Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL ELECTRIC COGE · Entity 2813 | Vice Chairman | September 12, 2013 | September 16, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL ELECTRIC CO
Report date September 12, 2013 · Filed September 16, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,075,800 |
Ending reported balance
After 2013-09-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2013-09-12 · Exercise / conversion · Acquired 18,750 · Balance 1,084,922 Row 2 · 2013-09-12 · Tax withholding · Disposed 9,122 · Balance 1,075,800 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2013-09-12 | Direct | 18,750 |
Reported balance
After 2013-09-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2013-09-12 · Exercise / conversion · Disposed 18,750 · Balance 18,750 F1: 1 for 1 |
| Common StockSEC Table I · non-derivative | Indirect401(k) plan | 4,573 |
Reported balance
Holding disclosure · report date 2013-09-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,573 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date May 20, 2024 · Filed May 21, 2024
Section 16 reporting ended · disclosed 2024-05-21. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 07, 2009 Filed Sep 9, 2009 23:59 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 7,600 | $14.06 | $106,856.00 |
DisclosureSEC source: 0001231205-09-000115 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,074 Read SEC document |
| September 07, 2009 Filed Sep 9, 2009 23:59 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-09-000115 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2009 Filed Jul 27, 2009 21:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 800,000 | $0.00 Strike: $11.95 | $0.00 |
DisclosureSEC source: 0001231205-09-000104 · edgar.xml · derivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock · 800,000 shares Expires 2019-07-23 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| March 12, 2009 Filed Mar 16, 2009 21:54 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 1,000,000 | $0.00 Strike: $9.57 | $0.00 |
DisclosureSEC source: 0001231205-09-000045 · edgar.xml · derivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2019-03-12 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| March 04, 2009 Filed Mar 4, 2009 18:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 25,000 | $5.99 | $149,750.00 |
DisclosureSEC source: 0001231205-09-000035 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,341 Read SEC document |
| March 04, 2009 Filed Mar 4, 2009 18:40 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 25,000 | $6.50 | $162,500.00 |
DisclosureSEC source: 0001231205-09-000035 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,341 Read SEC document |
| March 03, 2009 Filed Mar 3, 2009 16:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 25,000 | $6.99 | $174,750.00 |
DisclosureSEC source: 0001231205-09-000032 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,341 Read SEC document |
| March 02, 2009 Filed Mar 2, 2009 18:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 50,000 | $7.90 | $395,000.00 |
DisclosureSEC source: 0001231205-09-000028 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,341 Read SEC document |
| March 02, 2009 Filed Mar 2, 2009 21:36 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 25,000 | $7.59 | $189,750.00 |
DisclosureSEC source: 0001231205-09-000031 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 778,341 Read SEC document |
| February 23, 2009 Filed Feb 23, 2009 18:01 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 50,000 | $8.89 | $444,500.00 |
DisclosureSEC source: 0001231205-09-000026 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,341 Read SEC document |
| November 13, 2008 Filed Nov 13, 2008 18:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 50,000 | $14.99 | $749,500.00 |
DisclosureSEC source: 0001231205-08-000157 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,341 Read SEC document |
| September 16, 2008 Filed Sep 17, 2008 19:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000138 · edgar.xml · derivative · entry 4 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 Underlying: Common Stock · 26,667 shares Expires 2008-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The remaining 26,667 RSUs from this grant will vest on 9/16/10. F2 · derivative.expiration_date: The remaining 26,667 RSUs from this grant will vest on 9/16/10. Read SEC document |
| September 16, 2008 Filed Sep 17, 2008 19:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 11,054 | $23.84 | $263,527.36 |
DisclosureSEC source: 0001231205-08-000138 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,341 Read SEC document |
| September 16, 2008 Filed Sep 17, 2008 19:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000138 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000130 · edgar.xml · derivative · entry 7 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 18,750 shares Expires 2008-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The remaining RSUs from this grant will vest as follows: 18,750 RSUs will vest on 9/12/13; 18,750 RSUs will vest on 5/9/18. F2 · derivative.expiration_date: The remaining RSUs from this grant will vest as follows: 18,750 RSUs will vest on 9/12/13; 18,750 RSUs will vest on 5/9/18. Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000130 · edgar.xml · derivative · entry 6 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2008-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 7,772 | $26.91 | $209,144.52 |
DisclosureSEC source: 0001231205-08-000130 · edgar.xml · nonDerivative · entry 4 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,728 Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000130 · edgar.xml · nonDerivative · entry 3 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 8,290 | $26.91 | $223,083.90 |
DisclosureSEC source: 0001231205-08-000130 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,750 Read SEC document |
| September 12, 2008 Filed Sep 15, 2008 19:50 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000130 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2008 Filed Sep 11, 2008 20:46 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000119 · edgar.xml · derivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 09, 2008 Filed Sep 11, 2008 20:46 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $28.12 | $0.00 |
DisclosureSEC source: 0001231205-08-000119 · edgar.xml · derivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2018-09-09 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 07, 2008 Filed Sep 9, 2008 20:54 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000113 · edgar.xml · derivative · entry 4 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,334 Underlying: Common Stock · 18,333 shares Expires 2008-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: This RSU grant vests 20% per year beginning on 9/7/08. F2 · derivative.expiration_date: This RSU grant vests 20% per year beginning on 9/7/08. Read SEC document |
| September 07, 2008 Filed Sep 9, 2008 20:54 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 7,600 | $28.19 | $214,244.00 |
DisclosureSEC source: 0001231205-08-000113 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,040 Read SEC document |
