Person as a result of certain performance criteria being met with respect to previously granted RSUs and a portion of such RSUs vesting on the Transaction Date.

F1 · price: Each Common Share of Beneficial Interest of Equity Commonwealth ("Common Share") was received in exchange for one Restricted Share Unit ("RSU"), subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable restricted share unit agreement for the Reporting Person. Reflects Common Shares that were issued to the Reporting Person as a result of certain performance criteria being met with respect to previously granted RSUs and a portion of such RSUs vesting on the Transaction Date.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 06:08 UTC Equity Commonwealth EQC · Entity 82395 Exercise / conversionCommon Shares of Beneficial Interest 27,667 Not disclosed Not disclosed
Disclosure

SEC source: 0000803649-19-000023 · wf-form4_154996968731378.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Common Share of Beneficial Interest of Equity Commonwealth ("Common Share") was received in exchange for one Restricted Share Unit ("RSU"), subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable restricted share unit agreement for the Reporting Person. Reflects Common Shares that were issued to the Reporting Person as a result of certain performance criteria being met with respect to previously granted RSUs and a portion of such RSUs vesting on the Transaction Date.

F1 · price: Each Common Share of Beneficial Interest of Equity Commonwealth ("Common Share") was received in exchange for one Restricted Share Unit ("RSU"), subject to the terms and conditions set forth in the applicable Equity Commonwealth equity compensation plan and the applicable restricted share unit agreement for the Reporting Person. Reflects Common Shares that were issued to the Reporting Person as a result of certain performance criteria being met with respect to previously granted RSUs and a portion of such RSUs vesting on the Transaction Date.

Read SEC document
January 29, 2019 Filed Jan 30, 2019 16:06 UTC Equity Commonwealth EQC · Entity 82395 GrantCommon Shares of Beneficial Interest 20,774 $0.00 $0.00
Disclosure

SEC source: 0000803649-19-000011 · wf-form4_154888237411864.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,036

Read SEC document
January 17, 2019 Filed Jan 22, 2019 21:44 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantRestricted Units · Derivative 11,024 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-002474 · form4.xml · derivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,024

Underlying: Common Shares Of Beneficial Interest · 11,024 shares

Expires 2026-01-01

F1 · derivative.exercise_price: Represents restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), retained in connection with the settlement of an award under the Company's 2016 Long-Term Incentive Plan. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other conditions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on January 31, 2019.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 19:11 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 1,796 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-001406 · doc4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,589

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Total represents all stock units.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 16:18 UTC COVANTA HOLDING CORP CVA · Entity 132985 GrantRestricted Stock Units · Derivative 2,406 $0.00 $0.00
Disclosure

SEC source: 0000225648-18-000174 · wf-form4_154516790415362.xml · derivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,737

Underlying: Common Stock, $.10 par value · 2,406 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were issued to the reporting person pursuant to the Issuer's 2014 Equity Compensation Plan in lieu of quarterly retainer fees of $37,500 for the period beginning October 1, 2018 and ending December 31, 2018.

F2 · derivative.exercise_date: The restricted stock units vest imediately. The vested restricted stock units will convert into shares of common stock on the date of reporting person's separation from service from the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units vest imediately. The vested restricted stock units will convert into shares of common stock on the date of reporting person's separation from service from the Board of Directors.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 20:39 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 200,000 $18.85 Strike: $18.85 $3,770,000.00
Disclosure

SEC source: 0000895417-18-000066 · wf-form4_154456075025984.xml · derivative · entry 10

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 200,000 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 20:39 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 Exercise / conversionCommon Stock, par value $.01 200,000 $18.85 $3,770,000.00
Disclosure

SEC source: 0000895417-18-000066 · wf-form4_154456075025984.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 21:45 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 322,615 $0.00 Strike: $19.67 $0.00
Disclosure

SEC source: 0001127602-18-035887 · form4.xml · derivative · entry 13

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 322,615 shares

Expires 2019-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: These share options vested in approximately three equal installments on February 6, 2010, February 6, 2011 and February 6, 2012.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 21:45 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 121,848 $0.00 Strike: $19.67 $0.00
Disclosure

