organization · Reporting owner

Adage Capital Advisors, L.L.C.

Disclosed activity across 12 companies

Tapewire entity: 113684
SEC CIK: 0001403403

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (12)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ADVENT TECHNOLOGIES HOLDINGS, INC.

Report date December 01, 2020 · Filed December 03, 2020

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2020-12-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, $0.0001 par valueSEC Table I · non-derivative	IndirectSee footnote	781,535	Last balance in matching sequence After 2020-12-03 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2020-12-01 · Sale · Disposed 450,000 · Balance 1,350,000 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.90 to $12.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Row 2 · 2020-12-02 · Sale · Disposed 300,000 · Balance 1,050,000 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.44 to $11.98, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Row 3 · 2020-12-03 · Sale · Disposed 268,465 · Balance 781,535 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.90 to $12.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.44 to $11.98, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.29, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Abacus Global Management, Inc.

Report date January 23, 2023 · Filed January 24, 2023

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2023-01-24. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, $0.0001 par valueSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2023-01-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-01-23 · Other · Disposed 2,348,214 · Balance 0 F1: The Reporting Persons elected to redeem 2,348,214 shares of Class A Common Stock for cash. F2: The securities to which this filing relates were held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Persons elected to redeem 2,348,214 shares of Class A Common Stock for cash.

F2: The securities to which this filing relates were held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Ayala Pharmaceuticals, Inc.

Report date October 11, 2017 · Filed October 12, 2017

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2017-10-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	4,100,043	Reported balance After 2017-10-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-10-11 · Sale · Disposed 600,000 · Balance 4,100,043 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.32, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.32, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Calithera Biosciences, Inc.

Report date September 26, 2017 · Filed September 28, 2017

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2017-09-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.0001 ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	3,770,873	Reported balance After 2017-09-26 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-09-26 · Sale · Disposed 352,000 · Balance 3,770,873 F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.50 to $15.75, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee footnote	3,546,873	Last balance in matching sequence After 2017-09-28 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2017-09-27 · Sale · Disposed 186,000 · Balance 3,584,873 F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.405 to $15.9283, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Row 3 · 2017-09-28 · Sale · Disposed 38,000 · Balance 3,546,873 F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.50 to $15.75, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.405 to $15.9283, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

GCM Grosvenor Inc.

Report date May 08, 2023 · Filed May 10, 2023

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2023-05-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, $0.0001 par value (Common Stock)SEC Table I · non-derivative	IndirectSee footnote	4,318,049	Reported balance After 2023-05-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-05-08 · Sale · Disposed 70,000 · Balance 4,318,049 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $7.88, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	4,293,421	Reported balance After 2023-05-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2023-05-09 · Sale · Disposed 24,628 · Balance 4,293,421 F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	4,274,489	Reported balance After 2023-05-09 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2023-05-09 · Sale · Disposed 18,932 · Balance 4,274,489 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.7 to $7.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	4,198,497	Reported balance After 2023-05-10 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2023-05-10 · Sale · Disposed 75,992 · Balance 4,198,497 F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	4,158,641	Reported balance After 2023-05-10 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2023-05-10 · Sale · Disposed 39,586 · Balance 4,158,641 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.33 to $7.40, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $7.88, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.7 to $7.72, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.33 to $7.40, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

MULESOFT, INC

Report date March 17, 2017 · Filed March 21, 2017

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2017-03-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.000025SEC Table I · non-derivative	IndirectSee footnote	675,000	Reported balance After 2017-03-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-03-17 · Sale · Disposed 25,000 · Balance 675,000 F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

ORBCOMM Inc.

Report date August 12, 2020 · Filed August 13, 2020

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2020-08-13. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.001 par value ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	7,697,220	Reported balance After 2020-08-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-08-12 · Sale · Disposed 100,000 · Balance 7,697,220 F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

PUMA BIOTECHNOLOGY, INC.

