Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HUNTINGTON BANCSHARES INC /MD/HBAN · Entity 3125 | Senior Exec. V.P. | May 05, 2023 | May 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HUNTINGTON BANCSHARES INC /MD/
Report date May 05, 2023 · Filed May 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 156,229.793 |
Reported balance
After 2023-05-05 transaction · row 1
1 source rowRow 1 · 2023-05-05 · Tax withholding · Disposed 4,393 · Balance 156,229.793 F1: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award. |
| Common StockSEC Table I · non-derivative | IndirectBy Issuer's Investment and Tax Savings Plan (401(k) Plan) | 45,832.56 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 45,832.56 F2: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. |
| Common StockSEC Table I · non-derivative | Indirectby Revocable Trust | 129,416.295 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 129,416.295 F2: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. |
| Common StockSEC Table I · non-derivative | IndirectBy TCF SERP | 39,280.9021 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 39,280.9021 F3: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. F2: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.
F2: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.
F3: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TCF FINANCIAL CORP
Report date June 09, 2021 · Filed June 09, 2021
Section 16 reporting ended · disclosed 2021-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-06-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-06-09 · Grant · Acquired 22,236 · Balance 85,351 F1: Reflects the conversion of performance-based restricted stock units into service-based restricted stock units, as contemplated by the agreement and plan of merger, dated as of December 13, 2020 (the "Merger Agreement") between the issuer and Huntington Bancshares Incorporated, a Maryland corporation ("Huntington"), pursuant to which the issuer will merge with and into Huntington (the "Merger"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. The Merger closed on June 9, 2021. On June 8, 2021, the closing price of the issuer was $45.18, and the closing price of Huntington was $15.21. Row 2 · 2021-06-09 · Disposition to issuer · Disposed 85,351 · Balance 0 F2: Includes 82,605 service-based restricted stock units and accrued dividend equivalent units of the issuer (the "Issuer RSUs"). F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash. F4: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy KSOP | 0 |
Reported balance
After 2021-06-09 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-06-09 · Disposition to issuer · Disposed 14,291.4933 · Balance 0 F5: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash. F6: As of 6/8/2021. |
| Common StockSEC Table I · non-derivative | IndirectBy SERP Trust | 0 |
Reported balance
After 2021-06-09 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-06-09 · Disposition to issuer · Disposed 13,081.4251 · Balance 0 F5: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash. F6: As of 6/8/2021. F7: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. |
| Common StockSEC Table I · non-derivative | IndirectRevocable Trust | 0 |
Reported balance
After 2021-06-09 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2021-06-09 · Disposition to issuer · Disposed 67,486 · Balance 0 F5: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the conversion of performance-based restricted stock units into service-based restricted stock units, as contemplated by the agreement and plan of merger, dated as of December 13, 2020 (the "Merger Agreement") between the issuer and Huntington Bancshares Incorporated, a Maryland corporation ("Huntington"), pursuant to which the issuer will merge with and into Huntington (the "Merger"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. The Merger closed on June 9, 2021. On June 8, 2021, the closing price of the issuer was $45.18, and the closing price of Huntington was $15.21.
F2: Includes 82,605 service-based restricted stock units and accrued dividend equivalent units of the issuer (the "Issuer RSUs").
F3: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash.
F4: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock.
F5: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.
F6: As of 6/8/2021.