SEC source: 0001127602-18-035887 · form4.xml · derivative · entry 12

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,615

Underlying: Common Shares Of Beneficial Interest · 121,848 shares

Expires 2019-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: These share options vested in approximately three equal installments on February 6, 2010, February 6, 2011 and February 6, 2012.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 21:45 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionCommon Shares Of Beneficial Interest 322,615 $19.67 $6,345,837.05
Disclosure

SEC source: 0001127602-18-035887 · form4.xml · nonDerivative · entry 3

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 21:45 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 121,848 $71.83 $8,752,341.84
Disclosure

SEC source: 0001127602-18-035887 · form4.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,806

F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.33 to $72.16. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 21:45 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionCommon Shares Of Beneficial Interest 121,848 $19.67 $2,396,750.16
Disclosure

SEC source: 0001127602-18-035887 · form4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 17:06 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 OtherCommon stock 675,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059462 · doc4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Samstock/SIT, L.L.C.

Disclosed balance after: 862,147

F1 · kind: These shares were distributed in-kind and for no consideration by Samstock/SIT, L.L.C. to its sole member, a trust established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"), and then further to certain beneficiaries of the trust.

F1 · shares: These shares were distributed in-kind and for no consideration by Samstock/SIT, L.L.C. to its sole member, a trust established for the benefit of Mr. Zell and members of his family (collectively, the "Zell Family"), and then further to certain beneficiaries of the trust.

F2 · ownership.direct: Samstock/SIT, L.L.C. is a Delaware limited liability company whose sole member is a trust established for the benefit of the Zell Family, the trustee of which is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F3 · ownership.direct: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: Samstock/SIT, L.L.C. is a Delaware limited liability company whose sole member is a trust established for the benefit of the Zell Family, the trustee of which is Chai Trust Company, L.L.C., an Illinois limited liability company ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares.

F3 · ownership.nature: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 28, 2018 Filed Oct 30, 2018 16:13 UTC Equity Commonwealth EQC · Entity 82395 Exercise / conversionRestricted Share Units · Derivative 83,356 Not disclosed Not disclosed
Disclosure

SEC source: 0000803649-18-000072 · wf-form4_154093041570084.xml · derivative · entry 3

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,667

Underlying: Common Stock · 83,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents the right to receive one share of Common Shares of Beneficial Interest of Equity Commonwealth, subject to the terms and conditions set forth in the Equity Commonwealth 2012 Equity Compensation Plan and the restricted share unit agreement for the Reporting Person.

F3 · price: Each RSU represents the right to receive one share of Common Shares of Beneficial Interest of Equity Commonwealth, subject to the terms and conditions set forth in the Equity Commonwealth 2012 Equity Compensation Plan and the restricted share unit agreement for the Reporting Person.

F4 · derivative.exercise_date: On November 8, 2017, the Reporting Person received 166,713 RSUs as a result of certain performance criteria being met with respect to previously granted RSUs, vesting in two equal installments on November 8, 2017 and October 28, 2018, subject to the Reporting Person's continued service with Equity Commonwealth through such date.

F4 · derivative.expiration_date: On November 8, 2017, the Reporting Person received 166,713 RSUs as a result of certain performance criteria being met with respect to previously granted RSUs, vesting in two equal installments on November 8, 2017 and October 28, 2018, subject to the Reporting Person's continued service with Equity Commonwealth through such date.

Read SEC document
October 28, 2018 Filed Oct 30, 2018 16:13 UTC Equity Commonwealth EQC · Entity 82395 Exercise / conversionCommon Shares of Beneficial Interest 83,356 Not disclosed Not disclosed
Disclosure

SEC source: 0000803649-18-000072 · wf-form4_154093041570084.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Common Share of Beneficial Interest of Equity Commonwealth was received in exchange for one Restricted Share Unit ("RSU"), subject to the terms and conditions set forth in the Equity Commonwealth 2012 Equity Compensation Plan and the restricted share unit agreement for the Reporting Person.