Report date June 08, 2017 · Filed June 12, 2017

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2017-06-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.0001 ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	3,854,302	Reported balance After 2017-06-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-06-08 · Sale · Disposed 89,538 · Balance 3,854,302 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $80.4 to $81.375, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.
Common StockSEC Table I · non-derivative	IndirectSee footnote	3,696,580	Last balance in matching sequence After 2017-06-12 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 5 source rows Row 2 · 2017-06-08 · Sale · Disposed 10,462 · Balance 3,843,840 F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $81.4 to $81.7, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Row 3 · 2017-06-09 · Sale · Disposed 34,206 · Balance 3,809,634 F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $80 to $80.95, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Row 4 · 2017-06-09 · Sale · Disposed 24,110 · Balance 3,785,524 F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $81 to $81.5, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Row 5 · 2017-06-12 · Sale · Disposed 77,247 · Balance 3,708,277 F6: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $78.7 to $79.65, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Row 6 · 2017-06-12 · Sale · Disposed 11,697 · Balance 3,696,580 F7: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.7 to $80.4, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $80.4 to $81.375, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $81.4 to $81.7, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $80 to $80.95, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $81 to $81.5, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F6: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $78.7 to $79.65, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

F7: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.7 to $80.4, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Protagonist Therapeutics, Inc

Report date December 31, 2017 · Filed January 04, 2018

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2018-01-04. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Royalty Pharma plc

Report date December 17, 2020 · Filed December 18, 2020

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2020-12-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	38,815,330	Reported balance After 2020-12-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-12-17 · Sale · Disposed 7,200,000 · Balance 38,815,330 F1: Class A Ordinary Shares, par value $0.0001 per share, of the Issuer (the "Class A Ordinary Shares"). F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.
Class A Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	38,714,280	Reported balance After 2020-12-18 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2020-12-18 · Sale · Disposed 101,050 · Balance 38,714,280 F2: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.

Filing footnotes · ownership attribution and instrument terms

F1: Class A Ordinary Shares, par value $0.0001 per share, of the Issuer (the "Class A Ordinary Shares").

Solaris Energy Infrastructure, Inc.

Report date November 15, 2017 · Filed November 16, 2017

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2017-11-16. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Vitae Pharmaceuticals, Inc

Report date September 14, 2016 · Filed September 16, 2016

Jointly reported with ADAGE CAPITAL PARTNERS GP, L.L.C., Adage Capital Partners, L.P., Atchinson Robert, Gross Phillip

