Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aptiv PLCAPTV · Entity 3559 | Director | April 28, 2026 | April 30, 2026 |
| BOEING COBA · Entity 2862 | Director · President & CEO | August 10, 2026 | August 12, 2026 |
| RTX CorpRTX · Entity 2823 | Director | May 02, 2024 | May 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aptiv PLC
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 19,448 |
Last balance in matching sequence
After 2026-04-29 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-04-28 · Tax withholding · Disposed 287 · Balance 16,362 F1: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units. F2: Total reflects adjustment of outstanding awards as a result of the spin-off of Versigent PLC. Row 2 · 2026-04-29 · Grant · Acquired 3,086 · Balance 19,448 F3: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2027. F2: Total reflects adjustment of outstanding awards as a result of the spin-off of Versigent PLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.
F2: Total reflects adjustment of outstanding awards as a result of the spin-off of Versigent PLC.
F3: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2027.
BOEING CO
Report date August 10, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 129,695.218 |
Reported balance
After 2026-08-10 transaction · row 1
1 source rowRow 1 · 2026-08-10 · Tax withholding · Disposed 6,232.647 · Balance 129,695.218 F1: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction.
RTX Corp
Report date May 02, 2024 · Filed May 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 8,372.8455 |
Reported balance
After 2024-05-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-05-02 · Grant · Acquired 1,913.8286 · Balance 8,372.8455 F1: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ROCKWELL COLLINS INC
Report date November 26, 2018 · Filed November 28, 2018
Section 16 reporting ended · disclosed 2018-11-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 1
1 source rowRow 1 · 2018-11-26 · Disposition to issuer · Disposed 200,404.574 · Balance 0 F1: Includes (a) 125,481.5740 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 29,309 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 18,246 restricted stock units and 27,368 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 0 |
Reported balance
After 2018-11-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-11-26 · Disposition to issuer · Disposed 5,162.9414 · Balance 0 F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $83.69 · Expires 2024-11-17 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-26 · Exercise / conversion · Disposed 114,800 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.75 · Expires 2025-11-09 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-11-26 · Exercise / conversion · Disposed 140,700 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $88.71 · Expires 2026-11-14 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-11-26 · Exercise / conversion · Disposed 151,400 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Phantom StockSEC Table II · derivative / convertible security | IndirectBy Non-Qualified Savings Plans | 0 |
Reported balance
After 2018-11-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-11-26 · Exercise / conversion · Disposed 4,363.9092 · Balance 0 F5: The price varies based on the date the phantom stock was credited. F4: Represents phantom shares of the common stock held in the Issuer's (1) 2005 non-qualified savings plan disposed of for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement) with respect to 4,344.6770 shares and (2) pre 2005 non-qualified savings plan exchanged for number of deferred UTC stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement) with respect to 19.2322 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (a) 125,481.5740 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 29,309 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 18,246 restricted stock units and 27,368 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement).
F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan.
F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.
F4: Represents phantom shares of the common stock held in the Issuer's (1) 2005 non-qualified savings plan disposed of for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement) with respect to 4,344.6770 shares and (2) pre 2005 non-qualified savings plan exchanged for number of deferred UTC stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement) with respect to 19.2322 shares.