F1 · price: Each Common Share of Beneficial Interest of Equity Commonwealth was received in exchange for one Restricted Share Unit ("RSU"), subject to the terms and conditions set forth in the Equity Commonwealth 2012 Equity Compensation Plan and the restricted share unit agreement for the Reporting Person.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 18:05 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 1,387 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-054064 · doc4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,756,190

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Total includes 88,793 of common stock units. Total also includes 2,203,299 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 2,203,299 shares of common stock, except to the extent of any pecuniary interest therein.

Read SEC document
September 17, 2018 Filed Sep 17, 2018 16:17 UTC COVANTA HOLDING CORP CVA · Entity 132985 GrantRestricted Stock Units · Derivative 2,213 $0.00 $0.00
Disclosure

SEC source: 0000225648-18-000130 · wf-form4_153721544007607.xml · derivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,331

Underlying: Common Stock, $.10 par value · 2,213 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were issued to the reporting person pursuant to the Issuer's 2014 Equity Compensation Plan in lieu of quarterly retainer fees of $37,500 for the period beginning July 1, 2018 and ending September 30, 2018.

F2 · derivative.exercise_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors.

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July 01, 2018 Filed Jul 3, 2018 16:34 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 1,541 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041110 · doc4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,754,803

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Total includes 87,406 of common stock units. Total also includes 2,203,299 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 2,203,299 shares of common stock, except to the extent of any pecuniary interest therein.

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June 15, 2018 Filed Jun 18, 2018 16:20 UTC COVANTA HOLDING CORP CVA · Entity 132985 GrantRestricted Stock Units · Derivative 2,246 $0.00 $0.00
Disclosure

SEC source: 0000225648-18-000109 · wf-form4_152935319718972.xml · derivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,118

Underlying: Common Stock, $.10 par value · 2,246 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were issued to the reporting person pursuant to the Issuer's 2014 Equity Compensation Plan in lieu of quarterly retainer fees of $37,500 for the period beginning April 1, 2018 and ending June 30, 2018.

F2 · derivative.exercise_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors.

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May 03, 2018 Filed May 4, 2018 16:32 UTC COVANTA HOLDING CORP CVA · Entity 132985 GrantRestricted Stock Units · Derivative 29,606 $0.00 $0.00
Disclosure

SEC source: 0000225648-18-000091 · wf-form4_152546591620686.xml · derivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,606

Underlying: Restricted Stock Units · 29,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the next annual meeting of stockholders or May 3, 2019. The vested restricted stock units will convert into shares of common stock on the date of reporting person's separation from service from the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the next annual meeting of stockholders or May 3, 2019. The vested restricted stock units will convert into shares of common stock on the date of reporting person's separation from service from the Board of Directors.

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May 01, 2018 Filed May 3, 2018 21:35 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 GrantCommon Stock, par value $.01 40,000 $89.65 $3,586,000.00
Disclosure

SEC source: 0000895417-18-000034 · wf-form4_152538324448413.xml · nonDerivative · entry 3

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,511

F3 · kind: Grant of restricted stock subject to vest as follows: 1/3 on 5/1/19, 1/3 on 5/1/20, and 1/3 on 5/1/21

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May 01, 2018 Filed May 3, 2018 21:35 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 GrantCommon Stock, par value $.01 84 $89.65 $7,530.60
Disclosure

SEC source: 0000895417-18-000034 · wf-form4_152538324448413.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,511

F2 · kind: Grant of restricted stock subject to vesting on 5/1/19

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May 01, 2018 Filed May 3, 2018 21:35 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 GrantCommon Stock, par value $.01 4,000 $89.65 $358,600.00
Disclosure

SEC source: 0000895417-18-000034 · wf-form4_152538324448413.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,427

F1 · kind: Grant of restricted stock subject to vest as follows: 1/3 on 11/1/18, 1/3 on 5/1/19, and 1/3 on 5/1/20

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April 27, 2018 Filed May 1, 2018 18:57 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 PurchaseCommon Stock, par value $.01 20,000 $89.56 $1,791,274.00
Disclosure

SEC source: 0000905148-18-000473 · form4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 28,000

F10 · price: This price reflects the weighted average price for open-market purchases of shares of Common Stock made by HZRT on April 27, 2018 within a $1.00 range. The actual prices for these transactions range from $89.42 to $89.70, inclusive. The Reporting Person further undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of Common Stock purchased at each separate price.