F7: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
TCF FINANCIAL CORP
Report date August 01, 2019 · Filed August 05, 2019
Section 16 reporting ended · disclosed 2019-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,206 |
Reported balance
After 2019-08-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2019-08-01 · Grant · Acquired 67,206 · Balance 67,206 F1: Reflects the conversion of restricted stock performance units into service-based restricted stock units, as contemplated by the agreement and plan of merger (the "Merger Agreement") between the issuer and Chemical Financial Corporation, now known as TCF Financial Corporation, a Michigan corporation ("new TCF"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-01 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2019-08-01 · Disposition to issuer · Disposed 50,930 · Balance 0 F2: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 25,877 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-01 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2019-08-01 · Disposition to issuer · Disposed 67,206 · Balance 0 F3: In addition, the reporting person held 67,206 service-based restricted stock units of the issuer, convertible into shares of the issuer's common stock on a one-for-one basis, that were assumed by new TCF in the merger and replaced with 34,147 shares of service-based restricted stock units of new TCF that are convertible into shares of new TCF's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. |
| Common StockSEC Table I · non-derivative | IndirectBy KSOP as of 06/30/2019 | 0 |
Reported balance
After 2019-08-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-08-01 · Disposition to issuer · Disposed 22,368.891 · Balance 0 F4: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F5: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 11,365.634 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy SERP Trust as of 06/30/2019 | 0 |
Reported balance
After 2019-08-01 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2019-08-01 · Disposition to issuer · Disposed 24,776.166 · Balance 0 F4: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F6: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 12,588.77 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. F7: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. |
| Common StockSEC Table I · non-derivative | IndirectDeferred Stock Comp. Plan | 0 |
Reported balance
After 2019-08-01 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2019-08-01 · Disposition to issuer · Disposed 25,996.9739 · Balance 0 F4: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F8: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 13,209 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. F7: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. |
| Common StockSEC Table I · non-derivative | IndirectRevocable Trust | 0 |
Reported balance
After 2019-08-01 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2019-08-01 · Disposition to issuer · Disposed 77,903 · Balance 0 F4: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F9: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 39,583 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the conversion of restricted stock performance units into service-based restricted stock units, as contemplated by the agreement and plan of merger (the "Merger Agreement") between the issuer and Chemical Financial Corporation, now known as TCF Financial Corporation, a Michigan corporation ("new TCF"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions.
F2: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 25,877 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
F3: In addition, the reporting person held 67,206 service-based restricted stock units of the issuer, convertible into shares of the issuer's common stock on a one-for-one basis, that were assumed by new TCF in the merger and replaced with 34,147 shares of service-based restricted stock units of new TCF that are convertible into shares of new TCF's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions.
F4: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.
F5: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 11,365.634 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
F6: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 12,588.77 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
F7: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
F8: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 13,209 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
F9: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 39,583 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2023 Filed May 9, 2023 20:22 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | Tax withholdingCommon Stock | 4,393 | $9.85 | $43,271.05 |
DisclosureSEC source: 0001225208-23-005606 · doc4.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · Senior Exec. V.P. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,229.793 F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award. Read SEC document |
| April 28, 2023 Filed May 2, 2023 20:25 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | Tax withholdingCommon Stock | 20,946 | $11.20 | $234,595.20 |
DisclosureSEC source: 0001225208-23-005242 · doc4.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · Senior Exec. V.P. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,622.793 F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award. F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:38 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | Tax withholdingCommon Stock | 4,028 | $15.30 | $61,628.40 |
DisclosureSEC source: 0001225208-23-003332 · doc4.xml · nonDerivative · entry 2 Jones Michael Scott · CIK 0001533360 · Senior Exec. V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,746.633 F3 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:38 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | GrantCommon Stock | 22,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-003332 · doc4.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · Senior Exec. V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,774.633 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. F2 · balance_after: Total reflects the transfer of shares from directly-owned to Revocable Trust and also includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 21:19 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | SaleCommon Stock | 50,000 | $15.25 | $762,480.00 |
