Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VALVOLINE INCVVV · Entity 1678 | SVP, Chief Commercial Officer | May 11, 2023 | May 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VALVOLINE INC
Report date May 11, 2023 · Filed May 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,159 |
Ending reported balance
After 2023-05-12 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-05-11 · Exercise / conversion · Acquired 9,000 · Balance 46,159 Row 2 · 2023-05-11 · Tax withholding · Disposed 6,454 · Balance 39,705 F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of Stock Appreciation Rights. Row 3 · 2023-05-12 · Sale · Disposed 2,546 · Balance 37,159 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $23.08 · Expires 2027-11-13 | Direct | 0 |
Reported balance
After 2023-05-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-05-11 · Exercise / conversion · Disposed 9,000 · Balance 0 F2: Fifty percent (50%) of the Stock Appreciation Rights vested on November 13, 2018 and 25% vested on each of November 13, 2019 and November 13, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of Stock Appreciation Rights.
F2: Fifty percent (50%) of the Stock Appreciation Rights vested on November 13, 2018 and 25% vested on each of November 13, 2019 and November 13, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2023 Filed May 15, 2023 08:19 UTC | VALVOLINE INC VVV · Entity 1678 | SaleCommon Stock | 2,546 | $38.64 | $98,377.44 |
DisclosureSEC source: 0001674910-23-000061 · wf-form4_168415315161673.xml · nonDerivative · entry 3 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,159 Read SEC document |
| May 11, 2023 Filed May 15, 2023 08:19 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionStock Appreciation Right · Derivative | 9,000 | $0.00 Strike: $23.08 | $0.00 |
DisclosureSEC source: 0001674910-23-000061 · wf-form4_168415315161673.xml · derivative · entry 4 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2027-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fifty percent (50%) of the Stock Appreciation Rights vested on November 13, 2018 and 25% vested on each of November 13, 2019 and November 13, 2020. Read SEC document |
| May 11, 2023 Filed May 15, 2023 08:19 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 6,454 | $38.50 | $248,479.00 |
DisclosureSEC source: 0001674910-23-000061 · wf-form4_168415315161673.xml · nonDerivative · entry 2 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,705 F1 · shares: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of Stock Appreciation Rights. Read SEC document |
| May 11, 2023 Filed May 15, 2023 08:19 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 9,000 | $23.08 | $207,720.00 |
DisclosureSEC source: 0001674910-23-000061 · wf-form4_168415315161673.xml · nonDerivative · entry 1 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 46,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 17:08 UTC | VALVOLINE INC VVV · Entity 1678 | SaleCommon Stock | 5,823 | $35.25 | $205,260.75 |
DisclosureSEC source: 0001674910-23-000045 · wf-form4_168072888657313.xml · nonDerivative · entry 5 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,159 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 17:08 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2017 Stock Appreciation Right · Derivative | 11,298 | $0.00 Strike: $20.29 | $0.00 |
DisclosureSEC source: 0001674910-23-000045 · wf-form4_168072888657313.xml · derivative · entry 7 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,298 shares Expires 2026-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vested on November 16, 2017, twenty-five percent (25%) of the stock appreciation rights vested on November 16, 2018 and twenty-five percent (25%) of the stock appreciation rights vested on November 16, 2019. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 17:08 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2016 Stock Appreciation Right · Derivative | 9,684 | $0.00 Strike: $20.80 | $0.00 |
DisclosureSEC source: 0001674910-23-000045 · wf-form4_168072888657313.xml · derivative · entry 6 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,684 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vested on November 18, 2016, twenty-five percent (25%) of the stock appreciation rights vested on November 18, 2017 and twenty-five percent (25%) of the stock appreciation rights vested on November 18, 2018. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 17:08 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 8,149 | $35.33 | $287,904.17 |
DisclosureSEC source: 0001674910-23-000045 · wf-form4_168072888657313.xml · nonDerivative · entry 4 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 42,982 F1 · shares: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of Stock Appreciation Rights. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 17:08 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 11,298 | $20.29 | $229,236.42 |
DisclosureSEC source: 0001674910-23-000045 · wf-form4_168072888657313.xml · nonDerivative · entry 3 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 51,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 17:08 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 7,010 | $35.33 | $247,663.30 |
DisclosureSEC source: 0001674910-23-000045 · wf-form4_168072888657313.xml · nonDerivative · entry 2 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,833 F1 · shares: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of Stock Appreciation Rights. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 17:08 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 9,684 | $20.80 | $201,427.20 |
DisclosureSEC source: 0001674910-23-000045 · wf-form4_168072888657313.xml · nonDerivative · entry 1 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 46,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2023 Filed Jan 30, 2023 09:21 UTC | VALVOLINE INC VVV · Entity 1678 | SaleCommon Stock | 3,000 | $36.00 | $108,000.00 |
DisclosureSEC source: 0001674910-23-000022 · wf-form4_167508848942332.xml · nonDerivative · entry 1 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,159 F1 · shares: Transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:26 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2023 Stock Appreciation Rights · Derivative | 5,490 | $0.00 Strike: $32.85 | $0.00 |
DisclosureSEC source: 0001674910-22-000144 · wf-form4_166992999448187.xml · derivative · entry 2 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,490 Underlying: Common Stock · 5,490 shares Expires 2032-11-29 F3 · derivative.exercise_date: Fifty percent (50%) of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:26 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2023 Restricted Stock Units · Derivative | 2,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-22-000144 · wf-form4_166992999448187.xml · derivative · entry 1 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,180 Underlying: Common Stock · 2,180 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 17:49 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 3,236 | $32.87 | $106,367.32 |