F3 · ownership.nature: Mr. Zell disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Zell is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F9 · ownership.nature: These shares of Common Stock are owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT.

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April 01, 2018 Filed Apr 3, 2018 16:53 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 1,288 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023091 · doc4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,883,262

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Total includes 85,865 of common stock units. Total also includes 2,333,299 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 2,333,299 shares of common stock, except to the extent of any pecuniary interest therein.

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March 15, 2018 Filed Mar 19, 2018 16:17 UTC COVANTA HOLDING CORP CVA · Entity 132985 GrantRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0000225648-18-000035 · wf-form4_152149061684014.xml · derivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,872

Underlying: Common Stock, $.10 par value · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were issued to the reporting person pursuant to the Issuer's 2014 Equity Compensation Plan in lieu of quarterly retainer fees of $37,500 for the period beginning January 1, 2018 and ending March 31, 2018.

F2 · derivative.exercise_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors.

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February 28, 2018 Filed Mar 2, 2018 21:45 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 2,092 $47.80 $99,997.60
Disclosure

SEC source: 0001127602-18-009708 · form4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,806

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

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February 14, 2018 Filed Apr 3, 2018 16:53 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GiftCommon stock 130,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023091 · doc4.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,753,262

F3 · balance_after: Total includes 85,865 of common stock units. Total also includes 2,203,299 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 2,203,299 shares of common stock, except to the extent of any pecuniary interest therein.

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February 07, 2018 Filed Feb 8, 2018 18:10 UTC Equity Commonwealth EQC · Entity 82395 GrantRestricted Share Units · Derivative 27,667 $0.00 $0.00
Disclosure

SEC source: 0001123292-18-000286 · edgar.xml · derivative · entry 3

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,023

Underlying: Common Stock · 27,667 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the right to receive one share of Common Stock of Equity Commonwealth, subject to the terms and conditions set forth in the Equity Commonwealth 2012 Equity Compensation Plan and the Restricted Share Unit Agreement for the Reporting Person.

F4 · derivative.exercise_date: These RSUs will vest (i) in February of 2019 on the date the issuer's compensation committee meets to determine the level of achievement of the performance criteria with respect to any performance-based equity awards or, (ii) if there are no such awards, the first date on which the issuer's compensation committee meets or takes an action by unanimous written consent in February of 2019, in each case subject to the Reporting Person's continued service with Equity Commonwealth through such date.

F4 · derivative.expiration_date: These RSUs will vest (i) in February of 2019 on the date the issuer's compensation committee meets to determine the level of achievement of the performance criteria with respect to any performance-based equity awards or, (ii) if there are no such awards, the first date on which the issuer's compensation committee meets or takes an action by unanimous written consent in February of 2019, in each case subject to the Reporting Person's continued service with Equity Commonwealth through such date.

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February 07, 2018 Filed Feb 8, 2018 18:10 UTC Equity Commonwealth EQC · Entity 82395 GrantCommon Shares of Beneficial Interest 27,668 $28.79 $796,561.72
Disclosure

SEC source: 0001123292-18-000286 · edgar.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,906

F1 · shares: Reflects common shares that were issued to the Reporting Person as a result of certain performance criteria being met with respect to previously granted restricted share units ("RSUs") and a portion of such RSUs vesting on the Transaction Date.

