Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aptiv PLCAPTV · Entity 3559 | Director | April 28, 2026 | April 30, 2026 |
| BOEING COBA · Entity 2862 | Director · President & CEO | August 10, 2026 | August 12, 2026 |
| RTX CorpRTX · Entity 2823 | Director | May 02, 2024 | May 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aptiv PLC
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 19,448 |
Last balance in matching sequence
After 2026-04-29 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-04-28 · Tax withholding · Disposed 287 · Balance 16,362 F1: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units. F2: Total reflects adjustment of outstanding awards as a result of the spin-off of Versigent PLC. Row 2 · 2026-04-29 · Grant · Acquired 3,086 · Balance 19,448 F3: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2027. F2: Total reflects adjustment of outstanding awards as a result of the spin-off of Versigent PLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.
F2: Total reflects adjustment of outstanding awards as a result of the spin-off of Versigent PLC.
F3: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2027.
BOEING CO
Report date August 10, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 129,695.218 |
Reported balance
After 2026-08-10 transaction · row 1
1 source rowRow 1 · 2026-08-10 · Tax withholding · Disposed 6,232.647 · Balance 129,695.218 F1: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction.
RTX Corp
Report date May 02, 2024 · Filed May 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 8,372.8455 |
Reported balance
After 2024-05-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-05-02 · Grant · Acquired 1,913.8286 · Balance 8,372.8455 F1: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ROCKWELL COLLINS INC
Report date November 26, 2018 · Filed November 28, 2018
Section 16 reporting ended · disclosed 2018-11-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 1
1 source rowRow 1 · 2018-11-26 · Disposition to issuer · Disposed 200,404.574 · Balance 0 F1: Includes (a) 125,481.5740 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 29,309 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 18,246 restricted stock units and 27,368 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 0 |
Reported balance
After 2018-11-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-11-26 · Disposition to issuer · Disposed 5,162.9414 · Balance 0 F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $83.69 · Expires 2024-11-17 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-26 · Exercise / conversion · Disposed 114,800 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.75 · Expires 2025-11-09 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-11-26 · Exercise / conversion · Disposed 140,700 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $88.71 · Expires 2026-11-14 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-11-26 · Exercise / conversion · Disposed 151,400 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Phantom StockSEC Table II · derivative / convertible security | IndirectBy Non-Qualified Savings Plans | 0 |
Reported balance
After 2018-11-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-11-26 · Exercise / conversion · Disposed 4,363.9092 · Balance 0 F5: The price varies based on the date the phantom stock was credited. F4: Represents phantom shares of the common stock held in the Issuer's (1) 2005 non-qualified savings plan disposed of for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement) with respect to 4,344.6770 shares and (2) pre 2005 non-qualified savings plan exchanged for number of deferred UTC stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement) with respect to 19.2322 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (a) 125,481.5740 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 29,309 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 18,246 restricted stock units and 27,368 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement).
F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan.
F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.
F4: Represents phantom shares of the common stock held in the Issuer's (1) 2005 non-qualified savings plan disposed of for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement) with respect to 4,344.6770 shares and (2) pre 2005 non-qualified savings plan exchanged for number of deferred UTC stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement) with respect to 19.2322 shares.