DisclosureSEC source: 0001674910-22-000119 · wf-form4_166907097437988.xml · nonDerivative · entry 2 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,159 Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 17:49 UTC | VALVOLINE INC VVV · Entity 1678 | GrantCommon Stock | 10,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-22-000119 · wf-form4_166907097437988.xml · nonDerivative · entry 1 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,395 F1 · shares: Represents shares earned from the FY20-FY22 performance stock unit ("PSU") award granted on November 14, 2019, as certified by the Compensation Committee of the Board of Directors on November 17, 2022. Earned PSUs became 100% vested on the last day of the performance period. The PSUs were measured against EPS performance goals over three separate one-year measurement periods for each of FY20, FY21 and FY22, and a fourth cumulative FY20-FY22 measurement period with a potential payout of 0% to 200% of Target. Each measurement period was weighted equally at 25%. The entire PSU payout was subject to a payment modifier (-25%, 0% or +25%) based on Valvoline's FY20-FY22 total shareholder return relative to the companies in the S&P MidCap 400 Index. Based on Valvoline's EPS performance and relative TSR performance, the Compensation Committee awarded a PSU payout equal to 200% of Target. F2 · price: PSUs convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 08:03 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2020 Restricted Stock Units · Derivative | 897 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-22-000103 · wf-form4_166851736466590.xml · derivative · entry 9 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 897 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 08:03 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 288 | $32.16 | $9,262.08 |
DisclosureSEC source: 0001674910-22-000103 · wf-form4_166851736466590.xml · nonDerivative · entry 6 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,315 Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 08:03 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 897 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-22-000103 · wf-form4_166851736466590.xml · nonDerivative · entry 5 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 08:03 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2022 Restricted Stock Units · Derivative | 673 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-22-000103 · wf-form4_166851736466590.xml · derivative · entry 8 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,347 Underlying: Common Stock · 673 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 08:03 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2021 Restricted Stock Units · Derivative | 949 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-22-000103 · wf-form4_166851736466590.xml · derivative · entry 7 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 949 Underlying: Common Stock · 949 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 08:03 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 217 | $32.13 | $6,972.21 |
DisclosureSEC source: 0001674910-22-000103 · wf-form4_166851736466590.xml · nonDerivative · entry 4 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,706 Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 08:03 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 673 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-22-000103 · wf-form4_166851736466590.xml · nonDerivative · entry 3 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 08:03 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 305 | $32.13 | $9,799.65 |
DisclosureSEC source: 0001674910-22-000103 · wf-form4_166851736466590.xml · nonDerivative · entry 2 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,250 Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 08:03 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-22-000103 · wf-form4_166851736466590.xml · nonDerivative · entry 1 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 17:19 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2019 Restricted Stock Units · Derivative | 892 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-21-000146 · wf-form4_163761954349604.xml · derivative · entry 3 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 892 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 17:19 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 287 | $36.08 | $10,354.96 |
DisclosureSEC source: 0001674910-21-000146 · wf-form4_163761954349604.xml · nonDerivative · entry 2 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,606 Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 17:19 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-21-000146 · wf-form4_163761954349604.xml · nonDerivative · entry 1 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 17:41 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2021 Restricted Stock Units · Derivative | 932 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-21-000114 · wf-form4_163701605283639.xml · derivative · entry 10 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,868 Underlying: Common Stock · 932 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 17:41 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2020 Restricted Stock Units · Derivative | 882 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-21-000114 · wf-form4_163701605283639.xml · derivative · entry 9 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882 Underlying: Common Stock · 882 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 17:41 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 300 | $35.16 | $10,548.00 |
DisclosureSEC source: 0001674910-21-000114 · wf-form4_163701605283639.xml · nonDerivative · entry 6 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,001 Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 17:41 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 932 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-21-000114 · wf-form4_163701605283639.xml · nonDerivative · entry 5 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 17:41 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 284 | $35.16 | $9,985.44 |
DisclosureSEC source: 0001674910-21-000114 · wf-form4_163701605283639.xml · nonDerivative · entry 4 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,369 Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 17:41 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 882 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-21-000114 · wf-form4_163701605283639.xml · nonDerivative · entry 3 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 17:41 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2022 Stock Appreciation Rights · Derivative | 6,950 | $0.00 Strike: $35.25 | $0.00 |