F5: The price varies based on the date the phantom stock was credited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2020 Filed Oct 5, 2020 22:06 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 51,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012242 · doc4.xml · derivative · entry 8 Ortberg Robert Kelly · CIK 0001377692 · Director · Special Advisor to Off of CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,764 Underlying: Common Stock · 51,169 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F4 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Rockwell Collins RSUs originally awarded on November 13, 2017. F4 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Rockwell Collins RSUs originally awarded on November 13, 2017. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 22:06 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 19,737 | $59.34 | $1,171,193.58 |
DisclosureSEC source: 0001225208-20-012242 · doc4.xml · nonDerivative · entry 5 Ortberg Robert Kelly · CIK 0001377692 · Director · Special Advisor to Off of CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,737.507 Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 22:06 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 51,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012242 · doc4.xml · nonDerivative · entry 4 Ortberg Robert Kelly · CIK 0001377692 · Director · Special Advisor to Off of CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,474.507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:06 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 2,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012242 · doc4.xml · derivative · entry 7 Ortberg Robert Kelly · CIK 0001377692 · Director · Special Advisor to Off of CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,933 Underlying: Common Stock · 2,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan (LTIP), which relate to 55,140 shares of RTX Common Stock. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan (LTIP), which relate to 55,140 shares of RTX Common Stock. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:06 UTC | RTX Corp RTX · Entity 2823 | Tax withholdingCommon Stock | 2,057 | $57.46 | $118,195.22 |
DisclosureSEC source: 0001225208-20-012242 · doc4.xml · nonDerivative · entry 3 Ortberg Robert Kelly · CIK 0001377692 · Director · Special Advisor to Off of CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,305.507 Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:06 UTC | RTX Corp RTX · Entity 2823 | Exercise / conversionCommon Stock | 2,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012242 · doc4.xml · nonDerivative · entry 2 Ortberg Robert Kelly · CIK 0001377692 · Director · Special Advisor to Off of CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,362.507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| September 08, 2020 Filed Oct 5, 2020 22:06 UTC | RTX Corp RTX · Entity 2823 | PurchaseCommon Stock | 2.507 | $59.49 | $149.14 |
DisclosureSEC source: 0001225208-20-012242 · doc4.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director · Special Advisor to Off of CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,305.507 F1 · shares: Acquisition pursuant to dividend reinvestment. Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 17:00 UTC | Aptiv PLC APTV · Entity 3559 | GrantOrdinary Shares | 4,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025551 · doc4.xml · nonDerivative · entry 3 Ortberg Robert Kelly · CIK 0001377692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,055 F3 · price: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan, as amended and restated, and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2021. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 17:00 UTC | Aptiv PLC APTV · Entity 3559 | OtherDividend Equivalent Right · Derivative | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025551 · doc4.xml · derivative · entry 4 Ortberg Robert Kelly · CIK 0001377692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 20 shares Expires not disclosed F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 17:00 UTC | Aptiv PLC APTV · Entity 3559 | Tax withholdingOrdinary Shares | 143 | $60.50 | $8,651.50 |
DisclosureSEC source: 0001209191-20-025551 · doc4.xml · nonDerivative · entry 2 Ortberg Robert Kelly · CIK 0001377692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,691 F2 · price: Shares withheld to pay current tax liabilities incident to the vesting of restricted stock units and settlement of dividend equivalent rights. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 17:00 UTC | Aptiv PLC APTV · Entity 3559 | OtherOrdinary Shares | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025551 · doc4.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,834 F1 · price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 20:46 UTC | RTX Corp RTX · Entity 2823 | GrantCommon Stock | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006193 · doc4.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director · Special Advisor to Off of CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,303 F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger dated as of March 9, 2020, by and between United Technologies Company ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 17:54 UTC | Aptiv PLC APTV · Entity 3559 | GrantDividend Equivalent Right · Derivative | 4.551 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011419 · doc4.xml · derivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19.98 Underlying: Ordinary Shares · 4.551 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:28 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 109,000 | $153.00 Strike: $153.00 | $16,677,000.00 |
DisclosureSEC source: 0001225208-20-001783 · doc4.xml · derivative · entry 4 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,000 Underlying: Common Stock · 109,000 shares Expires 2030-02-03 Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:28 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 19,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001783 · doc4.xml · derivative · entry 3 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,700 Underlying: Common Stock · 19,700 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 17:24 UTC | Aptiv PLC APTV · Entity 3559 | GrantDividend Equivalent Right · Derivative | 4.602 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057738 · doc4.xml · derivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15.429 Underlying: Ordinary Shares · 4.602 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 21:27 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionRestricted Stock Units RSU · Derivative | 10,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014560 · doc4.xml · derivative · entry 4 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,114 