organization · Reporting owner

Adage Capital Advisors, L.L.C.

Disclosed activity across 12 companies

Tapewire entity: 113684
SEC CIK: 0001403403

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (12)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ADVENT TECHNOLOGIES HOLDINGS, INC.

Report date December 01, 2020 · Filed December 03, 2020

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2020-12-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, $0.0001 par valueSEC Table I · non-derivative	IndirectSee footnote	781,535	Last balance in matching sequence After 2020-12-03 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2020-12-01 · Sale · Disposed 450,000 · Balance 1,350,000 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.90 to $12.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Row 2 · 2020-12-02 · Sale · Disposed 300,000 · Balance 1,050,000 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.44 to $11.98, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Row 3 · 2020-12-03 · Sale · Disposed 268,465 · Balance 781,535 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.90 to $12.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.44 to $11.98, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Abacus Global Management, Inc.

Report date January 23, 2023 · Filed January 24, 2023

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2023-01-24. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, $0.0001 par valueSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2023-01-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-01-23 · Other · Disposed 2,348,214 · Balance 0 F1: The Reporting Persons elected to redeem 2,348,214 shares of Class A Common Stock for cash. F2: The securities to which this filing relates were held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Persons elected to redeem 2,348,214 shares of Class A Common Stock for cash.

F2: The securities to which this filing relates were held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Ayala Pharmaceuticals, Inc.

Report date October 11, 2017 · Filed October 12, 2017

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2017-10-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	4,100,043	Reported balance After 2017-10-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-10-11 · Sale · Disposed 600,000 · Balance 4,100,043 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.32, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.32, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Calithera Biosciences, Inc.

Report date September 26, 2017 · Filed September 28, 2017

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2017-09-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.0001 ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	3,770,873	Reported balance After 2017-09-26 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-09-26 · Sale · Disposed 352,000 · Balance 3,770,873 F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.50 to $15.75, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee footnote	3,546,873	Last balance in matching sequence After 2017-09-28 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2017-09-27 · Sale · Disposed 186,000 · Balance 3,584,873 F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.405 to $15.9283, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Row 3 · 2017-09-28 · Sale · Disposed 38,000 · Balance 3,546,873 F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.50 to $15.75, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.405 to $15.9283, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

GCM Grosvenor Inc.

Report date May 08, 2023 · Filed May 10, 2023

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2023-05-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, $0.0001 par value (Common Stock)SEC Table I · non-derivative	IndirectSee footnote	4,318,049	Reported balance After 2023-05-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-05-08 · Sale · Disposed 70,000 · Balance 4,318,049 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $7.88, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	4,293,421	Reported balance After 2023-05-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2023-05-09 · Sale · Disposed 24,628 · Balance 4,293,421 F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	4,274,489	Reported balance After 2023-05-09 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2023-05-09 · Sale · Disposed 18,932 · Balance 4,274,489 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.7 to $7.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	4,198,497	Reported balance After 2023-05-10 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2023-05-10 · Sale · Disposed 75,992 · Balance 4,198,497 F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	4,158,641	Reported balance After 2023-05-10 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2023-05-10 · Sale · Disposed 39,586 · Balance 4,158,641 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.33 to $7.40, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $7.88, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.7 to $7.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.33 to $7.40, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

MULESOFT, INC

Report date March 17, 2017 · Filed March 21, 2017

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2017-03-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.000025SEC Table I · non-derivative	IndirectSee footnote	675,000	Reported balance After 2017-03-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-03-17 · Sale · Disposed 25,000 · Balance 675,000 F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

ORBCOMM Inc.

Report date August 12, 2020 · Filed August 13, 2020

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2020-08-13. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.001 par value ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	7,697,220	Reported balance After 2020-08-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-08-12 · Sale · Disposed 100,000 · Balance 7,697,220 F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

PUMA BIOTECHNOLOGY, INC.