DisclosureSEC source: 0001225208-22-012055 · doc4.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · Senior Exec. V.P. 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 52,647 F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:19 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | Tax withholdingCommon Stock | 4,393 | $13.35 | $58,646.55 |
DisclosureSEC source: 0001225208-22-006775 · doc4.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · Senior Exec. V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,219.904 F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:24 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | Tax withholdingCommon Stock | 6,002 | $14.39 | $86,368.78 |
DisclosureSEC source: 0001225208-22-004107 · doc4.xml · nonDerivative · entry 2 Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,239.938 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:24 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | GrantCommon Stock | 34,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004107 · doc4.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,241.938 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. F2 · ownership.direct: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 21:24 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | Tax withholdingCommon Stock | 8,032 | $15.80 | $126,905.60 |
DisclosureSEC source: 0001225208-22-000459 · doc4.xml · nonDerivative · entry 2 Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,253.295 F2 · kind: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 21:24 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | Tax withholdingCommon Stock | 2,961 | $15.80 | $46,783.80 |
DisclosureSEC source: 0001225208-22-000459 · doc4.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,285.295 F1 · kind: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSAs. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 20:32 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | SaleCommon Stock | 50,000 | $16.14 | $806,860.00 |
DisclosureSEC source: 0001225208-21-013602 · doc4.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 102,647 F1 · balance_after: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 18:56 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | SaleCommon Stock | 50,000 | $14.35 | $717,415.00 |
DisclosureSEC source: 0001225208-21-011324 · doc4.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 152,647 F1 · balance_after: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of thesecurities. Read SEC document |
| August 01, 2021 Filed Aug 3, 2021 23:14 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | Tax withholdingCommon Stock | 35,162 | $14.08 | $495,080.96 |
DisclosureSEC source: 0001225208-21-011088 · doc4.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,246.295 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:37 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | OtherDep Shares-int in 6.25% Ser D Non-Cum Perp Pref Stk | 1,000 | $25.39 | $25,390.60 |
DisclosureSEC source: 0001225208-21-010765 · doc4.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported securities were called for redemption by the issuer at the redemption price of $25.00 per Depositary Share plus declared and unpaid dividends of $0.390625 per Depositary Share. Read SEC document |
| June 09, 2021 Filed Jun 9, 2021 19:34 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | Disposition to issuerCommon Stock | 67,486 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000019612-21-000174 · wf-form4_162328165328954.xml · nonDerivative · entry 5 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 0 F5 · shares: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F3 · price: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash. Read SEC document |
| June 09, 2021 Filed Jun 9, 2021 19:34 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | Disposition to issuerCommon Stock | 13,081.4251 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000019612-21-000174 · wf-form4_162328165328954.xml · nonDerivative · entry 4 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Trust Disclosed balance after: 0 F5 · shares: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F3 · price: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash. F6 · ownership.nature: As of 6/8/2021. F7 · ownership.nature: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. Read SEC document |
| June 09, 2021 Filed Jun 9, 2021 19:34 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | Disposition to issuerCommon Stock | 14,291.4933 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000019612-21-000174 · wf-form4_162328165328954.xml · nonDerivative · entry 3 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By KSOP Disclosed balance after: 0 F5 · shares: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F3 · price: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash. F6 · ownership.nature: As of 6/8/2021. Read SEC document |
| June 09, 2021 Filed Jun 9, 2021 19:34 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | Disposition to issuerCommon Stock | 85,351 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000019612-21-000174 · wf-form4_162328165328954.xml · nonDerivative · entry 2 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Includes 82,605 service-based restricted stock units and accrued dividend equivalent units of the issuer (the "Issuer RSUs"). F3 · price: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of issuer common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) converted into the right to receive 3.0028 shares of Huntington common stock (the "Exchange Ratio"). All fractional share holdings were paid in cash. F4 · price: The Issuer RSUs held by the reporting person were convertible into shares of the issuer's common stock on a one-for-one basis. Pursuant to the terms of the Merger Agreement, these Issuer RSUs were assumed by Huntington and converted into a restricted stock unit award of Huntington with the same terms and conditions as were applicable under such Issuer RSU award immediately prior to the Effective Time (including vesting terms) and relating to the number of shares of Huntington common stock equal to the product of (A) the number of shares of issuer common stock subject to such Issuer RSUs immediately prior to the Effective Time, multiplied by (B) the Exchange Ratio, with any fractional shares rounded to the nearest whole share of Huntington common stock. Read SEC document |
