Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Chief Risk Officer | October 17, 2024 | October 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date October 17, 2024 · Filed October 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 10,095 |
Ending reported balance
After 2024-10-17 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-10-17 · Sale · Disposed 699 · Balance 11,396 F1: Reflects a weighted average sale price of $529.59 per share, at prices ranging from $529.10 to $529.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 2 · 2024-10-17 · Sale · Disposed 491 · Balance 10,905 F2: Reflects a weighted average sale price of $530.66 per share, at prices ranging from $530.15 to $530.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 3 · 2024-10-17 · Sale · Disposed 410 · Balance 10,495 F3: Reflects a weighted average sale price of $531.90 per share, at prices ranging from $531.25 to $531.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2024-10-17 · Sale · Disposed 400 · Balance 10,095 F4: Reflects a weighted average sale price of $532.46 per share, at prices ranging from $532.28 to $532.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 10,808 |
Last balance in matching sequence
After 2024-10-17 transaction · row 8
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 5 · 2024-10-17 · Sale · Disposed 700 · Balance 12,108 F5: Reflects a weighted average sale price of $529.60 per share, at prices ranging from $529.06 to $529.88 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Row 6 · 2024-10-17 · Sale · Disposed 400 · Balance 11,708 F7: Reflects a weighted average sale price of $530.72 per share, at prices ranging from $530.16 to $531.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Row 7 · 2024-10-17 · Sale · Disposed 502 · Balance 11,206 F8: Reflects a weighted average sale price of $531.72 per share, at prices ranging from $531.19 to $532.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Row 8 · 2024-10-17 · Sale · Disposed 398 · Balance 10,808 F9: Reflects a weighted average sale price of $532.73 per share, at prices ranging from $532.355 to $533.04 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a weighted average sale price of $529.59 per share, at prices ranging from $529.10 to $529.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects a weighted average sale price of $530.66 per share, at prices ranging from $530.15 to $530.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects a weighted average sale price of $531.90 per share, at prices ranging from $531.25 to $531.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: Reflects a weighted average sale price of $532.46 per share, at prices ranging from $532.28 to $532.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: Reflects a weighted average sale price of $529.60 per share, at prices ranging from $529.06 to $529.88 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F7: Reflects a weighted average sale price of $530.72 per share, at prices ranging from $530.16 to $531.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8: Reflects a weighted average sale price of $531.72 per share, at prices ranging from $531.19 to $532.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9: Reflects a weighted average sale price of $532.73 per share, at prices ranging from $532.355 to $533.04 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 17, 2024 Filed Oct 18, 2024 20:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 398 | $532.73 | $212,026.54 |
DisclosureSEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 8 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 10,808 F9 · price: Reflects a weighted average sale price of $532.73 per share, at prices ranging from $532.355 to $533.04 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 502 | $531.72 | $266,923.44 |
DisclosureSEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 7 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,206 F8 · price: Reflects a weighted average sale price of $531.72 per share, at prices ranging from $531.19 to $532.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 400 | $530.72 | $212,288.00 |
DisclosureSEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 6 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,708 F7 · price: Reflects a weighted average sale price of $530.72 per share, at prices ranging from $530.16 to $531.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 700 | $529.60 | $370,720.00 |
DisclosureSEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 5 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 12,108 F5 · price: Reflects a weighted average sale price of $529.60 per share, at prices ranging from $529.06 to $529.88 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 400 | $532.46 | $212,984.00 |
DisclosureSEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 4 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,095 F4 · price: Reflects a weighted average sale price of $532.46 per share, at prices ranging from $532.28 to $532.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 410 | $531.90 | $218,079.00 |
DisclosureSEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 3 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,495 F3 · price: Reflects a weighted average sale price of $531.90 per share, at prices ranging from $531.25 to $531.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 491 | $530.66 | $260,554.06 |
DisclosureSEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,905 F2 · price: Reflects a weighted average sale price of $530.66 per share, at prices ranging from $530.15 to $530.99 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 699 | $529.59 | $370,183.41 |
DisclosureSEC source: 0001698554-24-000010 · wk-form4_1729282386.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,396 F1 · price: Reflects a weighted average sale price of $529.59 per share, at prices ranging from $529.10 to $529.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 16, 2024 Filed Jul 18, 2024 20:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,500 | $506.07 | $759,105.00 |
DisclosureSEC source: 0001698554-24-000008 · wk-form4_1721333148.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 12,808 F2 · price: Reflects a weighted average sale price of $506.07 per share, at prices ranging from $505.87 to $506.37 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| July 16, 2024 Filed Jul 18, 2024 20:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,500 | $505.99 | $1,770,965.00 |
DisclosureSEC source: 0001698554-24-000008 · wk-form4_1721333148.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,095 F1 · price: Reflects a weighted average sale price of $505.99 per share, at prices ranging from $505.53 to $506.43 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 30, 2024 Filed May 2, 2024 20:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 6,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698554-24-000006 · wk-form4_1714680486.xml · derivative · entry 4 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 6,584 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026. F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026. F1 · derivative.exercise_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026. F1 · derivative.expiration_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026. Read SEC document |
