TapewireFind a company

person · Reporting owner

NEAL MICHAEL A

Disclosed activity across 2 companies

Tapewire entity
11399
SEC CIK
0001233167

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GENERAL ELECTRIC COGE · Entity 2813Vice ChairmanSeptember 12, 2013September 16, 2013

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GENERAL ELECTRIC CO

Report date September 12, 2013 · Filed September 16, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,075,800 Ending reported balance After 2013-09-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2013-09-12 · Exercise / conversion · Acquired 18,750 · Balance 1,084,922

Row 2 · 2013-09-12 · Tax withholding · Disposed 9,122 · Balance 1,075,800

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2013-09-12Direct18,750 Reported balance After 2013-09-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2013-09-12 · Exercise / conversion · Disposed 18,750 · Balance 18,750

F1: 1 for 1

Common StockSEC Table I · non-derivativeIndirect401(k) plan4,573 Reported balance Holding disclosure · report date 2013-09-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 4,573

Filing footnotes · ownership attribution and instrument terms

F1: 1 for 1

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

JPMORGAN CHASE & CO

Report date May 20, 2024 · Filed May 21, 2024

Section 16 reporting ended · disclosed 2024-05-21. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2014 Filed Oct 2, 2014 20:47 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantCommon Stock 373.506 $60.24 $22,500.00
Disclosure

SEC source: 0001225208-14-021069 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,082.1377

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
June 30, 2014 Filed Jul 2, 2014 17:58 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantCommon Stock 390.4894 $57.62 $22,500.00
Disclosure

SEC source: 0001225208-14-016334 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,675.8476

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
March 31, 2014 Filed Apr 2, 2014 16:25 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantCommon Stock 370.6144 $60.71 $22,500.00
Disclosure

SEC source: 0001225208-14-009733 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,258.3034

F1 · kind: Deferral of quarterly retainer, payable in common stock following termination of service as director.

Read SEC document
January 22, 2014 Filed Jan 24, 2014 22:29 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantCommon Stock 3,887.689 $57.88 $225,000.00
Disclosure

SEC source: 0001225208-14-002331 · doc4.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,887.689

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000091 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2013-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 9,122 $23.97 $218,654.34
Disclosure

SEC source: 0001231205-13-000091 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,800

Read SEC document
September 12, 2013 Filed Sep 16, 2013 20:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000091 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2013 Filed May 15, 2013 22:44 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000052 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2013-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
May 14, 2013 Filed May 15, 2013 22:44 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 9,730 $22.89 $222,719.70
Disclosure

SEC source: 0001231205-13-000052 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066,172

Read SEC document
May 14, 2013 Filed May 15, 2013 22:44 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000052 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects accelerated lapse due to post age 60 retirment eligibility

Read SEC document
September 09, 2012 Filed Sep 12, 2012 19:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000091 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2012-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2012 Filed Sep 12, 2012 19:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 8,630 $21.49 $185,458.70
Disclosure

SEC source: 0001231205-12-000091 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067,272

Read SEC document
September 09, 2012 Filed Sep 12, 2012 19:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000091 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2012 Filed Sep 11, 2012 20:30 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 18,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000083 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,334 shares

Expires 2012-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 07, 2012 Filed Sep 11, 2012 20:30 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 7,912 $21.45 $169,712.40
Disclosure

SEC source: 0001231205-12-000083 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,902

Read SEC document
September 07, 2012 Filed Sep 11, 2012 20:30 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 18,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000083 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:12 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000103 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,000 shares

Expires 2011-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:12 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 8,630 $15.24 $131,521.20
Disclosure

SEC source: 0001231205-11-000103 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045,480

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:12 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000103 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2011 Filed Sep 12, 2011 21:36 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 41,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000095 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,667 shares

Expires 2011-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 08, 2011 Filed Sep 12, 2011 21:36 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 17,980 $15.67 $281,746.60
Disclosure

SEC source: 0001231205-11-000095 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034,110

Read SEC document
September 08, 2011 Filed Sep 12, 2011 21:36 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 41,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000095 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2011 Filed Sep 9, 2011 19:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 18,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000086 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,334

Underlying: Common Stock · 18,334 shares

Expires 2011-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 07, 2011 Filed Sep 9, 2011 19:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 7,912 $15.65 $123,822.80
Disclosure

SEC source: 0001231205-11-000086 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010,423

Read SEC document
September 07, 2011 Filed Sep 9, 2011 19:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 18,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000086 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2011 Filed Jun 13, 2011 21:02 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 850,000 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001231205-11-000059 · edgar.xml · derivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Underlying: Common Stock · 850,000 shares

Expires 2021-06-09

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
October 15, 2010 Filed Oct 19, 2010 21:35 UTC GENERAL ELECTRIC CO GE · Entity 2813 PurchaseCommon Stock 20,553 $16.23 $333,575.19
Disclosure

SEC source: 0001231205-10-000134 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,001

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:07 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 26,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000114 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,667 shares

Expires 2010-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:07 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 11,454 $16.21 $185,669.34
Disclosure

SEC source: 0001231205-10-000114 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979,448

Read SEC document
September 16, 2010 Filed Sep 20, 2010 22:07 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 26,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000114 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:36 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000108 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 20,000 shares

Expires 2010-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:36 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 8,590 $15.91 $136,666.90
Disclosure

SEC source: 0001231205-10-000108 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,235

Read SEC document
September 09, 2010 Filed Sep 10, 2010 23:36 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000108 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:47 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 18,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000087 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,668

Underlying: Common Stock · 18,333 shares

Expires 2010-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:47 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 7,875 $15.35 $120,881.25
Disclosure

SEC source: 0001231205-10-000087 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952,825

Read SEC document
September 07, 2010 Filed Sep 9, 2010 21:47 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 18,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000087 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 18:10 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000077 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 50,000 shares

Expires 2010-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 01, 2010 Filed Jul 2, 2010 18:10 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 21,475 $14.15 $303,871.25
Disclosure

SEC source: 0001231205-10-000077 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,367

Read SEC document
July 01, 2010 Filed Jul 2, 2010 18:10 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000077 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2010 Filed Jun 15, 2010 00:19 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $15.68 $0.00
Disclosure

SEC source: 0001231205-10-000055 · edgar.xml · derivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2020-06-10

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:28 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 23,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000132 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,334 shares

Expires 2009-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:28 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 9,672 $16.94 $163,843.68
Disclosure

SEC source: 0001231205-09-000132 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,842

Read SEC document
September 17, 2009 Filed Sep 21, 2009 20:28 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 23,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000132 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000124 · edgar.xml · derivative · entry 7

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2009-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 8,290 $14.82 $122,857.80
Disclosure

SEC source: 0001231205-09-000124 · edgar.xml · nonDerivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,180

Read SEC document
September 09, 2009 Filed Sep 10, 2009 21:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000124 · edgar.xml · nonDerivative · entry 3

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 41,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000124 · edgar.xml · derivative · entry 6

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2009-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 17,271 $14.53 $250,947.63
Disclosure

SEC source: 0001231205-09-000124 · edgar.xml · nonDerivative · entry 2

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888,470

Read SEC document
September 08, 2009 Filed Sep 10, 2009 21:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 41,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000124 · edgar.xml · nonDerivative · entry 1

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2009 Filed Sep 9, 2009 23:59 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 18,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-09-000115 · edgar.xml · derivative · entry 4

NEAL MICHAEL A · CIK 0001233167 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,001

Underlying: Common Stock · 18,333 shares

Expires 2009-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.