Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HUNTINGTON BANCSHARES INC /MD/HBAN · Entity 3125 | Senior Exec. V.P. | May 05, 2023 | May 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HUNTINGTON BANCSHARES INC /MD/
Report date May 05, 2023 · Filed May 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 156,229.793 |
Reported balance
After 2023-05-05 transaction · row 1
1 source rowRow 1 · 2023-05-05 · Tax withholding · Disposed 4,393 · Balance 156,229.793 F1: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award. |
| Common StockSEC Table I · non-derivative | IndirectBy Issuer's Investment and Tax Savings Plan (401(k) Plan) | 45,832.56 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 45,832.56 F2: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. |
| Common StockSEC Table I · non-derivative | Indirectby Revocable Trust | 129,416.295 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 129,416.295 F2: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. |
| Common StockSEC Table I · non-derivative | IndirectBy TCF SERP | 39,280.9021 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 39,280.9021 F3: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. F2: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.
F2: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.
F3: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TCF FINANCIAL CORP
Report date June 09, 2021 · Filed June 09, 2021
Section 16 reporting ended · disclosed 2021-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-06-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-06-09 · Grant · Acquired 22,236 · Balance 85,351 F1: Reflects the conversion of performance-based restricted stock units into service-based restricted stock units, as contemplated by the agreement and plan of merger, dated as of December 13, 2020 (the "Merger Agreement") between the issuer and Huntington Bancshares Incorporated, a Maryland corporation ("Huntington"), pursuant to which the issuer will merge with and into Huntington (the "Merger"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. The Merger closed on June 9, 2021. On June 8, 2021, the closing price of the issuer was $45.18, and the closing price of Huntington was $15.21. Row 2 · 2021-06-09 · Disposition to issuer · Disposed 85,351 · Balance 0 F2: Includes 82,605 service-based restricted stock units and accrued dividend equivalent units of the issuer (the "Issuer RSUs"). F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash. F4: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy KSOP | 0 |
Reported balance
After 2021-06-09 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-06-09 · Disposition to issuer · Disposed 14,291.4933 · Balance 0 F5: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash. F6: As of 6/8/2021. |
| Common StockSEC Table I · non-derivative | IndirectBy SERP Trust | 0 |
Reported balance
After 2021-06-09 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-06-09 · Disposition to issuer · Disposed 13,081.4251 · Balance 0 F5: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash. F6: As of 6/8/2021. F7: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. |
| Common StockSEC Table I · non-derivative | IndirectRevocable Trust | 0 |
Reported balance
After 2021-06-09 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2021-06-09 · Disposition to issuer · Disposed 67,486 · Balance 0 F5: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the conversion of performance-based restricted stock units into service-based restricted stock units, as contemplated by the agreement and plan of merger, dated as of December 13, 2020 (the "Merger Agreement") between the issuer and Huntington Bancshares Incorporated, a Maryland corporation ("Huntington"), pursuant to which the issuer will merge with and into Huntington (the "Merger"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. The Merger closed on June 9, 2021. On June 8, 2021, the closing price of the issuer was $45.18, and the closing price of Huntington was $15.21.
F2: Includes 82,605 service-based restricted stock units and accrued dividend equivalent units of the issuer (the "Issuer RSUs").
F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash.
F4: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock.
F5: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.
F6: As of 6/8/2021.