Underlying: Common Stock · 10,114 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC Common Stock. F2 · derivative.exercise_date: As previously reported on November 28, 2018, the reporting person held 18,246 Rockwell Collins restricted stock units (RSUs) plus 27,368 FY18-20 Rockwell Collins performance shares that were exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio set forth in the Merger Agreement between UTC and Rockwell Collins. The 18,246 RSUs resulted in 20,228 UTC RSUs, of which 50 percent vested on Nov 13, 2019 and the remainder vest on November 13, 2020. F2 · derivative.expiration_date: As previously reported on November 28, 2018, the reporting person held 18,246 Rockwell Collins restricted stock units (RSUs) plus 27,368 FY18-20 Rockwell Collins performance shares that were exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio set forth in the Merger Agreement between UTC and Rockwell Collins. The 18,246 RSUs resulted in 20,228 UTC RSUs, of which 50 percent vested on Nov 13, 2019 and the remainder vest on November 13, 2020. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 21:27 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 3,103 | $148.31 | $460,205.93 |
DisclosureSEC source: 0001225208-19-014560 · doc4.xml · nonDerivative · entry 2 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,222 Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 21:27 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 10,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014560 · doc4.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 13:03 UTC | Aptiv PLC APTV · Entity 3559 | GrantDividend Equivalent Right · Derivative | 4.923 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047217 · doc4.xml · derivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10.827 Underlying: Ordinary Shares · 4.923 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| May 22, 2019 Filed May 24, 2019 12:45 UTC | Aptiv PLC APTV · Entity 3559 | GrantDividend Equivalent Right · Derivative | 5.904 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032569 · doc4.xml · derivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5.904 Underlying: Ordinary Shares · 5.904 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| April 25, 2019 Filed Apr 26, 2019 18:48 UTC | Aptiv PLC APTV · Entity 3559 | GrantOrdinary Shares | 1,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026128 · doc4.xml · nonDerivative · entry 3 Ortberg Robert Kelly · CIK 0001377692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,814 F3 · price: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan, as amended and restated, and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2020. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 18:48 UTC | Aptiv PLC APTV · Entity 3559 | OtherDividend Equivalent Right · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026128 · doc4.xml · derivative · entry 4 Ortberg Robert Kelly · CIK 0001377692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 7 shares Expires not disclosed F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 18:48 UTC | Aptiv PLC APTV · Entity 3559 | Tax withholdingOrdinary Shares | 143 | $88.95 | $12,719.85 |
DisclosureSEC source: 0001209191-19-026128 · doc4.xml · nonDerivative · entry 2 Ortberg Robert Kelly · CIK 0001377692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953 F2 · price: Shares withheld to pay current tax liabilities incident to the vesting of restricted stock units and settlement of dividend equivalent rights. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 18:48 UTC | Aptiv PLC APTV · Entity 3559 | OtherOrdinary Shares | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026128 · doc4.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,096 F1 · price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:32 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 16,587 | $126.59 | $2,099,788.14 |
DisclosureSEC source: 0001225208-19-004157 · doc4.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,211 F1 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $126.3600 to $126.7500 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 14:54 UTC | Aptiv PLC APTV · Entity 3559 | GrantDividend Equivalent Right · Derivative | 2.911 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012387 · doc4.xml · derivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6.147 Underlying: Ordinary Shares · 2.911 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 21:34 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 148,000 | $120.77 Strike: $120.77 | $17,873,960.00 |
DisclosureSEC source: 0001225208-19-001969 · doc4.xml · derivative · entry 3 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,000 Underlying: Common Stock · 148,000 shares Expires 2029-02-04 F1 · balance_after: The reporting person was also awarded 26,800 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:32 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 79,895 | $123.60 | $9,875,022.00 |
DisclosureSEC source: 0001225208-18-016291 · doc4.xml · derivative · entry 3 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,895 Underlying: Common Stock · 79,895 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:08 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionPhantom Stock · Derivative | 4,363.9092 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000130 · edgar.xml · derivative · entry 6 Ortberg Robert Kelly · CIK 0001377692 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Non-Qualified Savings Plans Disclosed balance after: 0 Underlying: Common Stock · 4,363.9092 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The price varies based on the date the phantom stock was credited. F5 · price: The price varies based on the date the phantom stock was credited. F4 · derivative.exercise_date: Represents phantom shares of the common stock held in the Issuer's (1) 2005 non-qualified savings plan disposed of for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement) with respect to 4,344.6770 shares and (2) pre 2005 non-qualified savings plan exchanged for number of deferred UTC stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement) with respect to 19.2322 shares. F4 · derivative.expiration_date: Represents phantom shares of the common stock held in the Issuer's (1) 2005 non-qualified savings plan disposed of for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement) with respect to 4,344.6770 shares and (2) pre 2005 non-qualified savings plan exchanged for number of deferred UTC stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement) with respect to 19.2322 shares. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:08 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 151,400 | $0.00 Strike: $88.71 | $0.00 |