Report date June 08, 2017 · Filed June 12, 2017

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2017-06-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.0001 ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	3,854,302	Reported balance After 2017-06-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-06-08 · Sale · Disposed 89,538 · Balance 3,854,302 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $80.4 to $81.375, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	3,696,580	Last balance in matching sequence After 2017-06-12 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 5 source rows Row 2 · 2017-06-08 · Sale · Disposed 10,462 · Balance 3,843,840 F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $81.4 to $81.7, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Row 3 · 2017-06-09 · Sale · Disposed 34,206 · Balance 3,809,634 F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $80 to $80.95, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Row 4 · 2017-06-09 · Sale · Disposed 24,110 · Balance 3,785,524 F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $81 to $81.5, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Row 5 · 2017-06-12 · Sale · Disposed 77,247 · Balance 3,708,277 F6: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $78.7 to $79.65, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Row 6 · 2017-06-12 · Sale · Disposed 11,697 · Balance 3,696,580 F7: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.7 to $80.4, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $80.4 to $81.375, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $81.4 to $81.7, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $80 to $80.95, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $81 to $81.5, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F6: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $78.7 to $79.65, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F7: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.7 to $80.4, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Protagonist Therapeutics, Inc

Report date December 31, 2017 · Filed January 04, 2018

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2018-01-04. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Royalty Pharma plc

Report date December 17, 2020 · Filed December 18, 2020

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2020-12-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	38,815,330	Reported balance After 2020-12-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-12-17 · Sale · Disposed 7,200,000 · Balance 38,815,330 F1: Class A Ordinary Shares, par value $0.0001 per share, of the Issuer (the "Class A Ordinary Shares"). F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.
Class A Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	38,714,280	Reported balance After 2020-12-18 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2020-12-18 · Sale · Disposed 101,050 · Balance 38,714,280 F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: Class A Ordinary Shares, par value $0.0001 per share, of the Issuer (the "Class A Ordinary Shares").

Solaris Energy Infrastructure, Inc.

Report date November 15, 2017 · Filed November 16, 2017

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2017-11-16. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Vitae Pharmaceuticals, Inc