F7: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
TCF FINANCIAL CORP
Report date August 01, 2019 · Filed August 05, 2019
Section 16 reporting ended · disclosed 2019-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,206 |
Reported balance
After 2019-08-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2019-08-01 · Grant · Acquired 67,206 · Balance 67,206 F1: Reflects the conversion of restricted stock performance units into service-based restricted stock units, as contemplated by the agreement and plan of merger (the "Merger Agreement") between the issuer and Chemical Financial Corporation, now known as TCF Financial Corporation, a Michigan corporation ("new TCF"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-01 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2019-08-01 · Disposition to issuer · Disposed 50,930 · Balance 0 F2: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 25,877 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-01 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2019-08-01 · Disposition to issuer · Disposed 67,206 · Balance 0 F3: In addition, the reporting person held 67,206 service-based restricted stock units of the issuer, convertible into shares of the issuer's common stock on a one-for-one basis, that were assumed by new TCF in the merger and replaced with 34,147 shares of service-based restricted stock units of new TCF that are convertible into shares of new TCF's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. |
| Common StockSEC Table I · non-derivative | IndirectBy KSOP as of 06/30/2019 | 0 |
Reported balance
After 2019-08-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-08-01 · Disposition to issuer · Disposed 22,368.891 · Balance 0 F4: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F5: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 11,365.634 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy SERP Trust as of 06/30/2019 | 0 |
Reported balance
After 2019-08-01 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2019-08-01 · Disposition to issuer · Disposed 24,776.166 · Balance 0 F4: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F6: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 12,588.77 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. F7: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. |
| Common StockSEC Table I · non-derivative | IndirectDeferred Stock Comp. Plan | 0 |
Reported balance
After 2019-08-01 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2019-08-01 · Disposition to issuer · Disposed 25,996.9739 · Balance 0 F4: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F8: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 13,209 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. F7: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. |
| Common StockSEC Table I · non-derivative | IndirectRevocable Trust | 0 |
Reported balance
After 2019-08-01 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2019-08-01 · Disposition to issuer · Disposed 77,903 · Balance 0 F4: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F9: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 39,583 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the conversion of restricted stock performance units into service-based restricted stock units, as contemplated by the agreement and plan of merger (the "Merger Agreement") between the issuer and Chemical Financial Corporation, now known as TCF Financial Corporation, a Michigan corporation ("new TCF"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions.
F2: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 25,877 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
F3: In addition, the reporting person held 67,206 service-based restricted stock units of the issuer, convertible into shares of the issuer's common stock on a one-for-one basis, that were assumed by new TCF in the merger and replaced with 34,147 shares of service-based restricted stock units of new TCF that are convertible into shares of new TCF's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions.
F4: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.
F5: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 11,365.634 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
F6: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 12,588.77 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
F7: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
F8: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 13,209 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
F9: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 39,583 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 22, 2019 Filed Jan 24, 2019 16:57 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | GrantCommon Stock | 42,809 | $21.77 | $931,951.93 |
DisclosureSEC source: 0001519695-19-000029 · edgar.xml · nonDerivative · entry 2 Jones Michael Scott · CIK 0001533360 · EVP, Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,462 F4 · shares: Represents shares awarded upon the vesting of a performance-based restricted stock unit award. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 16:57 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Tax withholdingCommon Stock | 8,925 | $21.77 | $194,297.25 |
DisclosureSEC source: 0001519695-19-000029 · edgar.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP, Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,653 F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock award. Read SEC document |
| January 22, 2019 Filed Feb 5, 2019 17:37 UTC Amendment | TCF FINANCIAL CORP TCF · Entity 155683 | GrantCommon Stock | 18,140 | $21.77 | $394,907.80 |