| April 30, 2024 Filed May 2, 2024 20:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 3,362 | $430.81 | $1,448,383.22 |
DisclosureSEC source: 0001698554-24-000006 · wk-form4_1714680486.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,595 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above. Read SEC document |
| April 30, 2024 Filed May 2, 2024 20:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 6,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698554-24-000006 · wk-form4_1714680486.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026. F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 21:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 4,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698554-24-000004 · wk-form4_1706217042.xml · derivative · entry 4 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock par value $0.01 per share · 4,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation. F1 · price: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation. F1 · derivative.exercise_date: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation. F1 · derivative.expiration_date: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 21:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 2,138 | $385.96 | $825,182.48 |
DisclosureSEC source: 0001698554-24-000004 · wk-form4_1706217042.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,373 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 21:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 4,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698554-24-000004 · wk-form4_1706217042.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,000 | $376.03 | $1,504,120.00 |
DisclosureSEC source: 0001698554-24-000002 · wk-form4_1705698829.xml · nonDerivative · entry 3 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 14,308 F4 · price: Reflects a weighted average sale price of $376.03 per share, at prices ranging from $375.75 to $376.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,500 | $375.23 | $938,075.00 |
DisclosureSEC source: 0001698554-24-000002 · wk-form4_1705698829.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,308 F2 · price: Reflects a weighted average sale price of $375.23 per share, at prices ranging from $374.74 to $375.72 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,000 | $376.39 | $1,129,170.00 |
DisclosureSEC source: 0001698554-24-000002 · wk-form4_1705698829.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,121 F1 · price: Reflects a weighted average sale price of $376.39 per share, at prices ranging from $376.09 to $376.71 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 03, 2023 Filed May 4, 2023 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 6,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-027345 · doc4.xml · derivative · entry 9 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 6,270 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025. F7 · price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025. F7 · derivative.exercise_date: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025. F7 · derivative.expiration_date: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025. Read SEC document |
| May 03, 2023 Filed May 4, 2023 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 3,201 | $333.37 | $1,067,117.37 |
DisclosureSEC source: 0001209191-23-027345 · doc4.xml · nonDerivative · entry 8 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,121 F8 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 7 above. F8 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 7 above. Read SEC document |
| May 03, 2023 Filed May 4, 2023 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 6,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-027345 · doc4.xml · nonDerivative · entry 7 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025. F7 · price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 500 | $338.41 | $169,205.00 |
DisclosureSEC source: 0001209191-23-027345 · doc4.xml · nonDerivative · entry 6 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 15,808 F6 · price: Reflects a weighted average sale price of $338.41 per share, at prices ranging from $338.33 to $338.65 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,800 | $337.81 | $608,058.00 |
DisclosureSEC source: 0001209191-23-027345 · doc4.xml · nonDerivative · entry 5 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 16,308 F5 · price: Reflects a weighted average sale price of $337.81 per share, at prices ranging from $337.29 to $338.26 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 700 | $336.62 | $235,634.00 |
DisclosureSEC source: 0001209191-23-027345 · doc4.xml · nonDerivative · entry 4 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,108 F3 · price: Reflects a weighted average sale price of $336.62 per share, at prices ranging from $336.24 to $336.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $338.60 | $33,860.00 |
DisclosureSEC source: 0001209191-23-027345 · doc4.xml · nonDerivative · entry 3 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,052 Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,965 | $337.98 | $664,130.70 |
DisclosureSEC source: 0001209191-23-027345 · doc4.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,152 F2 · price: Reflects a weighted average sale price of $337.98 per share, at prices ranging from $337.53 to $338.33 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 935 | $336.88 | $314,982.80 |
DisclosureSEC source: 0001209191-23-027345 · doc4.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,117 F1 · price: Reflects a weighted average sale price of $336.88 per share, at prices ranging from $336.47 to $337.35 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 8,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-005058 · doc4.xml · derivative · entry 4 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 8,571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation. F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation. F1 · derivative.exercise_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation. F1 · derivative.expiration_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 4,175 | $349.14 | $1,457,659.50 |
DisclosureSEC source: 0001209191-23-005058 · doc4.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,052 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 8,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-005058 · doc4.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,634 | $386.33 | $1,017,593.22 |
DisclosureSEC source: 0001209191-22-057317 · doc4.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,656 F2 · price: Reflects a weighted average sale price of $386.33 per share, at prices ranging from $386.18 to $386.44 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 7,366 | $385.67 | $2,840,845.22 |