Report date September 14, 2016 · Filed September 16, 2016

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2016-09-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.0001 ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	2,375,000	Reported balance After 2016-09-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2016-09-14 · Sale · Disposed 1,025,000 · Balance 2,375,000 F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 17, 2020 Filed Dec 18, 2020 14:36 UTC	Royalty Pharma plc RPRX · Entity 3100	SaleClass A Ordinary Shares	7,200,000	$43.92	$316,224,000.00	Disclosure SEC source: 0000902664-20-004299 · ownership.xml · nonDerivative · entry 1 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,815,330 F1 · security: Class A Ordinary Shares, par value $0.0001 per share, of the Issuer (the "Class A Ordinary Shares"). F2 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 17, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	PurchaseClass A Common Stock	29,629	$12.25	$362,952.29	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 25 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,648,951 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 16, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	PurchaseClass A Common Stock	1,750	$11.75	$20,562.50	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 24 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,619,322 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 16, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	PurchaseClass A Common Stock	50,000	$12.23	$611,480.00	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 23 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,617,572 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 15, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	PurchaseClass A Common Stock	300	$12.75	$3,825.00	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 22 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,567,572 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 14, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	15,000	$14.03	$210,426.00	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 21 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,567,272 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 11, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	8,380	$14.66	$122,838.23	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 20 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,582,272 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 11, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	10,300	$15.03	$154,804.88	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 19 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,590,652 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 10, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	19,382	$14.10	$273,311.40	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 18 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,600,952 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 10, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	7,121	$14.17	$100,891.04	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 17 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,620,334 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 10, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	25,000	$13.87	$346,685.00	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 16 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,627,455 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 10, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	50,000	$14.02	$700,950.00	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 15 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,652,455 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 09, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	15,000	$13.88	$208,195.50	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 14 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,702,455 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 09, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	25,000	$13.79	$344,832.50	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 13 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,717,455 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 09, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	25,000	$13.79	$344,695.00	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 12 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,742,455 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 09, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	25,000	$13.51	$337,740.00	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 11 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,767,455 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 09, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	25,000	$13.53	$338,200.00	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 10 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,792,455 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 09, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	PurchaseClass A Common Stock	23,957	$14.02	$335,757.36	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 9 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,817,455 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 09, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	25,000	$13.50	$337,615.00	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 8 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,841,412 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 09, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	50,000	$13.51	$675,635.00	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 7 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,866,412 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 08, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	10,218	$12.53	$127,984.54	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 6 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,916,412 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 08, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	29,768	$12.56	$373,945.62	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 5 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,926,630 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 03, 2020 Filed Dec 3, 2020 18:54 UTC	ADVENT TECHNOLOGIES HOLDINGS, INC. AMCI · Entity 8769	SaleClass A Common Stock, $0.0001 par value	268,465	$12.18	$3,269,903.70	Disclosure SEC source: 0000902664-20-004129 · ownership.xml · nonDerivative · entry 3 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 781,535 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 02, 2020 Filed Dec 3, 2020 18:54 UTC	ADVENT TECHNOLOGIES HOLDINGS, INC. AMCI · Entity 8769	SaleClass A Common Stock, $0.0001 par value	300,000	$11.67	$3,501,000.00	Disclosure SEC source: 0000902664-20-004129 · ownership.xml · nonDerivative · entry 2 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,050,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.44 to $11.98, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 01, 2020 Filed Dec 3, 2020 18:54 UTC	ADVENT TECHNOLOGIES HOLDINGS, INC. AMCI · Entity 8769	SaleClass A Common Stock, $0.0001 par value	450,000	$12.26	$5,517,000.00	Disclosure SEC source: 0000902664-20-004129 · ownership.xml · nonDerivative · entry 1 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,350,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.90 to $12.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 01, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	PurchaseClass A Common Stock	100	$9.00	$900.00	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 4 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,956,398 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
