Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Chief Risk Officer | October 17, 2024 | October 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date October 17, 2024 · Filed October 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 10,095 |
Ending reported balance
After 2024-10-17 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-10-17 · Sale · Disposed 699 · Balance 11,396 F1: Reflects a weighted average sale price of $529.59 per share, at prices ranging from $529.10 to $529.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 2 · 2024-10-17 · Sale · Disposed 491 · Balance 10,905 F2: Reflects a weighted average sale price of $530.66 per share, at prices ranging from $530.15 to $530.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 3 · 2024-10-17 · Sale · Disposed 410 · Balance 10,495 F3: Reflects a weighted average sale price of $531.90 per share, at prices ranging from $531.25 to $531.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2024-10-17 · Sale · Disposed 400 · Balance 10,095 F4: Reflects a weighted average sale price of $532.46 per share, at prices ranging from $532.28 to $532.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 10,808 |
Last balance in matching sequence
After 2024-10-17 transaction · row 8
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 5 · 2024-10-17 · Sale · Disposed 700 · Balance 12,108 F5: Reflects a weighted average sale price of $529.60 per share, at prices ranging from $529.06 to $529.88 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Row 6 · 2024-10-17 · Sale · Disposed 400 · Balance 11,708 F7: Reflects a weighted average sale price of $530.72 per share, at prices ranging from $530.16 to $531.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Row 7 · 2024-10-17 · Sale · Disposed 502 · Balance 11,206 F8: Reflects a weighted average sale price of $531.72 per share, at prices ranging from $531.19 to $532.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Row 8 · 2024-10-17 · Sale · Disposed 398 · Balance 10,808 F9: Reflects a weighted average sale price of $532.73 per share, at prices ranging from $532.355 to $533.04 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a weighted average sale price of $529.59 per share, at prices ranging from $529.10 to $529.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects a weighted average sale price of $530.66 per share, at prices ranging from $530.15 to $530.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects a weighted average sale price of $531.90 per share, at prices ranging from $531.25 to $531.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: Reflects a weighted average sale price of $532.46 per share, at prices ranging from $532.28 to $532.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: Reflects a weighted average sale price of $529.60 per share, at prices ranging from $529.06 to $529.88 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F7: Reflects a weighted average sale price of $530.72 per share, at prices ranging from $530.16 to $531.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8: Reflects a weighted average sale price of $531.72 per share, at prices ranging from $531.19 to $532.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9: Reflects a weighted average sale price of $532.73 per share, at prices ranging from $532.355 to $533.04 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,810 | $290.01 | $1,104,938.10 |
DisclosureSEC source: 0000899243-21-002937 · doc4.xml · nonDerivative · entry 3 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,637 F3 · price: Reflects a weighted average sale price of $290.01 per share, at prices ranging from $289.50 to $290.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,312 | $288.92 | $1,245,823.04 |
DisclosureSEC source: 0000899243-21-002937 · doc4.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,447 F2 · price: Reflects a weighted average sale price of $288.92 per share, at prices ranging from $288.50 to $289.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,794 | $288.15 | $516,941.10 |
DisclosureSEC source: 0000899243-21-002937 · doc4.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,759 F1 · price: Reflects a weighted average sale price of $288.15 per share, at prices ranging from $287.50 to $288.49 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 21:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 11,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-20-000039 · ownershipdoc01212020012415.xml · derivative · entry 4 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 11,377 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation. F1 · price: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation. F1 · derivative.exercise_date: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation. F1 · derivative.expiration_date: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 21:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 5,305 | $247.05 | $1,310,600.25 |
DisclosureSEC source: 0000769993-20-000039 · ownershipdoc01212020012415.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,653 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 21:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 11,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-20-000039 · ownershipdoc01212020012415.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 21:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 12,542 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-20-000011 · ownershipdoc01142020021944.xml · derivative · entry 1 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,542 Underlying: Common Stock, par value $0.01 per share · 12,542 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2019 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2025. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2019 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2025. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2019 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2025. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 19:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 12,381 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-19-000078 · ownershipdoc01222019125957.xml · derivative · entry 4 LEE BRIAN J · CIK 0001698554 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 12,381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. F1 · price: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. F1 · derivative.exercise_date: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. F1 · derivative.expiration_date: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 19:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 5,773 | $197.68 | $1,141,206.64 |
DisclosureSEC source: 0000769993-19-000078 · ownershipdoc01222019125957.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,617 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 19:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 12,381 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-19-000078 · ownershipdoc01222019125957.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 21:33 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 19,740 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-19-000051 · ownershipdoc01152019103434.xml · derivative · entry 1 LEE BRIAN J · CIK 0001698554 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,740 Underlying: Common Stock, par value $0.01 per share · 19,740 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2018 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2024. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2018 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2024. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2018 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2024. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 6,738 | $263.92 | $1,778,292.96 |
DisclosureSEC source: 0000769993-18-000294 · ownershipdoc02202018010735.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,240 F1 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 20:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 7,084 | $250.97 | $1,777,871.48 |
DisclosureSEC source: 0000769993-18-000038 · ownershipdoc01172018030621.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,009 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the grant of Restricted Shares described in footnote 1 above. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 20:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 14,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-18-000038 · ownershipdoc01172018030621.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,093 F1 · shares: These shares of the Issuer's common stock ("Restricted Shares") represent the equity-based component of the Reporting Person's 2017 year-end compensation. The Restricted Shares generally cannot be sold or transferred before January 2023. The Restricted Shares are also subject to a non-competition covenant which will lapse in three approximately equal installments on or about each of December 31, 2018, 2019 and 2020, subject to other terms and conditions of the award agreement. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 11:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 18,928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000795 · ownershipdoc12262017044029.xml · derivative · entry 4 LEE BRIAN J · CIK 0001698554 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 18,928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. F1 · price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. F1 · derivative.exercise_date: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. F1 · derivative.expiration_date: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 11:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 9,760 | $255.95 | $2,498,072.00 |
DisclosureSEC source: 0000769993-17-000795 · ownershipdoc12262017044029.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,629 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 11:03 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 18,928 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000795 · ownershipdoc12262017044029.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.