DisclosureSEC source: 0001137411-18-000130 · edgar.xml · derivative · entry 5 Ortberg Robert Kelly · CIK 0001377692 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 151,400 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:08 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 140,700 | $0.00 Strike: $86.75 | $0.00 |
DisclosureSEC source: 0001137411-18-000130 · edgar.xml · derivative · entry 4 Ortberg Robert Kelly · CIK 0001377692 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 140,700 shares Expires 2025-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:08 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 114,800 | $0.00 Strike: $83.69 | $0.00 |
DisclosureSEC source: 0001137411-18-000130 · edgar.xml · derivative · entry 3 Ortberg Robert Kelly · CIK 0001377692 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 114,800 shares Expires 2024-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:08 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Disposition to issuerCommon Stock | 5,162.9414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000130 · edgar.xml · nonDerivative · entry 2 Ortberg Robert Kelly · CIK 0001377692 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Disclosed balance after: 0 F2 · shares: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. F2 · price: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 19:08 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Disposition to issuerCommon Stock | 200,404.574 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000130 · edgar.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes (a) 125,481.5740 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 29,309 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 18,246 restricted stock units and 27,368 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). F1 · price: Includes (a) 125,481.5740 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 29,309 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 18,246 restricted stock units and 27,368 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 23:31 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 30,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015943 · doc4.xml · derivative · entry 6 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,341 Underlying: Common Stock · 30,341 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) that accrues during the vesting period represents a contingent right to receive one share of UTC common stock. F6 · derivative.expiration_date: The reporting person held 18,246 Rockwell Collins restricted stock units (RSUs) plus 27,368 FY18-20 Rockwell Collins performance shares that were exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio set forth in the Merger Agreement. The 18,246 RSUs resulted in 20,228 UTC RSUs, of which 50 percent vest on Nov 13, 2019 and the remainder vest on November 13, 2020. The 27,368 Rockwell Collins performance shares converted to 30,341 UTC RSUs, which vest on October 2, 2020. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 23:31 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 20,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015943 · doc4.xml · derivative · entry 5 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,228 Underlying: Common Stock · 20,228 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit (RSU) that accrues during the vesting period represents a contingent right to receive one share of UTC common stock. F6 · derivative.expiration_date: The reporting person held 18,246 Rockwell Collins restricted stock units (RSUs) plus 27,368 FY18-20 Rockwell Collins performance shares that were exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio set forth in the Merger Agreement. The 18,246 RSUs resulted in 20,228 UTC RSUs, of which 50 percent vest on Nov 13, 2019 and the remainder vest on November 13, 2020. The 27,368 Rockwell Collins performance shares converted to 30,341 UTC RSUs, which vest on October 2, 2020. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 23:31 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 1,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015943 · doc4.xml · nonDerivative · entry 4 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 1,879 F4 · price: The reporting person received Merger Consideration for his holdings in the Rockwell Collins Savings Plan. The amount reported is an estimate of the stock portion of the Merger Consideration allocated to the reporting person's Savings Plan account. The Savings Plan will use the cash portion of the Merger Consideration to purchase additional shares of UTC common stock and the reporting persons's holdings through the Savings Plan will be updated accordingly. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 23:31 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 10,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015943 · doc4.xml · nonDerivative · entry 3 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,343 F3 · price: The reporting person disposed of 29,309 shares of Rockwell Collins common stock for Merger Consideration upon the immediate vesting of his FY17-19 performance shares at target pursuant to the Merger Agreement, which resulted in the receipt of 10,998 shares of UTC common stock. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 23:31 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 47,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015943 · doc4.xml · nonDerivative · entry 2 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,345 F2 · price: In connection with UTC's acquisition of Rockwell Collins, Inc. (Rockwell Collins) effective on November 26, 2018, and pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of September 4, 2017 (the Merger Agreement), by and between UTC, Riveter Merger Sub Corp., a wholly owned subsidiary of UTC, and Rockwell Collins, each share of Rockwell Collins common stock was converted into the right to receive (i) $93.33 in cash, without interest and (ii) 0.37525 of a share of Company common stock and cash in lieu of fractional shares (together, the Merger Consideration) less any applicable withholding taxes. The reporting person held 125,481.5740 shares of Rockwell Collins common stock, which were exchanged for Merger Consideration that resulted in the receipt of 47,086 shares of UTC common stock. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 23:31 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 58,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015943 · doc4.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,259 F1 · price: The reporting person disposed of his 406,900 outstanding Rockwell Collins stock options for Merger Consideration (as defined below) for each Net Option Share, as set forth in the Merger Agreement (as defined below), subject to the option, which resulted in the receipt of 58,945 shares of UTC common stock. Read SEC document |