| June 09, 2021 Filed Jun 9, 2021 19:34 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | GrantCommon Stock | 22,236 | $0.00 | $0.00 |
DisclosureSEC source: 0000019612-21-000174 · wf-form4_162328165328954.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,351 F1 · shares: Reflects the conversion of performance-based restricted stock units into service-based restricted stock units, as contemplated by the agreement and plan of merger, dated as of December 13, 2020 (the "Merger Agreement") between the issuer and Huntington Bancshares Incorporated, a Maryland corporation ("Huntington"), pursuant to which the issuer will merge with and into Huntington (the "Merger"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. The Merger closed on June 9, 2021. On June 8, 2021, the closing price of the issuer was $45.18, and the closing price of Huntington was $15.21. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 20:33 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | GrantCommon Stock | 39,280.9021 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009300 · doc4.xml · nonDerivative · entry 4 Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Indirect · By TCF SERP Disclosed balance after: 39,280.9021 F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of December 13, 2020 (the Merger Agreement), by and between Huntington Bancshares Incorporated (Huntington) and TCF Financial Corporation (TCF), pursuant to which TCF merged with and into Huntington, with Huntington continuing as the surviving corporation (Merger), on June 9, 2021 (the Closing Date). Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each share of the common stock, par value $1.00 per share, of TCF (TCF Common Stock) issued and outstanding immediately prior to the Effective Time, was converted into the right to receive 3.0028 shares (the Exchange Ratio and such shares the Merger Consideration) of common stock, par value $0.01 per share of Huntington (Huntington Common Stock). (Continued in Remarks section below.) Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 20:33 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | GrantCommon Stock | 42,914.4961 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009300 · doc4.xml · nonDerivative · entry 3 Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Indirect · by TCF 401(k) Plan Disclosed balance after: 42,914.4961 F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of December 13, 2020 (the Merger Agreement), by and between Huntington Bancshares Incorporated (Huntington) and TCF Financial Corporation (TCF), pursuant to which TCF merged with and into Huntington, with Huntington continuing as the surviving corporation (Merger), on June 9, 2021 (the Closing Date). Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each share of the common stock, par value $1.00 per share, of TCF (TCF Common Stock) issued and outstanding immediately prior to the Effective Time, was converted into the right to receive 3.0028 shares (the Exchange Ratio and such shares the Merger Consideration) of common stock, par value $0.01 per share of Huntington (Huntington Common Stock). (Continued in Remarks section below.) Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 20:33 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | GrantCommon Stock | 202,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009300 · doc4.xml · nonDerivative · entry 2 Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 202,647 F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of December 13, 2020 (the Merger Agreement), by and between Huntington Bancshares Incorporated (Huntington) and TCF Financial Corporation (TCF), pursuant to which TCF merged with and into Huntington, with Huntington continuing as the surviving corporation (Merger), on June 9, 2021 (the Closing Date). Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each share of the common stock, par value $1.00 per share, of TCF (TCF Common Stock) issued and outstanding immediately prior to the Effective Time, was converted into the right to receive 3.0028 shares (the Exchange Ratio and such shares the Merger Consideration) of common stock, par value $0.01 per share of Huntington (Huntington Common Stock). (Continued in Remarks section below.) F3 · balance_after: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of thesecurities. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 20:33 UTC | HUNTINGTON BANCSHARES INC /MD/ HBAN · Entity 3125 | GrantCommon Stock | 257,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009300 · doc4.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,615 F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of December 13, 2020 (the Merger Agreement), by and between Huntington Bancshares Incorporated (Huntington) and TCF Financial Corporation (TCF), pursuant to which TCF merged with and into Huntington, with Huntington continuing as the surviving corporation (Merger), on June 9, 2021 (the Closing Date). Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each share of the common stock, par value $1.00 per share, of TCF (TCF Common Stock) issued and outstanding immediately prior to the Effective Time, was converted into the right to receive 3.0028 shares (the Exchange Ratio and such shares the Merger Consideration) of common stock, par value $0.01 per share of Huntington (Huntington Common Stock). (Continued in Remarks section below.) F2 · balance_after: Total reflects service-based RSA and RSU awards, including the impact of dividend equivalents, that will vest in shares of common stock over the passage of time. Read SEC document |
| May 06, 2021 Filed May 10, 2021 16:32 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | Tax withholdingCommon Stock | 1,476 | $46.88 | $69,194.88 |
