Jansen David B

SEC source: 0001882291-23-000002 · primary_doc.xml · nonDerivative · entry 1

Jansen David B · CIK 0001882291 · Director · President; Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 757,102

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

SEC source: 0001882291-23-000001 · primary_doc.xml · derivative · entry 3

Jansen David B · CIK 0001882291 · Director · President; Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454,434

Underlying: Common Stock · 1,454,434 shares

Expires 2033-03-02

F2 · derivative.exercise_date: The stock option will vest as to 25% of the shares of the Issuer's common stock underlying the grant on March 2, 2024, and will vest as to the remaining 75% of the shares underlying the grant in 12 equal quarterly installments commencing on March 31, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001882291-23-000001 · primary_doc.xml · nonDerivative · entry 1

Jansen David B · CIK 0001882291 · Director · President; Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,450

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on March 2, 2024, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on March 31, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001104659-22-079450 · tm2220920-1_4seq1.xml · nonDerivative · entry 2

Jansen David B · CIK 0001882291 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 795,495

F1 · kind: Represents the transfer of 795,495 shares of common stock from the reporting person to the Jean and David Jansen Living Trust, of which the reporting person is a trustee and in such capacity, has the right to exercise voting and investment power over such shares of common stock.

SEC source: 0001104659-22-079450 · tm2220920-1_4seq1.xml · nonDerivative · entry 1

Jansen David B · CIK 0001882291 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,611

F1 · kind: Represents the transfer of 795,495 shares of common stock from the reporting person to the Jean and David Jansen Living Trust, of which the reporting person is a trustee and in such capacity, has the right to exercise voting and investment power over such shares of common stock.

SEC source: 0001104659-22-060480 · tm2215575-4_4seq1.xml · derivative · entry 2

Jansen David B · CIK 0001882291 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,838

Underlying: Common Stock · 221,838 shares

Expires 2032-05-12

F2 · derivative.exercise_date: 25% of the shares issuable upon exercise of the option will vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001104659-22-060480 · tm2215575-4_4seq1.xml · nonDerivative · entry 1

Jansen David B · CIK 0001882291 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,106

F1 · shares: Represents restriced stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date.

SEC source: 0001104659-21-147775 · tm2134826-12_4seq1.xml · derivative · entry 3

Jansen David B · CIK 0001882291 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,863,781

Underlying: Common Stock · 1,272,791 shares

Expires 2031-08-03

F3 · price: At the Effective Time, each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio.

F4 · derivative.exercise_date: 25% of the shares issuable upon exercise of the option will vest on August 3, 2022, and 1/36 of the remaining shares issuable upon exercise of the option will vest monthly thereafter.

F3 · derivative.underlying_shares: At the Effective Time, each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio.

SEC source: 0001104659-21-147775 · tm2134826-12_4seq1.xml · derivative · entry 2

Jansen David B · CIK 0001882291 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590,990

Underlying: Common Stock · 1,590,990 shares

Expires 2027-02-01

F3 · price: At the Effective Time, each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio.

F3 · derivative.underlying_shares: At the Effective Time, each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio.

SEC source: 0001104659-21-147775 · tm2134826-12_4seq1.xml · nonDerivative · entry 1

Jansen David B · CIK 0001882291 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,495

F1 · shares: Reflects shares of Common Stock, par value $0.0001, of the Issuer acquired upon the completion of the merger (the "Merger") pursuant to the as amended Business Combination Agreement and Plan of Reorganization, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Solid Power, Inc. ("Solid Power"). At the effective time of the Merger (the "Effective Time"), each share of Solid Power common stock issued and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive the number of shares of Common Stock of the Issuer equal to an exchange ratio calculated at closing (the "Exchange Ratio").

F2 · price: In connection with the Merger, at the Effective Time, each share of Solid Power common stock issued and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive the number of shares of Common Stock of the Issuer equal to the Exchange Ratio.