| November 26, 2018 Filed Dec 12, 2018 21:37 UTC Amendment | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 30,341 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-18-000044 · primary_doc.xml · derivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,341 Underlying: Common Stock · 30,341 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit that accrues during the vesting period represents a contingent right to receive one share of UTC common stock. F2 · derivative.exercise_date: Column 6 of Table II in the Form 4 filed on November 28, 2018, incorrectly stated that these Restricted Stock Units (RSUs) were exercisable on November 13, 2020. Instead, as correctly noted in footnote (6) associated with the November 28 filing, the RSUs vest on October 2, 2020. F2 · derivative.expiration_date: Column 6 of Table II in the Form 4 filed on November 28, 2018, incorrectly stated that these Restricted Stock Units (RSUs) were exercisable on November 13, 2020. Instead, as correctly noted in footnote (6) associated with the November 28 filing, the RSUs vest on October 2, 2020. Read SEC document |
| November 26, 2018 Filed Jan 28, 2019 21:56 UTC Amendment | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 25,837 | $127.98 | $3,306,619.26 |
DisclosureSEC source: 0001225208-19-001378 · doc4a.xml · nonDerivative · entry 2 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,798 F1 · shares: The original Form 4 (filed on November 28, 2018) overstated the reporting person's holdings as a result of two transactions. First, as reported on the original Form 4, the reporting person disposed of 29,309 shares of Rockwell Collins common stock in connection with the vesting of certain performance shares, which resulted in 10,998 shares of UTC common stock. The original Form 4 should have reflected the tax withholding of 4,762 shares associated with this first transaction. Second, as also reported on the original Form 4, the reporting person disposed of 406,900 outstanding Rockwell Collins stock options, which resulted in 58,945 shares of UTC common stock. The original Form 4 should have reflected the tax withholding of 25,837 shares associated with this second transaction. F2 · price: The number of shares withheld for taxes was based on the closing price of UTC on November 26, 2018. Read SEC document |
| November 26, 2018 Filed Jan 28, 2019 21:56 UTC Amendment | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,762 | $127.98 | $609,440.76 |
DisclosureSEC source: 0001225208-19-001378 · doc4a.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · CEO, Collins Aerospace Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,635 F1 · shares: The original Form 4 (filed on November 28, 2018) overstated the reporting person's holdings as a result of two transactions. First, as reported on the original Form 4, the reporting person disposed of 29,309 shares of Rockwell Collins common stock in connection with the vesting of certain performance shares, which resulted in 10,998 shares of UTC common stock. The original Form 4 should have reflected the tax withholding of 4,762 shares associated with this first transaction. Second, as also reported on the original Form 4, the reporting person disposed of 406,900 outstanding Rockwell Collins stock options, which resulted in 58,945 shares of UTC common stock. The original Form 4 should have reflected the tax withholding of 25,837 shares associated with this second transaction. F2 · price: The number of shares withheld for taxes was based on the closing price of UTC on November 26, 2018. F3 · balance_after: The reporting person also held 368 shares of UTC common stock before becoming a Section 16 officer of UTC, of which 54 shares were inadvertently excluded from the reporting person's original Form 3 and the original Form 4, which is the subject of this amendment. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 19:03 UTC | Aptiv PLC APTV · Entity 3559 | GrantDividend Equivalent Right · Derivative | 3.236 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059900 · doc4.xml · derivative · entry 2 Ortberg Robert Kelly · CIK 0001377692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.236 Underlying: Ordinary Shares · 3.236 shares Expires not disclosed F2 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F2 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F2 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| November 13, 2018 Filed Nov 13, 2018 18:29 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 3,747 | $131.48 | $492,655.56 |
DisclosureSEC source: 0001137411-18-000101 · edgar.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,727.574 F1 · shares: Tax withholding in respect of the portion of the RSUs granted on November 13, 2017 that vested on November 13, 2018. F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:52 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Tax withholdingCommon Stock | 14,529 | $141.27 | $2,052,511.83 |
DisclosureSEC source: 0001137411-18-000083 · edgar.xml · nonDerivative · entry 2 Ortberg Robert Kelly · CIK 0001377692 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,474.574 F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:52 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 32,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-18-000083 · edgar.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director · Chairman, Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,003.574 F1 · shares: Vesting of performance shares granted on November 9, 2015 under the Company's Long-Term Incentives Plan ("LTIP"). F2 · balance_after: Includes shares acquired under the Company's employee stock purchase plan. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 15:21 UTC | Aptiv PLC APTV · Entity 3559 | GrantOrdinary Shares | 1,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-050995 · doc4.xml · nonDerivative · entry 1 Ortberg Robert Kelly · CIK 0001377692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111 F1 · price: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan, as amended and restated, and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2019. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 15:40 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,290 | $0.00 Strike: $30.39 | $0.00 |
DisclosureSEC source: 0001137411-17-000156 · edgar.xml · derivative · entry 3 Ortberg Robert Kelly · CIK 0001377692 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,290 shares Expires 2018-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Employee stock options granted pursuant to the Company's stock based plans. F5 · derivative.exercise_date: The options vested in three substantially equal annual installments beginning 9 years prior to the option expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.