| September 07, 2008 Filed Sep 9, 2008 20:54 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000113 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 19:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 108,000 | $0.00 Strike: $26.42 | $0.00 |
DisclosureSEC source: 0001231205-08-000098 · edgar.xml · derivative · entry 4 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 108,000 shares Expires 2008-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option grant vested in two equal installments on September 11, 2001 and September 11, 2003. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 19:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 103,122 | $28.63 | $2,952,382.86 |
DisclosureSEC source: 0001231205-08-000098 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,307 F1 · kind: Shares delivered to or withheld by the Company in payment of the exercise price and tax withholding pursuant to Rule 16b-3(e). F2 · price: Average of high and low NYSE traded prices for GE stock on July 31, 2008. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 19:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 108,000 | $26.42 | $2,853,360.00 |
DisclosureSEC source: 0001231205-08-000098 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 15:53 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricked Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000068 · edgar.xml · derivative · entry 4 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 50,000 shares Expires 2008-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 15:53 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 20,725 | $26.76 | $554,601.00 |
DisclosureSEC source: 0001231205-08-000068 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,429 Read SEC document |
| July 01, 2008 Filed Jul 3, 2008 15:53 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000068 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2008 Filed Jun 12, 2008 13:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 35,000 | $29.99 | $1,049,650.00 |
DisclosureSEC source: 0001231205-08-000066 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,154 Read SEC document |
| April 14, 2008 Filed Apr 16, 2008 11:55 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 31,250 | $32.16 | $1,005,000.00 |
DisclosureSEC source: 0001231205-08-000048 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,154 Read SEC document |
| March 14, 2008 Filed Mar 18, 2008 18:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricked Stock Units · Derivative | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000030 · edgar.xml · derivative · entry 4 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2008-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| March 14, 2008 Filed Mar 18, 2008 18:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 7,461 | $33.78 | $252,032.58 |
DisclosureSEC source: 0001231205-08-000030 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,904 Read SEC document |
| March 14, 2008 Filed Mar 18, 2008 18:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000030 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2007 Filed Sep 19, 2007 20:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricked Stock Units · Derivative | 23,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000125 · edgar.xml · derivative · entry 4 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,334 Underlying: Common Stock · 23,333 shares Expires 2007-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 17, 2007 Filed Sep 19, 2007 20:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 9,672 | $40.20 | $388,766.04 |
DisclosureSEC source: 0001231205-07-000125 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,365 Read SEC document |
| September 17, 2007 Filed Sep 19, 2007 20:30 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 23,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000125 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 20:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 91,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000117 · edgar.xml · derivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,667 Underlying: Common Stock · 91,667 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 20:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 275,000 | $0.00 Strike: $38.75 | $0.00 |
DisclosureSEC source: 0001231205-07-000117 · edgar.xml · derivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 275,000 shares Expires 2017-09-07 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| August 02, 2007 Filed Aug 6, 2007 22:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 96,000 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001231205-07-000105 · edgar.xml · derivative · entry 4 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 96,000 shares Expires 2007-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option grant vested in two equal installments on September 12, 2000 and September 12, 2002. Read SEC document |
| August 02, 2007 Filed Aug 6, 2007 22:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 71,694 | $38.91 | $2,789,613.54 |
DisclosureSEC source: 0001231205-07-000105 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,704 F1 · kind: Shares delivered to or withheld by the Company in payment of the exercise price and tax withholding pursuant to Rule 16b-3(e). F2 · price: Average of high and low NYSE traded prices for GE stock on August 2, 2007. Read SEC document |
| August 02, 2007 Filed Aug 6, 2007 22:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 96,000 | $22.08 | $2,119,680.00 |
DisclosureSEC source: 0001231205-07-000105 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2007 Filed Jul 31, 2007 21:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricked Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000095 · edgar.xml · derivative · entry 4 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 3,750 shares Expires 2007-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 27, 2007 Filed Jul 31, 2007 21:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 1,555 | $39.25 | $61,025.98 |
DisclosureSEC source: 0001231205-07-000095 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,398 Read SEC document |
| July 27, 2007 Filed Jul 31, 2007 21:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000095 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2007 Filed Jun 25, 2007 19:36 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricked Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000065 · edgar.xml · derivative · entry 4 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires 2007-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| June 22, 2007 Filed Jun 25, 2007 19:36 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 6,218 | $38.70 | $240,605.51 |
DisclosureSEC source: 0001231205-07-000065 · edgar.xml · nonDerivative · entry 2 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,203 Read SEC document |
| June 22, 2007 Filed Jun 25, 2007 19:36 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000065 · edgar.xml · nonDerivative · entry 1 NEAL MICHAEL A · CIK 0001233167 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.