November 30, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	PurchaseClass A Common Stock	10,000	$9.47	$94,671.00	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 3 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,956,298 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
November 25, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	PurchaseClass A Common Stock	7,688	$9.50	$73,036.00	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 2 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,946,298 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
November 20, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	PurchaseClass A Common Stock, $0.0001 par value Class A Common Stock	100	$9.31	$931.00	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 1 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,938,610 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
August 12, 2020 Filed Aug 13, 2020 10:32 UTC	ORBCOMM Inc. ORBC · Entity 135736	SaleCommon Stock, $0.001 par value ("Common Stock")	100,000	$4.31	$431,000.00	Disclosure SEC source: 0000902664-20-002991 · ownership.xml · nonDerivative · entry 1 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,697,220 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
June 18, 2020 Filed Jun 22, 2020 17:31 UTC	Royalty Pharma plc RPRX · Entity 3100	ConversionLP interests in RPI International Holdings 2019, LP · Derivative	4,637,046	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000902664-20-002464 · ownership.xml · derivative · entry 3 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 335,513 Underlying: Class A Ordinary Shares · 43,015,330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These Class A Ordinary Shares were received by the Reporting Person in exchange for limited partnership interests in RPI International Holdings 2019, LP ("RPI Intl. LP"). Each limited partnership interest in RPI Intl. LP ("RPI Intl. LP Interest") was exchanged for ten Class B Interests in Royalty Pharma Holdings Ltd, ("Holdings"). Each Class B Interest in Holdings so distributed was exchanged for one Class A Ordinary Share of the Issuer. This exchange was made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Company, Royalty Pharma Holdings Limited, RPI US Partners 2019, LP, RPI Intl. LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value was paid by the Reporting Person in connection with the exchange. F2 · kind: These Class A Ordinary Shares were received by the Reporting Person in exchange for limited partnership interests in RPI International Holdings 2019, LP ("RPI Intl. LP"). Each limited partnership interest in RPI Intl. LP ("RPI Intl. LP Interest") was exchanged for ten Class B Interests in Royalty Pharma Holdings Ltd, ("Holdings"). Each Class B Interest in Holdings so distributed was exchanged for one Class A Ordinary Share of the Issuer. This exchange was made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Company, Royalty Pharma Holdings Limited, RPI US Partners 2019, LP, RPI Intl. LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value was paid by the Reporting Person in connection with the exchange. F3 · kind: This exchange was effected by the General Partner of RPI Intl. LP in accordance with a provision of the Limited Partnership Agreement of RPI Intl. LP applicable in the event of the public offering of the Issuer's Class A Ordinary Shares. The exchange applied to all holders of RPI Intl. LP Interests that did not opt out of participation. F5 · derivative.exercise_date: Each RPI Intl. LP Interest represents a right to receive a distribution of ten Class B Interests in Holdings at any time and for no additional value, and shall not expire until so converted. Each Class B Interest in Holdings so distributed will be exchanged upon such distribution for one Class A Ordinary Share of the Issuer for no additional value. F5 · derivative.expiration_date: Each RPI Intl. LP Interest represents a right to receive a distribution of ten Class B Interests in Holdings at any time and for no additional value, and shall not expire until so converted. Each Class B Interest in Holdings so distributed will be exchanged upon such distribution for one Class A Ordinary Share of the Issuer for no additional value. F6 · balance_after: All of these interests are subject to forfeiture if and when the Class A Ordinary Shares attain a 20-trading day volume weighted average price of $32.30 or more after December 15, 2020 and on or before December 15, 2023. The amount of this forfeiture scales linearly from 0% at $20.51 per share to 100% at $32.30 per share. F4 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
June 18, 2020 Filed Jun 22, 2020 17:31 UTC	Royalty Pharma plc RPRX · Entity 3100	PurchaseClass A Ordinary Shares	3,000,000	$28.00	$84,000,000.00	Disclosure SEC source: 0000902664-20-002464 · ownership.xml · nonDerivative · entry 2 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 46,015,330 F4 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
June 18, 2020 Filed Jun 22, 2020 17:31 UTC	Royalty Pharma plc RPRX · Entity 3100	ConversionClass A Ordinary Shares	43,015,330	$0.00	$0.00	Disclosure SEC source: 0000902664-20-002464 · ownership.xml · nonDerivative · entry 1 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 43,015,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Class A Ordinary Shares, par value $0.0001 per share, of the Issuer (the "Class A Ordinary Shares"). F2 · kind: These Class A Ordinary Shares were received by the Reporting Person in exchange for limited partnership interests in RPI International Holdings 2019, LP ("RPI Intl. LP"). Each limited partnership interest in RPI Intl. LP ("RPI Intl. LP Interest") was exchanged for ten Class B Interests in Royalty Pharma Holdings Ltd, ("Holdings"). Each Class B Interest in Holdings so distributed was exchanged for one Class A Ordinary Share of the Issuer. This exchange was made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Company, Royalty Pharma Holdings Limited, RPI US Partners 2019, LP, RPI Intl. LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value was paid by the Reporting Person in connection with the exchange. F3 · kind: This exchange was effected by the General Partner of RPI Intl. LP in accordance with a provision of the Limited Partnership Agreement of RPI Intl. LP applicable in the event of the public offering of the Issuer's Class A Ordinary Shares. The exchange applied to all holders of RPI Intl. LP Interests that did not opt out of participation. F2 · price: These Class A Ordinary Shares were received by the Reporting Person in exchange for limited partnership interests in RPI International Holdings 2019, LP ("RPI Intl. LP"). Each limited partnership interest in RPI Intl. LP ("RPI Intl. LP Interest") was exchanged for ten Class B Interests in Royalty Pharma Holdings Ltd, ("Holdings"). Each Class B Interest in Holdings so distributed was exchanged for one Class A Ordinary Share of the Issuer. This exchange was made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Company, Royalty Pharma Holdings Limited, RPI US Partners 2019, LP, RPI Intl. LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value was paid by the Reporting Person in connection with the exchange. F4 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:10 UTC	ORBCOMM Inc. ORBC · Entity 135736	SaleCommon Stock	21,100	$3.99	$84,210.10	Disclosure SEC source: 0000902664-19-004416 · ownership.xml · nonDerivative · entry 2 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,828,550 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.9850 to $4.0400, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