Section 16 reporting ended · disclosed 2016-09-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.0001 ("Common Stock")SEC Table I · non-derivative	IndirectSee footnote	2,375,000	Reported balance After 2016-09-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2016-09-14 · Sale · Disposed 1,025,000 · Balance 2,375,000 F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 23, 2021 Filed Jul 13, 2021 15:39 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	50,000	$12.79	$639,675.00	Disclosure SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 14 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,099,074 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
April 22, 2021 Filed Jul 13, 2021 15:39 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	200	$12.25	$2,450.00	Disclosure SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 13 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,149,074 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
April 21, 2021 Filed Jul 13, 2021 15:39 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	PurchaseClass A Common Stock	200	$11.25	$2,250.00	Disclosure SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 12 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,149,274 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
April 19, 2021 Filed Jul 13, 2021 15:39 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	3,658	$12.10	$44,264.73	Disclosure SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 11 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,149,074 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
April 16, 2021 Filed Jul 13, 2021 15:39 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	440	$12.25	$5,390.00	Disclosure SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 10 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,152,732 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
April 15, 2021 Filed Jul 13, 2021 15:39 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	11,139	$12.25	$136,493.96	Disclosure SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 9 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,153,172 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
April 14, 2021 Filed Jul 13, 2021 15:39 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	24,720	$12.26	$303,188.33	Disclosure SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 8 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,164,311 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
March 08, 2021 Filed Jul 13, 2021 15:39 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	10,000	$12.96	$129,550.00	Disclosure SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 7 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,189,031 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
March 08, 2021 Filed Jul 13, 2021 15:39 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	25,000	$13.03	$325,860.00	Disclosure SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 6 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,199,031 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
March 02, 2021 Filed Jul 13, 2021 15:39 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	7,481	$13.50	$100,993.50	Disclosure SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 5 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,224,031 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 24, 2021 Filed Jul 13, 2021 15:39 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	900	$13.31	$11,982.06	Disclosure SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 4 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,231,512 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 24, 2021 Filed Jul 13, 2021 15:39 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	25,000	$13.28	$332,007.50	Disclosure SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 3 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,232,412 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 24, 2021 Filed Jul 13, 2021 15:39 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	25,000	$13.23	$330,847.50	Disclosure SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 2 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,257,412 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 23, 2021 Filed Jul 13, 2021 15:39 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock, $0.0001 par value	395	$13.26	$5,237.70	Disclosure SEC source: 0000902664-21-003497 · ownership.xml · nonDerivative · entry 1 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,282,412 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 23, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	50,000	$13.29	$664,250.00	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 30 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,282,807 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 22, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	PurchaseClass A Common Stock	25,000	$12.82	$320,422.50	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 29 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,332,807 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 22, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	PurchaseClass A Common Stock	21,000	$12.75	$267,716.40	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 28 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,307,807 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 18, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	25,000	$13.26	$331,520.00	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 27 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,286,807 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 17, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	14,681	$13.25	$194,526.19	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 26 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,311,807 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 17, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	3,722	$13.40	$49,892.29	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 25 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,326,488 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 12, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	6,458	$13.51	$87,234.02	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 24 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,330,210 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 11, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	434	$13.65	$5,924.10	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 23 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,336,668 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 10, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	20,800	$13.60	$282,880.00	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 22 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,337,102 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 10, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	9,397	$13.60	$127,807.66	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 21 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,357,902 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 10, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	50,000	$13.53	$676,250.00	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 20 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,367,299 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 09, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	5,393	$13.50	$72,805.50	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 19 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,417,299 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 09, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	11,349	$13.50	$153,211.50	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 18 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,422,692 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 08, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	1,614	$13.40	$21,628.57	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 17 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,434,041 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 08, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	100	$13.50	$1,350.00	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 16 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,435,655 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 05, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	3,716	$13.41	$49,825.99	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 15 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,435,755 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 05, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	39,313	$13.50	$530,725.50	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 14 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,439,471 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
February 02, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	1,408	$13.51	$19,026.02	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 13 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,478,784 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
January 29, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	1,200	$13.25	$15,900.00	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 12 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,480,192 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
January 29, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	5,449	$13.46	$73,333.19	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 11 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,481,392 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
January 29, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	580	$13.50	$7,830.00	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 10 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,486,841 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
January 27, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	50,000	$13.50	$675,215.00	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 9 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,487,421 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
January 26, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	10,000	$13.58	$135,797.00	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 8 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,537,421 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
January 26, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	50,000	$13.51	$675,265.00	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 7 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,547,421 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
January 22, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	11,588	$13.42	$155,538.77	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 6 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,597,421 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
January 20, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	10,000	$13.42	$134,201.00	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 5 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,609,009 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
January 14, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	2,312	$13.50	$31,212.00	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 4 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,619,009 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
January 14, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	2,196	$13.50	$29,646.00	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 3 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,621,321 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
January 12, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	2,200	$13.50	$29,700.00	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 2 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,623,517 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
January 12, 2021 Filed Jul 13, 2021 15:37 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock, $0.0001 par value	15,000	$13.39	$200,782.50	Disclosure SEC source: 0000902664-21-003496 · ownership.xml · nonDerivative · entry 1 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,625,717 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
January 07, 2021 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	PurchaseClass A Common Stock	2,913	$13.01	$37,883.86	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 30 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,640,717 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
January 06, 2021 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	6,017	$13.01	$78,251.69	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 29 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,637,804 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
January 04, 2021 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	130	$13.40	$1,742.30	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 28 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,643,821 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 31, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	PurchaseClass A Common Stock	10,000	$13.27	$132,733.00	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 27 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,643,951 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 22, 2020 Filed Jul 13, 2021 15:36 UTC	GCM Grosvenor Inc. GCMG · Entity 2006	SaleClass A Common Stock	15,000	$13.68	$205,129.50	Disclosure SEC source: 0000902664-21-003495 · ownership.xml · nonDerivative · entry 26 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,633,951 F1 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document
December 18, 2020 Filed Dec 18, 2020 14:36 UTC	Royalty Pharma plc RPRX · Entity 3100	SaleClass A Ordinary Shares	101,050	$44.02	$4,448,221.00	Disclosure SEC source: 0000902664-20-004299 · ownership.xml · nonDerivative · entry 2 ADAGE CAPITAL PARTNERS GP, L.L.C. · CIK 0001165408 · 10% owner Adage Capital Partners, L.P. · CIK 0001163846 · 10% owner Adage Capital Advisors, L.L.C. · CIK 0001403403 · 10% owner Atchinson Robert · CIK 0001403404 · 10% owner Gross Phillip · CIK 0001403413 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,714,280 F2 · ownership.nature: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.