DisclosureSEC source: 0000019612-21-000129 · wf-form4_162067871070549.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,818 F1 · shares: Shares withheld to satisfy applicable withholding taxes in connection with the conversion of service-based restricted stock units. F2 · balance_after: Includes 190 shares acquired pursuant to a dividend reinvestment feature of the issuer's service-based restricted stock units. F3 · balance_after: Reflects transfer of 1,732 shares from directly owned to Revocable Trust upon vesting of a restricted stock units award. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 16:57 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | GrantCommon Stock | 17,533 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000019612-21-000049 · wf-form4_161437657893019.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,836 F1 · shares: Reflects an award of service-based restricted stock units that are convertible into shares of issuer's common stock on a one-for-one basis. The units will vest in four equal installments on March 1 of 2022, 2023, 2024, and 2025, subject to certain exceptions. Dividend equivalents will accrue under this award and be paid in cash upon vesting. F2 · price: Price is not applicable. F3 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the issuer's service-based restricted stock units. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 16:52 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | Tax withholdingCommon Stock | 8,548 | $37.02 | $316,446.96 |
DisclosureSEC source: 0000019612-21-000008 · wf-form4_160988352831693.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,303 F1 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of restricted stock and service-based restricted stock units awards. F2 · balance_after: Reflects transfer of 8,855 shares from directly owned to Revocable Trust upon vesting of restricted stock and service-based restricted stock units awards. F3 · balance_after: Includes 1,278 shares acquired pursuant to a dividend reinvestment feature of the issuer's service-based restricted stock units. Read SEC document |
| August 01, 2020 Filed Aug 4, 2020 16:30 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | Tax withholdingCommon Stock | 10,554 | $27.49 | $290,129.46 |
DisclosureSEC source: 0000019612-20-000157 · wf-form4_159657293669977.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,428 F1 · shares: Shares withheld to satisfy applicable withholding taxes in connection with the conversion of service-based restricted stock units and the related dividend equivalent rights. F2 · balance_after: Includes 1,403 shares acquired pursuant to a dividend reinvestment feature of the issuer's service-based restricted stock units. F3 · balance_after: Reflects transfer of 13,652 shares from directly owned to Revocable Trust upon conversion of a service-based restricted stock unit award and related vested dividend equivalent rights. Read SEC document |
| May 06, 2020 Filed May 8, 2020 16:52 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | GrantCommon Stock | 12,833 | $0.00 | $0.00 |
DisclosureSEC source: 0000019612-20-000122 · wf-form4_158897112054371.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,231 F1 · shares: Reflects an award of service-based restricted stock units that are convertible into shares of issuer's common stock on a one-for-one basis. The units will vest in four equal installments on May 6 of 2021, 2022, 2023, and 2024, subject to certain exceptions. Dividend equivalents will accrue under this award and be paid in cash upon vesting. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 17:13 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | Tax withholdingCommon Stock | 1,241 | $21.02 | $26,085.82 |
DisclosureSEC source: 0000019612-20-000080 · wf-form4_158594840707773.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,398 F1 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock award. F2 · balance_after: Reflects transfer of 1,505 shares from directly owned to Revocable Trust upon vesting of a restricted stock award. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 17:16 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | SaleCommon Stock | 20,000 | $43.80 | $876,004.00 |
DisclosureSEC source: 0000019612-20-000032 · wf-form4_158102734470310.xml · nonDerivative · entry 4 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 41,742 F1 · balance_after: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 17:14 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | Tax withholdingCommon Stock | 5,814 | $44.69 | $259,798.59 |
DisclosureSEC source: 0000019612-20-000027 · wf-form4_158024965887511.xml · nonDerivative · entry 4 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 0 F4 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the distribution of a vested, deferred award. F1 · balance_after: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F5 · balance_after: Reflects transfer of 7,628 vested shares from the Deferred Compensation Plan to Revocable Trust upon the lapse of the two-year deferral period. Fractional shares were paid in cash. F3 · ownership.nature: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 16:28 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | Tax withholdingCommon Stock | 14,361 | $46.80 | $672,094.80 |