November 20, 2019 Filed Nov 22, 2019 14:10 UTC	ORBCOMM Inc. ORBC · Entity 135736	SaleCommon Stock, $0.001 par value ("Common Stock")	112,901	$4.04	$456,063.59	Disclosure SEC source: 0000902664-19-004416 · ownership.xml · nonDerivative · entry 1 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,849,650 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.9900 to $4.1050, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · ownership.nature: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.9900 to $4.1050, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document
October 11, 2017 Filed Oct 12, 2017 15:53 UTC	Ayala Pharmaceuticals, Inc. ADXS · Entity 93434	SaleCommon Stock, par value $0.001 ("Common Stock")	600,000	$4.30	$2,580,000.00	Disclosure SEC source: 0000902664-17-003964 · p17-2057form4.xml · nonDerivative · entry 1 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,100,043 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.32, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document
September 28, 2017 Filed Sep 28, 2017 16:10 UTC	Calithera Biosciences, Inc. CALA · Entity 113073	SaleCommon Stock	38,000	$15.50	$589,000.00	Disclosure SEC source: 0000902664-17-003799 · p17-1975form4.xml · nonDerivative · entry 3 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,546,873 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document
September 27, 2017 Filed Sep 28, 2017 16:10 UTC	Calithera Biosciences, Inc. CALA · Entity 113073	SaleCommon Stock	186,000	$15.59	$2,899,740.00	Disclosure SEC source: 0000902664-17-003799 · p17-1975form4.xml · nonDerivative · entry 2 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,584,873 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.405 to $15.9283, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document
September 26, 2017 Filed Sep 26, 2017 17:25 UTC	Ayala Pharmaceuticals, Inc. ADXS · Entity 93434	SaleCommon Stock	300,000	$4.00	$1,200,000.00	Disclosure SEC source: 0000902664-17-003757 · p17-1940form4.xml · nonDerivative · entry 3 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,700,043 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document
September 26, 2017 Filed Sep 28, 2017 16:10 UTC	Calithera Biosciences, Inc. CALA · Entity 113073	SaleCommon Stock, par value $0.0001 ("Common Stock")	352,000	$15.68	$5,519,360.00	Disclosure SEC source: 0000902664-17-003799 · p17-1975form4.xml · nonDerivative · entry 1 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,770,873 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.50 to $15.75, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document
September 25, 2017 Filed Sep 26, 2017 17:25 UTC	Ayala Pharmaceuticals, Inc. ADXS · Entity 93434	SaleCommon Stock	405,323	$4.38	$1,775,314.74	Disclosure SEC source: 0000902664-17-003757 · p17-1940form4.xml · nonDerivative · entry 2 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,000,043 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document
September 22, 2017 Filed Sep 26, 2017 17:25 UTC	Ayala Pharmaceuticals, Inc. ADXS · Entity 93434	SaleCommon Stock, par value $0.001 ("Common Stock")	534,000	$4.68	$2,499,120.00	Disclosure SEC source: 0000902664-17-003757 · p17-1940form4.xml · nonDerivative · entry 1 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,405,366 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document
June 12, 2017 Filed Jun 12, 2017 18:45 UTC	PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478	SaleCommon Stock	11,697	$80.08	$936,734.36	Disclosure SEC source: 0000902664-17-002616 · p17-1335form4.xml · nonDerivative · entry 6 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,696,580 F7 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.7 to $80.4, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
June 12, 2017 Filed Jun 12, 2017 18:45 UTC	PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478	SaleCommon Stock	77,247	$79.19	$6,117,135.86	Disclosure SEC source: 0000902664-17-002616 · p17-1335form4.xml · nonDerivative · entry 5 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,708,277 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $78.7 to $79.65, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
June 09, 2017 Filed Jun 12, 2017 18:45 UTC	PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478	SaleCommon Stock	24,110	$81.29	$1,959,877.79	Disclosure SEC source: 0000902664-17-002616 · p17-1335form4.xml · nonDerivative · entry 4 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,785,524 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $81 to $81.5, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
June 09, 2017 Filed Jun 12, 2017 18:45 UTC	PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478	SaleCommon Stock	34,206	$80.41	$2,750,552.35	Disclosure SEC source: 0000902664-17-002616 · p17-1335form4.xml · nonDerivative · entry 3 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,809,634 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $80 to $80.95, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
June 08, 2017 Filed Jun 12, 2017 18:45 UTC	PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478	SaleCommon Stock	10,462	$81.49	$852,588.14	Disclosure SEC source: 0000902664-17-002616 · p17-1335form4.xml · nonDerivative · entry 2 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,843,840 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $81.4 to $81.7, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
June 08, 2017 Filed Jun 12, 2017 18:45 UTC	PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478	SaleCommon Stock, par value $0.0001 ("Common Stock")	89,538	$80.88	$7,242,021.47	Disclosure SEC source: 0000902664-17-002616 · p17-1335form4.xml · nonDerivative · entry 1 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,854,302 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $80.4 to $81.375, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
June 05, 2017 Filed Jun 5, 2017 17:58 UTC	PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478	SaleCommon Stock	11,668	$99.08	$1,156,063.11	Disclosure SEC source: 0000902664-17-002551 · p17-1315form4.xml · nonDerivative · entry 10 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,943,840 F10 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $99 to $99.45, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document
June 05, 2017 Filed Jun 5, 2017 17:58 UTC	PUMA BIOTECHNOLOGY, INC. PBYI · Entity 5478	SaleCommon Stock	52,016	$96.61	$5,025,494.63	Disclosure SEC source: 0000902664-17-002551 · p17-1315form4.xml · nonDerivative · entry 9 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,955,508 F9 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $96.5 to $97, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.