DisclosureSEC source: 0001519695-19-000031 · edgar.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP, Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,578 F1 · shares: On January 24, 2019, the reporting person filed a Form 4 reporting, among other transactions, withholding of 8,925 shares to satisfy tax obligations upon the vesting of a restricted stock award and the transfer of 30,961 shares from directly owned to Revocable Trust upon vesting of restricted stock awards. The Form 4 did not include the acquisition transaction upon the vesting of the performance-based restricted stock award in the amount of 18,140 shares. See also footnote 2 below. This amendment corrects these omissions and the total number of shares of common stock owned directly by the reporting person following all transactions reported in the original Form 4. The number of shares reported as owned indirectly by the reporting person was not impacted by the omission and those amounts are not restated herein. F2 · shares: The footnotes related to the January 24, 2019 filing did not include that the withholding of the 8,925 shares to satisfy tax obligations upon vesting related to the vesting of a performance-based restricted stock award, and that the transfer of 30,961 shares from directly owned to Revocable Trust related to the vesting of performance-based stock awards. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:40 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Tax withholdingCommon Stock | 10,591 | $19.31 | $204,512.21 |
DisclosureSEC source: 0001519695-19-000012 · edgar.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP, Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,578 F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of restricted stock awards. F4 · balance_after: Reflects transfer of 10,253 from directly owned to Revocable Trust upon vesting of restricted stock awards Read SEC document |
| August 24, 2018 Filed Aug 24, 2018 17:16 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | SaleCommon Stock | 50,000 | $25.70 | $1,285,190.00 |
DisclosureSEC source: 0001519695-18-000083 · edgar.xml · nonDerivative · entry 5 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 63,989 F1 · balance_after: The filing of this statement shall not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned by the undersigned. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:36 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Tax withholdingCommon Stock | 3,066 | $24.96 | $76,512.03 |
DisclosureSEC source: 0001519695-18-000057 · edgar.xml · nonDerivative · entry 2 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,422 F4 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a performance-based RSU. F5 · balance_after: Reflects transfer of 3,228 shares from directly owned to Revocable Trust upon vesting of a performance-based RSU. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:36 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | GrantCommon Stock | 6,294 | $24.96 | $157,066.77 |
DisclosureSEC source: 0001519695-18-000057 · edgar.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,716 F3 · shares: Represents shares awarded upon the vesting of a performance-based restricted stock unit award ("RSU"). Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 16:32 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Tax withholdingCommon Stock | 24,600 | $22.71 | $558,666.00 |
DisclosureSEC source: 0001519695-18-000050 · edgar.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,422 F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock award. F4 · balance_after: Reflects transfer of 25,400 shares from directly owned to Revocable Trust upon vesting of a restricted stock award. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 17:19 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Tax withholdingCommon Stock | 13,538 | $22.25 | $301,152.81 |
DisclosureSEC source: 0001519695-18-000033 · edgar.xml · nonDerivative · entry 7 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Stock Comp. Plan Disclosed balance after: 25,000 F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock awards. F1 · balance_after: The filing of this statement shall not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned by the undersigned. F5 · balance_after: Reflects transfer of 11,462 shares from the Deferred Stock Compensation Plan to Revocable Trust upon vesting of a restricted stock award. F2 · ownership.nature: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 17:19 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | GrantCommon Stock | 15,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001519695-18-000033 · edgar.xml · nonDerivative · entry 4 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,422 F7 · shares: Restricted stock award pursuant to the Issuer's 2015 Omnibus Incentive Plan (which includes tax withholding rights) in a transaction exempt under Rule 16b-3. F8 · price: Price is not applicable. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 17:19 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Tax withholdingCommon Stock | 25,900 | $22.25 | $576,145.50 |
DisclosureSEC source: 0001519695-18-000033 · edgar.xml · nonDerivative · entry 3 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,688 F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock awards. F4 · balance_after: Reflects transfer of 24,100 shares from directly owned to Revocable Trust upon vesting of a restricted stock award. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 17:19 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Tax withholdingCommon Stock | 5,683 | $22.25 | $126,418.34 |