DisclosureSEC source: 0001209191-22-057317 · doc4.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,290 F1 · price: Reflects a weighted average sale price of $385.67 per share, at prices ranging from $385.15 to $386.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 28, 2022 Filed Jan 28, 2022 21:41 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantPerformance-based Restricted Stock Units · Derivative | 12,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005429 · doc4.xml · derivative · entry 1 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,211 Underlying: Common Stock, par value $0.01 per share · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: On January 28, 2022, the Reporting Person was awarded a Shareholder Value Creation Award in the form of 12,211 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period beginning October 2021. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the end of the five-year performance period, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery. F1 · derivative.exercise_date: On January 28, 2022, the Reporting Person was awarded a Shareholder Value Creation Award in the form of 12,211 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period beginning October 2021. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the end of the five-year performance period, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery. F1 · derivative.expiration_date: On January 28, 2022, the Reporting Person was awarded a Shareholder Value Creation Award in the form of 12,211 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period beginning October 2021. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the end of the five-year performance period, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery. F1 · derivative.underlying_shares: On January 28, 2022, the Reporting Person was awarded a Shareholder Value Creation Award in the form of 12,211 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period beginning October 2021. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the end of the five-year performance period, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 15,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-005211 · doc4.xml · derivative · entry 4 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 15,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation. F1 · price: On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation. F1 · derivative.exercise_date: On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation. F1 · derivative.expiration_date: On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 7,380 | $343.39 | $2,534,218.20 |
DisclosureSEC source: 0001209191-22-005211 · doc4.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,842 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 15,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-005211 · doc4.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 20:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 530 | $378.12 | $200,403.60 |
DisclosureSEC source: 0001209191-21-046933 · doc4.xml · nonDerivative · entry 4 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,136 F4 · price: Reflects a weighted average sale price of $378.12 per share, at prices ranging from $377.94 to $378.29 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 20:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,136 | $377.39 | $428,715.04 |
DisclosureSEC source: 0001209191-21-046933 · doc4.xml · nonDerivative · entry 3 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,666 F3 · price: Reflects a weighted average sale price of $377.39 per share, at prices ranging from $376.94 to $377.93 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 20:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,574 | $376.34 | $1,721,379.16 |
DisclosureSEC source: 0001209191-21-046933 · doc4.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,802 F1 · price: Reflects a weighted average sale price of $376.34 per share, at prices ranging from $375.94 to $376.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 10,760 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003476 · doc4.xml · derivative · entry 4 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 10,760 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation. F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation. F1 · derivative.exercise_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation. F1 · derivative.expiration_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 5,017 | $289.39 | $1,451,869.63 |
DisclosureSEC source: 0000899243-21-003476 · doc4.xml · nonDerivative · entry 2 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,558 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 10,760 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003476 · doc4.xml · nonDerivative · entry 1 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 13,169 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002937 · doc4.xml · derivative · entry 11 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,169 Underlying: Common Stock, par value $0.01 per share · 13,169 shares Expires not disclosed F11 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026. F11 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026. F11 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 200 | $296.17 | $59,234.00 |
DisclosureSEC source: 0000899243-21-002937 · doc4.xml · nonDerivative · entry 9 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,815 F9 · price: Reflects a weighted average sale price of $296.17 per share, at prices ranging from $296.04 to $296.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 600 | $295.47 | $177,282.00 |
DisclosureSEC source: 0000899243-21-002937 · doc4.xml · nonDerivative · entry 8 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,015 F8 · price: Reflects a weighted average sale price of $295.47 per share, at prices ranging from $295.12 to $296.01 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 300 | $294.63 | $88,389.00 |
DisclosureSEC source: 0000899243-21-002937 · doc4.xml · nonDerivative · entry 7 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,615 F7 · price: Reflects a weighted average sale price of $294.63 per share, at prices ranging from $294.10 to $294.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 200 | $293.12 | $58,624.00 |
DisclosureSEC source: 0000899243-21-002937 · doc4.xml · nonDerivative · entry 6 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,915 F6 · price: Reflects a weighted average sale price of $293.12 per share, at prices ranging from $292.94 to $293.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 800 | $292.42 | $233,936.00 |
DisclosureSEC source: 0000899243-21-002937 · doc4.xml · nonDerivative · entry 5 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,115 F5 · price: Reflects a weighted average sale price of $292.42 per share, at prices ranging from $291.81 to $292.69 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,722 | $290.71 | $500,602.62 |
DisclosureSEC source: 0000899243-21-002937 · doc4.xml · nonDerivative · entry 4 LEE BRIAN J · CIK 0001698554 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,915 F4 · price: Reflects a weighted average sale price of $290.71 per share, at prices ranging from $290.52 to $290.88 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.