DisclosureSEC source: 0000019612-20-000011 · wf-form4_157808689763146.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,144 F1 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of restricted stock and service-based restricted stock unit awards. F2 · balance_after: Reflects transfer of 14,532 shares from directly owned to Revocable Trust upon vesting of restricted stock and service-based restricted stock unit awards. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 17:21 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | GrantCommon Stock | 47,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001519695-19-000139 · edgar.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,037 F3 · shares: Reflects a retention award of service-based restricted stock units that are convertible into shares of issuer's common stock on a one-for-one basis. The units will vest in equal installments on 8/1/2020 and 8/1/2021, subject to certain exceptions. Dividend equivalents will accrue under this award. F4 · balance_after: Reflects adjustment to previously-reported balance due to rounding following the conversion of shares related to the merger on August 1, 2019. Includes both service-based restricted stock units and common stock which were previously reported separately. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 17:48 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | GrantCommon Stock | 39,582 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001519695-19-000134 · edgar.xml · nonDerivative · entry 6 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 39,582 F3 · shares: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F8 · price: Received in exchange for 77,903 shares of Legacy TCF common stock, at the effective time of the Merger, pursuant to the Merger Agreement. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF, with cash paid in lieu of fractional shares. F9 · price: The closing price per common share of Legacy TCF on the day immediately preceding the effective date of the Merger (the last closing price available) was $21.38 per share, and the closing price per common share of new TCF on the effective date of the Merger was $41.18 per share. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 17:48 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | GrantCommon Stock | 13,209.0624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001519695-19-000134 · edgar.xml · nonDerivative · entry 5 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Stock Comp. Plan Disclosed balance after: 13,209.0624 F3 · shares: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F7 · price: Received in exchange for 25,996.9739 shares of Legacy TCF common stock, at the effective time of the Merger, pursuant to the Merger Agreement. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF. F9 · price: The closing price per common share of Legacy TCF on the day immediately preceding the effective date of the Merger (the last closing price available) was $21.38 per share, and the closing price per common share of new TCF on the effective date of the Merger was $41.18 per share. F6 · ownership.nature: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 17:48 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | GrantCommon Stock | 12,588.77 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001519695-19-000134 · edgar.xml · nonDerivative · entry 4 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Trust as of 06/30/2019 Disclosed balance after: 12,588.77 F3 · shares: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F5 · price: Received in exchange for 24,776.166 shares of Legacy TCF common stock, at the effective time of the Merger, pursuant to the Merger Agreement. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF. F9 · price: The closing price per common share of Legacy TCF on the day immediately preceding the effective date of the Merger (the last closing price available) was $21.38 per share, and the closing price per common share of new TCF on the effective date of the Merger was $41.18 per share. F6 · ownership.nature: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 17:48 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | GrantCommon Stock | 11,365.634 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001519695-19-000134 · edgar.xml · nonDerivative · entry 3 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By KSOP as of 06/30/2019 Disclosed balance after: 11,365.634 F3 · shares: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F4 · price: Received in exchange for 22,368.891 shares of Legacy TCF common stock, at the effective time of the Merger, pursuant to the Merger Agreement. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF. F9 · price: The closing price per common share of Legacy TCF on the day immediately preceding the effective date of the Merger (the last closing price available) was $21.38 per share, and the closing price per common share of new TCF on the effective date of the Merger was $41.18 per share. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 17:48 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | GrantCommon Stock | 34,147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001519695-19-000134 · edgar.xml · nonDerivative · entry 2 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,147 F2 · price: Reflects service-based restricted stock units of new TCF received in exchange for 67,206 service-based restricted stock units of Legacy TCF, at the effective time of the Merger, pursuant to the Merger Agreement. Service-based restricted stock units of new TCF are convertible into shares of new TCF's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF rounded, as applicable, to the nearest whole share. F9 · price: The closing price per common share of Legacy TCF on the day immediately preceding the effective date of the Merger (the last closing price available) was $21.38 per share, and the closing price per common share of new TCF on the effective date of the Merger was $41.18 per share. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 17:48 UTC | TCF FINANCIAL CORP TCF · Entity 106138 | GrantCommon Stock | 25,877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001519695-19-000134 · edgar.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP, Regional Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,877 F1 · price: Reflects unvested restricted common shares of TCF Financial Corporation, a Michigan corporation ("new TCF", formerly known as Chemical Financial Corporation), received in exchange for 50,930 unvested restricted common shares of TCF Financial Corporation, a Delaware corporation ("Legacy TCF"), at the effective time of the merger of Legacy TCF into new TCF (the "Merger"), pursuant to the agreement and plan of merger (the "Merger Agreement") between Legacy TCF and new TCF. Represents an exchange ratio of 0.5081 new TCF common shares per common share of Legacy TCF, with cash paid in lieu of fractional shares. F9 · price: The closing price per common share of Legacy TCF on the day immediately preceding the effective date of the Merger (the last closing price available) was $21.38 per share, and the closing price per common share of new TCF on the effective date of the Merger was $41.18 per share. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 06:43 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Disposition to issuerCommon Stock | 77,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001519695-19-000101 · edgar.xml · nonDerivative · entry 7 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 0 F4 · shares: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F9 · price: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 39,583 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 06:43 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Disposition to issuerCommon Stock | 25,996.9739 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001519695-19-000101 · edgar.xml · nonDerivative · entry 6 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Stock Comp. Plan Disclosed balance after: 0 F4 · shares: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F8 · price: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 13,209 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. F7 · ownership.nature: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 06:43 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Disposition to issuerCommon Stock | 24,776.166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001519695-19-000101 · edgar.xml · nonDerivative · entry 5 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Trust as of 06/30/2019 Disclosed balance after: 0 F4 · shares: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F6 · price: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 12,588.77 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. F7 · ownership.nature: The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 06:43 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Disposition to issuerCommon Stock | 22,368.891 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001519695-19-000101 · edgar.xml · nonDerivative · entry 4 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By KSOP as of 06/30/2019 Disclosed balance after: 0 F4 · shares: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. F5 · price: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 11,365.634 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 06:43 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Disposition to issuerCommon Stock | 67,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001519695-19-000101 · edgar.xml · nonDerivative · entry 3 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: In addition, the reporting person held 67,206 service-based restricted stock units of the issuer, convertible into shares of the issuer's common stock on a one-for-one basis, that were assumed by new TCF in the merger and replaced with 34,147 shares of service-based restricted stock units of new TCF that are convertible into shares of new TCF's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 06:43 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Disposition to issuerCommon Stock | 50,930 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001519695-19-000101 · edgar.xml · nonDerivative · entry 2 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 25,877 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 06:43 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | GrantCommon Stock | 67,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001519695-19-000101 · edgar.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,206 F1 · shares: Reflects the conversion of restricted stock performance units into service-based restricted stock units, as contemplated by the agreement and plan of merger (the "Merger Agreement") between the issuer and Chemical Financial Corporation, now known as TCF Financial Corporation, a Michigan corporation ("new TCF"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 17:16 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | SaleCommon Stock | 40,000 | $19.58 | $783,180.00 |
DisclosureSEC source: 0001519695-19-000071 · edgar.xml · nonDerivative · entry 5 Jones Michael Scott · CIK 0001533360 · EVP, Consumer Banking 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 77,903 F1 · balance_after: The filing of this statement shall not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities and Exchange Act of 1934, the beneficial owner of any equity securities covered by this statement other than those owned by the undersigned. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 16:31 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | GrantCommon Stock | 16,212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001519695-19-000043 · edgar.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP, Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,790 F3 · shares: Restricted stock award pursuant to the Issuer's 2015 Omnibus Incentive Plan (which includes tax withholding rights) in a transaction exempt under Rule 16b-3. F4 · price: Price is not applicable. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 17:39 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Tax withholdingCommon Stock | 12,300 | $22.32 | $274,536.00 |
DisclosureSEC source: 0001519695-19-000032 · edgar.xml · nonDerivative · entry 1 Jones Michael Scott · CIK 0001533360 · EVP, Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,578 F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock award. F4 · balance_after: Reflects transfer of 12,700 shares from directly owned to Revocable Trust upon vesting of a restricted stock award. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 16:57 UTC | TCF FINANCIAL CORP TCF · Entity 155683 | Tax withholdingCommon Stock | 21,063 | $21.77 | $458,541.51 |
DisclosureSEC source: 0001519695-19-000029 · edgar.xml · nonDerivative · entry 3 Jones Michael Scott · CIK 0001533360 · EVP, Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,438 F5 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a performance-based restricted stock unit award. F6 · balance_after: Reflects transfer of 30,961 shares from directly owned to Revocable Trust upon vesting of restricted stock awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.