DisclosureSEC source: 0001674910-21-000114 · wf-form4_163701605283639.xml · derivative · entry 8 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,950 Underlying: Common Stock · 6,950 shares Expires 2031-11-11 F4 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on the first anniversary of the grant date and 25% vest on each of the second and third anniversaries of the grant date. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 17:41 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2022 Restricted Stock Units · Derivative | 1,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-21-000114 · wf-form4_163701605283639.xml · derivative · entry 7 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,990 Underlying: Common Stock · 1,990 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 17:41 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 2,232 | $35.25 | $78,678.00 |
DisclosureSEC source: 0001674910-21-000114 · wf-form4_163701605283639.xml · nonDerivative · entry 2 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,771 Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 17:41 UTC | VALVOLINE INC VVV · Entity 1678 | GrantCommon Stock | 6,951 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-21-000114 · wf-form4_163701605283639.xml · nonDerivative · entry 1 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,003 F1 · shares: Represents shares earned from the FY19-FY21 performance stock unit ("PSU") award granted on November 19, 2018, as certified by the Compensation Committee of the Board of Directors on November 11, 2021. Earned PSUs became 100% vested on the last day of the performance period. The PSUs were measured against EPS performance goals over three separate one-year measurement periods for each of FY19, FY20 and FY21, and a fourth cumulative FY19-FY21 measurement period with a potential payout of 0% to 200% of Target. Each measurement period was weighted equally at 25%. The entire PSU payout was subject to a payment modifier (-25%, 0% or +25%) based on Valvoline's FY19-FY21 total shareholder return relative to the companies in the S&P MidCap 400 Index. Based on Valvoline's EPS performance and relative TSR performance, the Compensation Committee awarded a PSU payout equal to 144.5% of Target. F2 · price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 17:00 UTC | VALVOLINE INC VVV · Entity 1678 | SaleCommon Stock | 2,219 | $22.83 | $50,659.77 |
DisclosureSEC source: 0001674910-20-000228 · wf-form4_160677361888551.xml · nonDerivative · entry 5 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,052 F1 · shares: Transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on February 28, 2020. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 17:00 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2014 Stock Appreciation Right · Derivative | 8,070 | $0.00 Strike: $16.67 | $0.00 |
DisclosureSEC source: 0001674910-20-000228 · wf-form4_160677361888551.xml · derivative · entry 7 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,070 shares Expires 2023-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on February 28, 2020. F3 · derivative.exercise_date: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 17:00 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2013 Stock Appreciation Right · Derivative | 2,152 | $0.00 Strike: $13.08 | $0.00 |
DisclosureSEC source: 0001674910-20-000228 · wf-form4_160677361888551.xml · derivative · entry 6 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,152 shares Expires 2022-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on February 28, 2020. F3 · derivative.exercise_date: 50% of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 17:00 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 6,495 | $23.40 | $151,983.00 |
DisclosureSEC source: 0001674910-20-000228 · wf-form4_160677361888551.xml · nonDerivative · entry 4 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,271 F2 · shares: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 17:00 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 8,070 | $16.67 | $134,526.90 |
DisclosureSEC source: 0001674910-20-000228 · wf-form4_160677361888551.xml · nonDerivative · entry 3 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on February 28, 2020. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 17:00 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 1,508 | $23.40 | $35,287.20 |
DisclosureSEC source: 0001674910-20-000228 · wf-form4_160677361888551.xml · nonDerivative · entry 2 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,696 F2 · shares: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 17:00 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 2,152 | $13.08 | $28,148.16 |
DisclosureSEC source: 0001674910-20-000228 · wf-form4_160677361888551.xml · nonDerivative · entry 1 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on February 28, 2020. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 17:15 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2019 Restricted Stock Units · Derivative | 874 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-20-000207 · wf-form4_160616973759783.xml · derivative · entry 3 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875 Underlying: Common Stock · 874 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 17:15 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 281 | $22.14 | $6,221.34 |
DisclosureSEC source: 0001674910-20-000207 · wf-form4_160616973759783.xml · nonDerivative · entry 2 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,052 Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 17:15 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-20-000207 · wf-form4_160616973759783.xml · nonDerivative · entry 1 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 19:33 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2020 Restricted Stock Units · Derivative | 865 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-20-000169 · wf-form4_160557321717175.xml · derivative · entry 10 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,732 Underlying: Common Stock · 865 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 19:33 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2018 Restricted Stock Units · Derivative | 742 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-20-000169 · wf-form4_160557321717175.xml · derivative · entry 9 Matheys Heidi J. · CIK 0001685782 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 742 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.