DisclosureSEC source: 0001519695-18-000033 · edgar.xml · nonDerivative · entry 2 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,688 F9 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award ("RSU"). F10 · balance_after: Reflects transfer of 5,287 shares from directly owned to Revocable Trust upon vesting of performance-based RSUs. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 17:19 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | GrantCommon Stock | 10,970 | $22.25 | $244,027.65 |
DisclosureSEC source: 0001519695-18-000033 · edgar.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,658 F6 · shares: Represents shares awarded upon the vesting of performance-based RSUs. Read SEC document |
| January 24, 2018 Filed Aug 24, 2018 17:12 UTC Amendment | TCF FINANCIAL CORP TCF · Entity 155683 | GrantCommon Stock | 50,000 | $22.25 | $1,112,250.00 |
DisclosureSEC source: 0001519695-18-000082 · edgar.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,422 F1 · shares: On January 26, 2018, the reporting person filed a Form 4 reporting, among other transactions, withholding of 25,900 shares to satisfy tax obligations upon the vesting of performance-based restricted stock award and the transfer of 24,100 shares from directly owned to Revocable Trust upon vesting of a performance-based restricted stock award. The Form 4 mistakenly omitted the acquisition transaction upon the vesting of the performance-based restricted stock award in the amount of 50,000 shares. This amendment corrects that omission and the total number of shares of common stock owned directly by the reporting person following all transactions reported in the original Form 4. The number of shares reported as owned indirectly by the reporting person was not impacted by the omission and those amounts are not restated herein. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 16:51 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Tax withholdingCommon Stock | 11,162 | $20.60 | $229,937.20 |
DisclosureSEC source: 0001519695-18-000013 · edgar.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,688 F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock award. F4 · balance_after: Reflects transfer of 9,805 shares from directly owned to Revocable Trust upon vesting of a restricted stock award. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 16:29 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | OtherPreferred Stock Series A (TCFPRB) | 1,000 | $25.00 | $25,000.00 |
DisclosureSEC source: 0001519695-17-000078 · edgar.xml · nonDerivative · entry 6 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: All of the outstanding Series A Non-Cumulative Perpetual Preferred Stock of TCF Financial Corporation was called for redemption by the issuer pursuant to terms thereof. F5 · price: The redemption price was $25.00 per share, plus accrued and unpaid dividends thereon in the amount of $0.234375 per share, for a total per-share redemption price of $25.234375. F3 · balance_after: Represents depositary shares each representing 1/1000th interest in a share of Series A Non-Cumulative Perpetual Preferred Stock of TCF Financial Corporation. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 16:23 UTC | TCF FINANCIAL CORP TCB · Entity 155683 | SaleCommon Stock | 25,000 | $17.26 | $431,500.00 |
DisclosureSEC source: 0001519695-17-000035 · edgar.xml · nonDerivative · entry 5 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 34,707 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.22 to $17.29, inclusive. The reporting person undertakes to provide to TCF Financial Corporation, any stockholder of TCF Financial Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: The filing of this statement shall not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned by the undersigned. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:45 UTC | TCF FINANCIAL CORP TCB · Entity 155683 | GrantCommon Stock | 18,262 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001519695-17-000030 · edgar.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,655 F4 · shares: Restricted stock award pursuant to the Issuer's 2015 Omnibus Incentive Plan (which includes tax withholding rights) in a transaction exempt under Rule 16b-3. F5 · price: Price is not applicable. Read SEC document |
| January 02, 2017 Filed Jan 4, 2017 16:57 UTC | TCF FINANCIAL CORP TCB · Entity 155683 | Tax withholdingCommon Stock | 20,970 | $19.57 | $410,382.90 |
DisclosureSEC source: 0001519695-17-000006 · edgar.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,393 F4 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock award. F5 · balance_after: Reflects transfer of 18,908 shares from directly owned to Revocable Trust upon vesting of a restricted stock award. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 16:29 UTC | TCF FINANCIAL CORP TCB · Entity 155683 | Tax withholdingCommon Stock | 378 | $15.34 | $5,798.52 |
DisclosureSEC source: 0001519695-16-000175 · edgar.xml · nonDerivative · entry 4 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Stock Comp. Plan Disclosed balance after: 50,820.2297 F4 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock award. F1 · balance_after: The filing of this statement shall not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned by the undersigned. F5 · balance_after: Reflects transfer of 446 shares from Deferred Stock Compensation Plan to Revocable Trust. F2 · ownership.nature: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.