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January 29, 2018 Filed Jan 30, 2018 17:00 UTC Equity Commonwealth EQC · Entity 82395 GrantCommon Shares of Beneficial Interest 22,163 $0.00 $0.00
Disclosure

SEC source: 0001123292-18-000233 · edgar.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,238

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January 17, 2018 Filed Jan 18, 2018 21:32 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 4,701 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002073 · form4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,415

F1 · shares: Represents restricted shares of Equity Residential (the "Company") issued in connection with the settlement of an award under the Company's 2015 Long-Term Incentive Plan (the "2015 LTI Plan") which are scheduled to vest on February 5, 2018.

F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

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January 01, 2018 Filed Jan 3, 2018 17:04 UTC ANIXTER INTERNATIONAL INC AXE · Entity 148297 GrantCommon stock units 1,283 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001038 · doc4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,881,974

F1 · shares: Stock units are fully vested at time of grant and will convert to common stock on a 1-for-1 basis at a time that was determined prior to the grant.

F2 · balance_after: Total includes 84,577 of common stock units. Total also includes 2,333,299 shares of common stock that are held by a trust and limited liability companies that are owned indirectly by other trusts, each trust being established for the benefit of Samuel Zell and members of his family. The trustee of each of those trusts is Chai Trust Company, LLC, of which Mr. Zell is neither an officer nor a director, and he does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such 2,333,299 shares of common stock, except to the extent of any pecuniary interest therein.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 16:13 UTC COVANTA HOLDING CORP CVA · Entity 132985 GrantRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0000225648-17-000148 · wf-form4_151371802111316.xml · derivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,372

Underlying: Common Stock, $.10 par value · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were issued to the reporting person pursuant to the Issuer's 2014 Equity Compensation Plan in lieu of quarterly retainer fees of $37,500 for the period beginning October 1, 2017 and ending December 31, 2017.

F2 · derivative.exercise_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors.

F2 · derivative.expiration_date: The restricted stock units vest immediately. The vested restricted stock units will convert into shares of common stock on the date of the reporting person's separation from service from the Board of Directors.

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November 08, 2017 Filed Nov 9, 2017 17:12 UTC Equity Commonwealth EQC · Entity 82395 GrantRestricted Share Units · Derivative 83,356 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001704 · edgar.xml · derivative · entry 3

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,356

Underlying: Common Stock · 83,356 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the right to receive one share of Common Stock of Equity Commonwealth, subject to the terms and conditions set forth in the Equity Commonwealth 2012 Equity Compensation Plan and the Restricted Share Unit Agreement for Trustees (Special Awards) for the Reporting Person.

F4 · derivative.exercise_date: These RSUs will vest on October 28, 2018, subject to the Reporting Person's continued service with Equity Commonwealth through such date.

F4 · derivative.expiration_date: These RSUs will vest on October 28, 2018, subject to the Reporting Person's continued service with Equity Commonwealth through such date.

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November 08, 2017 Filed Nov 9, 2017 17:12 UTC Equity Commonwealth EQC · Entity 82395 GrantCommon Shares of Beneficial Interest 83,357 $30.48 $2,540,721.36
Disclosure

SEC source: 0001123292-17-001704 · edgar.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,075

F1 · shares: Reflects common shares that were issued to the Reporting Person as a result of certain performance criteria being met with respect to previously granted restricted share units ("RSUs") and a portion of such RSUs vesting on the Transaction Date.

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October 30, 2017 Filed Nov 1, 2017 21:09 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 Exercise / conversionCommon Stock, par value $.01 20,000 $24.17 $483,300.00
Disclosure

SEC source: 0001024193-17-000004 · wf-form4_150957055114179.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 30, 2017 Filed Nov 1, 2017 21:09 UTC EQUITY LIFESTYLE PROPERTIES INC ELS · Entity 3434 Exercise / conversionCommon Stock, par value $.01 200,000 $21.84 $4,367,000.00
Disclosure

SEC source: 0001024193-17-000004 · wf-form4_150957055114179.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 21:11 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 95,331 $0.00 Strike: $32.87 $0.00
Disclosure

SEC source: 0001127602-17-030819 · form4.xml · derivative · entry 16

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 95,331 shares

Expires 2018-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 7, 2009, February 7, 2010 and February 7, 2011.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.