F5: The price varies based on the date the phantom stock was credited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2017 Filed Dec 18, 2017 15:40 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 3,290 | $30.39 | $99,983.10 |
DisclosureSEC source: 0001137411-17-000156 · edgar.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,149.574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of December 1, 2017. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:40 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 27,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-17-000136 · edgar.xml · nonDerivative · entry 3 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,859.574 F3 · kind: Restricted stock units which generally vest in three substantially equal annual installments on the first three anniversaries of the Transaction Date subject to continued employment. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:40 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 13,536 | $133.37 | $1,805,296.32 |
DisclosureSEC source: 0001137411-17-000136 · edgar.xml · nonDerivative · entry 2 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,491.574 F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:40 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 28,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-17-000136 · edgar.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,027.574 F1 · shares: Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP"). F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 95,100 | $0.00 Strike: $70.97 | $0.00 |
DisclosureSEC source: 0001137411-17-000117 · edgar.xml · derivative · entry 16 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 95,100 shares Expires 2023-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's stock based plans. F6 · derivative.exercise_date: The options are currently exercisable. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,100 | $0.00 Strike: $73.99 | $0.00 |
DisclosureSEC source: 0001137411-17-000117 · edgar.xml · derivative · entry 15 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,100 shares Expires 2023-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's stock based plans. F6 · derivative.exercise_date: The options are currently exercisable. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 72,400 | $0.00 Strike: $54.37 | $0.00 |
DisclosureSEC source: 0001137411-17-000117 · edgar.xml · derivative · entry 14 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,400 shares Expires 2022-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's stock based plans. F6 · derivative.exercise_date: The options are currently exercisable. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 39,600 | $0.00 Strike: $55.01 | $0.00 |
DisclosureSEC source: 0001137411-17-000117 · edgar.xml · derivative · entry 13 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,600 shares Expires 2021-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's stock based plans. F6 · derivative.exercise_date: The options are currently exercisable. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 37,400 | $0.00 Strike: $55.75 | $0.00 |
DisclosureSEC source: 0001137411-17-000117 · edgar.xml · derivative · entry 12 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,400 shares Expires 2020-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's stock based plans. F6 · derivative.exercise_date: The options are currently exercisable. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 43,000 | $0.00 Strike: $53.08 | $0.00 |
DisclosureSEC source: 0001137411-17-000117 · edgar.xml · derivative · entry 11 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,290 Underlying: Common Stock · 43,000 shares Expires 2019-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's stock based plans. F6 · derivative.exercise_date: The options are currently exercisable. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 74,510 | $0.00 Strike: $30.39 | $0.00 |
DisclosureSEC source: 0001137411-17-000117 · edgar.xml · derivative · entry 10 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,510 shares Expires 2018-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's stock based plans. F6 · derivative.exercise_date: The options are currently exercisable. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | SaleCommon Stock | 395,110 | $135.35 | $53,478,138.50 |
DisclosureSEC source: 0001137411-17-000117 · edgar.xml · nonDerivative · entry 8 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,798.574 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F3 · price: The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.96, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 95,100 | $70.97 | $6,749,247.00 |
DisclosureSEC source: 0001137411-17-000117 · edgar.xml · nonDerivative · entry 7 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,908.574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 33,100 | $73.99 | $2,449,069.00 |
DisclosureSEC source: 0001137411-17-000117 · edgar.xml · nonDerivative · entry 6 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,808.574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 72,400 | $54.37 | $3,936,388.00 |
DisclosureSEC source: 0001137411-17-000117 · edgar.xml · nonDerivative · entry 5 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,708.574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 39,600 | $55.01 | $2,178,396.00 |
DisclosureSEC source: 0001137411-17-000117 · edgar.xml · nonDerivative · entry 4 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,308.574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 37,400 | $55.75 | $2,085,050.00 |
DisclosureSEC source: 0001137411-17-000117 · edgar.xml · nonDerivative · entry 3 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,708.574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 43,000 | $53.08 | $2,282,440.00 |
DisclosureSEC source: 0001137411-17-000117 · edgar.xml · nonDerivative · entry 2 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,308.574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 14:46 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 74,510 | $30.39 | $2,264,358.90 |
DisclosureSEC source: 0001137411-17-000117 · edgar.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,308.574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 15:20 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,200 | $0.00 Strike: $74.05 | $0.00 |
DisclosureSEC source: 0001672811-17-000015 · edgar.xml · derivative · entry 4 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,200 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Employee stock options granted pursuant to the Company's stock based plans. F6 · derivative.exercise_date: The options are currently exercisable. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 15:20 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | SaleCommon Stock | 18,850 | $98.84 | $1,863,209.40 |
DisclosureSEC source: 0001672811-17-000015 · edgar.xml · nonDerivative · entry 2 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,798.574 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 26, 2017. F3 · price: The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $98.74 to $98.958, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 15:20 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionCommon Stock | 20,200 | $74.05 | $1,495,810.00 |
DisclosureSEC source: 0001672811-17-000015 · edgar.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,648.574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 26, 2017. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 17:47 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock (Right to Buy) · Derivative | 151,400 | $0.00 Strike: $88.71 | $0.00 |
DisclosureSEC source: 0001672811-16-000009 · edgar.xml · derivative · entry 4 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,400 Underlying: Common Stock · 151,400 shares Expires 2026-11-15 F4 · security: Employee stock options granted under the LTIP. F5 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning November 14, 2017. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 17:47 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 11,588 | $88.71 | $1,027,971.48 |
DisclosureSEC source: 0001672811-16-000009 · edgar.xml · nonDerivative · entry 2 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,448.574 F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 3, 2016. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 17:47 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 24,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001672811-16-000009 · edgar.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,036.574 F1 · shares: Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP"). F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 3, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.